CA2036031A1 - Near infrared diagnostic method and instrument - Google Patents

Near infrared diagnostic method and instrument

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Publication number
CA2036031A1
CA2036031A1 CA002036031A CA2036031A CA2036031A1 CA 2036031 A1 CA2036031 A1 CA 2036031A1 CA 002036031 A CA002036031 A CA 002036031A CA 2036031 A CA2036031 A CA 2036031A CA 2036031 A1 CA2036031 A1 CA 2036031A1
Authority
CA
Canada
Prior art keywords
tissue
wavelengths
diseased
instrument
lambda
Prior art date
Legal status (The legal status is an assumption and is not a legal conclusion. Google has not performed a legal analysis and makes no representation as to the accuracy of the status listed.)
Abandoned
Application number
CA002036031A
Other languages
French (fr)
Inventor
Jeffrey L. Helfer
Stephen C. Switalski
Huse-Yang Liu
Current Assignee (The listed assignees may be inaccurate. Google has not performed a legal analysis and makes no representation or warranty as to the accuracy of the list.)
Eastman Kodak Co
Original Assignee
Eastman Kodak Co
Priority date (The priority date is an assumption and is not a legal conclusion. Google has not performed a legal analysis and makes no representation as to the accuracy of the date listed.)
Filing date
Publication date
Application filed by Eastman Kodak Co filed Critical Eastman Kodak Co
Publication of CA2036031A1 publication Critical patent/CA2036031A1/en
Abandoned legal-status Critical Current

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Classifications

    • AHUMAN NECESSITIES
    • A61MEDICAL OR VETERINARY SCIENCE; HYGIENE
    • A61BDIAGNOSIS; SURGERY; IDENTIFICATION
    • A61B5/00Measuring for diagnostic purposes; Identification of persons
    • A61B5/0059Measuring for diagnostic purposes; Identification of persons using light, e.g. diagnosis by transillumination, diascopy, fluorescence
    • A61B5/0082Measuring for diagnostic purposes; Identification of persons using light, e.g. diagnosis by transillumination, diascopy, fluorescence adapted for particular medical purposes
    • A61B5/0084Measuring for diagnostic purposes; Identification of persons using light, e.g. diagnosis by transillumination, diascopy, fluorescence adapted for particular medical purposes for introduction into the body, e.g. by catheters
    • A61B5/0086Measuring for diagnostic purposes; Identification of persons using light, e.g. diagnosis by transillumination, diascopy, fluorescence adapted for particular medical purposes for introduction into the body, e.g. by catheters using infrared radiation
    • AHUMAN NECESSITIES
    • A61MEDICAL OR VETERINARY SCIENCE; HYGIENE
    • A61BDIAGNOSIS; SURGERY; IDENTIFICATION
    • A61B18/00Surgical instruments, devices or methods for transferring non-mechanical forms of energy to or from the body
    • A61B18/18Surgical instruments, devices or methods for transferring non-mechanical forms of energy to or from the body by applying electromagnetic radiation, e.g. microwaves
    • A61B18/20Surgical instruments, devices or methods for transferring non-mechanical forms of energy to or from the body by applying electromagnetic radiation, e.g. microwaves using laser
    • A61B18/22Surgical instruments, devices or methods for transferring non-mechanical forms of energy to or from the body by applying electromagnetic radiation, e.g. microwaves using laser the beam being directed along or through a flexible conduit, e.g. an optical fibre; Couplings or hand-pieces therefor
    • A61B18/24Surgical instruments, devices or methods for transferring non-mechanical forms of energy to or from the body by applying electromagnetic radiation, e.g. microwaves using laser the beam being directed along or through a flexible conduit, e.g. an optical fibre; Couplings or hand-pieces therefor with a catheter
    • A61B18/245Surgical instruments, devices or methods for transferring non-mechanical forms of energy to or from the body by applying electromagnetic radiation, e.g. microwaves using laser the beam being directed along or through a flexible conduit, e.g. an optical fibre; Couplings or hand-pieces therefor with a catheter for removing obstructions in blood vessels or calculi
    • AHUMAN NECESSITIES
    • A61MEDICAL OR VETERINARY SCIENCE; HYGIENE
    • A61BDIAGNOSIS; SURGERY; IDENTIFICATION
    • A61B5/00Measuring for diagnostic purposes; Identification of persons
    • A61B5/0059Measuring for diagnostic purposes; Identification of persons using light, e.g. diagnosis by transillumination, diascopy, fluorescence
    • A61B5/0075Measuring for diagnostic purposes; Identification of persons using light, e.g. diagnosis by transillumination, diascopy, fluorescence by spectroscopy, i.e. measuring spectra, e.g. Raman spectroscopy, infrared absorption spectroscopy
    • AHUMAN NECESSITIES
    • A61MEDICAL OR VETERINARY SCIENCE; HYGIENE
    • A61BDIAGNOSIS; SURGERY; IDENTIFICATION
    • A61B5/00Measuring for diagnostic purposes; Identification of persons
    • A61B5/145Measuring characteristics of blood in vivo, e.g. gas concentration, pH value; Measuring characteristics of body fluids or tissues, e.g. interstitial fluid, cerebral tissue
    • A61B5/1455Measuring characteristics of blood in vivo, e.g. gas concentration, pH value; Measuring characteristics of body fluids or tissues, e.g. interstitial fluid, cerebral tissue using optical sensors, e.g. spectral photometrical oximeters
    • A61B5/1459Measuring characteristics of blood in vivo, e.g. gas concentration, pH value; Measuring characteristics of body fluids or tissues, e.g. interstitial fluid, cerebral tissue using optical sensors, e.g. spectral photometrical oximeters invasive, e.g. introduced into the body by a catheter
    • AHUMAN NECESSITIES
    • A61MEDICAL OR VETERINARY SCIENCE; HYGIENE
    • A61BDIAGNOSIS; SURGERY; IDENTIFICATION
    • A61B17/00Surgical instruments, devices or methods, e.g. tourniquets
    • A61B2017/00017Electrical control of surgical instruments
    • A61B2017/00022Sensing or detecting at the treatment site
    • A61B2017/00057Light
    • A61B2017/00061Light spectrum

Abstract

NEAR INFRARED DIAGNOSTIC METHOD AND INSTRUMENT
ABSTRACT
There are disclosed an instrument and method for using near IR to discriminate between healthy and diseased tissue, using, e.g., a catheter and a spectrophotometer. Near IR is passed at certain wavelengths to suspected tissue, and reflected light is analyzed to determine the absorbance, and preferably the second derivative thereof. From identification of the absorption spectra of known diseased and known healthy tissue, a relation has been established to determine the following correlation equation for determining the predictive value of y:
y = Co + C1A(.lambda.1) + C2A(.lambda.2) wherein A(.lambda.1) + A(.lambda.2) are the second derivatives for the absorbance at the two selected wavelengths. For blood cholesterol esters and plaque, .lambda.1 is preferably 1714.5 ant .lambda.2 is preferably 1678.5 nm. Solving for the coefficients Co, C1 and C2, it has been shown that values of y less than -8.0 represent diseased tissue, which should be treated. Ablation laser treatment is described as one mode of treatment.

Description

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FI~LD QF 5 EE_I~VE~TION
The invention relates to an instrument and method that allow a ~pectrophotometer to di~t~nguish between healthy cells and diseaset cells, ant al-o to apparatus and a method of subsequently treating the identified diseased cells.
~ GRQU~D QE r~E-~y~IIQ~
As has been noted in several technical ~ournals recently, atherosclerosis is a leading cause of non-accidental teath in the ~nited States. -Because the two conventional treatments, bypass surgery and balloon angioplasty, have ~nown tisatvantages, laser angioplasty is being turned to ag a more effective therapeutic technique.
Even laser angioplasty has its problems, however. Chief of these iB the inability to quic~ly distinguish between "friend" and "foe", that i~, between healthy vascular tissue and the diseased plaque. Conventionally, transluminal illumination i8 teliveret to and subsequently received from tissues, such as by diffuse reflection or direct transmission, to itentify and tistinguish plaque from healthy tiosue. The same optics are then used to deliver therapeutic laser light to ablate diseased t~ssue.
In the past, illumination has used light in the near ~V region, and the detection has been based upon fluorescence. In some cases, the tetected fluorescence was of certain fluorophors claimet to exist in the plaque. Still others are said to detect the natural fluorescence of both plaque and healthy tissue, and compare the signal with preteterminet values that are sait to represent healthy tissue or plaque. Such a system is tescribed in ~.S. Patent No. 4,718,417 and in Lasers in ~yr~ery and_MEdicine, Vol. 9, page 109-116 (1989). The latter describes the following equation to determine a ~-callet LIF

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ratio for the comparison: LIF e CO ~ ClIF
cl3IF(~l3) ~ ~Bing 13 different wavelengths to detect the fluorescence.
In either case, there are disadvantaees in Cuch prior 8y8tems. First of all, the illumination uses near ~V light, which has very low penetration power of slightly less than 100 ~m thic~ness, "Optics of ~uman S~in", Journal of Investi~at~y~
ma~QlQ~y, Vol. 77, p. 13-19 (1981). To avoid 10 ablating the wrong (healthy) tissue, such detection techniques require the laser to also ablate only on that order. A thin layer of ablation means that the total removal time is prolonged, and more illumination and detection, and thus delay, is required to remove the same amount of diseased tissue. In any event, delays while double-chec~ing the site cannot be easily s~ipped - failure to identify tissue as healthy before ablating it with laser energy can lead to vessel perforation. The risk of such perforation is consiteret to be "the major impediment to ~afe ant effective laser angioplasty" in current technology, e~li g_Q5~
Vol. 27, No. 9, p. 1844 (May 1988). The delay ~ust mentionet is further aggravated when using 25 fluorescence for tetection - laser ablation light tents to tehydrate remaining plague, which in turn can quench the fluorophore. To avoit this, an operation may have to wait up to 10-20 minutes for sufficient rehydration to occur. Such a wait is intolerable, when several ablative "blasts" are neetet to get through the plaque 100 ~m at a time.
Secnnt, the inability to tetect deep tissues has a further problem in that it cannot detect, until it is too late, that ~11 of the vascular wall at a 35 particular point has been convertet to tiseased tissue. That is, even the media tissue may be tiseaset, leaving only adventitia unterneath it.

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That however can have a thickness of only 100 ~m.
Since the ablation removal conventionally i~ up to about 100 ~m, the system that can "oee" only less than 100 ~m may end up ~eeing 80 ~m of plaguc and 5 20 ~m of atventitia, identify it as pr~marily plaque, and untesirably ablate away all but 80 ~m of the vascular wall.
Third, another difficulty e~i~ts in relying on fluorescence of plague - not all plaque is 10 homogeneous; nor do all diseased va8cular tissues fluoresce. In fact, plague has been found to contain some or all of the following: lipids, connective tissues, thrombus, necrotic tissues, mineralized deposits, smooth muscle cell tissues which have 15 proliferated from the vessel wall, as well as other constituents. Therefore, it is very difficult to be sure the fluorescence is complete enough and specific enough to permit the simultaneous multicomponent analysis capability that is an essential prerequisite 20 of an effective and safe "smart" laser angioplasty system. That is, many plague constituents "look li~e" other healthy body tissues. For e~ample;
platelets that deposit onto the surface of an artery ~such as in response to a ~mall, naturally occurring 25 injury in the arterial wall) can exute ~rowth factors which will cause the healthy smooth muscle tissues of the vascular wall to grow into the arterial lumen.
Such occlusive tissueg are li~ely to look no different from those smooth muscle tissues which make 30 up the media - the thic~est element of the vascular wall. Because healthy tissues can appear in "unhealthy" states, such "tiseased" tissues are very difficult to identify and discriminate from similar healthy tissues by using fluorescence.
Fourth, there occasionally arise some conditions that produce a thin surface film ~uch as lipid deposits on the healthy tissue that ap~ear to ",,, ; ~ ~

2~36~3.~
be plague, but in fact are not because underneath the very thin film (about 50-100 ~m) i8 healthy tissue. A discrimination system using near UV
illumination and fluorescence detection c~n ~ery S easily misinterpret cuch conditions, leading to dangerous attac~ on healthy tissue. Such attac~s can produce acute responses such as a clot. An e~ample of such a condition follows hereinafter.
Examples of prior art patents using the near 10 ~V illumination and detection of fluorescence a~
described above, ~1BO include ~.S. Patent NOB. 4,641,650. Some ~uch prior art techniques rely on the addition of a dye to preferentially "mar~"
plague. ~owever, dyes are inherently a systemic 15 foreign agent, subject to ris~ and governmental regulation. Accordingly, dyes are to be avoidet if possible.
Non-UV laser light h~ been used to examine tissue to identify abnormal conditions. For esample, 20 ~.S. Patent No. 4,449,535 teaches the use of a dye laser operating at a wavelength of 805 nm, the region of the very-near-infrared. The difficulty with that ~ind of detection system is two-folt: i) the wavelength of 805 nm is incapable of detecting two 25 ~ey materials of plaque in blood vessel~, name~y cholesterol esters and calcification, and ii) tyes for such dye lasers are not suitable for operating in wavelengths determined by the instant invention to be more appropriate for cholesterol esters and 30 calcification.
~ et another example of the use of non-~Y
light for disease detection is described in ~.S.
Patent No. 4,509,522. This describes the use of mid-infrared lasers operating at 5130 nm, to detect 35 the absorption band of carbon monoxide (column 2, line 39). Such radiation is said to be carriet over a fiber optic, if the exposure occurs at location~

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remote from the s~in. This technigue also ~uffers two disadvantages: i) the 5130 nm wavelength, although ~uitable for CO, is not ~uitable for the detection of the primary plaque components ~n - -5 atherosclerosis (chole8terol esters and calcification); and ii) there is no non-to~ic fiber optic ~nown to man that will transmit 5130 nm ratiation.
Thus, prior to this invention there has been 10 a need for a quic~, yet accurate laser angioplasty instrument that allows for immediate identification of diseased ti~sue from healthy tissues before firing the laser, particularly such instrument capable of treating atherosclerosis. Such an ~nstrument i8 desired for its ability to identify and discriminate between all types of diseased and non-diseased tis6ues, of which atherosclerosis is but one type.
SUMM~Ry OF T~E INVEN~Q~
We have constructed an instrument and a 20 method that solve the above-noted problems.
More 8pecifically, in accord with one aspect of the invention, there is provided an instrument for tetecting and treating selectively, diseased portions of body tissue, the instrument comprising a) means for illuminating portions of the body tissue with light energy of pretetermined wavelengths selected from the range of between about 1000 and 2500 nm, the predetermined wavelengths being effective to be selectively absorbed by a pre6elected component of the tissue, b) means for collecting the light at the predetermined wavelengths that i8 not absorbed by the tissue portions, c) means for examining the amounts of absorbance of the light by the illuminated body tissue as determined from the collected light, and ~. . . - :

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d~ discriminating means for discriminating one illuminatet tissue component from another illuminated tissue component at the wavelengths, whereby certain illuminated portion- of the 5 body tissue are identified and located as being diseased.
In accord with another aspect of the invention, there is provited a surgical instrument - suitable for atherosclerosis treatment, comprising a 10 catheter having a distal ent constructet to penetrate a blood vessel, a pro~imal end constructed to remain ~utside the blood vessel, and a body portion connecting the ends, the ends and body portion including at least one optical fiber capable of delivering from one end, illumination light of desired wa~elengths, the distal end further including optical means for transmitting and receiving light energy from the fibers to a blood vessel, and from the illuminated blood vessel to the fibers, respectively; the proximal end further including a) means for generating light energy at predetermined wavelengths between about 1660 nm and about 1740 nm, b) means for telivering the generatet energy to the at least one fiber, c) means for detecting the amount 25 of such generated energy that is not absorbed by illuminated tissue in a blood vessel and d) means for discriminating illuminated healthy tissue from illuminated diseased tissue at the wavelengths, the instrument further including treating means for 30 selectively treating only the illuminated diseased ti~sue as determined by the discriminating mean~.
In accord with yet another aspect of this invention, there is provided a method of detecting certain tissue in body tissue, comprising the steps of a) illuminating portions of the body tissue with light energy of predetermined wavelengths selected from the range of between about 1000 and . , , - ... .; .. .. ~ ~ ,., - ..

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_,_ about 2500 nm, the predetermined wavelengths being effective to be selectively absorbet by a preselectet component of the tissue, b) collecting the light at the 5 predeterminet wavelengths that is not ab80rbed from the tissue portions, c) examining the amounts of absorbance of the light as determined $rom the collected amounts not absorbed by the illuminated body tissue, and d) discriminating one illuminated tissue component from another illuminated tissue component at the wavelengths, whereby certain illuminated portions of body tissue are identifiet ant located.
Therefore, it i8 an advantageous feature of the invention that an instrument and method are provided for detecting by illumination, diseased tissue from healthy tissue, using a portion of the spectrum that i8 more able to penetrate tissue to 20 determine the true condition of the ti8sue.
It is a related advantageous feature of the invention that such instrument and method pcrmit treatment of identified diseaset tissue in conjunction with the same insttument uset for identification, at a more rapid rate than is possible using UV spectra for detection.
Although the method and instrument are particularly suited for diagnosis and treatment of atherosclerosis, it also lends itself to other disease detection as an advantageous feature.
Other advantageous features will become apparent upon reference to the following Detailed Description, when read in light of the attached drawings.
BRIEF_DESCRI~TION OF T~E_~RA~LNQ5 Fig. lA i~ a fragmentary, partially schematic illustration of the instrument of the invention;

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Fig. lB i8 a fragmeDtary, partially schematic enlarged illu~tration of the ~witch of Fig. lA:
Fig. 2 i~ a fragmentary elevational view, 5 partially in section, of the distal end of the catheter;
Fig. 3 iB a fragmentary elevational view of such di8tal end in an artery, illu8trating its manner of use;
Fig. 4 i8 an absorbance plot representative of the absorbance obtained by the spectrophotometer of the invention, of four different samples of human aorta, viewed ex vivo;
Fig. 5 is a plot of the second terivative of 15 absorbance for two different human aorta samples;
Fig. 6 is a loading plot of two principle component a~es for 42 different human aorta samples;
Fig. 7 is a regression plot of predicted versus actual data for distinguishing diseased versus 20 healthy data, using two NIR wavelengths for comparison;
Fig. 8 is a fragmentary schematic ~ection view of an artery that can be diagnosed and treated in accordance with the invention, the sectioning of 25 which is intended to represent tissue;
Fig. 9 is a representative schematic illustration of the reflection spectra that is carried by fibers 15 of the catheter used by this invention; and Fig. 10 i8 a plot similar to that of Fig. 5, but illustrating different results for a different sample.
DES~FIPTION OF T~ PREFERRED EMBODIMENI~
The description that follows hereinafter 35 particularly adtresses the preferred embodiment wherein atherosclerosis in all ~inds of blood vessels i8 diagnosed and treated, using reflected wavelengths particularly effective in being absorbed by disease X~3~
_9_ 8tates of uch vessels, such as plague, and ueing an ablation laser for treatment. ~owever, in determining the amount of light absorbance by the illuminated body tissue, any mode of light collection - - 5 can be used. The preferred mode is reflection, in which the light used to illuminate iB reflectet bac~
at the same wavelengths used to illuminate. The amount of absorbance then is the amount of reduction in am~litude that the reflected light represents, and 10 this amount can be shown to vary characteristically with the type of tissue present. That is, when illuminating with near infrared radiation at wavelengths between about lOOO and 2500 nm, markedly different absorption curves are generated depending 15 on whether the tissue is diseased or healthy. This is considered to be true generally, but for purposes of this invention, it will be tescribed particularly for the identification of plaque in cardio-vascular tissue, the preferred embodiment. That is, the 20 digeaged component to be identified is preferably plaque, particularly as it is to be found in a blood vessel of any type.
Also, the preferred embodiment features the use of absorbance values at two selected wavelengths, 25 using a spectrophotometer that examines a broad NIR
range. In addition, however, a simplified spectrophotometer can be used in the invention to examine only those selected wavelengths and/or their first and second derivatives, that are found to be 30 useful for a particular disease condition.
The more general nature of the invention is to ma~e the discrimination between two different ~inds of tissue~, and more specifically, between any diseased state and the healthy tissue associated 35 therewith. Once the diseased tissue i8 identified and discriminated from healthy tissue, a further aspect of the invention, which ie nevertheless ~ . ., ~ , .

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optional, is to treat that diseased tissue. Any mode of treatment is suitable, but only la8er ablation, the preferred embodiment, is discussed herein. If the disease condition i8 something other than plaque, 5 it i8 a simple matter to scan the diseased tis~ue of choice, and detect the near IR that is reflected to tetermine the characteristic wavelengths that are peculiarly different, in their absorption, from the wavelengths absorbed by the healthy ti~sue. The 10 principle component analysis procedure and multiple linear regression hereinafter described, e.g., for Figs. 6 and 7, is applied for, e.g., a number of selected wavelength6 suited to this disease, within the range of 1000 to 2500 nm, and an uncertainty zone 15 (Fig. 7) iB plotted as ha8 been done hereinafter, but based upon the wavelengths suited to this particular disease.
Referring now to Fig. lA ~ lB, an instrument 10 constructed in accord with the invention comprises 20 a catheter 12 to be placed into a patient body, e.g., an artery, a light source portion 20, a detector portion 50, control means 58 and a laser 60.
Catheter 12 has proximal portion 14 comprising a plurality of several, e.g. 7, optical fibers 15, 25 carrying light to a distal end 16 (described hereafter) and returning reflected light to portion 50.
Light source portion 20, Fig. lA, can feature any convenient source of radiation, selected 30 to include significant radiation in the range of from 1000 to 2500 nm. For example, it can comprise a lamp 22, reflector 24, optical focusing elements 26 and a beam splitter 28, BO that the light image reflects off a second beam splitter 30 through a switch 32 to 35 illuminate indivitual fibers 15 of catheter 12, Fig.
lB.
Switch 32 i8 an optical switch, which conventionally provides an intermediate fiber optic , 2~3~3~

34 that i8 anchored at one end 36, with an opposite end 38 that i8 magnetically moved rapidly to the various positions, shown in phantom, that align with ends 140f fibers 15. Such a switch iB available -5 from York.
Detector portion 50 comprises a lens 52, n optical fibers 55 carrying n bifurcated beams 1 2 . 3 from lens 52, and a spectrophotometer 56. Inside the spectrophotometer is a set of n ters Fl, F2 Fn and a corresponding set of n photodetectors 54, for scanning each of the optical fibers of catheter 12 at the wavelengths selected by filters Fl, F2. . . Fn. Suitable photodetectors include germanium, lead sulfide, lead selenide or indium galium arsenide detectors. The value of n for the detectors, filters, and fibers 55 is dependent on the number of wavelengths needed, as discussed hereinafter. If n > > 19, then the filters preferably are replaced with a dispersive device such as a grating or prism, as in a monochromator or spectrograph.
Any spectrophotometer 56 is useful for this purpose. The output of spectrophotometer 56 is analyzed by control means 58, that includes computing means of any suitable type to do the numeric analysis described below and to solve an eguation, notet hereinafter. Control means 58 in turn provides a control signal to laser 60, to fire a laser beam along any one of the optic fibers 15 that is 30 determined to be viewing a diseased site, but only .
along such fibers. Switching mechanism 32 is used to switch the laser to an appropriate fiber, which can be the same switching mechanism as described for illuminating each of the optic fibers 15 with light from source 22.
As shown in Fig.2, distal end 16 comprises a transparent shield 62 adjacent the focusing ends 64 ~ ~ 3 ~

of fiber optics 15. Such ends deliver a cone of light, 70, Fig. 3, that is divided into separate cones 72a, 72b,...up to 72m, or m cones for m fibers. Preferably, m = 7. Laser light for treatment also is confined to each cone 72a, etc. but the depth of treatment can be, and preferably is, less deep, as shown by the shaded portion. Thus, for the NIR range of 1000 to 2500 nm, penetration depth for examination is from about l mm to about 5 mm, whereas treatment depth is preferably from about 5 ~m to about lO0 ~m. However, treatment depth can be linearly scaled as degcribed hereafter.
The same cones of emitted light 72a...72m represent the tissue that reflects back the emitted light, except to the extent it is absorbed.
Preferably control means 58 u~es a disease index equation regressed to fit large numbers of patient data 80 as to be predictive from the absorbance, or the first or second derivative of absorbance, at the minimum number of wavelengths within the range of 1000 to 2500 nm, needed to discriminate tissue. That is, a spectrophotometer 56 can read absorbance at wavelength data points adjacent to each of the preferred wavelengths, to allow a first and/or a second derivative to be calculated and compared against a threshold value.
Thus, a useful di~ease equation index, i~ preferably of the form Y + Cl A('Al) + C2 A(~2) + cn A(~n) where A(~i) is the absorbance, or the first or second derivative of the absorbance, depending upon the confidence levels of the raw data - that i8, how likely is it that a particular spot illuminated by the catheter i8 totally healthy, or totally diseased. The value of n is determined as the minimum number needed to assure accurate and reliable ,, ., ~,. ;..-. ,. . , - ., . ., . . . -., , . , ~, .~ ".. , ..~- .. .....
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prediction. This in part depends upon the aperture of the illuminating beam and thus the area of the tissue examined. The larger the area, the less likely it is that the tissue is tot~Lly healthy or - 5 unhealthy. Thus, if the diameter of the area viewed is no larger than about 100 ~m, it is believed that it iB li~ely that A(~i) can be just the raw absorbance, instead of a derivative, if there i8 no baseline shift.
Referring again to Equation (1), this equation has been derived as follows:
The absorbance of a large number of healthy and diseased tissues is plotted against a continueum of wavelengths between the values of 1000 and 2500 nm. The example charted in Fig. 4 shows only four such curves, where 80 and 82 are healthy tissue of a blood vessel, and 90 and 92 are from diseased tissue characterized as plaque. Because each sample can have a baseline shift that is extraneous to the characteri~tic absorbance, the first and second derivative is preferably taken for all the data.
Fig. S illustrates an example of the second derivative ta~en from the absorbances of aorta from only two different human patients. Curve 100 is a disease curve (representing plaque), and curve 102 s8 a healthy curve. It will be readily apparent that the region between cross-over points is particularly useful, but only where the curves are witely divergent. From the graph of Fig. 5 it is apparent that thig defines the region of from about 1660 nm to about 1690 nm, and then from about 1700 nm to about 1740 nm, or more broadly, from about 1690 nm to about 1740 nm. Even the region of 1690-1700 is useful, unless it turns out to be the cross-over point for ~11 the data being considered, which is not the case for plaque in human aorta.
Next, numerical analysis is done via the standard technique of ~principle component analysis~

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(PCA) as described, for example, in "The ~se of Principal Components in the Analysis of Near-Infrared Spectra", Cowe et al, Analytical Chemistry, Vol. 39 (1985), pp. 257-266.) Such a process involves plotting values of the absorbance, or the first or second derivatives of the absorbance measured at, or calculated for, for example, two wavelengths, in at least two and up to n dimensional space, using ~nown PCA mathematics to determine the representative axes of greatest variance in the values (hereinafter, data points). As a result, principle components axis T
is the axis of the greatest variation in the data, regardless of the cause of that variation. Axis T2 is chosen, ~ig. 6, to represent the next greatest axis of variation, and typically represents some variance factor other than that plotted on Tl.
The purpose of the exercise is to determine a) what wavelengths, if any, correlate to a maximum digtinction between tissue samples, and b) whether such distinctions correlate to disease conditions.
In Fig. 5, one can see that a plausible set of Lambda~s would be, e.g. 1678 nm and 1714 nm.
However, because many samples and many curves are reguired to pic~ the best wavelengths, the human eye cannot readily identify the best wavelengthY.
Instead, when the Tl scores from the PCA analysis are obtained, a new plot, Fig. 7, is prepared.
Multiple linear regression on all the sample spectra, using the Tl scores as input data and using a 95%
confidence limit, provides a fit to the data. The predicted values are shown on the y-axis. For plaque in human aorta, n f ~n need only be equal to 2.
Using this data, the equation is solved to determine the coefficients, and the equation then for line 200 ig found to be:
(2) y = -158.77 - 3.72 x 106 A(~l) +
2.03x106 A(~2), for ~1 = 1714 nm and ~2 = 1678 nm.

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Next, all the samples used in analysis are examined by a skilled pathologist, to determine which samples are healthy and which are diseased. For plaque in a blood veæsel, containing cholesterol esters and calcification as the primary distinguishing components, we have found that the graph of Fig. 7 i6 in fact a plot discriminating diseased from healthy tisgue. Stated in other words, the principle component axis Tl has been found to be digtinguishing the samples based upon whether or not they are diseaged, as the primary distinguishing feature.
From this discovery, we have ascertained a threshold value of y which is a predictive of diseaged conditions. That value in Fig. 7 has been found to be any value of y less than -8Ø Thus, the instrument of this invention determines that plaque is present if and when the instrument determines that y < -8.0, using only the second derivatives of two wavelengths being read, for example, 1714 and 1678 nm. Both equation (2) and the threshold value of -~.0 are stored in control means 58.
It will be seen that there is a range, marked U for "uncertainty", Fig. 7, of values "y"
that is not predictive either way. Such values occur due in pa~t to the ability of the near infrared to penetrate through to healthy underlying tissues, Fig. 8, unlike W or visible diagnostic radiation used in the prior art. The actual boundaries for zone U were determined aæ follows: turing the examination of the tissue samples, it was determined that the bunch of "healthyl' samples that i8 closest to the closest diseased samples (Y) was bunch X.
These two bunches were bisected, which produces a Y
value of about -4.5. The highest boundary for zone U
was picked as that value just above healthy bunch X, namely a ~ value of about -1.0, and the same value of , . : . . .: ,.
- . , , .. :. .. . ; ; : : ,,, ;

203~3~

that increment (3.5) was then subtracted from the bisecting value of -4.5 to produce the other bountary -8Ø
Regarding the values on the y-axis of Fig.
7, the relative scale results from the difficulty in defining and quantifying what is a ~diseased state"
of the tissue. If a clear and descriptive definition of disease could be agreed upon, and if a method could be found for extracting the diseage components and quantifying them (percent weight or other form of chemical concentration), then the y-scale could be made absolute. The method proposed for using near IR
wavelengths for tissue discrimination described herein would remain the same, except that one would use the absolute y-scale. In absence of such definitions and data, however, the use of expert pathology and principle component analysis has allowed for a relative scale which can function to provide the advantages noted herein.
Regarding the treatment that is applied to the identified diseased tissue, a variety of treatments are possible and conventional. Any such treatment ~nown to be done via a catheter is useful with this invention. Preferred is surgical removal of the tissue, and most preferred i~ laser ablation.
Optionally, auxilliary features can also be included on the catheter (not shown). For example, the catheter can include expandable balloons either for positioning or treatment.
Regarding laser ablation, a wide variety of lasers 60 can be coupled to the optics of the laser to perform such ablation. Such lasers are well-known and detailed descriptions are not needed. The selection will depend partly on the desired result.
For example, pul~ed 308 nm xenon chloride excimer lasers can be used, and have been described, for example, in "Laser Ablation of ~uman Atherosclerotic : ~ :

2 ~ 3 ~

Plaque," J~ L-~oll. Ca~iol~, Vol. 5, pp. 929-933 (1985). Such a laser can be operated to remove 17 ~m of tissue per pulse.
Other useful lasers include any other~ that - 5 are heavily attenuated by tissues, such as Er:~AG or ~olmium:~AG.
The method of the invention will be readily apparent from the preceding. In brief, catheter 16, Fig. 1, is inserted into the patient's body at a 10 guitable site, and fed along the cardiovascular system to a suspected site. At the suspected site, the light ~ource of portion 20 is cycled through each of the optic fibers 15 to illuminate that spot, Fig.
3. Simultaneously, reflected light passes out each 15 of fibers 15 when each fiber is switched ~equentially to detectors 54, Fig. 1. Each of these fibers 15 will deliver a spectrum of absorption controlled by ers Fl, F2 Fn~ within the range of 1000 to 2500 nm, as shown in Fig. 9. Some of these 20 will reflect light from the blood itself (group 15'), some from healthy tissue (group 15"), and some from tiseased, or plague tissue (group 15 " '). Control means 58, Fig. 1, then specifically examines the absorption at the selected wavelengths, e.g., ~1 and ~2~ which for Fig. 7 are 1678 and 1714. From this the second derivative is calculated for ~1 and ~2. The value of y in equation (1) is then calculated, and in the case of plaque and chole6terol esters, if that value i8 less than -8.0, for a given 30 fiber 15, then laser 60 is fired either automatically or by manual operation to ablate ~way the disea~ed tissue.
As noted above, it is unli~ely that the plot of Fig. 5 represents any true cross-over point, since only two curves are shown, out of the 42 samples actually used to produce Figs. 6 and 7. ~owever, in the event cross-over point 1740 nm were found to be - . , ~.: ,., : ~ :

.. i . . ..

~ $ ~

stable and valid for all 42 curves, that point can be used to calibrate the instrument.
~ ncertainty region ~ of Fig. 7 has usefulness in the practice of the invention, ~ince S the instrument must be able to detect conditions where plaque has consumed most of the wall of the blood vessel. In the condition shown in Fig. 8, blood vessel 210 i8 defined by endothelial layer 212 between which blood flows, arrow 213, with plaque 10 deposits such as deposit 214 existing on layer 212.
Under layer 212 is intima layer 216, and below that, media layer 218. In this esample, plaque has built up to almost completely fill layer 218, at region 220. Below layer 218 is the atventitia layer 222, 15 and below that, fat 224.
The instrument of thig invention i8 able to detect the adventitia layer 222 underneath the plaque, and deliver a signal that is part healthy and part diseased, thus falling within region "U" of Fig.
20 7. This will force the instrument to timely cease laser ablation, even though plague remains as the form of the media at region Q. In contrast, UV/visible diagnostic instruments will not detect the adventitia layer 222 underneath the plaque, and will 25 ~eep firing until all the plaque i8 gone.
Unfortunately the last ablation step ("burn~ ff4) will be li~ely to ablate too far through the adventitia, thu6 perforating the vessel. In contrast, however, after "burn" #3, or even after "burn" ff2 i8 done with 30 this invention, the diagnostic phase of ~hi~
invention will detect enough of the healthy tissue of layer 222 underneath, as to place the "y" values of equation ~1 in the "uncertainty" region ~, and no more laser treatment will be done, thus avoiding 35 perforation of the blood vessel. (The use of the term "burn" in Fig. 8 i~ a short-hand reference to the ablation that occurs. Strictly spea~ing, no ' " ' ' ;.... ' '' ~ ., "'. :...... . '',' ' ' ' '' :,: ,` .

. . . . . . ~ :

~Q~3 ~

burning of the tissue is desired or occurs, but rather ablation.) Still further, the dosage value of the laser esposure, that is, both the power and the length of -5 the ablation, is preferably adjusted depending upon how far away the value of "y" i8, Fig. 7, compared to the threshold (-8.0 in the above example.) Ma~imum dosage is assigned to - 40, and it can be scaled back linearly to zero at -8Ø
Fig. 10 is a further illustration of a use of the invention. This plot shows curves 300 and ;i 302, of which 300 is diseased. The guestion iR, curve 302. The importance of this curve is that, visually, the aorta involved had the ~~nC~ of being diseased. ~owever, it turned out this was superficial only, due to a thin layer of lipids.
~nderneath, this aorta was perfectly healthy, as was ~gnfiL~d by the application of eguation (1), e~amination of curve 302 and the plot of Fig. 7, where y was about 12. The reason of course was the ability of the NIR to penetrate the lipid layer (of only about 50-100 nm) to determine that, underneath, the tissue was very healthy. This detection would NOT have been possible using only UV/visible illumination and detection.
Exam~
The following examples are illustrative only of the procedure used to practice this invention.
The condition of all of the data of the plot of healthy versus diseased samples that comprise Figs. 6 and 7 was determined by a pathological review of samples as follows:
Exa~ l: Four Samples From Patient ~1 Four aorta samples, one square inch in size 3S each, were submitted in 10% buffered formalin for microscopic evaluation. A gross pathologic report with age, cause of death, and description of lesions was not available.

-.. - - - . .
.. .' ~' ' ,: : . . -, .

.

203~3~.

The samples were labeled as lA, lB, lC and lD. The above ~pecimens were ~ept in buffered formalin for ~even days before trimming. Samples of each ~pecimen were trimmed to reveal a cro~ ~ection 5 of the arterial wall. Tissue sampleo were processed by routine histologic techniques and e~amined microscopically.
The samples were described in the increasing order of severity of lesions. All samples contained 10 a variable number of bacterial colonies, but their number and location were not recorded because their growth probably occurred after death.
lA. In~ima: The intima comprised only appro~imately 1/6 of the aorta wall. The majority of 15 the cross section contained hyalinized collagenous fibers, extracellular matri~, and few myointimal cells separated by minor edema.
~ ia: This layer comprised appro~imately 4/6 of the aorta wall. It contained 20 amorphous ~rount sub~tance (probably proteoglycans), concentrically arranged laminae of elastic tis8ue, and intervening smooth muscles.
Adventi~ia: Thi~ layer comprised approximately 116 of the aorta wall. It consisted of a large number of adipose tissue cells, some elastic fibers, and a few thin-wallet nutrient vessels (vasa vasorum).
lC. Intima: The thic~ness of the intima increased to appro~imately 2/6 of the aorta wall.
30 The extracellular matrix and hyalinized collagenous fibers accounted for all of increase in the thic~ness of this layer. The number of myointimal cell8 Wa8 unchanged when compared to lA gample.
M~ia: The thic~ness of this layer comprised about 3l6 of the aorta wall.
Microscopically it was similar to the corresponding layer of lA. In adtition, there were few sm~ll ~s~35~3~

accumulations of red blood cells ~eparating elastic fibers.
Ad~enti~ia: The thic~ness of this layer comprised appro~imately l/6 of the aorta wall.
S The microscopic appearance was similar to the corresponding layer of lA. i~
lD. In~ima: This layer comprised about 3/6 of the aorta wall. One complete and one incomplete atheromatous plaque were present on the section. On lO the luminal 8ide the plaques were covered by a fibrous cap consisting of dense layers of hyalinized collagenous fibers, fibrin-li~e strands, and amorphous eosinophilic material. The center of the plaque contained crystals of cholesterol esters, fibrin-li~e structures, ant granular ant amorphous eosinophilic material.
~edia: The media comprised about 2/6 of the aorta wall. Microscopically, it was similar to the corresponding layer of lA.
lB. Intima: The thic~ness of this layer comprised about 3/6 of the aorta wall. It contained a single ulcerated atheromatous plague. The remnants of the fibrous cap were folded bac~ over the adjacent endothelium. The crater~ e center of the plaque, comprised of crystals of cholesterol esters and granular and amorphous eosinophilic substance, became part of the aortal lumen. In addition, few macrophage~ e cells, hemosiderin-li~e pigment, and two ~mall groups of red blood cells were present in 30 the plaque. Intima that was adjacent to the plaque consisted of hyalinized collagen fibers, a few atrophic muscle fibers, fibrin-li~e structures, and amorphous eosinophilic material.
Media and Int~m~: The media and intima comprised approximately 2/6 and 116 of the aorta wall re~pectively. Microscopically, they were similar to the corresponding structures of the lA.

,~

2~6~

The conclusion was, sample lA was healthy albeit with fatty deposits, lB was diseased, lC was healthy, and lD was diseased.

Multiple specimens, five from patient ~2 identified as A, B, C, D and E and three from patient 3# itentified as A, B and C, on ~guare inch in size each, were submitted in 10% buffered formalin for microscopic evaluation.
Information on age, cause of death ant r description of lesion~ was not submitted with the specimens.
The above specimens were ~ept in buffered formalin for seven days before trimming. Each specimen was trimmed to reveal on cross section of the arterial wall. Tissue specimens were processed by routine histologic technigues and esamined microscopically.
All specimens contained a variable number of bacterial colonies, but their number and location were not recorded because their growth probably occurred after death.
~ecimen~ 2A and_~
In~ima: The intima comprised approximately 2/6 of the aorta wall. The ~ajority of the cross section contained hyalinized collagenous fibers, extracellular matris, and a few myointimal and mononuclear cells. Dystrophic calcification was spread throughout the intima and ranged in size from small foci to a large plaque involving the entire thickness of the intima. Each plague was covered by thick fibrous cap.
Media: This layer comprised approximately 3/6 of the aorta wall. It contained amorphous ground substance, concentrically arranged laminae of elastic tissue, intervening smooth muscles, and a few scattered macrophage~.

. . . . . : : . .

,, , ~ . , ;, . , ~, ~ .

~O~fi~ ~

A~k~Dtiti~: This layer comprised approximately 116 of the aorta wall. It contained irregularly arranged collagen and elastic fibers, and a few nutrient vessels.
The fibrous cap over the calcified plaque in specimen 2E was torn during the processing.
~L~ .
In~ima: The intima compri~ed approximately 2/6 of the aorta wall. The majority of the cross ~ection contained hyalinized collagenous fibers, extracellular matri~, and a view myointimal cells.
Media: This layer comprised approximately 3/6 of the aorta wall. it contained amorphous ground substance, concentrically arranged laminae of elastic tissue, intervening smooth muscles, and a few scattered macrophages.
AdventiSia: This layer compriset appro~imately l/6 of the aorta wall. It contained irregularly arranged collagen and elastic fibers, and a few nutrient vessels.
S~ecim~D~ 3A. B an~ C
In~ima: This layer was comprised entirely of the endothelium.
~id: The media comprlsed 2/6 to 4/6 of the aorta wall. It contained amorphous ground substance, concentrica}ly arranged laminae of elastic tissue, intervening smooth muscles, and a few scattered macrophages.
Adventi~La: The thic~ness of this layer grew progressively from A to B to C. This layer comprised.from 2/6 to 4/6 of the aorta wall.
It consisted of large numbers of irregularly arranged collagen fibers, elastic fibers, adipose tissue cells, chronic inflammatory cells, and few nutrient vessels. The majority of increase in the thic~ness was attributable to an increase in the number of 2~36~3~

collagen fibers. In the B sample, there was a single accumulation of about 100 lymphoblastoit cells wedged between the collagen fibers.
~ence, the conclusions were as follows:

2A - diseased 2B - healthy 2C - healthy 2D - healthy 2E - diseased 3A - healthy 3B - healthy 3C - healthy Re~re9s iQn All of the samples of Examples 1-3 were then correlated ~n the plots of Figs. 6 and 7, along with gome additional samples to total 42 in all, to e~tablish that the distinguishing factor is in fact the extent of disease present. The resulting equation of y = -158.77 - 3.72 s 106 A(~
2.03 x 106 A(~2) was obtained, where A(~l) i8 the second derivative of the NIR
absorbance at 1714 nm, and A(~2) i8 the ~econd derivative of the NIR absorbance at 1678 nm.
Although only two wavelengths have been ~hown to be sufficient to distinguish plaque from healthy aorts tissue, such a minimum may not apply to other diseased states. That i8, plaque can be characterized by a few chemical components, primarily cholesterol esters and calcification. If another diseased state iB controlled by, say five components, or more details are desired, many more than two wavelengths may be neces~ary.
The invention has been described in detail with particular reference to certain preferred embodiments thereof, but it will be understood that variations and modifications can be effected within the spirit and scope of the invention.

:; . . ~ ................. . - ~ ...... . .

" ' ' ' ' ' ' ' ' : . ' ' " ' ' ' ' ' ',.' .' ' . . ~ ' ' ' : ' '. ! . ~,.,

Claims (21)

1. An instrument for detecting and treating selectively, diseased portions of body tissue, said instrument comprising a) means for illuminating portions of said body tissue with light energy of predetermined wavelengths selected from the range of between about 1000 and 2500 nm, said predetermined wavelengths being effective to be selectively absorbed by a preselected component of said tissue, b) means for collecting the light at said predetermined wavelengths that is not absorbed by said tissue portions, c) means for examining the amounts of absorbance of said light by said illuminated body tissue as determined from said collected light, and d) discriminating means for discriminating one illuminated tissue component from another illuminated tissue component at said wavelengths, whereby certain illuminated portions of the body tissue are identified and located as being diseased.
2. An instrument as defined in claim 1, and further including e) means for treating only the identified and located tissue portions.
3. An instrument as defined in claim 1, wherein said illuminating means include light-energy generating means for generating said predetermined wavelengths, and at least one optical fiber for transmitting said wavelengths.
4. An instrument as defined in claim 1, wherein said illuminating means selectively illuminate at a plurality of wavelengths selectively absorbed by disease components of choice of said tissue, and said discriminating means discriminates diseased tissue from healthy tissue.
5. An instrument as defined in claim 4, wherein said wavelengths are selectively absorbed by cholesterol esters and said body tissues are cardiovascular tissues.
6. An instrument as defined in claim 5, wherein said wavelengths are selected from between about 1660 nm and about 1740 nm.
7. A surgical instrument suitable for atherosclerosis treatment, comprising a catheter having a distal end constructed to penetrate a blood vessel, a proximal end constructed to remain outside the blood vessel, and a body portion connecting said ends, said ends and body portion including at least one optical fiber capable of delivering from one end, illumination light of desired wavelengths, said distal end further including optical means for transmitting and receiving light energy from said fibers to a blood vessel, and from the illuminated blood vessel to said fibers, respectively;
said proximal end further including a) means for generating light energy at predetermined wavelengths between about 1660 nm and about 1740 nm, b) means for delivering said generated energy to said at least one fiber, c) means for detecting the amount of such generated energy that is not absorbed by illuminated tissue in a blood vessel and d) means for discriminating illuminated healthy tissue from illuminated diseased tissue at said wavelengths, said instrument further including treating means for selectively treating only the illuminated diseased tissue as determined by said discriminating means.
8. An instrument as defined in claim 3 or 7, wherein said predetermined wavelengths generated by said light-energy generating means comprise wavelengths that are absorbed by at least some of the components of deposits that are not present in healthy blood vessel tissue.
9. An instrument as defined in claim 6 or 7, wherein said predetermined wavelengths are 1678 ?
20 nm and 1714 ? 20 nm.
10. An instrument as defined in claim 3 or 7, wherein said treating means comprise an ablating laser and switching means operatively connecting said ablating laser to said at least one fiber only when said fiber is illuminating diseased tissue as determined by said discriminating means.
11. An instrument as defined in claim 1 or 7, wherein said discriminating means comprise i) means for converting said absorbance amounts into second derivative values, ii) storage means for storing a disease index equation, iii) means for solving this equation using said second derivative values, and iv) comparing means for comparing said disease index value against a threshold value for diseased and healthy conditions of said tissues.
12. An instrument as defined in claims 1 or 7, wherein said discriminating means i) uses the equation y = Co + C1A(.lambda.1) + C2A(.lambda.2) wherein A(.lambda.1) + A(.lambda.2) are the absorbances or the first or second derivatives of the absorbances of said tissue at said two predetermined wavelengths, and Co, C1 and C2 are predetermined constants, and ii) compares the calculated y value against a predetermined threshold value.
13. A method of detecting certain tissue in body tissue, comprising the steps of a) illuminating portions of said body tissue with light energy of predetermined wavelengths selected from the range of between about 1000 and about 2500 nm, said predetermined wavelengths being effective to be selectively absorbed by a preselected component of said tissue, b) collecting the light at said predetermined wavelengths that is not absorbed from said tissue portions, c) examining the amounts of absorbance of said light as determined from the collected amounts not absorbed by said illuminated body tissue, and d) discriminating one illuminated tissue component from another illuminated tissue component at said wavelengths, whereby certain illuminated portions of body tissue are identified and located.
14. A method of treating diseased but not healthy tissue in a body vessel, comprising the steps of i) detecting which portions are diseased and which are healthy by the steps of claim 13, and ii) treating only the diseased portions.
15. A method as defined in claim 13, wherein said step d) comprises the steps of i) converting said absorbance amounts into second derivative values, ii) solving a disease index equation using said second derivative values, and iii) comparing means for comparing said solved disease index value against a threshold value for diseased conditions of said tissues.
16. A method as defined in claim 13, wherein said step a) comprises the steps of illuminating at wavelengths selectively absorbed by preselected disease components of said tissue, and said step d) discriminates diseased tissue from healthy tissue.
17. A method as defined in claim 16, wherein said wavelengths are selectively absorbed by cholesterol esters and said body tissues are cardiovascular tissues.
18. A method as defined in claim 17, wherein said wavelengths are selected from between 1660 nm ant about 1740 nm.
19. A method as defined in claim 13, wherein said step a) comprises iluminating said body tissue at two predetermined wavelengths .lambda.1 and .lambda.2 within said 1000-2500 µm range, and said step d) comprises calculating y from the equation:
y = Co + C1A(.lambda.1) + C2A(.lambda.2) wherein A(.lambda.1) + A(.lambda.2) are the absorbances or the first or second derivatives of the absorbances of said tissue at said two predetermined wavelengths, and Co, C1 and C2 are predetermined constants, ant comparing the calculated y value against a predetermined threshold value.
20. A method as defined in claim 19, wherein said equation is y = -158.77 - 3.72 x 106 A(.lambda.1) +
2.03 x 106 A(.lambda.2).
21. A method as defined in claim 14, wherein said treating step ii) comprises exposing the diseased portions to laser light at a dosage that is proportional to the certainty determined by said detecting step i) that said exposed portions are diseased.
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