CA2186031A1 - Pcs pocket phone/microcell communication over-air protocol - Google Patents

Pcs pocket phone/microcell communication over-air protocol

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Publication number
CA2186031A1
CA2186031A1 CA002186031A CA2186031A CA2186031A1 CA 2186031 A1 CA2186031 A1 CA 2186031A1 CA 002186031 A CA002186031 A CA 002186031A CA 2186031 A CA2186031 A CA 2186031A CA 2186031 A1 CA2186031 A1 CA 2186031A1
Authority
CA
Canada
Prior art keywords
base station
user
station
message
base
Prior art date
Legal status (The legal status is an assumption and is not a legal conclusion. Google has not performed a legal analysis and makes no representation as to the accuracy of the status listed.)
Abandoned
Application number
CA002186031A
Other languages
French (fr)
Inventor
Gary B. Anderson
Ryan N. Jensen
Bryan K. Petch
Peter O. Peterson
Current Assignee (The listed assignees may be inaccurate. Google has not performed a legal analysis and makes no representation or warranty as to the accuracy of the list.)
Xircom Wireless Inc
Original Assignee
Individual
Priority date (The priority date is an assumption and is not a legal conclusion. Google has not performed a legal analysis and makes no representation as to the accuracy of the date listed.)
Filing date
Publication date
Family has litigation
First worldwide family litigation filed litigation Critical https://patents.darts-ip.com/?family=26909910&utm_source=google_patent&utm_medium=platform_link&utm_campaign=public_patent_search&patent=CA2186031(A1) "Global patent litigation dataset” by Darts-ip is licensed under a Creative Commons Attribution 4.0 International License.
Application filed by Individual filed Critical Individual
Publication of CA2186031A1 publication Critical patent/CA2186031A1/en
Abandoned legal-status Critical Current

Links

Classifications

    • HELECTRICITY
    • H04ELECTRIC COMMUNICATION TECHNIQUE
    • H04WWIRELESS COMMUNICATION NETWORKS
    • H04W74/00Wireless channel access, e.g. scheduled or random access
    • H04W74/04Scheduled or contention-free access
    • H04W74/06Scheduled or contention-free access using polling
    • GPHYSICS
    • G10MUSICAL INSTRUMENTS; ACOUSTICS
    • G10LSPEECH ANALYSIS OR SYNTHESIS; SPEECH RECOGNITION; SPEECH OR VOICE PROCESSING; SPEECH OR AUDIO CODING OR DECODING
    • G10L19/00Speech or audio signals analysis-synthesis techniques for redundancy reduction, e.g. in vocoders; Coding or decoding of speech or audio signals, using source filter models or psychoacoustic analysis
    • G10L19/012Comfort noise or silence coding
    • HELECTRICITY
    • H04ELECTRIC COMMUNICATION TECHNIQUE
    • H04BTRANSMISSION
    • H04B7/00Radio transmission systems, i.e. using radiation field
    • H04B7/24Radio transmission systems, i.e. using radiation field for communication between two or more posts
    • H04B7/26Radio transmission systems, i.e. using radiation field for communication between two or more posts at least one of which is mobile
    • H04B7/2618Radio transmission systems, i.e. using radiation field for communication between two or more posts at least one of which is mobile using hybrid code-time division multiple access [CDMA-TDMA]
    • HELECTRICITY
    • H04ELECTRIC COMMUNICATION TECHNIQUE
    • H04BTRANSMISSION
    • H04B7/00Radio transmission systems, i.e. using radiation field
    • H04B7/24Radio transmission systems, i.e. using radiation field for communication between two or more posts
    • H04B7/26Radio transmission systems, i.e. using radiation field for communication between two or more posts at least one of which is mobile
    • H04B7/2643Radio transmission systems, i.e. using radiation field for communication between two or more posts at least one of which is mobile using time-division multiple access [TDMA]
    • HELECTRICITY
    • H04ELECTRIC COMMUNICATION TECHNIQUE
    • H04LTRANSMISSION OF DIGITAL INFORMATION, e.g. TELEGRAPHIC COMMUNICATION
    • H04L1/00Arrangements for detecting or preventing errors in the information received
    • H04L1/0001Systems modifying transmission characteristics according to link quality, e.g. power backoff
    • H04L1/0002Systems modifying transmission characteristics according to link quality, e.g. power backoff by adapting the transmission rate
    • HELECTRICITY
    • H04ELECTRIC COMMUNICATION TECHNIQUE
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    • H04L1/0001Systems modifying transmission characteristics according to link quality, e.g. power backoff
    • H04L1/0023Systems modifying transmission characteristics according to link quality, e.g. power backoff characterised by the signalling
    • H04L1/0025Transmission of mode-switching indication
    • HELECTRICITY
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    • H04LTRANSMISSION OF DIGITAL INFORMATION, e.g. TELEGRAPHIC COMMUNICATION
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    • H04L1/20Arrangements for detecting or preventing errors in the information received using signal quality detector
    • HELECTRICITY
    • H04ELECTRIC COMMUNICATION TECHNIQUE
    • H04LTRANSMISSION OF DIGITAL INFORMATION, e.g. TELEGRAPHIC COMMUNICATION
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    • HELECTRICITY
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    • HELECTRICITY
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    • HELECTRICITY
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    • H04W28/0289Congestion control
    • HELECTRICITY
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    • H04W36/00Hand-off or reselection arrangements
    • H04W36/0005Control or signalling for completing the hand-off
    • H04W36/0055Transmission or use of information for re-establishing the radio link
    • H04W36/0058Transmission of hand-off measurement information, e.g. measurement reports
    • HELECTRICITY
    • H04ELECTRIC COMMUNICATION TECHNIQUE
    • H04WWIRELESS COMMUNICATION NETWORKS
    • H04W36/00Hand-off or reselection arrangements
    • H04W36/24Reselection being triggered by specific parameters
    • H04W36/30Reselection being triggered by specific parameters by measured or perceived connection quality data
    • HELECTRICITY
    • H04ELECTRIC COMMUNICATION TECHNIQUE
    • H04WWIRELESS COMMUNICATION NETWORKS
    • H04W52/00Power management, e.g. TPC [Transmission Power Control], power saving or power classes
    • H04W52/04TPC
    • HELECTRICITY
    • H04ELECTRIC COMMUNICATION TECHNIQUE
    • H04WWIRELESS COMMUNICATION NETWORKS
    • H04W52/00Power management, e.g. TPC [Transmission Power Control], power saving or power classes
    • H04W52/04TPC
    • H04W52/06TPC algorithms
    • H04W52/08Closed loop power control
    • HELECTRICITY
    • H04ELECTRIC COMMUNICATION TECHNIQUE
    • H04WWIRELESS COMMUNICATION NETWORKS
    • H04W52/00Power management, e.g. TPC [Transmission Power Control], power saving or power classes
    • H04W52/04TPC
    • H04W52/30TPC using constraints in the total amount of available transmission power
    • H04W52/36TPC using constraints in the total amount of available transmission power with a discrete range or set of values, e.g. step size, ramping or offsets
    • HELECTRICITY
    • H04ELECTRIC COMMUNICATION TECHNIQUE
    • H04WWIRELESS COMMUNICATION NETWORKS
    • H04W52/00Power management, e.g. TPC [Transmission Power Control], power saving or power classes
    • H04W52/04TPC
    • H04W52/38TPC being performed in particular situations
    • H04W52/40TPC being performed in particular situations during macro-diversity or soft handoff
    • HELECTRICITY
    • H04ELECTRIC COMMUNICATION TECHNIQUE
    • H04WWIRELESS COMMUNICATION NETWORKS
    • H04W72/00Local resource management
    • H04W72/20Control channels or signalling for resource management
    • HELECTRICITY
    • H04ELECTRIC COMMUNICATION TECHNIQUE
    • H04WWIRELESS COMMUNICATION NETWORKS
    • H04W8/00Network data management
    • H04W8/02Processing of mobility data, e.g. registration information at HLR [Home Location Register] or VLR [Visitor Location Register]; Transfer of mobility data, e.g. between HLR, VLR or external networks
    • H04W8/04Registration at HLR or HSS [Home Subscriber Server]
    • HELECTRICITY
    • H04ELECTRIC COMMUNICATION TECHNIQUE
    • H04BTRANSMISSION
    • H04B7/00Radio transmission systems, i.e. using radiation field
    • H04B7/02Diversity systems; Multi-antenna system, i.e. transmission or reception using multiple antennas
    • H04B7/04Diversity systems; Multi-antenna system, i.e. transmission or reception using multiple antennas using two or more spaced independent antennas
    • H04B7/08Diversity systems; Multi-antenna system, i.e. transmission or reception using multiple antennas using two or more spaced independent antennas at the receiving station
    • H04B7/0802Diversity systems; Multi-antenna system, i.e. transmission or reception using multiple antennas using two or more spaced independent antennas at the receiving station using antenna selection
    • H04B7/0805Diversity systems; Multi-antenna system, i.e. transmission or reception using multiple antennas using two or more spaced independent antennas at the receiving station using antenna selection with single receiver and antenna switching
    • HELECTRICITY
    • H04ELECTRIC COMMUNICATION TECHNIQUE
    • H04BTRANSMISSION
    • H04B7/00Radio transmission systems, i.e. using radiation field
    • H04B7/02Diversity systems; Multi-antenna system, i.e. transmission or reception using multiple antennas
    • H04B7/10Polarisation diversity; Directional diversity
    • HELECTRICITY
    • H04ELECTRIC COMMUNICATION TECHNIQUE
    • H04BTRANSMISSION
    • H04B7/00Radio transmission systems, i.e. using radiation field
    • H04B7/24Radio transmission systems, i.e. using radiation field for communication between two or more posts
    • H04B7/26Radio transmission systems, i.e. using radiation field for communication between two or more posts at least one of which is mobile
    • H04B7/2662Arrangements for Wireless System Synchronisation
    • H04B7/2668Arrangements for Wireless Code-Division Multiple Access [CDMA] System Synchronisation
    • HELECTRICITY
    • H04ELECTRIC COMMUNICATION TECHNIQUE
    • H04WWIRELESS COMMUNICATION NETWORKS
    • H04W24/00Supervisory, monitoring or testing arrangements
    • H04W24/10Scheduling measurement reports ; Arrangements for measurement reports
    • HELECTRICITY
    • H04ELECTRIC COMMUNICATION TECHNIQUE
    • H04WWIRELESS COMMUNICATION NETWORKS
    • H04W36/00Hand-off or reselection arrangements
    • H04W36/16Performing reselection for specific purposes
    • H04W36/18Performing reselection for specific purposes for allowing seamless reselection, e.g. soft reselection
    • HELECTRICITY
    • H04ELECTRIC COMMUNICATION TECHNIQUE
    • H04WWIRELESS COMMUNICATION NETWORKS
    • H04W36/00Hand-off or reselection arrangements
    • H04W36/34Reselection control
    • H04W36/36Reselection control by user or terminal equipment
    • HELECTRICITY
    • H04ELECTRIC COMMUNICATION TECHNIQUE
    • H04WWIRELESS COMMUNICATION NETWORKS
    • H04W52/00Power management, e.g. TPC [Transmission Power Control], power saving or power classes
    • H04W52/04TPC
    • H04W52/18TPC being performed according to specific parameters
    • H04W52/24TPC being performed according to specific parameters using SIR [Signal to Interference Ratio] or other wireless path parameters
    • HELECTRICITY
    • H04ELECTRIC COMMUNICATION TECHNIQUE
    • H04WWIRELESS COMMUNICATION NETWORKS
    • H04W52/00Power management, e.g. TPC [Transmission Power Control], power saving or power classes
    • H04W52/04TPC
    • H04W52/30TPC using constraints in the total amount of available transmission power
    • H04W52/36TPC using constraints in the total amount of available transmission power with a discrete range or set of values, e.g. step size, ramping or offsets
    • H04W52/362Aspects of the step size
    • HELECTRICITY
    • H04ELECTRIC COMMUNICATION TECHNIQUE
    • H04WWIRELESS COMMUNICATION NETWORKS
    • H04W52/00Power management, e.g. TPC [Transmission Power Control], power saving or power classes
    • H04W52/04TPC
    • H04W52/30TPC using constraints in the total amount of available transmission power
    • H04W52/36TPC using constraints in the total amount of available transmission power with a discrete range or set of values, e.g. step size, ramping or offsets
    • H04W52/367Power values between minimum and maximum limits, e.g. dynamic range
    • HELECTRICITY
    • H04ELECTRIC COMMUNICATION TECHNIQUE
    • H04WWIRELESS COMMUNICATION NETWORKS
    • H04W52/00Power management, e.g. TPC [Transmission Power Control], power saving or power classes
    • H04W52/04TPC
    • H04W52/38TPC being performed in particular situations
    • HELECTRICITY
    • H04ELECTRIC COMMUNICATION TECHNIQUE
    • H04WWIRELESS COMMUNICATION NETWORKS
    • H04W56/00Synchronisation arrangements
    • HELECTRICITY
    • H04ELECTRIC COMMUNICATION TECHNIQUE
    • H04WWIRELESS COMMUNICATION NETWORKS
    • H04W72/00Local resource management
    • H04W72/04Wireless resource allocation
    • H04W72/044Wireless resource allocation based on the type of the allocated resource
    • HELECTRICITY
    • H04ELECTRIC COMMUNICATION TECHNIQUE
    • H04WWIRELESS COMMUNICATION NETWORKS
    • H04W72/00Local resource management
    • H04W72/04Wireless resource allocation
    • H04W72/044Wireless resource allocation based on the type of the allocated resource
    • H04W72/0446Resources in time domain, e.g. slots or frames
    • HELECTRICITY
    • H04ELECTRIC COMMUNICATION TECHNIQUE
    • H04WWIRELESS COMMUNICATION NETWORKS
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    • H04W76/10Connection setup
    • HELECTRICITY
    • H04ELECTRIC COMMUNICATION TECHNIQUE
    • H04WWIRELESS COMMUNICATION NETWORKS
    • H04W92/00Interfaces specially adapted for wireless communication networks
    • H04W92/04Interfaces between hierarchically different network devices
    • H04W92/12Interfaces between hierarchically different network devices between access points and access point controllers

Abstract

A simple and flexible over-air protocol for use with a mobile telephone system, having hand-held telephones (102) in a microcell or other type of cellular communication system. A method in which user stations (102) communicate with one or more base stations (104) to place and receive telephone calls, in which the user stations (102) are provided a secure voice or data link and have the ability to handoff calls between base stations (104) while such calls are in progress. Each base station (104) has a set of "air channels" to which it transmits in sequence.
The air channels supported by each base station (104) are called that base station's polling loop. A user station (102) receives general polling information on an unoccupied air channel, transmists responsive information to the base station, and awaits acknowledgement from the base station. Each base station (104) may therefore simultaneously maintain communication with as many user stations (102) as there are air channels in its polling loop. The ability of a user station (102) to communicate on any unoccupied air channel makes the protocol air-channel agile, while the stability of user station and base station clocks may define air channels, gaps, and minor frames.

Description

wog~2~g4 ~1 86031 PCT~S95/03500 ~, S P E C I F I C A T I O N

TITLE OF THE INVENTION
P C S POCKET PHONE/MICROCELL COMMUNICATION
OVER-AIR PROTOCOL
.

BACKGROUND OF THE INVENTION

Related Application Data This application claims priority from U.S.
Application No. 08/215,306 filed on March 21, 1994 and U.S.
Application No. 08/284,053 filed on August 1, 1994, both entitled "P C S POCKET PHONE/MICROCELL COMMUNICATION OVER-AIR
PROTOCOL," both of which are continuation-in-part applications of U.S. Application Serial No. 08/146,496 filed on November 1, 1993, bearing the same title, and now ~h~n~o~ed.

Field of the Invention This invention relates to the field of comml~n;cations, and particularly to communication systems using spread spectrum techniques and to over-the-air protocols for mobile telephones.

Descri~tion of Related Art A mobile telephone system may generally comprise a set of "user stations", typically mobile and the endpoints of a communication path, and a set of "base stations", typically stationary and the intermediaries by which a communication path may be established or maintained. In a mobile telephone system, one important concern is the ability of mobile stations to communicate with base stations in a simple, flexible and rapid m~nn~r. The com-mlln;cation protocol between user stations and base stations should be rapid, so that user stations are not required to wait to establish a commlln;cation path. The protocol should be simple, so that user stations need not incorporate expensive equipment to implement it. The protocol should be flexible, so that user stations may establish communication paths in as many communication environments as reasonably possible.

Wosst26094 2 1 8 6 ~3 1 PCT~SgS/03SOO
-Accordingly, it would be advantageous to provide a æimple and flexible over-air protocol for use with a mobile telephone system. One class of systems in which this would be particularly advantageous is that of personal co~mnn;cation systems, particularly those with hand-held telephones in a microcell or other type of cellular communication system.

SUMMARY OF THE INVENTION
The invention provides in one aspect a simple and flexible over-air protocol for use with a mobile telephone system, such as a Personal Comm~ln;cation System (PCS) with hand-held telephones in a cellular commllnication system. A
preferred embodiment is adapted to "pocket phones", i.e., small hand-held telephones which may use a cellular commnn;cation téchnique, but the invention may be used with any cellular or mobile telephone system. The protocol defines a method in which user stations, such as cellular or mobile telephone handsets, com~lln;cate with one or more base stations to place and receive telephone calls. The protocol provides air-channel agility between base stations and user stations, while providing a secure voice or data link and the ability to handoff calls between base stations while they are in progress.
In a preferred embodiment, each base station may have a set of "air ch~nnels" which it polls, e.g. by transmitting to each one in sequence. The air ch~nnels supported by each base station are referred to as a "polling loop" for a particular base station. A user station may receive information on an unoccupied air ch~nnel, receive the base station's transmission, and transmit information to the base station. Each base station may therefore simultaneously maintain commlln;cation with as many user stations as there are air channels in its polling loop. The ability of a user station to comnllln;cate on any unoccupied air channel makes the protocol air-channel agile. Each base station continually transmits on each one of its air ch~nnels in a predetermined sequence. Each base station transmission may be followed by a wo gsn60g4 2 1- 8 6 0 3 1 ~5~3~

first gap, a user station transmission (if some user station attempts to co~ n;cate), and a second gap, before the base station transmits on the next air channel. A base station transmission, first gap, user station transmission, and second . 5 gap are collectively called a "minor frame~. A polling loop in which each air channel is polled is called a "major frame".
In a preferred embodiment, stability of user station and base station clocks may define the air channels, gaps, and minor frames. The user station may synchronize itself to the base station's clock by detecting a minor frame and by adjusting its clock to be in synchrony with the base station when the first bit sequence of the minor frame is detected.
The stability of the user station and base station clocks may then hold the user station and base station in synchronization, as long as the user station is periodically able to receive transmissions from the base station. Should reception in either direction be interrupted for too long, the base station and user station clocks may drift apart and the user station may need to reacquire the transmission from the base station.
Handoffs are preferably initiated from the user station which continually monitors available air ch~nnels from the same and competing base stations during dead time. A user station may handoff within the same polIing loop to establish communication in a new minor frame, or may handoff in such a manner to establish communication in a new minor frame within a polling loop of a different base station. In the latter case, a base station controller may assist in transferring the call from one baAe station to another.
The invention provides in yet another aspect for closed loop power control in the user stations by monitoring and adjusting the user station power at regular intervals, such as once in each major frame. The control of user station power serves to reduce intercell interference and prolong battery life in mobile handsets.

woss/260s4 ~1!86~D33 ' Pcr/usss/03soo Variable data rates provided in another aspect of the present invention. A user station may increase its data rate by transmitting andtor receiving in multiple minor frames during a major frame, or may reduce its data rate by transmitting and/or receiving in fewer than every major frame.

BRIEF DESCRIPTION OF THE DRAWINGS
Figure lA is a diagram of a csmmlln;cation system having base stations and user stations.
10Figure 1-1 is a diagram of a co~mmlln;cation system with alternate network interconnections.
Figure 1-2 is a diagram of a network architecture showing various system components.
Figure 1-3 is a diagram of a network architecture 15showing connections between base stations and a network.
Figures 1-4, 1-5, 1-6, and 1-7 are diagrams of network architectures showing various system co~ o~lents.
Figures 1-8 and 1-9 are diagrams of a handset air ch~nnel acquisition procedure for an embodiment of the 20invention.
Figure 2 is a diagram of frame and message formats in a polling loop.
Figure 2-1 is a diagram of a preferred cellular environment in which the invention may operate.
25Figure 2-2 is a diagram of a TDMA/TDD frame structure for an emhoA;ment of the invention.
Figure 2-3 is a diagram of a polling loop for an emhoA; ment of the invention.
Figure 2-4 is a block diagram of a speech coder for 30an embodiment of the invention.
Figure 2-$ is a functional block diagram of a speech coder control path for an embodiment of the invention.
Figure 2-6 is a diagram of a packet structure for an ~mhoA;ment of the invention.
35Figure 2-7 and 2-8 are diagrams showing time slot assignments for an embodiment of the invention.

wogs~og4 2 ~ ~86 031 PCTtUSg5/03500 Figure 2-9 is a diagram of a speech coder buffer structure for an embodiment of the invention.
Figure 3 is a diagram showing formats for message types.
. 5 Figures 3-1 and 3-2 are estimated cell radii coverage charts for an embodiment of the invention.

DESCRIPTION OF THE PREFERRED EMBODIMENT
In a preferred embodiment, it is contemplated that communication between base stations and user stations will be conducted using a spread-spectrum technique. There are at least three methods for establishing synchronization and communication, each preferably using an M-ary technique in which multiple bits of data are transmitted for each spread-spectrum symbol, e.g., by transmitting and receiving multiple different spreading codes, and interpreting the received one of those multiple different spreading codes at the receiver to indicate multiple data bits. Synchronization may be accomplished either by (1) automatic synchronization disclosed in U.S. Application Serial No. 08/146/491, entitled ~DESPREADING/DEM~u~ATING DIRECT SEQUENCE SPREAD SPECTRUM
SIGNALS", Lyon & Lyon Docket No. 200/154, filed on November 1, 1993 in the name of inventors Robert Gold and Robert C. Dixon, hereby incorporated by reference, by (2) synchronizing with matched filters, by (3) demodulation and despreading using sliding correlators, or by (4) a combination of these techniques, e.g., matched filters for synchronization plus sliding correlators for demodulation and despreading, or matched filters for synchronization plus autosynchronization for demodulation and despreA~ ng .
Figure lA is a diagram of a co~ml~n;cation system having base stations and user stations.
A cor~nn;cation system 101 for communication among a plurality of user stations 102 may include a plurality of cells 103, each with a base station 104, typically located at the center of the cell 103. Each station (both the base stations 104 and the user stations 102) may generally comprise w095~6094 2 1 ~ P~ 9S/03SOo a receiver and a transmitter. The user stations 102 and base stations 104 preferably communicate using time division multiple access (TDMA) or time division duplex (TDD) techniques as further described herein, in which specified time segments or major frames are divided into assigned time slots or minor frames for individual co~mlln-cation.
Figure 2-1 is a diagram of a preferred cellular environment in which the invention may operate. A
geographical region is divided into a plurality of cells 103.
Associated with each cell 103 is an assigned frequency and an assigned spread spectrum code. Preferably, three different frequencies F1, F2 and F3 are assigned in such a manner that no two adjacent cells have the same assigned frequency F1, F2 or F3. The effect of such a frequency reuse pattern is to minimize interference between adjacent cells.
To further reduce the possibility of intercell interference, different orthogonal spread spectrum codes C1 through C6 are assigned as shown in adjacent clusters 110.
Although six spread spectrum codes C1 through C6 are shown in Fig. 2-1, it is contemplated that fewer or more spread spectrum codes may be suitable depen~; ng upon the particular information. Further information regarding a preferred cellular envi,oll...ellt may be found in U.S. Application Serial No. 07/682, 050 entitled "Three Cell Wireless Co~mllnlcation System" filed on April 8, 1991 in the name of Robert C. Dixon, and hereby incorporated by reference as if fully set forth herein.
The use of spread spectrum for carrier modulation permits a very efficient frequency reuse factor of N = 3 for allocating different carrier frequencies Fl, F2 and F3 to adjacent cells 103. Interference between cells 103 using the same carrier frequency Fl, F2 or F3 is reduced by the propagation loss due to the distance separating the cells 103 (no two cells 103 using the same frequency Fl, F2 or F3 are less than two cells 103 in distance away from one another), and also by the spread spectrum processing gain of cells 103 using the same carrier frequencies Fl, F2 or F3.

W09~94 ~l 8 6 0 3 l P~ 3SOo The preferred spread spectrum bandwidth may differ according to the frequency band of operation. When operating in the PCS A, B, or C frequency bands, each of which is 15 Mhz wide, the center frequencies F1, F2 and F3 are preferably located at 2.5 Mhz, 7.5 Mhz, and 12.5 Mhz, respectively, from the lowest band edge of the A, B or C frequency band.
The PCS D, E, or F bands, on the other hand, are each 5 Mhz wide, which is the same bandwidth as a preferred spreading bandwidth for a spread spectrum signal used in the particular cellular environment. Consequently, a single carrier frequency is placed in the center of the D, E or F
band, and a frequency reuse factor of N = 1 is used because the spread spectrum signal covers the entire available bandwidth. Because an N = 1 frequency reuse pattern is used, the required intercell interference rejection must be obtained by spread spectrum code orthogo~Ality and/or the use of sectorized antenna patterns. The ~xchAnge of interfering air channels or time slots, as described elsewhere herein, may also be used to mitigate intercell interference.
When operating in the PCS unlicensed band, which has a bandwidth of 20 Mhz divided into individual channel only 1.25 MHz wide, the spread spectrum chipping rate may be reduced to approximately 1.25 Mcps. The TDMA burst rate, or number of TDMA time slots (or minor frames) in each polling loop, may also be reduced to maintain the required spread spectrum processing gain for rejecting intercell interference.
A non-spread spectrum TDMA/TDD signal modulation format for operation in the unlicensed band may also be provided.
Figure 1-2 is a diagram of a network architecture showing various system components.
A preferred communication system is designed around an object-based software architecture which allows for flexibility in interconnection to various networks including public switched telephone networks, AIN, GSM and IS-41 network infrastructures. It is also contemplated that the co~ n;cation system may interface with a cable television distribution network; however, such an interface may require W09s~4 2186a31 P~ 5/03SoO
-the addition to the cable television network of a switch architecture, two-way amplifiers, re~lln~ncy, and, in order to use the coaxial portion of the cable TV network, a remote antenna subsystem to extend coverage from a base station 104.
The overall system thus provides flexibility to interface with a variety of different networks depending upon the desired application. To allow interconnection to diverse networks, the system uses internal communications based on ISDN messages, called "notes", for passing necessary information among components within the system. These "notes"
are so named as not to confuse them with the ISDN specific protocol itself. Network messages (based on, e.g., Q.921, Q.931 protocols, or others) are converted by the system into ~notes" for efficient operation within the hardware platform.
In Fig. 1-2 is shown various components of a preferred system architecture including a plurality of base stations 104 for communicating with user stations 102. Each base station 104 may be coupled to a base station controller 105 by any of a variety of linking means 109 including, for example, local area data access (LADA) lines, T1 or fractional T1 lines, ISDN BRI's, cable TV lines, fiber optic cable, digital radio, microwave links, or private lines. As an illustration shown in Fig. 1-2, a plurality of base stations 104 may be coupled to base station controller 105 by first connecting to a coaxial cable 111 which is thereafter coupled to a fiber optic cable 113 at a fiber node 112. The fiber optic cable 113 is coupled to the base station controller 105 as shown.
Each base station controller 105 may be connected to a network 106 such as a public switched telephone network (PSTN) or a personal communications system switching center (PCSC) by a variety of network links 108, which include the same basic categories of transport means as the linking means 109. Base station controllers 105 may also connect to the network 106 via an X.25 link 114.
The system of Fig. 1-2 also incorporates the use of "intelligent" base station (IBS) 107 compatible with ~EC-based W095~6094 ~ 1 86031 P~ 9~3~0 AIN architecture that may be connected directly to a network 106 without the interface of a base station controller 105.
The intelligent base stations 107 may therefore bypass the base station controllers ,105~ for local handoffs and switching, - 5 and instead perform these functions via the network 106. In AIN based architectures, signaling between network elements may be carried out using standard signaling protocols including, for example, SS7 and IS-41.
In operation, the base stations 104 format and send digital information to the base station controller 105 (or directly to the network 106 in the case of an intelligent base station 107). The base station controllers 105 concentrate inputs from multiple base stations 104, assist handoffs between base stations 104, and convert and format ch~nnel 15 information and signaling information for delivery to the network 106. The base station controllers 105 may also manage a local cache VLR database, and may support basic operations, administration and management functions such as billing, monitoring and testing. Each base station controller 105, 20 under control of the network 106, may manage local registration and verification of its associated base stations 104 and may provide updates to the network 106 regarding the status of the base stations 104.
The network 106 connects to the base station 25 controllers 105 for call delivery and outgoing calls. The connection between the network 106 and a base station controller 105 may utilize the Bellcore "Generic C" interface which includes Q.921, Q.931 and modifications to Q.g31.
Intelligent base stations 107 may use ISDN messaging 30 for registration, call delivery and handoff over a public telephone switch. The intelligent base station 107 may have all the general capabilities of a base station 104 but further incorporate a BRI card, additional intelligence and local vocoding. The connection between the network 106 and an 35 intelligent base station 107 may utilize the Bellcore "Generic C" interface which includes Q.921, Q.931 and modifications to Q.931.

WO95Q~4 2 ~ 8 603 1 PCT~S9Sl~3~0 -If the network 106 is a GSM network, then base stations 104 may connect to the network 106 through a defined "A" interface. Features and functionality of GSM are passed to and from the base stations 104 over the "A~' interface in a ~nner that is transparent to the end user.
As noted, the system may also interconnect to cable television distribution networks. The base stations 104 may be miniaturized to the point where they can be installed inside standard cable TV amplifier boxes. Interfacing may be carried out using analog remote antenna systems and digital transport mechanisms. For example, T1 and FT1 digital multiplexer outputs from the cable TV network may be used for interfacing, and basic rate (BRI) ISDN links to transport digital channels.
Cell site diagnostics may be performed remotely through either the control channel on the digital link resident in the base station 104 or a dial up modem for some implementations. Such diagnostics may be performed on each component board of the base station 104. In addition, the base stations 104 and base station controllers 105 may be remotely monitored and downloaded with updated software as required. Similarly, user stations 102 can also be downloaded with software over air channels as required for maintenance purposes or for system upgrades.
The user stations 102 comprise in one embodiment mobile handsets capable of multi-band and/or multi-mode operation. The user stations 102 may be multi-mode in that they may be capable of either spread spectrum communication or collve:,tional narrowband communication. The user stations 102 may be multi-band in the sense that they may be set to operate on a plurality of different frequencies, such as frequencies in either the licensed or unlicensed frequency bands.
For example, a user station 102 may be set to operate on any frequency between 1850 and 1990 MHz in 625 kHz steps. Thus, each user station 102 may have a frequency synthesizers which can be programmed to receive and transmit on any one of 223 frequencies. If the user station 102 W095~6094 `2 1 ~8 6 0 3 1 PCT/U ~5~3~

operates solely in the licensed PCS band, however, the programmable frequency steps may be in 5 MHz increments, in which case the first channel may be centered at 1852.5 MHz, the next at 1857.5 MHz, and so on. If operating in the isochronous band between 1920 and 1930 MHz, the first channel may be centered at 1920.625 MHz, and the channel spacing may be 1.25 MHz across the rem~; n~er of the isochronous band. The user stations 102 need not operate in the 1910 to 1920 MHz band, which is reserved for asynchronous unlicensed devices.
Further detail regarding the multi-band and multi-mode aspects of user stations 102 may be found in U.S.
Application Serial No. 08/146,492 filed on November 1, 1993 in the name of inventors Robert C. Dixon and Jeffrey S.
Vanderpool, entitled "DUAL-MODE WIRELESS UNIT WITH TWO SPREAD-SPECTRUM FR~ NCY BANDS, n U.S. Application Serial No.
08/059,021 filed May 4, 1993 in the name of inventors Douglas G. Smith, Robert C. Dixon and Jeffrey S. Vanderpool, entitled "DUAL-BAND SPREAD-SPECTRUM COMMUNICATION," and U.S.
Application Serial No. 08/206,045 filed on March 1, 1994 in the name of inventors Robert C. Dixon and Jeffrey S.
Vanderpool, entitled "DUAL-MODE TRANSMlll~K AND RECEIVER,~
each of which is hereby incorporated by reference as if fully set forth herein. The multi-band, multi-mode capability enables the user stations 102 take ad~antage of variety of diverse system architectures as described herein, and to interface with various different networks with a minimum of hardware or software adjustments.
~ Base stations 104, like user stations 102, may also be provided with multi-band and multi-mode capabilities as described above.

FRAME AND MESSAGE FORMATS
Figure 2 shows frame and message formats in a polling loop.
In a single cell 103, a base station 104 may poll user stations 102 in the cell 103. The base station 104 may repeatedly transmit a major frame 201, comprising a sequence wo 95,2~g4 2 1 8 6 0 3 ~ S~'~3~W
-of minor frames 202. As noted herein, each minor frame 202 may comprise a polling e~ch~nge for a single user station 102, while each major frame 201 may comprise a complete polling sweep of user stations 102 in the cell 103.
In a preferred embodiment, the base station 104 may conduct its polling P~ch~nges using a set of air ch~nnels 203.
Each of the air ch~nnel s 203 may comprise a separate transmission chAnnel, such as a separate frequency band for FM
or AM encoding, a separate spreading code for spread-spectrum encoding, a separate spatial location, or other division of commlln;cation slots between base stations 104 and user stations 102. In a preferred embodiment, the base station 104 may poll every one of its air ch~nn~ls 203 in a predetermined sequence in a single major frame 201.
While in a preferred embodiment, the base station 104 may poll every one of its air channels 203 in a single major frame 201, but it will be clear to those of ordinary skill in the art, after perusal of this application, that the base station 104 may restrict its poll to only a portion of its air channels 203 in each major frame 201, so long as all air ch~nnels 203 are eventually polled, and in an order so that each user station 102 may determine in which minor frame 202 it should respond.
Each minor frame 202 may comprise a base transmission 204 by the base station 104, a first gap 205, a user transmission 206 by a user station 102 (if any user station 102 responds), and a second gap 207. During the base transmission 204, a user station 102 desiring to establish a communication path may receive the base transmission 204 and determine if the air channel 203 is occupied or not. If not occupied, the user station 102 may respond with its user transmission 206.
In one embodiment, in order to provide efficient service in low density rural areas, cell radii can be extended to large distances (e.g., beyond 8 miles) by providing the increa~ed guard times as would be required for the longer round trip propagation delays encountered in the larger cells.

WO ~12U~4 P~lr~S/03S00 Cells with large radii can be supported by reducing the number of minor frames 202 per major frame 201 to a lesser number (e.g., from 32 to 25). Since such large cell radii will ordinarily be deployed in low population density areas, 5 reduced cell capacity caused by the smaller number of minor frames 202 per major frame 201 is not a severe drawback.
In a preferred embodiment, a base transmission 204 may comprise a header field 207, which may be a fixed length of sixteen bits, a D field 208, which may be a fixed length of eight bits, and a B field 209, which may be a fixed length of 160 bits, or may be a variable length. In an embodiment using a variable-length B field 209, the variable length may be determined in response to the polling loop time and the data rate which must be supported. For example, in a preferred embodiment of a 3o-rh~nnel system, the B field 209 may be 160 bits long.
In a preferred embodiment, the user transmission 206 may comprise like fields as the base transmission 204.
The he~er field 207 may comprise an origin bit 210, 20 which may be a "1" bit for base transmissions 204 and may be a "0" bit for user transmissions 206. Other parts of the header field 207 may indicate information about the base transmission 204 or user transmission 206 itself, e.g., what type of message the base transmission 204 or user transmission 206 25. comprises. The header field 207 may also comprise a CSC or CRC code 211 (a cyclic re~tln~ncy check) having four bits.
The D field 208 may comprise control information to be communicated between base stations 104 and user stations 102 once a communication link is established. This control 30 information may generally be used for ISDN co~mmlln; cation between base stations 104 and user stations 102, such as control information generally commtln;cated using the ISDN ~D
channel". Because the D field 208 is separate from but simultaneous with the B field 209 which normally handles the 35 bulk of information transfer due to its higher data rate, the D field 208 may be used for paging applications, notifications (e.g., voice mail), short message service (similar to GSM), or WO95Q6094 ~1~86031 rcT~s~so3soo other user applications. Thus, the simultaneous nature of the D field 208 and the B field 209 allows messaging functions even when the user station 102 is "in use".
During link expansion, described with regard to figure 3 herein, the D field 208 may also comprise a user nickname 212 for co~mlln;cation from the base station 104 and a designated user station 102. The user nickname 212 may comprise a temporary identifier for the user station 102 selected by the base station 104.
The B field 209 may comprise data, voice (encoded digitally or otherwise), or other information. In a preferred embodiment, the B field 209 may also comprise specified information for establishing communication links between base stations 104 and user stations 102. The B field 209 may also comprise its own FCW or CRC code 211 having sixteen bits (with 160 bits of information, a total of 176 bits).
In a preferred emho~;m~nt, there may be 32 air channels 203; the major frame 201 may therefore comprise 32 minor frames 202 in sequence. Thus, each minor frame 202 may be about 307 microseconds long, each air ch~nnel 203 (in a TDD
or TDMA system) may be about 667 microseconds long, and each major frame 201 may be about 20 milliseconds long. In a preferred embodiment, there may be 160 bits transmitted per air c-h~nnel 203; thus the 32-ch~nnel system would have about a 256 kilobits/second total two-way data rate. Other time values are shown in the figure.
In a preferred e~ho~;m~nt, information may be transmitted at a rate of five bits each 6.4 microseconds, using a 32-ary code-shift keying technique. Thus, each 6.4 microseconds, one of 32 different codes may be transmitted, with 32 different possibilities equalling five bits of information. In an alternative preferred embodiment, one of 16 different codes may be transmitted, with an additional phase bit on the carrier (or, in a second alternative, more than one phase bit on the carrier), again with 32 different possibilities equalling five bits of information.

wo gs~60g4 2 1 8 6 0 3 l P~ /03S00 .

In one embodiment, a minor frame 203 may operate in an asymmetric mode in the sense that the greater portion of a minor frame 202 is devoted to either the base transmission 204 or the user transmission 206. High speed data transport in either direction (i.e., from the base station 104 to the user station 102, or vice versa) can be provided in the asymmetric mode, with or without acknowledgment and/or ARQ.
A particular sub-mode of the above described asymmetric mode may be referred to as broadcast mode in which essentially the entire minor frame is devoted to one-way communication. In the broadcast mode, one or more broadcast sub-ch~nnels may be identified by a special broadcast identifier. Up to 255 broadcast ch~nnels may be so identified. For these point-to-multipoint applications, broadcast frames are not acknowledged.

Control Pulse A user station 102 in a cellular environment preferably has means for controlling transmission power to avoid interference with adjacent cells. Unlike a fixed station environment, in which antenna locations, patterns and fixed station transmission power may be adjusted for minimal interference with other fixed stations, the nature of a cellular environment with mobile user stations 102 is such that there can arise conflict between user stations 102 at intersecting cell boundaries. This creates the need for some power control in the user stations 102. For example, a user station 102 operating at the boundary of coverage of a base station 104 may need to transmit at full power to stay in contact. On the other hand, a user station 102 operating relatively close to its own base station 104 may not need to transmit full power to have good contact. By proper power control, user stations 102 may maintain adequate contact with base stations 104 without unduly interfering with neighboring cell transmissions, allowing RF channel reuse in nearby cells.
Power control may also reduce interference with fixed W095~6094 21 8603 1 PCT~S9Sl03Soo microwave users and conserve battery power in user stations 102 such as hAn~held units.
The present invention achieves power control in one embodiment by use of a power control pulse transmitted periodically from each user station 102. After establishment of a communication link, described with regard to Fig. 3 herein, a control pulse time 213 and a third gap 214 may be reserved just prior to the start of the minor frame 202, in which the user station 102 transmits a control pulse 215. The control pulse 215 provides to the base station 104 a power measurement of the air chAnnel 203 indicative of the path transmission loss and link quality. Each user station 102 generally transmits its control pulse 215 in the minor frame 202 allocated to it (e.g., seized by the user station 102).
The control pulse 215 may be received by the base station 104 and used by the base station 104 to determine information about the communication link it has with the user station 102. For example, the base station 104 may determine, in response to the power, envelope, or phase of the control pulse 215, the direction or distance of the user station 104, and the degree of noise or multipath error to which the co, ~lln;cation link with the user station 102 may be prone.
In response to receiving the control pulse 215, the base station 104 determines the quality of the received signal including, for example, the received power from the power control pulse 215 and the signal-to-noise or interference ratio. The base station 104 then sends a message to inform the user station 102 to adjust its power if needed. Based on the quality of the received signal, the base station 104 may Co~mAn~ the user station 102 to change (increase or decrease) its transmit power by some discrete amount (e.g, in minimum steps of 3 dB) relative to its current setting, until the quality of the control pulse 215 received by the base station 104 is above an acceptable threshold.
Similarly, if the base station 104 knows the power setting of the user station 102, then the base station 104 can wo 9~,2~g4 2 1 8 6 ~ 3 1 PCT~S9S/03Soo adjust its own power as well. The base station 104 may adjust its power separately for each minor frame 202.
A preferred power control command pulse from the base station 104 to the user station 102 may be encoded according to Table 5 - 1 below:

Table 5 - 1 Power Control Command Adiustment 000 No change 001 -3 dB
010 -6 dB
011 -9 dB
100 +3 dB
101 +6 dB
110 +12 dB
111 +21 dB

Although preferred values are provided in Table 5-1, the number of power control command steps and the differential in power adjustment between steps may vary depending upon the particular application and the system specifications.
While power control is thus desirable, a problem in some conventional TDMA systems is that the length of the polling loop (e.g, the major frame 201) is too long to allow the latest user transmission to be very useful for estimating the ch~nnel losses and impairments. In other words, the latency of the polling loop signals may prevent the use of closed loop power control. However, the described embodiment allows for a power control sequence that may be effectively carried out in a relatively short span of time, thereby allowing closed loop power control. Preferably, the elapsed time encompassing transmission of the control pulse 215, the base transmission 204, and the start of the user transmission J 206 is kept relatively short (e.g., less than 500 ~sec or roughly 2.5~ of the duration of the major frame 201), allowing system response to be fast enough to counteract small scale multipath fading effects and propagation shadow effects.

WOss/~94 2 ~ ~ 6 D 3 1 ~ 103~W

The base station 104 may also use the control pulse 215 to measure the time delay from a user station 102 and thereby estimate the distance of the user station 102 from the base station 104. For 911 support, a user station 102 can provide control pulses 215 to multiple base stations 104 for rough location estimation in emergency situations.
In a preferred embodiment, the base station 104 may have a plurality of antennas for reception and transmission on the communication link with the user station 102, and may select one of that plurality of antennas for reception and/or transmission, in response to the determination the base station 104 may make in response to the control pulse 215.
The base station 104 may make the determination of which antenna to use based on the quality of the signal received from the control pulse 215 transmitted by the user station 102. Because the base station can both receive and transmit on the antenna having the best received signal quality from the control pulse 215, the user stations 102 benefit from antenna selection diversity even though they might not have explicit antenna diversity capabilities at the user station 102. The control pulse 215 permits spatial diversity control to be updated during each minor frame 202. Preferably, the base station 104 employs a high speed TDD technique such that the RF channel characteristics do not change within the time of the minor frame 202.
Information relating to the control pulse 215 for a particular uQer station 102 may be transferred as information in control traffic from one base station 104 to another base station 104 in the case of a base station assisted handoff.
It should be noted that, in the preferred TDMA
system described herein, the requirement of strict RF
transmitter output power control is not necessary to resolve the "near-far" problem commonly experienced in CDMA systems.
The purpose of the control pulse 215 iS primarily to reduce battery consumption in user stations 102, to minimize interference of transmissions among neighboring cells 103 which may be operating on the same or adjacent RF ch~nn~ls, W095/26094 2 1 8 6 0 3 1 PCT~S95/03SoO

and to minimize interference with nearby fixed microwave users.
The control pulse 215 may also serve as a synchronization preamble for determining the beginning of , 5 M-ary data symbols within the minor frame 202. A power control command pulse, similar in length to the control pulse 215, transmitted by the base station 104 during the base transmission 204 or otherwise may likewise be used as a synchronization preamble at the user station 102, in addition to providing a power control command to adjust the power output level at the user station 102.

Base Station Out~ut Power Because a single base station 104 may communicate with a large number of user stations 102 (e.g., as many as 64 user stations 102) at a given time, each of whose distance from the base station 104 may vary from near zero up to the radius of the cell 103, it may not be practical to control the transmitter power of the base station 104 in order to maintain a near-constant received power level at each user station 102 during each minor frame 202. Output power control of the transmitter at the base station 104 could require a large change (e.g., more than 40 dB) in transmit power during each minor frame 202 (e.g., every 625 ~s) of the major frame 201.
As an alternative to providing power control on a minor frame 202 by minor frame 202 basis, output power control at the base station 104 can be averaged over a longer time interval than each minor frame 202.

Antenna Characteristics In one aspect of the invention, the reciprocal nature of time division duplex (TDD) permits common antennas to be used for transmit and receive functions at both the base station 104 and the user stations 102, without the need for antenna diplexers. Cs -oll antennas can be used to transmit and receive because these functions are separated in time at each of the terminals. Further, because TDD utilizes the same wogs~094 2!~6~)31 PCT/USg5/03500 `_ RF frequency for the transmit and receive functions, the channel characteristics are essentially the same for both the base station 104 and a particular user station 102.
The use of common antennas results in simplicity of the base station 104 and user station 102 terminal designs.
Further, use of the same RF frequency and antenna for both transmit and receive functions at the base station 104 and the user station 102 provides reciprocal propagation paths between the base station 104 and user station 102 terminals. This reciprocal nature allows the base station 104 to use the ch~nn~l sounding of the control pulse 215 transmitted by the user station 102 to determine the two-way path loss between the base station 104 and the user station 102, and also to determine which of the spatial diversity antennas at the base station 104 to use, both to receive from the user station 102 and to transmit to the user station 102.
Different types of antennas may be used by the base station 104, depending on the type of application. For low density suburban or rural applications an omnidirectional antenna may be used to provide m~; mllm coverage with the fewest base stations 104. For example, an omnidirectional antenna may be employed having a vertical gain of approximately 9 dB. The 9 dB of gain permits a relatively large radius cell even with an omnidirectional horizontal pattern.
In suburban and low density urban areas, directional antennas with 120 degree azimuth beamwidths and 9 dB vertical gain may be used at the base station 104 so that a cell 103 can be sectorized into three parts, with each sector accommodating a full load of user stations 102 (e.g., 32 full duplex user stations 102).
The use of TDD also permits utilization of a single steered phased array antenna at the base station 104 for applications requiring a high gain, highly directional antenna. Similar deployment in CDMA or FDMA systems would, in contrast, be more complex and costly, as they may require W09s~6094 2 1 86031 PCT~ss5/03soo ~, simultaneous steered beams for each user station 102 within the cell 103.
- For example, to permit a single base station 104 to cover large, sparsely populated area, a steered array antenna . 5 with up to 20 dB of horizontal directivity can be used. Such an antenna is sequentially steered to each user station 102 within a cell 103 at each minor frame 202. The same antenna may be used for both transmission and reception, as noted, providing reciprocal forward and reverse link propagation characteristics. The steered array antenna may utilize circular polarization so that high level delayed clutter signals reflected from buildings or other obstructions within the beam path do not interfere with the received signals from the user stations 102. As reflected signals are typically reversed in polarization, they will be rejected by the circularly polarized antenna. It should be noted that such high gain, directional antennas also reduce the delay spread in severe multipath environments by rejecting multipath components arriving from outside the main beam of the antenna.
In one embodiment, the user station 102 employs a halfwave dipole antenna which is linearly polarized and provides a gain of 2 dB with an omnidirectional pattern perpendicular to the antenna axis. At a no~;n~l frequency of 1900 MHz, a half wavelength is approximately 3 inches, which fits well within a handset envelope.

MESSAGE TYPES AND PROTOCOL
Figure 3 shows message types and a protocol which uses those message types.
In a preferred emboAl~nt, messages (base transmissions 204 and user transmissions 206) may be one of three types: a general poll message 301, a specific poll message 302, and an information message 303. When a message is transmitted by a user station 102, it is called a ~response", e.g., a general poll response 304, a specific poll response 305, and an information response 306.

W095~6094 - 2 1` ~ 6 ~ 3 1 PCT~S95/03500 -User Station Initiation of a Link A user station 102 may "acquire" a base station 104 by a sequence of h~n~h~king steps. At a general poll step 307, the base station 104 may transmit its general poll message 301 on an air ch~nnel 203 as part of a minor frame 202. The user station 102 receives the general poll message 301 and, if and only if it was received without error, transmits its general poll response 304 on the same air channel 203. The general poll message 301 comprises a base ID
308, which may be 32 bits long, which may be recorded by the user station 102. In like manner, the general poll response 304 comprises a user ID 309, which may be 32 bits long, which may be recorded by the base station 104. The base ID 308 may be used during handoff, as noted herein.
Upon receiving a general poll response 304, at a specific poll step 310, the base station 104 may transmit a specific poll message 302, comprising the user ID 309 received by the base station 104 as part of the general poll response 304. The specific poll message 302 may be transmitted on the same air chAnnel 203 as the general poll message 301, or may be transmitted on another air channel 203, SO long as the user station 102 iS able to find it.
The user station 102 may monitor all air channels 203 for its specific user ID 309. The user station 102 receives the specific poll message 302 and, if and only if it was received without error and with the same user ID 309, transmits its specific poll response 305 on the same air ch~nnel 203. The specific poll response 305 comprises the same user ID 309 as the general poll response 304.
In a preferred embodiment, however, the specific poll message 302 may be eliminated as re~l~n~nt. The user station 102 may therefore follow the general poll response 304 with a specific poll response 3 05 on a selected air channel 203. This air channel 203 may be designated by the base station 104 in a part of the information field 209 of the general poll message 301, it may be designated by the user station 102 in a part of the information field 209 of the wo95/2Gos4 2 t ~ 6 û 3 1 r~ u~slo35oo general poll response 304, or it may be selected by the user station 102 in response to an unoccupied air channel 203 - (e.g., the user station 102 may seize an unoccupied air channel 203). The latter of these three alternatives is presently preferred by the inventors.
Upon receiving a specific poll response 305 comprising a user ID 309 which matches that of the general poll response 304, at a link-established step 311, the base station 104 may transmit an information message 303. At this point, the base station 104 and user station 102 have established a communication link 312 on a designated air channel 203, typically the air channel 203 originally polled by the base station 104, but possibly a different air channel 203. The base station 104 may couple a telephone line to that air ch~nnel 203, and the user station 102 may begin normal operation on a telephone network (e.g., the user station 102 may receive a dial tone, dial a number, make a telephone connection, and perform other telephone operations). The base station 104 and user station 102 may Pxch~nge information messages 303 and information responses 306, until the cor~l~n;cation link 312 is voluntarily terminated, until faulty cor~-lnlcation prompts the user station 102 to re-acquire the base station 104, or until handoff of the user station 102 to another base station 104.
Should more than one user station 102 respond to a general poll message 301 in the same minor frame 202, the base station 104 may advertently fail to respond. The lack of response from the base station 104 signals the involved user stations 102 to back off for a calculated time interval before attempting to acquire the same base station 104 using the general poll message 301 and general poll response 304 protocol. The back-off time may be based upon the user ID
309, and therefore each user station 102 will back off for a different length of time to prevent future collisions.
In one embodiment, the general poll message is sent by a base station 104 on one or more currently unoccupied air channels 203. Originally, at power-up of the base station W09s~6094 ~ 8 6 ~ 3 I PCT~S9Sl03S00 104, the base tranæmission 204 for all of the air channels 203 may therefore contain the general poll message 301.

Base Station Initiation of a Link s When an incoming telephone call is received at a base station 104, at an incoming-call step 313, the base station 104 transmits a specific poll message 302 with the user ID 309 of the indicated recipient user station 102 (skipping the general poll message 301 and the general poll response 304) on an available air channel 203.
Each user station 102 listens for the specific poll message 302 repeatedly on each air channel 203 so as to receive the specific poll message 302 within a predetermined time after it is transmitted. Thus each user station 102 may periodically receive each air channel 203 in sequence so as to listen for the specific poll message 302.
When the specific poll message 302 is received, the user station 102 compares the user ID 309 in the message with its own user ID, and if they match, continues with the link-established step 311. The base station 104 may thus establish a communication link 312 with any user station 102 within communlcation range.

Link Expansion and Reduction The data transmission rate between a base station 104 and a user station 102 may be expanded or contracted over the duration of the communication link.
In one embo~;m~nt, the base station 104 increases the data transmission rate by transmitting multiple information messages 303 to the user station 102 during a major frame 201, essentially allocating multiple minor frames 202 to a single user station 102. These higher data rates, also known as "super rates", are implemented by means of a targeted information message 303. In a targeted information message 303, the base station 104 may transmit the user nickn~m~ 212 in the D field 208, along with information to be transmitted to the designated user station 102 in the B field Woss ~ 94 21 86~3 1 PCT~S9S/03Soo 209. When the user station 102 detects the user nickname 212 assigned to it, it receives the targeted information message 303.
In a preferred embodiment, the user nickname 212 may be transmitted by the base station 104 to the user station 102 in the specific poll message 302. In an embodiment where the specific poll message 302 has been eliminated as redundant, the user nickname 212 may be transmitted by the base station 104 to the user station 102 bit-serially in a designated bit of the header field 207.
Because the data transmission rate is related to the number of minor frames 202 allocated to a specific user station 102, the data transmission rate increases in steps of, for example, 8 Kbps. It is contemplated that up to the full bandwidth of the base station 104 -- that is, up to all 32 full duplex slots or 256 Kbps (full duplex) -- may be assigned to a single user station 102.
The invention also provides in another aspect data rates lower than the basic rate (i.e., less than one minor frame 202 per major frame 201 or less than 8 Kbps). The lower data rate is accomplished by skipping major frames 201 on a periodic basis. Thus, data rates such as 4 Kbps, 2 Kbps, and so on can be provided. In one embodiment, up to 24 consecutive major frames 201 may be skipped, providing a m;n;mllm data rate of 320 bps efficiently (i.e., without using rate adaptation). Intermediate rates or even lower rates may be obtained by using rate adaptation.
The capability of providing variable data rates on demand, including availability of an asymmetric mode in a given minor frame 202 described earlier, provides an efficient and flexible data conduit for a wide array of data, video, multi-media and broA~c~ct applications. For example, each minor frame 202 can be configured with the majority of the minor frame 202 duration allocated to either the base transmission 204 or the user transmission 206, or can be configured with a symmetric distribution in which half of the minor frame 202 duration is allocated to both the base Woss ~ 94 21-8603I P~ S/03S00 _ transmission 204 and the user transmission 206. Typically, voice traffic utilizes a symmetric distribution as either end of the link may send voice traffic. In a data exchange, however, more data is typically sent in one direction and less S in the other. For instance, if fax data is being sent to a user station 102, then a higher data rate for the base transmission 204 would be advantageous and is supportable with the described configuration. For even higher data rate applications, a particular base station 104 or user station 102 may be assigned multiple minor frames 202 within a single major frame 201. These high data rate modes can support, for example, enhanced voice quality, video data or broadcast data applications.

Handoff and Network Maintenance Once a base station 104 and user station 102 have established a co~nn;cation link 312, during the link-established step 311 the user station 102 may receive all information messages 303 and transmit all information responses 306 on the same air channel 203 or on specified multiple air ch~nnels 203. This arrangement leaves the r~m~-n~er of the major frame 201 free for other activities.
In a preferred embodiment, one such activity is to interrogate other base stations 104 and maintain network information such as link quality and channel availability at nearby base stations 104 in order to facilitate handoffs from one base station 104 to another base station 104.
In a preferred embodiment, base stations 104 transmit network information as part of the general poll message 301 and the specific poll message 302, in a ch~nnel utilization field 314 or otherwise. The network information may include, for example, the identity of nearby base stations, the identity or relative amount of free ch~nnPls at a particular nearby base stations and/or at the current base station, link quality for nearby base stations and/or the current base station, and frequencies and spread spectrum code sets used by the nearby base stations.

Wossn6094 2 1 8 6 ~ 3 / PCT~35~3SoO

At a network-maintenance step 315, the user station 102 may listen on one or more different air channels 203, other than the one(s) currently being used by the user station 102, for the general poll message 301 and the specific poll . 5 message 302 from nearby base stations 104. The user station 102 continues to co~mlln;cate on its designated air channel(s) 203 with its current base station 104 and responds as necessary to information messages 303 from that base station 104. However, unless a handoff procedure is initiated as described below, the user station 102 does not transmit in response to other nearby base stations 104 and therefore does not occupy air channels 203 of those base stations 104.
It is contemplated that the system may perform either a "make before break" handoff for seamless, undetectable handoffs, or a "break before make~' handoff in emergency situations where all com~l~nlcations with a base station 104 are lost prior to a new connection being established.
In a "make before break" handoff, if the co~ln;cation link 312 between the base station 104 and the user station 102 is too faulty, then the user station 102 may acquire one of the nearby base stations 104 in like m~nner as it acquired its current base station 104. Such a handoff procedure may be further explained with reference to Fig. 1-3.
In Fig. 1-3, it is assumed that a user station 102 presently in communication with a current or original base station 405 has determined it to be desirable to transfer communication to a different base station 104, such as a first terminal base station 410 coupled to a common base station controller 407, or a second terminal base station 406 coupled to a different base station controller 408. A handoff to the first terminal base station 410 will be termed an "intra-cluster" handoff, while a handoff to the second terminal base station 406 will be termed an "inter-cluster" handoff. The following explanation will focus on an intra-cluster handoff to the first terminal base station 410, but many of the steps are the same as with an inter-cluster handoff, and the salient W095~6094 ~1 8603 I PCT~SgS/03500 -differences between an intra-cluster and inter-cluster handoff will be noted as necessary.
In general, when the user station 102 determines that a handoff is appropriate, the user station 102 acquires 5 an air chAnn~l on the new or terminal base station 410 and notifies the base station controller 407 coupled to the current base station 405 to switch the incoming phone line from the current base station 405 to the new base station 410.
More specifically, a handoff procedure may be initiated when the received signal level at a user station 102 falls below an acceptable level. While the user station 102 receives bearer traffic from its originating base station 405, the user station 102 measures the received signal quality (e.g., RSSI) of its communication link 312. The received 15 signal quality value, together with measurements of the current frame error rate and type of errors, determines the overall link quality. If the overall link quality drops below a first threshold (the measurement threshold), the user station 102 begins searching for available air chAnn~ls 203 20 (i.e., time slots), first from the originating base station 104, and then (using appropriate frequencies and spread spectrum codes) from neighboring base stations 104 of adjacent or nearby cells 103. The user station 102, as mentioned, preferably has obtained information regarding the identities 25 of neighboring base stations 104 (including spread spectrum code set and frequency information) from the originating base station 405 by downloading the information to the user station 102 during traffic mode or otherwise.
As the user station 102 scans potential new air 30 channels 203 using the appropriate frequency and/or spread spectrum code set, the user station 102 measures and records the received signal quality. The user station 102 reads a field carried in all base transmissions 204 which describes the current time slot utilization of the base station 104.
35 The user station 102 uses these two pieces of information to form a figure of merit for the new base station signals, including the originating base station 405, and then sorts the WO95/2609J 2 1 8 6 0 3 1 rcrlv~9slo35oo baæe stations 104 by figure of merit. This procedure allows the user station 102 to evaluate the quality of available air channels 203 for both the originating base station 405 and other nearby base stations 104.
If an air channel 203 (or air chAnnels 203, as the case may be) for the originating base station 405 has better quality than that of any base station 104 in adjacent or nearby cells 103, a time slot interchange (TSI) handoff is considered, which maintains the link to the originating base station 405 on a different air channel 203 than was previously being used by the user station 102.
If the link quality drops below a second threshold level, then the user station 102 (during a no-bearer time slot) requests a handoff from the base station 104 with the highest figure of merit (which could be a TSI handoff with the originating base station 405). The handoff is requested by seizing an air channel 203, sending a handoff message request, and waiting for an acknowledgment from the new base station 410. The handoff signaling message contains a description of the circuit connecting the originating base station 405 to the network, which description was passed to the user station 102 at call establishment time. If the new base station 104 accepts the handoff request (by acknowledging), then the new base station 104 becomes the terminal base station 410. Note that the user station 102 maintains its original air chAnnel 203 connection with the originating base station 405 during this handoff procedure, at least until a new air channel 203 is acquired.
To complete an intra-cluster handoff, at a handoff step 316 the user station 102 transmits to the new base station 410 the base ID 308 of the old base station 405. The old base station 405 and new base station 410 may then transfer the handling of any telephone call in progress.
More specifically, the terminal base station 410 sends a message in the form of a "note" (as previously described) to its base station controller 407, requesting that the original circuit be switched from the originating base W09~t26094 ~ S~3S00 ~1 86031 station 405 to the terminal base station 410. If the base station controller 407 is common to both the originating base station 405 and terminal base station 410, the handoff is termed an intra-cluster event, and the base station controller 407 bridges the circuit from the originating base station 405 to the terminal base station 410. The base station controller 407 then sends a circuit-switch-complete note to the originating base station 405 and also to the terminating base station 410, co~n~; ng the latter to continue the handoff process.
In the case of an inter-cluster handoff, the base station controller 408 is not common to both the originating base stations 104 and the terminal base station 406. For these types of handoffs, as with intra-cluster handoffs, the terminal base station 406 sends a message in the form of a note to its base station controller 408, requesting that the original circuit be switched from the originating base station 405 to the terminal base station 406. The base station controller 408 translates the handoff note into the signaling language of the network host 409 (e.g, a PCSC) and reguests an inter-cluster handoff at the network level.
In some network architectures, the host network 409 cannot accept a handoff request from a terminating base station controller 408, in which case an intermediate step is taken. The handoff request may be sent via an X. 25 link to the base station controller 407 connected to the originating base station 405. The originating base station controller 407 then translates the handoff request and relays it to the network host 409. The network host 409 acknowledges the circuit switch to the originating base station controller 407, which then sends a circuit-switch-complete note to the terminal base station 406.
When the terminal base station 406 receives the circuit-switch-complete note, the terminal base station 406 begins paging the user station 102 with a specific poll, and the originating base station 405 signals the user station 102 to transfer to the terminal base station 406. When the user w09~6~4 218603~ 9~103soo station 102 receives the signal to transfe~r to the terminal base station 406, or if the link is lost during the handoff process, the user station 102 switches to the terminal base station 406 and searches for a specific poll message 302.
When the user station 102 receives the specific poll message 302, the user station 102 completes the connection to the terminal base station 406, and the handoff procedure is finished.
Should the link between the user station 102 and the originating base station 405 or terminating base station 406 (or 410) be completely broken at any time, the user station 102 will search for the highest quality base station 104 on its list of potential handoffs, and attempt a handoff without communication with its previous base station 405. This capability allows the user station 102 to recover from situations in which the original link was broken before the normal handoff procedure could be completed.
An intra-cluster handoff, including re-establishment of bearer chAnnel traffic, may ordinarily take from less than 10 milliseconds to as much as 40 milliseconds. Since under normal circumstances the handoff time is less than one polling loop interval, bearer packets will continue to the user station 102 with no interruption. Inter-cluster handoff times are partially dependent upon the delays inherent in the host network 409 and are not always easily predictable.
A unique aspect of the above described '~mobile directed" or "mobile centric" handoff technique is that the user station 102 makes the decision to handoff between cells and directæ the base station controller or network to make a line switch once an alternative base station 104 is acquired.
This approach is quite different from a ~'network directed" or "network centric" approach such as used in systems such as AMPS, IS-54 cellular, and GSM. The mobile centric approach also differs significantly from so-called "Mobile Assisted Handoff" (MAHO) in which the network collects information and directs all or most of the handoff functions, thereby utilizing the user station 102 primarily as an additional wog5/26094 2 1 8 6 Q 3 1 PCT~S95/03500 -listening post with the network still directing the handoff.
The MAHO technique therefore ordinarily requires significant signaling and messaging between base Qtations, base station controllers, and switches, causing handoffs to take much longer than with the mobile centric techniques described herein.
A major benefit of the mobile centric approach is that it may allow for mobile speed handoffs (e.g., 65 MPH) even in very small or very large cells, such as cells ranging from as small as under 1000 feet to as large as 20 miles in diameter.
The system is also capable of performing a ~'break before make" type of handoff as well. A ~break before make"
handoff is typified in a situation where sudden shadowing occurs, such as when a connection with the current base station 405 is lost due to a severe signal blockage (e.g.
worse than 40 dB) near the limit of the cell range such as can occur when turning a corner quickly in a dense urban high rise area. In such a situation, the user station 102 checks its previously created "priority list" of available base stations in the vicinity and attempts to establish contact with a new base station 104, perhaps on a new frequency and/or a new time slot. The user station 102 may include as part of its control logic a "persistence" parameter which will preclude call tear down from occurring before a duplex connection is fully reestablished.
The true "hard handoff" problem (i.e., a lost air channel) may in many instances be handled very quickly through the ability of the user station 102 to re-acquire the original base station 405 or to acquire a different base station 104 very rapidly even when no information is available to the user station 102 when the link was lost. Even in such an emergency "break before make" handoff situation, the handoff may ordinarily be accomplished in as little aQ 16 to 250 milliseconds. In contrast, complete loss of a link in traditional cellular architectures becomes a "dropped call."

WO95/260s4 PCT/u~9S~'~3~W
2 1 ~ 6 0 3 One problem that may occur during handoff is a situation in which there are repeated attempts to switch between two or more base stations 104 during times, for example, when the measured quality of the received signals from two competing base stations 104 is very close, or when environmental effects cause rapidly changing deviations in the relative measured signal quality of the signals from competing base stations 104. The repeated switching between competing base stations 104 may be referred to as "thrashing" and may have the undesirable effect of consuming excess capacity from the network. In order to reduce the effect of thrashing, hysteresis measurements from multiple base stations 104 may be maintained by the user station 102 so that a handoff does not occur until the quality of the signal from a new base station 104 exceeds the quality of the signal of the original base station 405 by a predetermined margin. In such a m~nner, important air ch~nnel resources in the network may be preserved.
In rare instances, two user stations 102 on the same minor frame 202 in different cells 103 but on the same frequency may encounter propagation characteristics in which the spatial and code separation are insufficient to prevent bit errors, thus causing the user stations 102 to begin experiencing degradation of their RF links. In such cases, a time slot interchange (TSI) may be performed wherein one or both of the conflicting user stations 102 are assigned different minor frames 202 within their respective major frames 201 to eliminate further collisions. Such a procedure may be viewed as the time ~o~; n equivalent of dynamic channel allocation as the system either assigns an unoccupied air channel 203 to the user station 102 or switches the user station's 102 minor frame 202 with that of another user station 102 in the same cell 103 which is geographically - removed from the interference.

W095/26094 21 8 6031 PCT~S~103 SecuritY and Error Handling The protocol of the invention protects co~tln; cations against errors in several ways: protocol handshaking, user ID verification and reverification, and synchronization by reacquiring the base station. Handshaking, verification and synchronization protect both the base station 104 and the user station 102 from receiving telephone calls in progress on any other air channels 203.
Handshaking provided by the general poll step 307 and the specific poll step 310 requires that the proper message having the proper header be transmitted and received, and in the proper sequence. In each message, the header field 207 (sixteen bits) is protected by a CRC code 211 (four bits);
an error in the header field 207 or in the CRC code 211 indicates an error and will cause the protocol to restart handshaking with the general poll step 307.
The user ID is verified twice, once by the base station 104 and once by the user station 102. In the general poll message 301 and specific poll message 302, the user ID
309 is protected by a CRC code 211 (sixteen bits), in like m~nn~r as the CRC code 211 for the header field 207. An error in the user ID 309 or in the CRC code 211 will cause the protocol to restart handshaking with the general poll step 307.
At the link-established step 311, the base station 104 and the user ~tation 102 are protected against drift and/or desynchronization, even when transmission or reception are interrupted. When a threshold for an error rate is exceeded, the base station 104 and user station 102 each independently stop sending data in information messages 303 and information responses 306, and return to the specific poll step 310 for resynchronization. In an embodiment where the specific poll message has been eliminated as re~t~n~nt, the base station 104 and the user station 102 may determine resynchronization by means of a designated bit in the header field 207.

WO g5/26094 ' ' P~ 5~3~00 ~ 6~31 At the specific poll step 310, the base station 104 transmits the specific poll message 302 and the user station 102 searches the major frame 201 for a specific poll message 302 having a user ID 309 which matches its own user ID 309.
5 After this handshaking succeeds, the base station 104 and user station 102 return to the link-established step 311 and continue transmitting and receiving information messages 303 and information responses 306.
This technique for recovery from desynchronization, also called ~reacquiring the base station,~ has the advantage that both the base station 104 and the user station 102 independently reverify the user ID 309 before communication is resumed. This assures that the base station 104 and the user station 102 stay in synchrony and co~mlln;cate only on the agreed air chAnnel 203. Should the base station 104 and the user station 102 be unable to reestablish the communication link 312, the telephone call will be terminated by the base station 104.
At the link-established step 311, the base station 104 also repeatedly and periodically transmits the user ID 309 in the D field 208 of the information message 303. The user station 102 checks the user ID 309 to assure that the base station 104 and the user station 102 are each co~lln;cating on the proper air c~Annel 203. If this user ID 309 does not match, it returns to the specific poll step 310 to reacquire the base station 104, as noted above.

Protocol FlexibilitY
The protocol described above provides flexibility with a small number of unique messages. The protocol is immune to changes in polling loop length and in the number of air channels allowed. The number of simultaneous users is therefore responsive to voice compression and data rate constraints and not by the protocol. The protocol also provides for an unlimited number of user stations in a given area, with the provision that the number of simultaneous calls cannot exceed the number of air channels. An unlimited number wogs~og4 21~603I PCr/USgS/03500 -of base stations are also supported, making base station geography a function of available frequencies and range, not of protocol. The ability to interrogate and acquire alternate base stations in the presence of faulty communication provides for the expansion of a microcell network which may use base station handoff to route calls to base stations within range.

SYstem Synchronization In order to maximize system throughput capacity, the TDMA frame times for all base stations 104 within a geographical region are preferably synchronized to within a specified tolerance. For example, in one embodiment, all base stations 104 begin transmissions for the same frame within 6 microseconds.
The primary data timing standard in a digital network backhaul system, such as Tl, ISDN BRI, or PRI, is the public switched telephone network ( PSTN) timing standard. To prevent data precession into over run or under run, all base station controllers 105 and base stations 104 in such systems are synchronized to the PSTN timing standard.
At the system level, a GPS receiver is used at each base station controller 105 (and optionally at each base station 104) to generate the primary reference timing marker for the TDMA frame timing. This marker is captured at the base station controller 105 every second and transmitted to the attached base stations 104. A base station controller may temporarily turn off any major frame 201 or minor frame 202 of a given cell 103 which may be interfering with a neighboring cell 103.

W09~094 2i86031 PCT~S95/03Soo Each base station 104 provides the basic TDMA loop timing structure for its cell or sector. As previously noted, a synchronization preamble in the form a control pulse 215 or power control command is transmitted at the beginning of each minor frame 202 by the user station 102 and the base station 104, respectively. When the appropriate preamble, consisting of a code sequence 48 chips in length, is received, a digital correlator (i.e., a matched filter) attuned to the specific preamble generates an internal synchronization pulse which may be very brief (e.g., two chips in duration, or 400 nanoseconds). The internal synchronization pulse may then be used to synchronize the start of M-ary symbol detection process.

ExcerDts of JTC Submissions The immediately following sections contain excerpts of the design specifications and technical standards submissions which were submitted to the Joint Technical Committee on Wireless Access in the United States. These sections were included in Appendix A, B, and C in U.S.
Application Nos. 08/215,306 and 08/284,053 from which priority is claimed, and have been edited to reduce re~-ln~ncies.

W095/26094 2~6a3l l~cr/usss/03soo 38 ` _ C2ildid2t~ .2.~ Solu~on Presen;2;ion 1. Introduction 1.1 Pref~ce Omnipoin; h2s developed an in~ova;ivD s3.e2d s?ec;.um R~ 2ccess technology, commLnic2;ions protocol, 2nd 2rcni~ectur: for co"~.oliino 32se S~z~ion resources 2nd higrl. s?eed handoff. Omnipoint's PCS Sys;em c2n 3' iniegi2ted into net-vor'~s using ', GS~vI, IS~ nd A T 1~/I b2s-d archiiDctures.

Omnipoint's PCS Sys~em provides fi~ nc;ion~lity PCS - i.e. full co~er2ae, rull mobility, 2nd high speed d2t2 L!~ to ~55 .~r 3S ;1!ll du31:x or 5 12 .~b~s h21f duDle.~;.
.vloreover, 2 single h2ndse; 2nd Common .ii- In;eif~ce c2n be used in 211 thre- ~vireless rnzrl;e;s: publie, business 2nd residenti21 in either licensed or unlicensed freQuency b2nds.
Perh~ps most importantl~, Omnipoint's ~pproach offers si~nific~nt, sust~in~ble infr:lstructure cost reductions antJ thus provicles the PCS or)er;~tor ~ith lono term economic ad-~ntaces over ~Iternative ~ppro~ches.

T;ne On~.nipoin; sys;em uses a p!oprie~2r; combin2iion of CD~ , TD,~, 2nd FD~ for se32i2tion of users and cel!s. In gener21, users zre s-p2r2;-d ~vithin a cell by a pro?ri ;2ry s?read spectrum TDI~L~ technology 2nd cells 2re sep2r2!ed by FD~ as ~vell 2S CDI~ . The spre2ding codes 2re 21so used ;o 2chieve significantly higher d2t2 rz~es and ~nus more TDI~LA users per RF ehannel th2n ger.:rzlly though~ possible ~vith~radi~ion21 TDMA sys;ems ~vithout r-quiring ~he use of expensive 2nd power consump~ive equalizers. These technologies coupled ~vi~h the use of Time Slot In~-rchange (TSI), direetion21 an~enn2s, and 2 unique mobile-een~ric 2pproach toman2ging RF resources and handoft pro- ide fo. e.Y~rermely lo~v eost and eff~ci-nt pl ovisioning of PCS.

Onlnipoin~ h2s implemen~ed experimen~al Droto~y?-s of this technology into poeket phones 2nd p21m-sized data devices, as ~vell as in miniaturiz-d B2se Stations.

wog~/26094 21 86031 PCT/USg~3500 .~

Omnipoin~ systems can be conhgured to provid~ ou~door c~ll radii ot 0.3 ~o 7.~ miles i.
urb2n 2reas, 1 ~o 5 milos in suburb2n 2reas, 2nd over ~ miles in more open 2re2s (~ h propDr an~enn20 configurations and sorne rcduc;ion in ~he number of iime slots).; To d2t~ Omnipoin~ Base Stations h2ve been tes~ed in lo~v densi~y urb2n 2re2s ~rith l!? ~o 3 mile di2me~er cells ~vi~h h2ndsets opera~ing 2t mobile speeds. H2nd-off has beonperformed 2t 65 miles per hour in bo~h l~rge cells znd snlall cells (tor ex2mple, 1000 fee~ hen used indoors, Omnipoint's pri-2te syslems c2n offer the toatures, da~2 r2~es, and voice quality required to serve both business 2nd resiGenti21 users 2nd thusdiff~renti2te PCS from cellul2r 2nd other services ~vhich can only off~r comDressed voic~
2nd ~,ery lo~l/ speed d2t2.

Omnipoint has developed its sys~em specif~cally ;o selve bo;h outside and indoorenvironmen~s 2nd h2s conducted successfiul experiments lesting i~s indoor PCS sys;ems i~
more th2n 100 buildings of virtu211y ever~ size and ;ype of cons~ruction im2~inable.
Fu. .he., ~o undorst2nd ;he needs of indool us~rs, Omnipoin~ has in~ervie~red 1 SO of tho Foriuno 1000 ~elecommunic2~ions manzgers ~ho Durch2se equipment 2nd found ~h~t 1!
none of th~m ~vere ~villing to p2y for 2ir ~ime ch2rges ~vhile ~vireless on ~heir o~n promises 2nd 7) they 211 insis~ed on o~vning ~heir o~-n B2se Station equi?men~ 2nd havin~
it tunctionally in~egra~ed ~ h their PBXs. This vinually requires ~he use of unlicensed frequencics in many loc2tions if large market penetrations 2re to bc acnieved.
Ornnipoint's s~stem is unique in using the same CAI to meot this private premises ~eed in lThe C.~l can l~e a~justed to accommodd~e different cell sizes as rer,luired l~y theTDD guarcd time. The specific implertlentation defined in this submission :ses tl~e l~asic 32 slot, 8kbps full duplex infornlation rate ~hich has guard tin-e for operation out to 1.5 miles (3 mile diameters). To operate at 3 n~ile radii (6 mile diameters) for example requires a reduction to 30 slots. Ten miles radii (20 mile riiame~ers) can be supported by reducins the number of 8 kbps full duplex slols to 2;. Sir.ce, l)y r,lefini~ion lar~e cell raclii ~ill only be used where capacity is not an issue, tnis small reduction in cap;lcity will have minimal impac~. For example. going from l.S miles to 10 miles incre2ses the area served by ;300~0 wi~h only a 22~o reduc~ion in capacity per RF channel.
_ ___ _ WO 95/26094 ~ . ~ 3 G 0 3 I PCrrUS9S/03S00 eithemlnlicensed o. Iice;lsed frequencie, ~hile zllo~.-ing c-!,;omers to u;e lhe s2me handsets in the outdoor, public, mob.le .nviror,men!.

1.3.4 ~/ireline qu~liry is ~n essential option for PCS subscribers.
This gozl is 2 diffe.enti2ting 2tt. ibute of PCS ovDr e.~;is~ing cellui2r a,ld is im~ortzn~
p2rticularly for in-building z?piic2tions. Om.ni?oin; pro-ides the 2bili~y for 2 subscriber !o use 3~-~4 I~ops ADPC:\~I if d-si-ed for ~-ire!ir,D qu2!ity oice or S Kbps (2nd 12ter 4 Kbps) for outdoor mobil- enviionments.

1.3.~ V~riable Band--idth on Demand.
By 1996, mul;imedia and digitizDd ideo zp?lic2~ions (especi211y vidDo pho;~es) ~
cre2te significant mzr.;et oppor.unities for dif.~er:nti2!ed PCS services. Omnipoint's system can provide 6" Kb?s zs ~- 11 as m~ inles of 6~ Kbps (up to 256 ~bps full duple.
and 51~ Kbps simple.Y) for d2;2, ideo, mu~ TDdia znd hr(n?.dc2~t 2pplic2tions.
Additionally, the user can v2ry the d~t2 r2~e, reques~ing only the minimzl r2te necessary for the 2pplication. Omn jpoint's s,;stem suppo,;s extremely f2st circuit seizin~ 2nd rele2se (50ms, 2nd typically less th2n lOms) allo~ving .for efficient provision of bursty p2cket d2~a 2S ~;ell as slo~v speed d2t2.

?~'o~e: The overall architecture, techni4ues, znd specific impl.mentations described in this submission are the subject of multiple pending (and in some cases a~varded) patents.
Certain 4ues~ions in the JTC templ2te ~vould involve disclosing p2rticularly sensitive propriet2ry information and ~hus 2re not 2ns~vered 2nd specifically noted as "proprietary".
This does no~, ho~vever, imply ~h2t ~he remaining por;ions of ~his document 2re not proprlet~ry .

WO 9~1260g4 2 l 8 60 3 1 PCI/US95/03500 Control tr~fic The con~rol tr2ffic provides for lin!; specif!c c!a!a m~ssaaing or call con~rol informalion.
Control traftic c2n be provided ;hrough 2 number o. Iogical methods as detailed belo~v, including a customer "D" channel 2ssocia.~d ~-ith e~ch time slot.
,Yotes Omnipoint implements net--or.; inte. taces b?.sed on Q.93 1 IS~)N and SS7 to thenecessary net~vorl; components. In gcneral, the Or~nipoinl system is designed zround an object-based soft-vare architecture ~-hich allo~vs for ~le,Yibility in inte.connec~ion to 2 number of net~-ork infrastructures. The system uses messages based on ISD~I messages ~vhich 2re called "~'otes" (so as not to confuse them ~-ith the ISD~l specific protocol itself) for passing necessary inform2tion amonc components ~vithin the system. Messages from the net~vork 2re converted by the system inlo O~nipoint "~iotes" for efficient operation ~vithin the Omnipoint subsys;ems. This 2?proach provides the PCS opera;or ~vith nexibility to deploy ~vhatever net~vor'.; infrastrl!cture meets thc 2ppropriate business goals and service descriptions desired.

7. i~Iinimum S~rvice Cap~biiities This sec;ion contains ;he lis; of minimum service ca~2biliiies required of a PCS sys;em.
For each item, ~he Omnipoin; system indic2;es ~-ni;rl of these te2tures ~vill be suppor;ed.
- immediately (I) - in the course of syslem e-olution (E) - not planned ~N) Iinimum Fe~tures - JTC(~IR)/93.0~.13-133R1 Omnipoint's 2ccess system is being integrated inlo v2rious types of ~lel~vor~;
Architectures such as Al~l, Americani~ed GSM, IS-' 1, and ATM-based systems, Theavailability of a specific feature/service is thus determined by ~vhen the PCSC net~vor~
architecture supports it. Belo-v is a list of feature/ser~ice availability for t~vo of the PCSC
architectures as proposed by the vendors of those net~-or~;s:

_ 2 1~ 8 6 ~3 I PCI'~US9S/03S00 W O g5/26094 Feature/Service (I33RI) GS~ e:~o.~ Al~r-T)~e ~t~
2.1.1 .~dvice of charging E' - F E' - F
2.1.2 Alphanumeric display me,szges .1.3 .~utomaticch2rge reversir,g E~ E~ - F
.1. '. Authorization code I E~
. I .S. Autom21ic c211b2ck I E~
.1.5. .~utomatic recall E' - .~ E~ - .2 .1.7. Basic call control Feature/Service (133RI) GS,~I-T;i,e ~el~,or'~ I-T~?~ ,or~;
~.1.7.1. Call origination 2.1.7.2. Call termination 2.1.7.3. Call te2r-do~vn 2.1.S. Call distribution E~
2.1.9. Call for~varding 2.1.9.1. Unconditional I E' -.2 2.1.9.2. B usy I E~ -.2 2.1.9.3. No answer I E~
2.1.10. C 211 hold 2.1.11. C 211 trace 2.1.12. C211 pick-up E' - .2 E~ -.2 2.1.13. Call prog~ess tones 2.1.14. Call ~vaiting 2.1.1~. Call ~v2iting tones 2.1.16. Calling name/number iden~ific2tio;l 1 1 pres~nt2tion 2.1.17. Calling name/number identific2tion restriction 2.1.18. Charge notification E~ - F E~ - .2 2.1.19. Closed user group 2.1.20. Conference calling 2.1.~1. Do not disturb 2.1.22. Data Number E- - F E~ - F
2.1.23. Distinctive alertinglcall ~va jting 2.1.~4. Distinctiveringing 2.1.2j. E.Ytension phone service N N
2.1.~6. Message delivery I E~ - .2 2.1.27. Message ~vaiting notification 1 N

W O 9S/26094 ' ' 2 1 ~ 6 0 3 1 ~ S/03S00 ~_~ 43 7.1.~. ,\,lulti-lev~l Precedence ?.nd E- - r E' - F
Preemption(~vll,PP) 2.1.29. Priority Access and Code!Chann-l I E' - ?
-Assi ~nment .1.30. Remote feature control E' - .~ E~
2.1.3 1. Reverse chargin~ E' - .2 E' - .2~.1.3'7. Selecti-e call 2ccep~ance E' - .2 E~ - .22.1.33. Selective call rejection E~ E~
2.1.34. Selectivecall for~varding E- - .2 E~ - .2 2.1.35. Snnart card [ E~
7.1.36. Three-~v2y c211ing 2.1.37. User pro~lle editing E' - .2 E - .7 2.1.38. Emergency .~ccess ("911 ) ~ Items marked "E" require PCSC net~vor,~ support ~-hich does no~ yet exis~. Forex2mple, in the case of All\', "I" means ~I~ 0.0, and ~E~-7" reflects the specifica~ion for Al~ 0.2. The signalin~ p2th across the Omnipoint 2ir in;ert2ce for provision of these services is currently suppor.ed.

2.1 ivIinimum ~eatures - JTC(.~IR)/93.09.~2-36~

Fe2ture/Service (3JT-36~) GSM-Typ~ ~'ct~or'.~ Al~'-T-pe ~'el~or'.;
Voice Be2rer Service - Full Duplex SPeDCh Da;a Bearer Services Connection Oriented Digital Dzta of a; Leas;
6~ Kbps Connection Oriènted Voice band D2ta of at Least 9.6 Kbps Connection Orien~ed Voice band Dat2 ~v/bit count integ-rity for STU-III
Group-3 Facsimile of at Least 9.6 Kbps Multi-rate Circuit-mode Unrestricted Connection Short l~essage Service I E~ - .2 Supplementary Services Au~omatic Recall E- - .2 E~ - .2 .~uîoma~ic Reverse Charging E~ - .2 E~ - F

wo 95/26094 2 1 ~ 6 U 3 1 P~ 11~ 103soo 44 _ Call For~varding ~ E- - .2 Call Hold 2nd Retrieve I [
Call Transfer E' - .2 E~
C211 Waiting ~ I
Callin~ ~umber Identific2tion Resl.iction I [
Ch2rge~10tiilcation E' - F E' - .2 Confcrence Calling FleYibleAlerting E- - F E~ - F
Message Waiting Notification I N
Emergency Access (911) Multi-level Precedence znd Preem?;ion E' - F E~
Number Identific2tion Present2~ion Priority Access 2nd Cn2nnel AssigT men; I E-Reverse Ch2rging E- - .2 E'' - .
Three-way C211ing Voice Privacy Items m2rl;ed "E" rcquire PCSC nervork su??or, ~vhich does not yet exis~. For eY2mple, in the c2se of ArN, "I" mezns A~l 0.0, 2nd "E~-~" reflects the s~ecific2tion for AIN 0.2. The sicnaling p2th 2cross the Omnipoint zir interface for provision of these services is currently supported.

2 ) ~Iinimum VoiceSer~ices Feature/Service GS.~-T~pe ,~e;~.ork Al~'-T~pe l~tet~or'i 2.~ lireline qu21ity 2.2.1.1 Less th~n ~vireline qualit~ here required by service provider) for different oper2~ing environmenls .2.7 Able to he2r in a noisy environmen~ I I
.2.3 Bacl;ground noise like ttaditional land line telephony 2.~ /linimum bac~ground noise 7.2.5 Able to recogni~e the speaker's voice 2.~.6 Able to carry recognizable music Items marked "E" require PCSC net~vor~ support ~vhich does not yet exist. For example, in tnc case of ArN, "I" means Al~l 0.0, and "E~-~" reflects the spccification for AIN 0.~. The signaling p2;h 2cross the Omnipoint air interfzce for provision of these serviccs is currently su?por^.ed.

WO9S/26094 ~ ~ 1 8 603 ~ 5/03500 7.2 .~Iinimum Voice Ser- ices - Te.~t ~he Omnipoint system provides land line qu21;ty voice se~ices ~o the e,nd use. for ~- ireless access to the network. The sys;em is designed to provide tr2ns?arent oper2~ion for the user to net~vork fiunction~lity including DT~ F tones for inter2c;ive services, music on hold, and the provision of active c211 features to remain int2c. even 2fter 2 handoff between cell sites.
Higher levels of voice quality c2n be provided by the system in increments of 8 KD?S
(2nd in the future, ~t even lower ocoder r2tes) wi~hout any change to ;he Base St2tions o-the CAI. Thus, if the user desires 37 KDPS, îor ins~2nce, this ci2ss of s-rvice is m2de hno~vn to the system at call set-up ~ime and CCIl~ G.7~6 standard AD?CI\/I is executed.
CCITT G.726 is fully supported. CCIrr G.7~6 67 :~bps PCM is also suDpor.ed as ~-ell as 2 proprietary 8 Kbps CELP algorithm. Lo~ver ch2nnel rztes, such 2S i Kbps, 2re also suppor~ed to allo~v for future upgr2des wi~hou~ 2ny changcs to ~he C.~l or the Base St2tion hardw2re. Under some conditions Voice Activity Detection (VAD) "half duple,~:"
c2n be suppo~.ed, 2110wing up to twice the number of voice users in 2 p2r.icul2r RF
ch2nnel. Voice services provided by Omnipoint ~vill be 2v2ilable to end users in both mobile 2nd non-mobile environmen~s. See Section ~.3.1 7.3 i linimum Data Services Fe2ture/Service GS~f-Tyl,e ~'et~vol k ^.I~'-T~pe ~ vor~;
7.3.1 Inter ~vorking with the PST~' Dzt2 Services .3.2 Interwor!~ingwith Circuit Switched Digit21 Data Services 7.3.~ Interworkingwith Packet Switched Data I
S erviccs ~.3. ' Contention-based shared access mechznism .3.~ Specialized Data Applications E- - .7 E- - .7 .3.6 Data Quality ~.3 7 D2ta service integrity lhrough hando-er. I
7.3.~ Paging.
Itenls m2rked "E" require network support which does not yet eYist. The signaling p~th across the air interface for provision of these services is currently supported.

__._ _ w095t26094 2 1^8 6 G 3 ~ PcrnJ~ss~3~00 2.3 i\Iinimum Data Ser~ ices - Te:~t 7.3.1. ~nter ~vorkin~ ~Yith the PST.~ ~ta Ser~ ices .~ prol,ision is made for user 2ccessible",lb2nd sig~21ing by utilizing '.lash' and DT
sign21ing conventions. .~ddition211y, d2ta tr2nsmission over ~he Omni?oint CAI is supported by both dedicated dat2 channel methods, at up to 756 Kbps rull duple.~;
described else~here 2nd convention21 inband suppor; for dat2 r~rlodems as follo-vs:
(1) Voice band d2ta performance up to 2~00 bit/s using (for e.~;2mple) modems confo!ming to recommendation V.21, V.~2 bis, V.23, and V.26 ier, ~ill not be subjec~ ~o significant degradation over 32 ~bps ADPC~ linl;s provid-d ~h- numbers of those lin~;s do noi e.Yceed the limits of recommenda;ion G. 1 13.
(7) Voice band data performance at ~800 bitJs using (for e.~;2mple) mod_ms conforming to recommendation V.~7 bis, c2n be accommoda~ed ~vith 32 Kb~s ADPCM but ~vill besubject to 2ddition21 degr2dation zbove that e.xpected frorn st2nd2rd 6A .~bps PC.~ Iin.~s.
(3) Voice band data at speeds up to 12,000 bit/s c2n be 2ccommodated by 40 Kbps ADPC~I. Tne performance of V.33 modems OpDr2ting at 14,400 bit/s o~er 40 Kbps isunder s;udy.

( ') ~o detJrad2tion is e.~pected ~vhen using AO ~Cbps ADPCi~ Vjt;l Group 11 or Group Il!
f2csimile a?p2r2tus 2ccording to Recommend2tions T.3 or T.4 r2tes up to 12,000 bit/s.
?e. ~ormance of grou? 111 facsimile ~vhen using '0 Kbps ADPCM at I A,~OO bitJs is unde, s;udy. No serious degr2dation is e,Y?ected ~hen using 32 Kbps ADPC~ ~vi~h Group 11 f2csimile appar2tus according to Recommend2tions T.3 orT.4 2t rates up to 12,000 bit/s.

(5) l~ultiples of 8 Kbps, 56/64 Kbps, ISD~I, etc., up to 256 Kbps t-ull duple.Y 2nd 51 Kbps can be supported.

7.3.'7. ~nter ~vorl;ing Yith Circuit S~Yit~hed Digital Data Services Circuit mode digilal data is supported across the air interface.

As noted abo-e, all ~SDN data services from 8 Kbps up to and including 256 Kbps full du?le.Y 2re supported in increments of 8 Kbps. Sub 8 Kbps rates to 370 bits/s are WO gS/26094 2 1` 8 6 0 3 1 PCr/U~3S~'~3~00 supported in 160 bitsls incremen;,. Lo--er rat~s c. r2tes ~hich 2re not muitiples of the given increments are sup?orted o~ r~te ad2pt2tion All h21f duple~ ISD~ services i.om ~ .~bps up to 2nd i.,ci~dinc ~ ps in ir,cremen;s of 8 Kbps are supported. Sub ~ .{DpS r2tes to 3~0 biis/; 2rc suppor;ed in 160 bitsls increments. Lo~v~r r2tes or rates ~vhich 2re no~ mul~iples o~ the gi~en increments are suppor~ed by ra~e 2d2pt2tion.

The specific Inter ~vorking Function (I~VF) used is depend~nt upon the ne~-or~; or circui;
s~vilch service chosen in z par.icular ne~vor'.;.

2.3.3. Inter Yorking ~-ith P~c~;ct S~itched Dat~ Ser~ic~s The sys~em provides full duple.~ s inchronous da;a ~r2nsfcr over-~he 2ir in dyn2mically v2riable da~a rates, see above "In-er ~-oî';ing ~vi~h Circuit S~vi~ched Digital Services". The termin21 applicztion may use 2 d2i2 chal,nel to com,nunic2te ~ h a Packet Assembler/Disassembler (PAD) 2nd/or I~VF u,ing lhese f2cilities. X.25 pac~;et data is supported. During times of lo~- d2t2 r2t-s ~he ~e,min21 ~vill reduce its over-~he-air band-4idth requirement zccordi,naly.

2.3.4. Contention-Based Sh~red Access i`.Iechanism The system provides a ve~ f2st circuit s-izing pro;ocol. Since contention for a channel czn occur at this point it is resolved ~vi~h 2r. IEEE 80~.3-li~;e backoffprocedure. Since ~he overhead for ch2nnel seizing 2nd relD2se is ver~ lo~v (sub 50 ms 2nd typic211y, sub 10 ms), a iransaction based a??lic2;io;l ~vjll acquire 2 channel, build a circuit to the 2ppropriate IWF module, send i;s d~ta, 2r.d relezse the chznnel very quickly.
Very lo~v data rate zpplica;ions ~vill h2ve 2 very lo~v channel access duty cycle.

2.3.~ Specialized Data Applications Since the Omnipoint System is dcsigned 2S 2n "2ccess and transport mech2nism," i~ ~vill be able to support many differcnt specialized dat2 2pplica~ions 2S noted above.
2.3.6 Data Quality Error correction in bearer d2ta is optional in the sys;cm. The end user has the option of 2ctivating Autonlatic Re-transmission Query (ARQ) error correction or leaving error correction dis2bled, for ex2mple, fo. use ~vith digili7ed compressed video.

WO95/2G094 2 1 ~ 6 ~ 3 1 P~-llu.~3~03500 The ARQ mech2nism uses 2 d2;2 ~indo~- of ~o ,^r~nles. ~'ihzn a f~2me is detern~ined io be corrupted, via the st2ndard ISD~ 16 bit F.2me Chec~ 'ord (FC~'), the receiving ~ unit signals the tr2nsmitter for 2 re-tr2nsmission. Tr,~ number of re-transmission 2tiemDts is a se.-vice provider or subscriber par2meter.

The maYimum uncorrected frame error r2;e of the system is 10-7 at threshold receiver sensiti- ity (Se~ Section 4.6.1). .~fter applying ARQ correction the fr2me error ra~e at threshold is:
10-7 /(7 16 1) ~vhich is 1.53 X 10~7 undetDcted fr2me errors.
lf it t2kes rvo retries to recei-e ~he d2ta corr ctly, the latency of 8 KbDs da;2 correci~d by an n=~ ARQ is ~0 ms.

2.3.7 Data servicc integrit}~ through handover Dat2 rate and integrity 2re maint2ined b:for: 2nd 2-.er h2ndover. Since d2t2 may be lost during the h2ndover, the syste.-n uses higher l:vel protocols, i.e. not the CAI, ~0 correct the loss of fr2mes.

A typical h2ndover delay, including s-vitch time, for zn intra B2se Station Controller h2ndover is less th2n 10 ms. The ma.Yimum h2ndovDr time, zssuming ;h2t communic2;ion ~-ith the Termin21 B2se is erro. f.ee, is 2ppØYim2;ely 40 ms.

7.3.~ Pa~in~

The system suppor.s an out-o~-band logiczl D channel in conjunction ~vith speech or d2~2.
This ch2nnel supports 2cknowledged ISDN D ch2nn-l services 2t a rate of 400 bitls ~vith no interference to the bearer channel.

In addition, inband signaling, either half or full duple.Y, can be used for larger messages.
Inband signaling ~vill temporarily displace the user level bearer channel traffic.
Very high speed paging may be sent via the un2c'.;no~vledged data bro2dcast f2cility.
Using this facility, data at up to 51~ Kbps can be sent over the air interface. This mode does not 2ddress specific units. It is assumed that an MS resident application ~vill interpret the format of d2ta in the broadcast format.

_ _, wo 95126094 ` i 2 1 ~ b 0 3 1 PCr/USg5/03500 ~.~ Privac~ and Authentic~tion The Omni?oint system ~Vill SuD?ort authen;ic2tio" (~he p.ocess of ~ri~ino ~he id~n .;. Gf z user, terminal and service pro~ider) and alid2tion (the process of ~.erifyino lh2t 2 u5e~
2nd/or terminal is authorized to access s~r~icesj. The 2u~hentic2~ion 2nd 21idatlon process ~I,ill permit the system operator to separ2te fr2udulen~ ~vireles5 devices, un2uthorized users, 2nd 2uthorized users before service is gran~ed. This pre~ ention can e.~tend to both speech 2S ~-ell 2S data services.

The Omnipoint system ~vill suppon privacy of si~.aling 2nd user in~ormation (e.g., s?eech and dat2) and ~Vill maint2in the privacy of ~he use. iden~ity 2nd location. The Omnipoint system czn 2110-v protection against unau~horized use by requirino ~he us~r ;o enter a PIN. The port2ble ~vill def2ult tO requ~sting the user for the Pl~ upon po~erin3 U3 the device. This default can be disabled through an 2p?ropriate control ~unciion.
Omnipoint's system c2n support the use of Sl~s.

T he final met'nodology for suppo.-ting privacy and 2uthen~ic2tion in :he Omnipoin~ s~stcm ~vill be determined by industry efforts, specific211y from ~he loint EY?erts MeDtino on Privzcy 2nd Authentic2tion or as otherwise determined by the PCS oper2tors.

~ .~ Featu r~ Invocation (User Interfa ce) The 2ir inter.ace f2cilit2tes invocation of user functions in 2 consislent f2shion. The ,~IS
p-ovides for fe~ture invoc2tion by ~;eypad digit entry, function l;ey 2nd dyn2mic menu.
Omnipoint supports future user feature 2ctivation st2nd2rdization at the l;eybo2rd/displ The Air Interf2ce Signaling melhod used by the sys~em for fe2~ure in-ocation is based upon ISD~I Q.93 I/A~ISI Tl .607 signaling. In order to reducc Ihe band~vidlh required for this signaling and ~o allo-v compatibility ~vith the properties of 2n RF link, 2n abbreviated format is used in the over-the-air mcssaging. These messages are converted to the 2ppropri2te ISDN messages at a higher level in the syslem 2rchitecture.

7.6 Simultaneous Voice And D~t~

Simultaneous vojce and data are supported by the air interface. Data and voice m2y be mi.~d to 2 total full duplex rate of 256 Kbps or 512 Kbps simplex in steps of 8 Kbps.
This allo~vs, for example, toll quality voice~ 32 Kbps ADPC~vl, and sirnultaneously up to 7~ Kbps of full duplex data. Or, for ex2mple, the sirnultaneous provision of a 1~8 _ _ wos~/260s4 2 1 86~3 1 PCT/USgS/03SOU
_ Kbps video link, a 6~ .~b?s ISD~' B channol tr2nspo,~ing m.ultir..edia imzges ~ocomputers, 2nd eight fi~ll duple.Y S Krb?s voic- con:er;2~ions. In addi~h~n, lo~v r2;e a2;2 can b~ sent simult2neously ove, the D ch2nnel ~- i;hout r-cui. ing addition21 time slots.

2.7 Automatic Speech Codec Identification Se!ection of th~ vocoder 21corithm is m2de by the call origin2~ing party at call setuD time.
This is done either by automatic211y 2ccessing the user's HLR d2ta base for the def2ult selection 2nd selecting the vocoders at e2ch end of ;he linl; or altem2tively, the subscriber c2n s~lect vocoder options 2t c211 origin2tion.

.S Portable Term inal Req u irements ~.8.1 Dialing The Omnipoint Termin21 c2n lr2nsmit di21 d digits using locic recognizing the Nor.h Americzn Di21ing Plan, elimin2ting the requiremerlt for 2 lradition21 "Send" button to di21 digits in b2sic operalions. Altem2;ively, ;he Send bl!;;on c2n be used.

2.8.2 DT.i~IF

DT.~fF sign21ing out-of-b2nd zcross the 2ir in!e..2ce is su?ported. The DTI~/IF tones ~Vill be se~ by ne;~vork conversion of ;he mess~ges in;o tones by 2 higher order archilec;ur21 elemenl. DTI\~IF tones ~Vill no; be c2rTied by the 2.~dio be2rer channel. DTI~ tone ~Vill be tr2nsported bzck to the I~IS.

~.S.3 S~vitchhook flash The Ornnipoint termin21 h2s a "n2sh" bl!tton ~hich transmits signaling across the air interfacc out-of-band to indicate to the net~vorl~ th2t 2 s~vitchhoo!; flash has occurred. The actu21 hook nash is generated by a higher order 2rchitectur21 element.

~.~.4 Home/Roam indication The Omnipoint terminal ~vill have 2n indicator displaying either a "home" registration or a visitor "ro2m" registration. This indicator ~vill b~ 2ctivated by service provider identification th2t is associated ~vith the gener21 poll frame frorn the Base Station.

_ _ wo gs/26094 2 1 8 6 0 pcrlusg5lo3~

2.9 Possible Future Ser- ices Fea.l!re/Service Gs~ T! ?~ Al~'-Type vorl~ ~er vor.
.9.1 Lo~v 2nd medium speed video .9.~ Digi~al dat2 up to 1'~ Kbps 2.9.3 Invoc2tion of In;el!igen~ ~et~-or'~ I I
fe2tures ~.9.4 Selection o~ ~virelessse,-vice p,ovid:rs on a per-cail basis. (This capability may bD
desirable for users, but not necess2rily desirable for providers.) ~.9 Possible Future Services - Te:~t '7.9.1 Lo-Y and medium speed ~ideo Full duplex video up to 2 j6 Kbps in sie?s of 8 .~Cb?s, half duplex video of up to 512 Kbps in steps of 8 Kbps and 8 Kbps 2udio ~vi~h simul!2r.eous video up to 248 Kbps aresupported. JPEG and ~IPEG stand2rds 2-' su?por.ed.

~.9.~ Digital data up to 11~ Kbps All ISD~ d2ta services from 8 Kb?s up ;o 2nd including 2~6 ICbps fiull duple.Y are suppor;ed in increments of 8 Kbps. Sub S Kbps r2tes to 3~0 bits/s are supported in 160 bits/s increments. Lower ra;es or rates ~vhich are r.ot multiples of the given increments 2re supported by rate adapt2tion.
All halfduple.Y ISD~1 data ser,vices from 8 Kbps up to and including ~12 Kbps in 8 Kbps increments are supported. Sub 8 Kbps rates to 320 bits/s are supported in 160 bits/s increments. Lo~ver rates or rates ~vhich 2re not multiples of the given increments are supported by rate adaptation.

Digital rates of 144 Kbps in the form of an ISD~' BRI channel, that is 2 ~ 64 Kbps - I
16 ~bps, are supported.
4 2 1 ~ 6 0 3 1 PCT/US95/03500 2.9.3 Invocation o f Intelliaen t .~ e~-- ork F~tu res The air interf2ce c2n c2rr, the Q.93 1/TI.60~ r s~2~h." necess~ to invol;e Al~
func;ions.

7.9.1 Selection of ~ireless set~ice l~rovi(l~rs on ~ per-c~ll basis.

Selection of specific ~- irel~ss ser~ice pro~ ide~ or ?. i~ 2te ne!~-~o. '; on a ?er c211 basis is supported by the CAI. Each service providel is identified b~ the Base Stations during the acquisi~ion phase of a call. Actual access to the p~o~;ider is cont.olled by the subscribers profile and by SIIM information 2t the terminzl.

3. System Description Templ~t~

3.1 Description of Templ~te Items- Cl~ss I

Frequency Band (MHz): I S~0 - 1990 I~Hz Option211y: ~.4 - ~. 'S3 GHz Frequency stzbility: ~ p?~TL/ C
Duplex Method: Timc Di-ision Duple:~ (TDD) RF Channel SDacing (~CHz): ~ I~!z Band~-~idthper full duplex RF Ch2nnel ~ SHz (I~Hz) Baseb2nd Modulation CPM
Por;able Terminal Transmit Po~er:
Max.: 100m~'~ to I W EIRP (up to ~W EIRP
per FCC) Tirne Avg. Po~er in "talk" state: 1.~6% of ma.Y. at ~ Kbps Out-of-band Ernissions, due to:
modulation/s~itching splatter -4i + 101ogP dB
sideband noise -43 - 101ogP dB
multiple co-sited transmitter ~.M. -43 101ogP dB
Base Station Receiver Threshold:
Required CfNo 64.4 dB-Hz (-104 dBm) AWGN, no fading 68.9 dB-Hz (-100 dBm) at required C/l, L=4 Required C/~ 6 dB, L=' _ _.

wo g~/26094 : 2 1 û 6 0 3 ~ PCI/U~ 3S00 ~_ 53 Po~-er Control Char2cteris~ics For~rd link (Y or ~ Under Study Re~erse link (Y or N): y ~Di-ersity C2pabilities SD2ce, Polarizaiion,Time, R~.;e~ eHandover / Automatic R2dio Linl; Y
Transfer (ALT) - Y or AccessTechnology: CD~L~, TDMA, FD~
CDI\~L~ System Characteristics:
Type of CD~LA: ~irec; Sequence Chip Rzte (Mchip/s): Ra~e at C2 5 I~/Icps reference point.
Processing Gain: 10 log (B2nd~vidth / S dB
Information Rate).
Code length: (in bits) tor bo~h ~r2nsmit Vari231e znd receive directions.
Timing Jitter: For base and por;2ble, give (in "unit intervals"):
M2ximum jit;er generated by the ~'ot ~pplic ble ' transmitter ~vI2ximum jitter toler2ted in the receiver Delay:
Po,table speech coder delay (~tsec): ~lot to exceed 20 msec.
delay bet~ een A 1 2nd A2 ~vi~h D 1 znd (40 msec for VAD sub loop) D2 connected. (Signal applied at A 1.) Inbound delay (usec): speech plus ~0.02 msec.
r2dio for"inbound" path (~vireless to ~-ireline) - delay be~-een Al and Hl.
(Sign21 2pplied at Al.) Outbound delay (~sec): speech plus 20.02 msec.
radio for "outbound" path (~vireline to ~vireless) - delay bet~-een H2 and A2.
(Signal 2pplied at H2.) Echo return loss (ERL) (dB): ratio of 30 dB nlin.
H~ ~o H I, ~vith sign~l injected at H~.

~lot applic3ble ~o Omnipoill~ sys~cm because clocl; sl2bili~y (lr~nsmil and receive) leads to I ~.S nscc m3.Yimum drif~ over 6~5 ~Iscc fr~me time correspol~ding to 0.06 cllip drift.
_ _ WO 95/26094 - 2 1 ~ 6 0 3 1 PCT/US9S/03500 Sv~.chroniz2tion reql!iremDnlS:
Is Base ~Sta;ion to B2se Station Y
svnchroniz2;ion required? (Y~) ~ Is B2se St2tion-to-nDt~vork Y
s~nchroniz2tion required? (Y~) St2~e shol.-~rm st2bility of inte.n21 .001 pprn/sec base (or b2s~ controller) s~stem reference clock (ppm).
S~2te source of e.Yt~rTal system Air Synch = GPS (I !!S) refer~nce and the 2ccuracy required of Dat~ Svnch = ~ler~vor'.~ (Tl) i~, it usDd (for e.Yzmple: derived from ~-ireline net~vork, or GPS receiver).
St2;~ free rt'n accur2cy of port2ble 10 ppm cloc!~ (ppm).
Echo Treatmont: Y or N Y~
Voice Encodina .~1e~hod: (unenc. ~ ?~ed) ;The Omnipoin~ d2ta transmission sys;em is or$anized utili~in3 TDD 2nd TDI~lA. The base provides ~he basic loop ~iming s~ructur: and~ ;o rnJ.~imi2e ea?2ci~y, must b: s-nehroni2:d such ~ha~ 211 basr s~2tions ~vi~hin ;he same geo3r2phic vicini~y be3in ~,ansmission 2t ~he same lime ~vi;h 6 ~sec.
;ol:ran:e. Omnipoint utiliz:s G?S a: the b~se s~a~ion controll:r (and op;ionally a~ ~he base s~ion) for ~he g:nera~ion of th: prima.y ~iming mar,~er. This m2rk:r is cap;ur:d 2t the bas:
sl3tion con~roller every s:cond en the second UTC and transmi~.:d do~-n Ihe bac~; haul Ibl:s ;o ~he ar.2;hed b2ses. This capability also allo~vs the OA~:M sys;em to t-mporally turn off absolu~e CAI ;im: slo;s ~vh jcll may h3-e b:en in~erl:rin3 ~V;Ih 2 neighborin~ base air slo;.
~Th: primary da~a ~iming s~andJrd in a digi~al backhaul sys~:m ,such JS ,TI or ISD~ BRI or PRI is ~hc PST~I. In ord:r to prevent dala preeession into o-errun or und:r run, Ih: base station con~roller and base s;ation must be data locl;ed to the PST~I.
5~ic3r En~ Aeoustie:
Th: Omnipoint mobile station successfully llses mechanical isolation rather thJn electronic ecllo ealleellation techniques to prevent aeous;ic f::dback.
I~c3r End Eleetric:
The Omnipoint system utilizes DSP based digital eeho cancellation teehlliques in the trallseoder on thr b~se station controller. This algorithm h2s a short term lensth of up to 5.5 msec.
F:lr En~l Electric:
The Omnipohlt system utili2es DSP based di~ital echo cancellation t:cl~niques in the transcodcr on ~he base s~3;ion centroller. This algoritllm has an adap~i-e lons ~erm lensth of up to 5.5 msec.

WO g512C094 2 1 ~3 6 0 3 1 PCTIU:,9S~'~,3500 ~_ 55 Algorithm: ~t/'hat speDch codi~g CC[l~ G. / 26 ~ DPCM; PCS CELP
algorithm is employed? and PC~I
- Voice Bit Rate(Kbps): 6' Kbps, '0 .~ps, ~ b?,, 2' Kbps, 16 .~bps, S Kbps, 2nd sub-ra~es (1/2 dupl~.~ VAD und-r some conditions) Voice Channels p-r RF Channel: Up to 6 J p r abo-~e Channel ait Rate (Kbps) 7S 1.25 }~bps Channel Coding / Error Handling: See seclion ' .2.5 ~Special Requirements from Land line ~1 -Facilities (Y/~l):

3.2 Description of Tem pla te Items - Class II
Base Transmit Po~ver per RF Czrrier:
;~ax.: Pe2k ERP (effective radi2ted 300 ,nW to 100~/ EIR~
po~ver) transmitted per RF c2rrier per FCC
Avg: Average ERP transmitted per RF 1~0 m~.V to ~0W EIRP
carrier per FCC
Omni Cell Max. Range (meters): 2.4 ' r;~J5S.5 '~m (Long Slot) (See Introduc~ion) Ma.Yimum Toler2ble Del2y Spread (in up ~o 3 usec ~sec) to maint2in an uncor,ectDd FER
lo-2.
Do you employ equaliz2~ion? (Y~') ,~aximum Toler2ble Doppler -1- 10 ~CHz Frequency (Hz) to maint2in an uncorrected BER 10~3 Ma,~;imum User Bit Rate: 512 Kbps Operating Temperature Range: - ' 0 to -70 C

6Direc~ional ~ain 2ntenn2s arc used ~o mi;i~a~e del2y spre~d ~s ~vell as o~he. mul~ipa~ll eff:c~s in l~r~er - ccll confh ura~iolls.
7 Sys;em fr:quenry :rror ~ol:ranc: is muc!l ~realer Ihan Do~pl:r shif~ produc:d by syslcm dyn~nlics.

w095/26094 21 ~6031 Pcrlusss/03500 4. System ~escription Questionnaire .1 Gener~l System Issues .1.1. Architecture The Omnipoint sysiern is composed ofth.~ follo~-ing ~our nervork hierarchical ekments;
l~lobile Station (MS), B2se Sta;ion (BS), Base St2tion Controller (BSC), and a Personal Communications S~,itchino Center (PCSC).

/l~lobile S~ntio~t (~5) T he ~ obile Station (.~S) is the subscriber t rmin21. It corr.rnunic2tes ~vith one Base Stztion (more during nandover) and is responsible for the follo~-ing:

Mobility M2n2gement. Unli.;e most full mobili;y s,vstems, the Omnipoint MS controls the handover actions of the system. It is responsible for monitoring the quality of the ongoing bearer connection ~v jtn i~s current B2se St2!ion 2s ~-ell 2s the quality of sign21s received from other nearby Base Stations/Cells. If the quality of thc bearer channel drops belo~v 2n accept2ble level the MS ~vill initi2te a handover to 2 bettcr BS. The MS is alsoresponsible for maint2ining registration ~vith its cunent BS 2s ~ell as directing the BSC
to make a s~vitch of BS's as par. of the handover.

Call Control. The MS is responsible for initi2tina outgoing call requests and periodically monitorino for incomino c211 pages. P2ge monitorin~ is scheduled on duty cycle basis to reduce po-ver consumption.

Tr:lnsmission. The I~IS maintains the o-er-the-air channel from the mobile perspective. 1 performs 211 necessary timing, slot aggregation and error recovery.

.~llthentic:ltion. The MS maintains the subscriber secret ~ey and performs the required calcul2tions necessary to authenticate the de-dce.
.~pplic;~tions. The MS e.~ecutes the appropriate do-vnloadable user applications. The applications implement the short messaging service, broadc2st messaging and dataservices. Additional user specitlc applications using the system data serviccs may also be do-vnloaded and e.Yecuted.

_ _ -WO 95/26094 ~ 1 8 6 0 3 1 PCI/USgS103500 ~_ 57 Subscriber Interf:lce. The MS im?l-me;lt; ;he fe2tu. ac;i-2ting subscriber inte. 2ce 25 ~-ell as the in;~rf2c~ to specific do~-..lo2ded 2pplications in ;he MS, ~ B~se S~n~ion (BS) The B2se Sî2tiOn (BS) is an in;eiligent d~vice ~-hich con~rols ~he o--r ~h~ 2ir signal 2nd serves as Cell controlle., It communicates ~ ith multiple l~,lSs and 2 32se St2tion Controller. I; ?rovides the follo~ving ,'unctionalitv:

R~dio Resource i~I~n3gement. The 3S con~rols the o-er-the-2ir slo;s of the TDMA
spread spectrum tr2nscei-er, The BS 2110;2tes ;hese slots based upon MS ini~i21 ser- ic~
requests, hando-er b2nd~-id;h ccmands, speci21 service needs 2nd OA&M ;es~ 2nd oper2tional res~rictions. In addition, ~h- BS is the componen~ ~rhich is ch2rged ~vi~h 2110c2tion of specific slo;s, su?er-slo;,, and sub-slots to m2in~2in the reques~ed band~-id;h.

~Iobility ~ n~ement. The BS responds to MS h2ndover requests if resources are available. The BS assigns net~vor!~ and r2dio resources ~o the MS and sends a request to the Base Station Controller to e.Yecute a h2ndover s~vitch. The BS 21so maint2ins registr2tions ~-i;h MSs ~vithin its Cell, This regis~ration information is maint2ined in a stub or cache Visitor Location Regis;er (VLR), Time Slot Interch~nge (TSI). This ~unction 2110~-s 2 Mobile or 2 32se S;2;ion to ch2nge the o?er2tion21 time slot if inter.ference is detec~ed, t2king 2dv2ntage of s;a~is~ic21 ?12cement of Mobile S;2tions in both ihe original 2nd re-used cells. Tne system suppor.s ery quic!; TSI, ~vithin a single po!ling loop (i,c" less th2n ~0 msec), 2S required and ,~v2ilable, C~ll Control, The BS interprets the over the air signaling trafllc and tr2nslates this ~r2ffic from its concise form to 2n appropria;e net vor~; independent format c211ed ~lotes. These otes have been designed to reduce net~vorl; latency and band~vidth ~vhile communicating succinct inform2tion îo the higher elements in the net~vor~;.

Tr~nsmission. The BS is responsible for the allocation of net~vork channels to their corresponding air slots. The BS controls these resources for both incoming and outgoing calls, Audio connections over net~-ork channels are maintained in their compressed form, In order to support a ~vide variety of band~vidths to the IMSs, multiple net vor~; time slo~s may be assigned to a specific MS. The BS is also responsible for monitoring ~he interference on the radio and adjusting its slot utilization to minimize this interference, In 2ddition, the BS rne2sures si8nal quality from its MSs and selects antenn2s for sp2ce diversity 2nd polarization ~vhen 2ppropriate, as ~vell as conîrols the MS po~ver.
_ wog5/26094 Z 1 8603 1 PcrluS9S/03SOO

.~uthentic~ on The Base St2;io.n responds to ~;o!e5 trom the 3L ~e Station Con;-ol!~, ;o authentic2te a given .~S. The BS sends thte ~pprc3. i2~e over-the-~.ir sig, i21s to the MS and comp2res the 2uthentic2iion res?onse 2g2ins; th- 2roper v21ue.

Operntions, Ac'iministration nnd .~ iintennnce. The Base station i~aintains 2ccoun~ing in~orm2t'ion for e2ch cor,riection in 2n 2ccounting log. This information 210ng ~vith m~inten2nce statistics 2re transf-rred to the Base Station Controller 2nd hioher level entities Vj2 Notes. ~otes are also used to bloc!;, !nbloc~;, 2nd loopbac!;-test net~vor.;
channels for rnaintenance purposes. The PCSC 2150 provides OA&~t.

_ WO 95/26094 i `` 2 1 8 6 0 3 1 PCllUSg5/03~
-Bnse Stn~ion Col~rol~e, (BSC) The Bzse Station Controller (BSC) is an int~ e.nt ~itch ~hich con;ro!s and perform, s~vitching fianctions for a group of B2se St2tions c211ed a cluste,. It co".munic2~es ~vi~h multiple Base Stations, and a PCSC. The E3zsc S~2;ioil Con;rollcr l~nctionality is:

;~,Iobility 1~Ian~gement. The BSC inter?.ets handover r;quests ,rom its Base Stalions. If the h2ndover request represents an intra cluster handover, i.e. bet~-een t~.vo Base Stations on the sarne BSC, the BSC switches all of the circuits 2ssociated ~-ith the i~S ~rom the originzting BS to the termin2ting as. If lhe h2ndo~er requ st indic21es that the origin2ting BS is located on some other BSC then lhe handover ~.'olc is lranslated into a form 2ppropriate fo. the host PCSC and this for,n is for~2rded to the host PCSC.
C~ll Control. The BSC s responsible for cluster locz ion ot ~he i~Ss. Registration inform2tion for-2rded from a BS is reco.ded in 2 loczl stub Visitor LocaIion Register (VLR) located in the BSC. This is used to locate the .'~S during zlerting operations. Line resource requisements foru2rded from the 3S 2re also held in this stub VLR. Furtherrnore, the BSC tr2nslates the commands and dat2 cont2ined in l~otes passcd to it by the BS into sig.n21ing suitzble for the host PCSC system. In this s~nse lhe BSC ~cts zs 2 lrznslator ber-Den the Omnipoin; s;stem and lhe hosl sys~em.

Tr~nsmission. The BSC is responsible for alloc2tion and lerminatiOn of the trun~;ing circui;, bet--een the E3SC and the hos; PCSC. The BSC is also responsible for the transcoding of compressed zudio to the trun~;ing fo.mat. Tne BSC further ser~es as an Inter-Working-~unction bet~veen the Omnipoint dzta cil2nneliz2tion format 2nd other n-t~ or~; formats.

Oper:~tion, Adrninistr~tion and i~lainten~nce. Tne BSC storcs zccounting information delivered to it by the BSs. This information is tr~nslatcd into a form suitable for the host system 2nd for~varded to the PCSC. In addition the BSC is responsible for bloc~;ing, unbloc~ g and loop tcsting circuits upon request from Ihe PCSC.

W0 95t26094 ~ 3 6 0 3 1 PCT/U~9SI'~,3SO0 Personnl Commllnicnliotls Switclsin;~ Cet~er (PCSC) The PCSC is ihe prim2r~ s~vitch 2nd the interconnect to ;he PS~. Th~ ~mnipoint s~s!em h2s been designed to connect to 2 ariety of e,Yis;ing 2nd proposed s~-itch systems, including the AI~' net~vork, the Americanized version of GS.~, IS-4 1, znd ATM-b2sed ne~vor!;s. The oper2tion of these s-stems is outside the scope of this response.
I~Iobility M~n~gement. The PCSC provides inter cluster znd inter PCSC hzndo~er c2pability. ~n 2ddition the PCSC provides Horne Location Register (HLR) and Visi~or Location Register (VLR) services. In this capacity the PCSC respond; to its normal si~aling messaging as provided by the BSC transl2tion func~ion.
C~il Control. The fundzmentai opera~ions necess2,y forc~ll con~rol, ,ou~ing, 2nd call fe2~u.es zre suppor.ed by ~he PCSC.

Transmission. All PST~ ~rznsmission facilities 2re manaced by the PCSC.
Authentic~tion. Authentication reques~s 2nd d2tz are ini~iated by or stored in the PCSC.

Operations, .~.dministration ~nd M~intenance. All OA&.~ fiunctio,ns 2re initia~-d by ;he PCSC.

4. I .3 Rea I Es ta te Depending on ~he applica~ions, Omnipoint Base Stations zre designed to be small enough to install with minimal re21 est2~e requirements. For example, Omnipoint's Micro Base S~ation zt 9"x 4",Y" 12" allo~vs for Base Stz~ions (o be hung from a telephone or CATV
s~r2nd, mounted to z telephone or light pole, or instzlled in a ~veather-proofNE~L~ style enclosure. Omnipoint B2se Stz~ions hzve been installed inside of "live" cablc TVzmplifier enclosures. Indoor rnodels may be mounted zbove ceiling tiles in a typical office building with the antennzs mounted on either the e,Yterior of the building or inside.

S~2nd2rd Base Station Controllers (BSC) handling up to 1600 Voice Ports 2re li~ewise compar2tively small, and generally require no more real es1ate than z phone closct ~vhere stznd2rd 19" equipment may be placed.
i wo 95126094 2 1 ~ 6 0 3 1 P~ , 3~to3~00 ~~ 61 Oper~tions The Omnipoint system pro~ i~ei for comp!ehensi~ e ope-2tion21 suppor; îor ?CS ~vhich - ~vjll include centr21 monitoring of the syst~m, sofr~v2re upg~2des, simple rep2il procedures, e2sy inst211ation 2nd test, 2nd the abili~y to in!erconnect ~-i;h 2 2rie~y of di't-rent plaiforms such as AI~f, the Americ2nized ~ersion of GSi\/I, IS-A~ I 2nd ATI`v~
based net~vor'.;s. In genei21, the follo-ving ar- pro- ided by Omnipoint:

Remote i`~lonitoring. The Omnipoirnt system provides for remote moni~oring of the B~;e S~ations and Base Station con~rollers Vj2 2 digital facili;y. Inform2~ion provided includes lo~ding, diag~os~ic processes, and other support mechanisms. ~ith this cap2bility, the system can be monitored from 2 cen~ral si~e (perh2?s by a third party) in conjunction ~ n o;her net-vork component monitoring (e.g., net~vor'; control center for the PST~I).

So~n-~re Upgr~des. Omnipoint provides for remote do~vnloading of sofT v2re as require d for upgr2des to Base Stations and B2se St2tion controllers. This appro2ch allows ~he PCS operator the ability to upgr2de the system ~vithout hard~v2re changes, m2intenanc~
v isits to the Base St2tion sites or Mobile St~tion recall. ~lobile S~2~ion sofr~v2re can be do~vnloaded over-the-2ir 2S required for main~en2nce purposes or for some sys~emupgrades.

Repair. Omnipoint Base St2tions are extremely sm211 2nd can be easily re?l2ced in the c2se of 2 major f2ilure. On specirlc bo2rd failures, the system 2110~vs for easy removal a..d ins;21!2tion or replacemen~ bo2rds in the field. RF channel c2rds c2n be added or removed independently of one 2nother tvithout disruption of existing se~ice. Base St2tion controllers 2re fully redund2nt 2nd c2n similarly be repaired ~vith 2 simple hot bo2rd replacement appro2ch. Field ~rained technicians that are either employees of the PCS operator or a third party company ~Viil service the net~,ork components. Omnipoint tvill arr2nge for training of the 2ppropriate personnel.

~'chvork Interconnections. Omnipoint's sys~em ~vill support Al~l, American GSM, IS-' I, and ATiVl-based architectures for full featurc PCS under several different deploymen;
scen2rios. At thc present time, Omnipoint is ~-orking ~vith varjous equipmen~
manuf2cturers and potential service providers to bring each of these systems to fruition.

i\'el~vork fea~ures and serviccs like billing, database (HLRISCP) access and provisioning, and routing ~Vill be provided by Omnipoint's nervork partners through switching platforms connected ~o either the Omnipoint intelligent Base Station or to the Base Station controller, depending on ihe architecture chosen by the PCS operator. Since these _ _ _ _ wo gs/26094 2- 1 ~ 6 Q 3 1 Pcr/usg5to3~

capzbiliti-S ~vill ~e pro~id~d unde, ~-ei! docur.-n.ed 2nd u.-.d-.stoud 2rchitec;ures (i.e., AB~, Americ2n GSI'vI, LS-~I, a.nd .~. I.M), ;1.~ det2i,s 2re not inchJded here. Any modi~;ca;iors to these 2.chitectures 2dop~ed by ~he s.2?.d2.d; bodies ~-ill be incor~or2;ed in~o Omrnpoint interf2ce or system specific2tion;.

.2 .;\Iodulation ~nd.~Iultiple-.~ccess:

~.2.1. .~Iultiple.~ing Plan The Omnipoint system utilizes 2 uniaue combin2~ion of Frequency, Time, and Code Division Multipl-xing. Within a cell, Time Division Duple.Ying (TDD) and Time Division Multiple Access (TD.~L~) 2re employed, 21io~-ing U? to ~7 simultaneous, ~ Kbps full duplex users or 64 full duplex 4 Kbps users, ~-hi!e 2dj2cent cells are set to different frequency ch2nnels (Fl~ ) under 2 mir.imal ~ 2rchitecture. Cells beyond adj2cen~cells use z varie~y of mul~iplexing tools 2nd cap2bi!i~ies including code (CDMA) and time slot (TDMA) separztion and Time Slot Interch2nae (TSI) for funher inter-cell multiplexing isolation,. Under certain circumstanc~s, Voice Activity Detection (VAD) can be used to increase tne number of voice users (theoretic21!y, up ~o t~vice the half-duplex number). Going to 4 Kbps 21so 21!o~-s up to r~v jce ~he number of voice users ~vithout 2ny ch2nges to the CAI or the Bzse St2tion hard~v2re.

The TDD/TDM~ structure is b2sed on 2 ~0 ms po!ling loop ~vhich suppor.s ~hirty-t~vo, S
~Cbps full duple.Y time slots of 62S usec dur2tion 2.nd provides th2t e2ch Mobile St2~ion be 2ble ~o aggreg2t- mul~iple slots ~o afford a user mo.e or less dat2 band~vidth as required.
Asymmeiric dat2 r2~es can be suppor.ed on 2 fram- by fr2me basis, thus en2bling VAD, hi~h speed da;a ;r2nsport, 2nd data bro2dc2sting. Thus, for bro2dcas~ 2pplica~ions, tor instance, all the data can be set up to emanate from the b2se to the Mobile Station allo~ving 16 Kbps data transfer rate in one slot, 2nd ~ ith slot aggrega~ion up to 512 Kbps.

All nlll duple~ transmissions from BS ~o MS, and .from MS to BS are synchronous (See Section 4.17), such th2t from cell to cell, Base Stations transmit during the allo~ted portion of the slot, and Mobile Stations transmit durina their allotted time within the slot (See fioure A). Within each cell, only the BS or on~ of many Mobile Stations transmits 2t any instant in time. Figure A sho~vs the timing structure of the system.

wogs/260g4 2186031 PCT~Sg5/03SOO
~_ 63 I ' ~ s^~

P olLi n a Loop r( 20mseo.
¦ S!~ S!~:2 ¦ S!~:3 ¦ S~ S'^:; ¦ S!~:5 ¦ ¦ S'- 3~1 Sb-32¦

S _ 62a usec ¦ 1 1 3ase 1 x .- ra~r.e . 260.ot:sDc ~ so~ T~ z -.~ 268.0~sec 1 ¦

--Gu2-cTi.~.~ 30.355usec ~~Gua-d li-.D 12.8usec iv~5;,il~ Ti~ . !2.8usec C uæ-c I i~ 3 0.366~sec Figure A
Intr~-Cell l~;Iultiplexin~. Since ezch Mobile Stz1ion ~vi;hiil 2 cell is Time Division Dupl::~ed, 2nd Time Division l~ul;iple,~ed ~- ith 211 o;le. I~lobile Stations in :he same cell through a synchronous slot struc~ure controlled by the Bzse Sta~ion, they 2re not hinder~d by positional (ne2r/f2r) restrictions ~vithin the cell, providing "per~ct" time isolation bet~veen mobiles.

Tntcr-Cell Isol;~tion & Re-Use. On an Intcr cell basis, a series of multiplexing tools and capabilities, including TSI, power control, code orthogonality, antenn2 diversity and beam directivity, supply significant isolation from cell to cell.
Under most "real world" scenarios, propag2tion char2cteristics and significan1 shado~ving (especi211y at 1.8 GHz) alone ~vill most often provide sufficient cell isolation.
.~dditionally, the system takes advantage of mechanisnls that provide signiflcantly higher degrees of isol2tion betwe-n re-used cells, including:

Time Slot Interchange (TSI). This function allo~vs 2 Mobile or 2 Base Stations to change the operational time slot if interference is det-c;ed, taking advant2ge of statistic21 pl2cement of ~obile Stations in both the original and re-used cells. The system supports _ _ WO 95/26094 2 1 8 6 0 3 1 P~ Jb9S/03S00 very quic~; TS~, ~vithin a single polling loop (i.e., less th2n 20 msec), as re~uired and avail2ble.

~Tr~rismitter Po~er Control. ~3y controlling the Mobile Transmit Po~er in discrete ste?s (minimum 3 dB each), the minimal emitted RF ?o~ver reduces interference into 211 cells.
The Time Slot structure 21to~vs for po~ver adjustment in less th2n 500 usec, ~vhich ~vill mitigate both interference and fading events.

Antenna Diversity and Directivit)n The system supports both antenn2 diversity 2nd directional antennas, whether they are steered phased array or sectori2ed architectures.
h the system supporting phased array antennas, highly directional R~: beams may be utilized that dramatically decrease interference to other cells and reduce delay spread.
Time Slot Interchange, Power Control, Antenna Diversity and Directivity capabilities, coupled with shadowing, propagation, and statistical location effects, ~vill ?rovide dram2tic isolation gains between Base Station and Mobile Stations sh2ring the same frequency channet under the reuse plans. Additionally, the Omnipoint system obtains fiurther gains when utilized in an environment that provides more than three discrete frequency channels.

4.2.2 TDi~A Access Structure i.2.~.1 Polling Loop Description The Omnipoint polling loop is composed of 32 full duplex 8 Kbps time slots. E2ch slot is formed of one of three frame types;
A) a symmetric base to lv~S frame and a MS to base frame, B) an asymmetric base to MS frame and the MS to base frame ~vith acl;nowledgment, or C) a single simplex broadcast frame ~vithout ackno~vledgment. Non-broadcast frames can be in either poll or traffic mode.

Additionally, in the Omnipoin~ system, an ISDN-li~;e "D" channcl format is provided in every pac~;et for application-specific information. This information can bc uscd for signaling, short message service (such as in GSM), voice mail notifications, paging during communications, or other data messaging applications. At the present time, the D
channel is available ir, its entirety to the user and is not uscd for any call processing or Omnipoint system informatiGn. LAPD or Q.9~ ;e error correction algorithms are used ~F~d~ta transmission via the D channel to ensure delivery a7~ackno~vledgment of the information.

wo sst26094 2 1 8 6 0 3 1 PCT~SgS/03~
~_ 65 4.~ .1.3 Pacl;et Conten ts The follo~ving is 2n illustl2tion o. 2n ~).T.ni?oint p2c'.~t ;h.2: could ~ither cont2in eith-.
- normzl or control trz'fic.
16 Hecd ai,S a Control 'i,s1~0 ~arer Bi,s lo ~it FC`.V
_. .
~ c,.-Hecd ~s.~: D Chcnnel 3ecr~r Chonnel Figure B
The ne2der in the pac';et i~entilles ;ne E~2sc St2tion or ~S, p2c'.;et ~ype, link quali~y, 2r.d other iniormation required by the system for efficien~ oper2~ion. The p2cket 21so cont2ins signaling and/or mess2gir.g inforinz~ion in ~he D ch2.-lnel znd the be2rer information.

1.~ .2. ~n d-to-En d De lay The routine transfer of voice and d2t2 is norm211y del2yed by ~h~ b2sic loop duration (~0 msec) divided by ;he number of slo~s reser~ed and u,ilized by the particul2r user. 3~
Kbps ADPCM voice, for instznce, uses 1 slo;s. Assuming equ21 ;ime distribution this ~vould have 20/4=~ msec ~elay no; coun~in~ ~ocoding delays. Vocoding delays add line2rly.

1.2.3. l~Iodulation:

~lodul2tion tol mzt: pr~nrier!7rv CP U
Bits per symbol: 5 Chips per bit: tj ~
Symbol-to-bit translation: I Qr ~2/S Bits Detection process: Q~rnsi-coheren~
Chip sync: B rse Sto~ion syncnroni~e~l to Bit sync: GPS. .~l~fS svnchrnni~etl to Base Word sync: Sralinn 4.2.4. Equalization: .

Ch2nnel equalizztion is not required in Omnipoint's system architecture. ~ns~eatl. a Rake-e rece jver nrchirect!rre is ~rsef~ to co!locr ener~ over n ~ to 3 ~l ~ec ror~g~o ~rrlnx ) ef . _ wO g5/24094 2 i 8 6 0 3 1 rcr/uss~03so~

~le!a~ sprz~7d. r)~minQr:t cnrrel~. ~7n ~r"~5 ~!P o~t~t7r; rn~7e(~?~r t~rr-co~ ntlv !~ ~;ckie~ e iO~th ~ er~i~v g~lin5 t~f?(l i~,,rn~ r~is~nce !~ fi~ g 4.~.~. Channel Coding.~nd Error-Control:

The Omnipoint CAI design is S~! Up as 2 fund2men~21 d2ta tr2,n;port rr.ech2nism and 2S
such does no~ inherently presuppose any paricular ch2nnel coding (o~her lh2n ~he spread spectrum coding itself), e~ror h2ndling of ch2nnel d2~2, interlezving, e.c. The particul2r consumer of the data b2nd~- idth c2n pro- ide for 2n~ speci21 handling the dat2 transfer requires at the 2pplic2tion level. For e.Y2mple, the ?ropriet~ry S Kbps vocoder provides itS o~vn error correction mech2nisms ~vi;h jn ~he be2rer channel.
The only e,Yception to this gener21 ope!2ting 2ssum?.ion is ir. ~he transfe, of control informa;ion 2nd in the transfer of user d2;2 ~vhich is zssisied by ARQ e..or sense 2nd recovery services provided by the CAI control struciures. i~ach ,r2me ;r2nsmission includes a 16 bit CRC of the for,~: yl6 ~12 . xS . I ~vhich i, used, 210ng -ith structural ch2r2cteristics, ;o qu21ify 2 received fr2me for fur.hel processing.

4.3 Speech Service:

4.3. 1. Fle.Yibility:

.~s described in ~.2., the Omnipoint CAI 2110~-s the discrete ag~eg2tio;l of 5 Kbps time slots into 12rger bloc'.;s of voice b2nd~vidth in each b2sic 20 msec loop. T hus the Omnipoint CAI suppor^.s its o~n ?ropriet2ry S .Kbp; CE~P algori;hms 2s ~-ell 2S other algorithms of zny type and from any source. The 2ggreg2tion o- 2 slots 2110~-s the utiliz2tion of 16 Kbps algorithms such 2s 16 Kbps ADPCI~S, 4 slots allo~vs the use of 32 Kbps ADPCI~, 5 slots allo~vs ~he use of 40 Kbps ADPCM (~vhich is par~.icularly useful for in-band transmission of analog modem signals 2S ~vell as Group II and III fa,Y
transmissions.) Although we have shown th- abili(y to accommod2te a ~vide varie~y of vo jce algorithms it is importan~ to note that data can be transmitted in incremental b2nd~vidths as ~vell. The current system can also allo~v the entire base band~vid~h to be utilizcd by one Mobile S tation.
In addition to the aggreg2tion of slots to 2chieve higher d2ta rates, Omnipoint's CAI also supports lo~ver rates by allo~ving the Mobile Station to skip a specified numbcr of loops.
Thus if every o!her loop is skipped the CAI suppons ~ KDPS voice or data; if every fourth loop is utilized, 7 Kbps voice or d2!a is tr2nsmitted, and so on. This po~-erful technique 095126094 ~ 603 1 Pcr/uss~/03500 2110~vs future voice and data algorithms to be developed \- i;hout ch2nging the Omnipoint CAI or requiring 2ny hard-vare ch2nges in the B2se St2tion.

The Omr.ipoint vocoder is comprised o~ 2 high speed digital processo" a 6~ ~Cbps pulse code modulated ~-la~v companding codec znd a rnethodology ~or suDportin~ many algorithms which can be selected at call set up time depending on the requested grade of service. Other services ~re provided by the vocoder, such as echo cancellation, gain control, flow control, data pathing, DTMF ~eneration 2nd facilitation of music on hold.
The complexity and po~ver requirement of the vocoder is dependent on the particular algorithm selected. The Omnipoint propriet2ry 8 Kbps algorithm consumes approximately 50 rnA orpo~ver. The other lo-v r2te voice 21gorithms currently supported 2re under ch2racterization.

~.3.7 .~Iultiple Voice Coder Support Selection of the vocoder algorithm is mzde by the call originating party at call setup time.
This is either done by automatic211y accessing the user's HLR data base for the default selection of the vocoders at each end of the link or this can be user selectable. Thc answering part~'s vocoders are default selected in 2 similar vay. Rate adaptation is accomplished by the normali2ing of the data rate 2t 64 Kbps PCM in the Base Station Controller. Should either of the users require either higher or lower quality this may be requested aRer call set up by interaction with the other party 2nd control interaction ~vith the Mobile Station.
4.3.3 Basic Properties Of Speech Codin~:

The Omnipoint CAI supports a wide variety of existing spcech coding algorithms, ~vhile at the same time providing architectural mechanisms for supponing the natural evolution in vocoding technology as it advances in the future. Currently, the CCIrr G.726 ADPCM standard is supponed and available in Omnipoint Mobile Stations as well as a proprietary 8 Kbps CELP. Vinually any other vocoders can be supported, like the CCITI
IS-54 digital cellular VCELp.

The Omnipoint proprietary 8 Kbps CELP combines hi ,h voice quality, low complexity, lo~v coding delay, and robustness in hi8h noise conditions. The algorithm has been subjected to intense testing by Omnipoint personnel as ~vell as select industry peers.

wog5/~94 2 T 8 ~ 0 3 1 PCTtUS95/03500 -4.~ Data Ser~ ice 4.~.1 General Description The Omnipoint system has been desigred to se~ve as an ef.lcient 2nd rle.Yible data conduit for a myriad of data, vid-o, multi-media 2nd broadcast applications. The design allo-vs rat:s greater than or less than thD basic 8 Kbps rate to be p.ovided to ~he ~nd user.

The over-the-air protocol provides 160 bearer bits per slot per ~0 milliseconds to an l~fS.
These 160 bearer bi;s are protected by 2 16 bit FC~V. At thD subscribers option ARQ error correct;on may ~e zpplied to the be2rer d2ta. A ~vindow si2e of t~vo is used for the ARQ
process. The number of re~ry attemp~s 2re setable by the se~vice provider or subscriber.

4.~.2 Ma~imum Probability of Error After ARQ

The ma.Yimum probability of erro~ after ARQ 2S seen by the user is:
10-2 /(216-1) which is 1.53 X 10-7 undetected frame error probability 4.4.3 Me~n Delay Caused By A~Q As A Function Of Mean C/I

Thc mean delay per second caused by ARQ at threshold sensitivity / Cll is:
Delay = 2 ~ 103 * M * BLER milliseconds Where:

wo g5126094 ~ 1 - 8 6 ~ 3 1 Pcr/~ s~3soo ~' 69 = ne.~t highest inte~er 21ue o. n = ;he me2n .nurnber of.etr~ ;r2nsmissions to 2chieve ~he desired corrected er~or rate.

~n=(!,Q~ B~,~Rr~
Log(BLER) (- I ) Subscriber B2nd~-id;h = The bzr.d~id~h o- ;he Sub,criber d2ta service to the ne2rest S
Kbps BLERD = desired block error r2~e BLER is the bloc.l; error .2t' of ~he over- he-2ir lin'~ 2~ desired C/l.

1 4 4 Throughput ~s ~ Function Of ~Iean CII

The ~hroughpu~ of ~he system is de.lr.ed b~:
Throughput = ~Sub~criber B2nd~vià;~ bits/sec WhDre:
FER= 10-2 4 ~ Circuit-S--itched 4.nd Pack~t-S-~itched Access To iyeh~ork Bo h circui~-s~.itched 2nd ?2c!~e~ s~vi-ched d2;a 2ccesS ~0 ne~-vor'; ~acili~ies c2n be provided ~vithin the Omnipoin~ f~2me-~,0rk.

Circuit mode digital dat2 is suppor~.ed 2cross the 2ir interface.

All ISD~ data services from S Kbps up to and including 256 Kbps full duple.~ aresu3ported in increments of 5 Kbps. Sub S Kbps rates to 320 Bitls are supported in 160 Bit/s increments. Lo~ver rates, or rates ~vhich zre no. multiples of the given increments are supported by ra;e 2d2ptation.

All half duple~ ISDN datz services frorn 8 Kbps up ;o and including 512 Kbps in S ICbps increments are supported. Sub 8 Kbps r2tes to 320 bitls are supported in 320 Bitls incremen~s. Lo~ver rates or r2tes ~vhich 2re not multiples of the given increments are - supported by r2te ad2pt2tion.
- The specific IWF used is dep-nde.nt upon the net~vo.'; or circuit switch service chosen in 2 par;icul2r net~vor~;.

, . _ W095t26094 2 1 8603 1 PCT/US9S103S00 P2cket s~vitched d2ta services m2y be pro~ id-d e ::-e, by ?AD 2nd I~'.'.- 2ccess or by contention based p2c.;et 2ccess.
.
The s-stem provides rull duple,Y synchrorous d2i2 :r2ns~r over-;he-2ir in dyn2mically vari2r)1e data r2tes (see 2bove description of ISD~; d~ta se~ices). A termin21 application may use 2 da;2 channei to communicate ~ith 2 P,~D znd/or iWF using ihese f2cili~ies.
During times of lo~v data rates the termin21 ~-ill red~!ce its o-er-the-2ir band~vidth requirement accordingly.
The systen~provides ~ fast circuit seizing ?rotocol. Since contention ,o a channel c2n occur at this point, it is resolved ~- ith an IEEE 802.~ e b2ckoff procedure. Because ~he o-erhead for chznnel sei2ing and rel-ase is v-ry lo~v (sub )0 ms znd ~ypically, sub 10 ms), a ~ransac~ion based applic2~ion ~viil 2cquire 2 channel, build a circuit ~o ~he appropri2te IWF module, send its d~.2, 2r.d rele~se !he charnnel ex~remeiy fast.
Very lo~v pacl;et r2te applications ~vill h2ve 2 ve,~, lo~v ch2nnel 2ccess du;y cycle and hence 2 very lo~v overall overhe2d. High p2c.~et .-a~e syst-ms m2y send multiple pzckets before channel rele2se.
1.4.6 Synchronous Data Clocl;in~

Synchronous clocking is handled on the net~vo..; by the I~..-. ~Tor.-nal blocking techniques 2re used to bufferdat2 on 2p?rop.i2;e e`.or reco;ery 2nd clocking bound2ri-s.
At ;he termin21 end an 2dditional IWF runc;ion is .ea~!ired to buffer, clock and recover data be~veen the te.min21 and the Sl~.rA d:vice.
.~ Reuse Planning:
~.~.1. Frequency Reuse Omnipoint uses a nominal frequency reuse pattern of 3 to meet C/I requirements.
Omnipoint's use of TDMA to separate users ~vith jn 2 cell makes CQ highly variable from time slot to time slot, panicularly on the reverse lin.'~. Omnipoint's dynamic Time Slot [nterchange (TSI) algorithms combined ~vith rapid reverse link po~ver control si~nificantly improve coverage probability in a m2nner homologous ~vi~h the Dynamic Channel Allocation (DCA) stra~egy proposed by othe. systems. Coupled vith directional antenn2s these techniques provide significant isol2lion bet~-een individual users.

_ PCT/U~3SI~,3~00 W095/26094 2 1 8 6~3 1 ~_ 71 Dynamic Channel .~llocation ~nd/Or .~ntenna Scctoriz~tion Handsets in the O;TniPO;,1t s~st~in are frequency acile for o?e,2ting ~ith 2n~ of'~S
r~ channel center frequencies b-t~-ee~ 18 jO-1990 .~lHz 2' 2nV Base Station ~;hou~h on!y a mz.Yimum of 6 R~ ch2nnels 2.e prob2ble under ;he m2,~imurn FCC 2110c2tion of 30 MHz Der oper2tor) The h2nds~t c2n sc n to 2ny center frequency ~- ithin the I SSO- 1990 ,MHz band in urlder I ms. Base Stations for use in public net~vor~;s 2.e tîxed in ,requency during opera~ion, but can be chan ,ed to 2ny ch2nnel in the 1850-1990 MHz b2nd.
Remote selection of B2se Station frequencies can be performed at the ?CSC.
In unlicensed rands, the Base S;2~ion ~-ill scan for unused frecuencies 2t the ~ime of initiation, 2nd ~Vill dyn2mically ch2nge frequencies ~o 2void interfe,e.,ce. Both Base St2tions and H2ndse;s c2n also operate in the ~. ' GHz unlicensed b~nd across more th2n ~0 ~ Hz in S~IHz ir.crements.
Omnipoint prolocols 2re desi~ed to e.Y?loi~ high-gain ste-r2b!e arr2y 2ntenn2 designs ;o incre2se r2nge, promote sharing wilh OFS, improve C/l, 2nd lower de!2y spre2d ~-hile enhancing system cap2city. Unlike most other 2ir interf2ces, Omnipoint's TDDIl D,~
2pproach can be used ~vjth a single mznifold ar~zy zntenn2; thus only-one be2m is needed 2t a given time. With phased arr2y an;enna types, the antenna beam can be dyn2mically optimized for e2ch individual user in terms of pointing direction, null direction(s), 2nd C/l.

By ~v2y of con;r2st, FDD/CD1~4. or FDD/FDI~L~ zir in~erf2ces need t~vo simult2neous be~rns for e2ch user, one for the uplink 2nd one for the do~vnlink. If fo. e:<ample, tnir.y t~-o users zre to be supported at a site using high gain antenn2s, FDD/CDMA or FDD/FD.~ ap?ro2ches require as many as 64 m2nifolds ~vhile Omnipoint's 2ir interface r.eeds only one. Since array manifolding is the most costly element in a phased array antenna system, Omnipoint's air interface provides for much morc cconomical use of high gain steerable 2ntenn2s.

4.~.3 Base Station Pairing ~,Yith Carrier Frequencies.

Frequency/codeset planning is currently used to set Base Station paramcters. MS
par2meters are established by those of the Base Station(s) ~vith which it is communicating. Although nor required, in future releases, a simulated 2nnealing 2pproach is planned to adaptively select B2se Station parameters; particularly in small cell and unlicensed configurations.

. . _ ., 4.6 Co~erage:

4.6.1. Average RF po~ver level (ERP) ~12.Yimum EIRP rules recently established by the FCC limiting peak b2se po~er to ~ 00 ~V
EIRP ~vill a~fect for- ard linl; design by f2voring a more b21anc~d link design ~vhen using high oain antennas. Any asymmetries in MS receiver sensitivity zre normally compensated for by higher tr2nsmit po-~er at the BS. Cons~quently, ~v~ are not ~villing to specify MS sensitivity until such time as FCC rules are tlnalized after reconsideration.
I~lominal Base S~ation sensitivity is -100 dBm to produc: a Frarne Error Rate (FER) of lo-2 given a C/I of 6 dE~, and L=~ diversity.
Fig 3-1 describes e.Ypected cell radius based on the COST ~3 I model of median propagation path loss assuming 2 Base Station antenna hei~ht o~ l0 meters. L2rge scale shadowing effects are assumed log normal ~vith a stand2rd deviation of 8 dB. Hata-Okumura models are, strictly speaking, not as accurate 2t the prescribed Base Station height of 10 meters since these models were developed for Base St2tion antenna heights in the 30-200 meter range. Comparing COST 231 predictions with Hata, COST 231 range predictions fall somewhere ber~veen Hat2 large ciiy urb2n 2nd Hata largc ci~y suburban cases. Omnipoint's air interface architecture provides for extrernely r2pid handoff berween Base Stztions allo-ving for less ovcrlap bet~veen c-lls. This is reflccted in Fig 3-where 7~% contours lead to 90% overall coverage and 90% contours lead to 99%
overall coverage.
There is significant evidence that at lo~vcr Base St~;ion an~enna heights, neither higher receiver sensitivity nor high gain ar.tenn2s play as critical a role for increasing cell size because of physiczl obstructions znd associated rapid sign21 strength roll-off. At shorter ranges, signals tend to fall of with 2 1/R2 char2cteristic ~vhile at longer ranges, signals fall otf more rapidly, as high 2S R7 or R9 at low Base Station 2ntenna heights. This has been confirmed by a number of researchers~ 9 10 1 1 . In 2 sense, there is a breakpoin~ in ~Tel:sis Tccllnolo~ics Laboratory, ' E.~pc(i-..cn~al License Progress Rcport", August. 1991 9Henril; Borjcson, "Outdoor Microccll Measuremenls at 1700 I~lHz ~ IEEE VT-92 Proceedin~s pp. 927-10Bell Atlalltic Mobilc Sys:cms, "Experimenlal Repo.~", I Feb, 1993 W095,260g4 2 1 8 6 0 3 1 PCI/US9S/03500 ~_ 73 propacatiOn coefficient. Depending on the m2gnitude of the hi~her coefficient, improving link margin may do lit;le to incre2se range. Th- numbe. of r2~iating centers becomes the irr.por~ant parameter. ~'ote: This do~s not me2n thzt dire;tional antennas have no benefit in smaller cells; their directivity czn be used for purposes other than increasing cell radii.) In Fig. 3-2, ~-e plot e.Ypected perform2nce, again usin~ the COST 731 propaoation model but ~vith 50 meter Base Station antenna height. Clearly, once the base antenna is elevated above the RF clutter range increases si~ificantly.
4.6.~ cimum Outdoor Basc Station Spacing Because Omnipoint uses a number of different B2se Station antennas, ma:cimum pzth loss will vary depending on site configuration. Figure E sho~vs maximum p2th loss forconfigurations using 300 mW ~vIs peak po~ver and -100 d~m Base Station sensitivity with the previous no~ed assumptions. Cell Radii predictions are based on 2 COST 231 propagation model with 8 dB log no,rmal standard deviation.

Cell Radii for 90/99% Urban Coverage Probability (log normal std of 8 dB, 300 mW MS) B2se M2ximum Cell Rzdius with 10 Cell Radius ~vith 50 St2tion Pa~h Loss (dB) meter Base Station me~er B2se Station Antenna Antenna Height Antenna Height Gain (dBd) (miles) (milcs) 3 132.1 0.305/0.227 1.289/0.960 9 138.1 0.438/0.326 1.8~4/1.381 13 142.1 0.558/0.416 2.362/1.760 19 148.1 0.803/0.599 3.398Q.531 26 155.1 1.228/0.91 S 5.193/3.869 Figure E

Figure F shows the ma:cimum path loss for configurations using the same assumptions e.~;ccpt that the MS peak po~ver is I Watt.

Vinl;o Erceg cl ~1. 'Urban/Suburban Ou~-ofSigh~ Propa3a~io~ lod:ling", IEEE Comrnunications ~la,azine,June 1992 woss/260s4 21 86031 PCI/US95/03S00 Cell Radii fo, 90/~9/O Ur32n Co-or2o~ ?ro~2bilit-(log norm21 ;td of S d3, 1~ IS) B2se ~12.Yimum Cell Radi~s ~ith !0 Coll Radius ~vi~h ~0 S~ation P2th Loss (dB) metor B2s~ St2tio.~ er B2s~ St2~ion Antenna .~ntenn2 H~ight Antenl~ H ight G2in (dBd) (miles) (miles) 3 137.3 0.41~/0.31~ 1.76~/1.31~
9 1~3.3 0.60~/O.'~S ~ 5/1.896 13 147.3 0.767/0.~71 3.2S3/~.' 16 I 9 I j3.i 1 . 1 03/0.8~2 ~ .6641~.4 I j ~6 160.3 1.6SS/1.~56 7.1~9/5.317 1' ~igure 4.6.3 .~daptive Po-Yer Control Tke Po~Jer CQnlrnl P~nls2 is transt~ri(!2(t Dv (~?e li~S i-~5t ne~nre tn2 tirne fkst tke B~S is expected to transmit In the M.S. The PCP th~Js prnvidos o pQwer rt7eoS~rement sf ~he mQoi!e chonnel tQ Ihe BS and is the basis fnr tne no: er cnr:trol commnnd tn be sent tn the ~ .fS A multi-receiver es can OISQ make an or;(enro selectinn finr ~ronSmit ~ased nn tt??
o~alit~ of the PCP sronal orri~ino ot the B.~. In sn.no Tr) U _~st2ms the Ictencv Qf the sigra!s orn!(nd the nQllino loop inhibit tho ~/so Qf s~:Jer c~ntrnl. I-hot is. tne lengt~1 Qf time orQ~(nd tne ~ollino lonn is t-nQ lsng tn nllg- tke !ast tronsrnissian tQ be V?rV ll~f!rl tQ
es!im~te the cnann21 losses cn~l im~airments. In m ~stf~ed stoti7n ar~Dlications. t~e ant?nna locatiQns patterns. and power transrnitted ov the f.-.ed sta(ion rnav ~e oai~sted ,for minimol inferference ~o other f.~ed tntion~ o:vever rhe nol!~re QfcelllJlar-like mnbile sta~ions is s~ch that ~hev cnn cQnflict ~vith Qther mobile s~ations a( inrersec~ing cell or)l~n~laries. This creates ~he needSor some power csn~rnl in Ihe moQile sta~ion.s. For e.~ample a handset Qperoting at the bo!lndarv of its BS coverage neenls ts tronsmit its fi~ll pQw2r ro s~av in contac~. However. o handser o~ero~ing in ~he same ~ime slo~. re/n~ivelv close to its o.vn P~S. floes ns~ need ~o transmitfi~ll po ver to h~fve ~Qod contac~. The ~S
cnn mens!~re the cnonnel with ~he PCP nnd ~el/ ~he .~15 to n~it~ s po~ver if neede~l. T~to can also I(se ~he PCP to mensllre the ~imo ftelay firQm n l~fSand es~imate i~s nlis~ance jrom ~he F~S. F1tr~her. if /ke F~S kno-vs ~17z ~Q: er set~in~ sf tf7e ~S. it can nlsa a~ st its Q~Vn oo-ver as :ell . .

wogst~94 2186031 PCI`IUS9S/03500 Omnipoint 5 ?"'er control algorithm e.Y?loits 2 proprie~2.~ Po~-er Cor.trol ?ulse PCPT~) technique through ~hich ~he ~IS provides infor ~.2tiO;1 to :he B2se S;a;ion or con~rolling the ~ransmit po-ver of ihe .~S. Tne PCPT~'~ se. .es s-~ ~,zl runctions inclucing:

Provision of both for~2rd and reverse lin'~ ant-nn2 diversiiy in.Form2tion. Since the Base Station both receives and transmits on the 2ntenn2 ha-ing Er,e best Recei-ed Signal Quality Indic2tion (RSQI) from ine PCP transmit;ed by the .~Ss, the.~lSs beneflt from antenna selection diversity even ;hough they do no; have e.~;plici; an;Pnna diversity capabili~ies at the MS. This can be accomplished because Omnipoint's system uses 2 high speed TDD technique such ~ha~ ;he RF channel ch2rac;eris;ics do no; change ~vithin the slo~ time.
Provision of a ch2nnel probing function for MS transmit po~er se;iing. Based on PCP
RSQI, ~he Base S~ation command, ~he I~IS to chance transmit po~-er by some discrete amount relative to its curlen~ setting. Because ~he elapsed time enco~.?~sshng [hD PCPT` I, the BS transmission, and ~he MSs bearer trznsmissio,n burst is less ;han ~00 usec, Omnipoin;'s po~-er control algorithm coun~eracIs sm211 scale mul~ip2th fzding effects 2S
~vell as shado~v effects.

Provision of 2 basis for Bcse S;2;ion Assisted Handoff (BAHO) information in control trarfic.

At this time, for~v2rd lin!~ po~vDr control 2!gori;hms 2re uncer e.Yamin2iion.

1.6.4 An ten n ~ Diversity.

As noted, on the reverse link, the Base Sta;ion uses antenn2 d,versity to comb2t the effec;s of fading ~vhile receiving and 21so establishes ~vhich an~enna should be used for for~-ard link transmission. Bec2use of Omnipoint's TDD channel symmetry, ~his has the effect of providing anlenna selection diversity gain ~vjth ,espect to mul;ipath effects in both directions.
4.7 Pri~acy and Authentication Issues:

I he Omnipoint system ~vill support authentication (the process of verifying the identity of 2 user, terminal and service provider) and validation (thc process of verifyin,_ that a user and/or terminal is authorized to access services). The authentication and validation process should permit the system operator to detect fraudulent ~vireless devices and/or W095/26094 218603 1 PCT/u.,~ 3~00 un2u;horizDd users 2nd/vr us.rs be~orD se:~ ice is ~2nted. This preveniion c2n e.~ e?c ;o both s?eech ~s ~-ell as d2;2.

Tr.e Omnipoin; syst~m ~ill sUp?o~ pri-2cv of si~.21inc 2nd user inform2tion (e.g.
speec`:l 2nd d2t2) and ~- ill m2ir.tzi~ the priv2c~ oi ~he us.-r iden;ity and loca~ion. The Ormnipoinl s-stem c2n 2110-V u;l2u;horizDd use pro~ection by reauiring the usel to e.lt~r a Pl~'. The por~2blD tVill def2i!l~ tO --questino the us~r for ~he pl~r upon po~vering up the àevice. This def2uit c2n be dis2bled ~hrough an 2p?ropri2~e control func~ion.

The fin21 methodology for suppor;ing prh,2cy 2nd authentic2tion in ~he Omnipoint syste~
.-ill be de~erminDd by inàustry e.forls s?ecitlcally trom ;he Join~ E.~per;s Meeting on Priv2cy 2nd ~.uthen;ic2tion un!ess o~he...ise determined ry ~he PCS opera~ors.
.7.2 Loss Of Encrvr)tion Fr~ m e Syn c he Omnipoini sysiem ~vill ernploy sel -s~nchronizing mode encryption so ~ha~ c211s '.Vill ;lot bD losl.
.8 H~ndoYer ~.S. 1 Gen eral Description ThD Omni?oi h2ndo er is ~IS controlled 2nd divided into 16 steps.

Step !. '.Jhile ihe MS is in b-2rer t.2ific ~ h its Originating B2se St2tion it m-2sures the r-cei~ ed si~n21 qu21i;y indic2tion (RSQI) of the lin~. This value tooether ~vith ihe curren; fr2me error r2te determines the lin~ quality. If the link qu21i~y drops belo~v threshold 1 the me2surem-nt thresho!d thD MS proceeds to step 2.

S~ep 2. ~Vhen the lin~; drops belo~v tne nle2surement threshold the MS searches during ~he ~ime slots not required to pass bearer tr2ftlc to search for other frequency/codes sDt 21~ern2tives. This sc2rch is pertormDd on a list of frequency/codeset channels of both ~he Originating Base Station 2S ~vell 2S adj2cent Base Stations. (This information is do~lrnlo2ded from the Originating BS.) As the MS finds each frquency/codeset it measures the frequencylcode set s RSQ[. In addi~ion Ihe ~vlS rezds a field carried in all BS
f 2mes vhich describes the current time slot utilization of the BS. The MS uses ~hese t~vo pieces of inform2tion to form a figure of merit for ~he various 3S including theOrigin2ting BS. The l\~S sorLs the 3Ss detected by figure of merit. 1~ote that lhis allo~vs the MS to measure ;he quzlity of o~her ~ime slots in the Originating BS. If these slo~s are . .

W095/26094 21~6031 PCr/US95/03500 be~;er .han ;hose o~sur ounding BSs 2 Time Slo !.^, e,c;,2.-g- h2ndo--r may be considered ~hich m2int2ins th- lin!~ .o ~he Origin2.in~ 32se S;2tion.

~.S.l.l ~Ial;e Before Bre~l; H~ndo-er S~ep 3. ~vhen ;he link qu21i~y d,ops belo~v ~h--shold ~, ~he handovD. ~hreshold, ~ne ~IS (during 2 non be2rer slot) -ill requDs~ a h2ndo:er from ~he B2se S;ation ~-ith ~he highes~ figure of merit (~vhich may be a TSI on ~he Origin~ting E~S). The h2ndover is reques~ed from the Base Station by seizing a slo~, sending a handove, reaues~ sign21ing message and ~v2iting for 2n 2c~no~vledge from ~he B2se Sl2~ion. Tne h2ndover sign21in~
message cont2ins a description of the circui~ connee~ing ~he Origina~ing BS ~o ~he I'Sl~'.
This information ~-2s passed to ~he ~IS a~ c211 es~2b!ishmen~ ~ime. If ~he Base St2~ion 2ccepts the h2ndover (by 2cl;no~-1edging) ~h-n ~he ne~v E~2se S~a~ion beco.m~s ~he Ter ninal BS. No~e ~hat ~he ;~,IS main~2ins th- b 2rer ch2nnel ~vi~h the Origina~ing BS
during ;his ~Ime.

S~ep ~. The Terminal BS sends ~he B2se S~2~ion Controller a ~'ote requesting ~hz ~he originzl circuit be s~vitched from ~he Origin2ting BS lo ~he Termin21 BS.

Step 5. If the BSC is common to both B2se S;2tions, the normal e-ent called an in~ra-cluster h2ndover occurs. If the BSC is not common to both Base St2~ions, ~hen Ihe process continues ~vi;h 2n Inter Cluster ~2ndover.

Intr3 Cluster ~andover:

Slep 6. Th- BSC bridges 2nd s~ ches the circuit from the Originating BS to the Terminal BS.

Step 7. The BSC sends 2 circuit s~vitch complete 1~10te to the Originating BS.

Step 8. The BSC sends a circuit 5~vitch comp!ete ~lote to the Termin21 BS. Go to "Continue" (Step 13).

~nter Cluster H:lndover:

Step 9. If ~he BSC is no~ common to bo~h Bzse SIations ~hen the BSC transl2~es the handover No~e into the signaling langu2g- of the PCSC host and requests an inter cluster handover at the PCSC level. In some net~vor~ archit-ctures the host PCSC cannot accep~
2 h2ndover reques~ from 2 terminating BSC. In this c2se an intermediate step can occur in w095/2c094 21 8603 1 pcr/u~sl03~00 ~hich the request is sent to the PCSC v i2 2n X.~5 lin'; to thD BSC connected to tr.e Origir.ating BS. Tne Originating BSC th.en t.2nsl?. es 2nd relays thc .eq~est ;o ;he ?CSC.

~te? 10. The s~ritch is ac~;no~vledged bv the ?CSC. 1 Ene PCSC GoeS not dir-c;ly~c'~no~vledge the s~-itch to the Terminating BSC ;he,l ih2t m.-ssage is r-layed ;o the Terminating BSC Via X.2a from ~he Oricin2~i. c BSC.

Step 11. The Origina~ing BSC send~ 2 circui~ s~-itch comple;e No~e to ~he Origin2ting BS.

Step 1~. The Termin21 BSC sends 2 circui~ s~ h co."D!ete ~'ote to the Termin21 BS.

Continue:

S~ep 13. ~:.'hen the Termin21 BS recei-es the circuit s~-i;c.h comple~e ~iote it begins paging the I~IS ~vith 2 specific poll.

Step 14. When the Originating BS recei-es the circuit s--itch complete Note it si ,n21s ihe MS ;o trans1er to the Termin21 BS.

Step 15. ~ ;hen the MS receives the sig~21 ~o ti2nsfer to the Teimin21 BS or if the link is lost to the Originating BS the .~IS s~,itch-s fr~quency ;o the Termi;l21 BS and se2r;hes for 2 page.

Step 16. ~Jhen the paae 2ppears, the MS completes connection to the Terminal BS,be2rer channel connection is resumed and the h2ndover is completed.

~.~.1.2 Break Before IMal;e H~ndo~er Should the lin'~ bet~veen the MS and Originating or Terrninating BS be complctely broken ~t any time, the MS ~vill search for the highest quality BS and attempt a handover ~vithout communica~ion ~vi1h its previous BS. This 2110~vs the MS to recover from situations in ~vhich Ihe original link has de~enerated.
:

wog5/26094 21 ~603 1 ~ S/03SO~
~_ 79 4.8.~ Initi~tion Delay For 2n int,2-cluster h2ndover the totzl .;~12- b~ en !r.e ~ime th2t 2 h2ndo--r i; ree~air~d 2nd ;he completion of the h2ndo- er, incll!ding th- re-Dst2~iishm-n~ of the bearer chann~l, is typic211y less than 10 ms. The m2xim-;m intra-cl~s~er h2ndover time, ~ssuming th2t communic2tions ~- ith the termin21 is error tree, is 2?proxim2tely 'O ms.
Inter-cluster handover de!2y is ?2rtially d-penden; upon the delays inherent in the host PCSC 2nd 2re beyond the sco?e of this discussion. Del2ys induced by the o- er-the-air portion ot^the svstem rem2in minimal, j,D.~ in the 10 to 'O ms r2nge.

Intr2-BS h2ndo-er, orTime Slot Interch2nge handover, hzs 2n o-!er-~h--2ir tot21 del2y ~-hich is the s2me 2S for 2n in~r2-clus~er h2ndov. . Under norm21 circumstances the d-12~:
is less ~h2n on- polling loo?, ~0 ms, znd ;-pic211,v l~ss ~hzn lOms. Since ~here is no s:vi~ching del2y, bearer p2c~e~s ~vill con~inue to the ~ S ~vjth no intDrrup;io~.

Bre2k before m2ke h2ndovers ~vill typic211y ;2ke l-ss ;h2n ~50 msec. zssuminv 2dequ2;e RF cover2ge .from 2t least one bzse, regzrdless of ~-hether intr2 or inter clus;er.

4.S.3 S-vitch E.(ecution Tim e .~luch oi' the ;ime relz;ed to s~vi;ch execution is 2c;u211y due to tr2ns?or,ing ~rotes ber-een the BS 2nd ihe BSC. For purposes of har.dover 2pproxima~ely 200 bits of si;,naling 2re required. Over 2 64 ~bps be2~er ch2nn-l less tn2n 4 ms is required for tr2nsport. Thus on tne orderof4 ms of op-n inter~21 ~-ill occur. Thc intr2-cluster BSC
s~vitch time is 2 fe~v ten's-of-microseconds in the BSC s~ ch m2trix. Coupled ~vith 2ny 2ddition21 tr2nsport time to and from the BSC's a?plic2tion processor, the entire BSC
s~vitch execution time including transport is typic211y less lhan 20 msec. Since the system is designed to use make before break h2ndover, this should be the maximum loss.
The inter-cluster s~vitching time is partially depcnd~n~ upon delays inherent in the host PCSC 2nd varies from net~vork archi~ecture to net~-ork architecture and are beyond lhe scope of this discussion.

4.9 Land transmission:

The Omnipoint b2c~iaul plan has been de-ised to ;2ke advantage of multiple transport intrastructures. A number of options exist today tor the final switching fiunction.

wog5/26094 21 86G3 1 Pcr/U~9S~ 3soo ' 80 Bellcor- is defining ~h2t i; c211s ;h- "~ene ic C" in;erf2c . Omnipoin~ has 21soder;nonstrzt d the c2p2bili;~ ;o p ovida r.~r,doff directly fro .! ;he CO utilizin~g ISD~!
p~ovisioning A modifica!ion ;o 'le GS.~! Europe2n s~2nd~rd czlled the "A" int~rf2ce (o.
sorn~ti.~ej the ".~-") is li';ely ;o c- piopos~^d for the US rn2r.;et. C)mniwin~ h~s p2r;icipa;ed ~-i;h major s;~/i;ch m~nuf2clu,e^.s 2nd m2jor !oc21 e.Ych2nc comp2nies in ;he planniing znd experi,nen;2tion of b2c!;h2ul into ~ne PSl~'.

The design of ~he fi~ed po'-ion oi ~he Omnipoin~ ~-ireless li,nk places ~ne PST~I-side vocoder, ~vhich cont2ins the eleciric based echo c2ncellation logic, 2t ~he Base S~a~ion con~roller. This allo--s mitig2~ion of all timing 2t 2 unifo;m pl2ce in ~he sys;em rendering ~he sys~em, impervious ;o v2ri2;ion in b2c~;haul s~.2~-gy, such as Cable TV, ISD~', HDSL
or Tl . It should be not-d th2t in ~he case of Cable TV b2c~;haul, ~he B2se St2tion i~self is a concise version of ~h- normal B2se S~2tion 2nd includes a DroDrietary modem in~er~c-~o ~h- c2ble. B2c'.~n2ul is 2ccom?1ished in ~he digi~21 da~2 domain. RF 2nd ~iming conc r~s 2re ~i~ig2~ed by ~he design of lhe B2se S~2~ion ~o B2se S~2~ion con~roller in~erf2ce struc~ure.

Cable TV comp~tibility - The sys~em suppor.s mzily eYis~ing CATV inrras~ructures, as ~-ell as those most commonly propos-d for ru~ure install2~ion, including e:~tensive use of fiber. ~ h BSC's placed 2t the he2d-end 2nd Bzse St2~ions mounted at the CATV nodes, ~he system c2n suppor; ~he ~ypes ot^co2.Y/îlrer ins~211a~ions ~na~ ~vill li~ely be inst211ed to sup?or. PCS, zs vell zs the wide V2rj_ty of other services e.~pected to be offered by ~he CATV industry. Remo;e Antenn2 Drivers (R~Ds) 2nd Cable Antenn2 T-ansceivers (CATs) h2ve been extensi-ely tested by Omnipoin~ 2s a me2ns of co2xial CATV cable ~r2nspo~; to e,Ytend cover2~e .from individ~21 B2se Sta~ions. Omnipoint (in conjunc~ion ~vi~h Cox En~e?rises) h2s demons;r2~ed th2~ vehicular speed handoffc2n be achieved 2cross CA T s 2nd B2se S~z~ions. F~rth-r, one BS coupled ~vith four CATs h2s been sho-~n o provide covc,2ge ~o 153 homes in a ~ypic21 hilly, residen~ial neighborhood.
1.10 Base Station po-vering:

The power transmission m-thod Omnipoint has chosen is of the lo~v voltage DC type ~hich includes a battery backup and a prim2ry po~-er supply remote from the BaseSlation itself. The Omnipoint system h2s been designed ~vith special concern form2intenance, deployment convenience, robustn-ss in extreme environmental condi~ions, e~c. 2nd is redundant in all critic21 are2s. Remote sensing by the OA&M laycr can ascer.ain the condition of an individual resource in the system and dispatch 2 service unit ~hil ~he ailing rescurce operates on bac~;u? c2pability.

WO g5/26094 2 1 8 6 0 3 1 PCT/US95/03500 1 .11 Ca ll H~ ndling Tho Air Interf~ce Signaling me;hod used b~ tr~e s~ s;e.~ fo. -.et~-orl~ 12ye. si~aling is - based upon ~SD~ Q.93 I/A~rSI Tl.607. In c:der to -educe the b~nd~-id h required for ;his si~n21ing 2nd tO 2~ V comp2tibility ~ith th~ prop~ s or an Rl~ lin.'; 2n abbrevi2ted format is used in th~ o~er-the-2ir messaging. Thes: mDss2~es 2.e convelted to the appropriate ~SD~I or other messages 2t the 3SC. .~ 'dition~l sign21ing h2s been 2dded to describe the rich vzriatjons in band~l,idth su??orted, to sup?or~ h2ndo-er, to support rzdio resource allocation and to support authentic2tion.

1.11.1. Terminal Initi~lization At power-up the MS searcnes for 2 B2se St2tion. I he MS thel1 sDizes any 2~2il2ble slo~
and registers with the BS. If the BS 21rezdy has th~ MS registered it simply ac~;no-~/ledges the registration request. If no;, the 3S registers the MS in its stub VLR
2nd sends a registr2Lion request ~lote to the BSC. Once Ih~ MS receives an ac~no-vledgmen~ to its registraiion reques~ i~ releas s t'ne slot 2nd waits for either an aler.
message from the BS or for an outgoing call requesi îrom thD subscriber. Thus, there is no specific se~up channel. All of the important subscriber par2rne~ers are cont2ined in the I~IS
or SIM module attached to the MS. The MS uses 2ny available slot for registration purposes. ~'hile oro2dcast channels exist for other purposes there is no need for a system bro2dcast ch2nnel because available 2nd unused time slots c2n be used to send the common signalino channel a gener21 poll message. Gene.21 poll mess2gDs contain system inform2tion 2nd are an invit2tion for 2n ~vlS to sDize 2 slo;.

A BSC receivina a regis;ration request ~rote upd2tes i;s stub VLR and if the MS is ne~v to the BSC ~-ill send a registra~ion reques; ~o lhe PCSC. All VLR entries in the BS are associated w ith a timer. If no registr2tion hzs be-n heard from 2 I\~S ~vithin the timer period the VLR en~ry for the associ2ted MS ~ill be deleted and notice ~vill be sent to the BSC. ~Ss are responsible for requesling registration on a regul2r b2sis. Since the registration o?eration requires fe~v resources this does not pose a grea~ system 102d, even hen a very large number of MSs wish to register 2t the s2me time.

.11.~ C~ll Setup Delay ~'o inband signaling is used for CAI con~rol purposes. Frames between the BS and MS
units can be used for either of two purposes, user b-arer traffic or signalino information, on a frame by frame basis. Once a chznnel is seized 2n originate-signaling message is sent ~o ~he BS. The BS assigns resources io the c211 2nd tr2nslates the origin2te message into 2 wo95/26094 2 1 ~603 1 p~ 03Soo setup ~!ote. This process includillg seizu.e 2nd ;~.- 2?vrop iz;- 2c;no~vled~r.ent; e, 2 ;ot21 oftnree tr2nsactions bet~-e-n the BS 2nc MS, e2ch o~~-hich ~a~es a slot. Si.nce ~h-svs;em ~vill m2~e use of zny av2il2ble slo;s for t.~ese ;r2ns2ctionS lhe o?eratiorl ;2n ;2.;e ~s litlle 2S 2 ms 2nd 2S long as ~0 m5. ~ he ;ypiczi S'GU'.1C' ~ 2.~' ess than 10 ms.
Comp2red io theinet~vor.~ c211 Se;Up time this d'l2v is ;nsi~lific2nt.

~.11.3 C~ll Termin~tion .~lertino Pl~n .~lerting starts ~-ith the host PCSC. The specitlc oper2tion of the host is be-ond the scop of this discussion but 211 PCSCs ~;eep trac!; of ~-hicl BSC 2 gi-en ~v~S is currently registered. If an MS is not in this registr2tion list it is no~ 2v2il2ble to ~h- sys;em. Hos;
VLR s 2re kept u?dated by regis~r2tion messages p2sscd u? the hier2rchy by ~he BSC s.

When 2 BSC receives a setup message from the hos~ PCSC it loo~s up ;he loca~ion of the addressed MS in i~s stub VL2. If the MS is r,o; fo~ nd then the BSC retl!rns an error to the PCSC and aborts the c211. Other viSe the BSC sends 2 setup ~lote to the BS to ~vhich the MS 12st reponed. If a ne-v registr2tion r-cLest is recei-ed by !he BSC -hile t;le setu?
is in progress the BSC resends ~he set~!p ~o;e to ~h- n--v BS.

~'~hen the BS receives the setup ~lote from ~he BSC it sendi an 21erting message over one of the available slo~s.
~Vhen the MS is not p2rt of a call conn:ction it du;- cycles on 2 predet-. mined b2sis.
Each duty cycle it ~va};es up and checks ~he polling loop of its BS for alerting mess20es destined for it. It sees no 21erting traffic or if a ~imer e.~Di es it reen~ers ~he dorm2n~
rnode. If there is 2n alerting mess2~e present for th~ ~S tne MS responds ~vith an aler~
response. The ~IS then audibly 21erts the subscriber.

Since the MS is 2ctive for only a small portion of ;he ~ime ~he alerting mech2nism is po~-er economic21.
~.lZ Terminal l~Iobility ~ n~etnent 4.1~ Iobility i~Ianagcment Plan Most of the mobility manaoement plan has been pre- iously described in the sections on handover (4.g) and c211 handling (4.1 1). The basic location mechanism relies on MS
registration. Essentially every time a MS moves its allegiance to a ne~v BS ~vhether durin~ a connec~ed call (handover) or ~vh jle the MS is ~vaiting for 2n evcnt (registration) W095/26094 2`1 86031 PCI/US95/03S00 the .~IS regist-.s ~ith the ne~v BS. The BS updztes its VLR zr.d if the .MS ~2S no:
previously regis;Dred ~-ith ;he BS ;hen ;he ~3S send; no;i.rlc2tiOn oi registr2tion to the BSC. Tr.~ BSC U?d2tes i;s VLR io reQ~ct ;he ne~v loc2;io~ of th~ MS 2nd sends noii~lc2tiOn to ~h hos; PCSC. iîîCOmi~rlg c211s are rou;ed ;o ~,e 2pproprizte ~S o- using the BSC stu~ VLR. .~ h2nàover 2utom2tic211y im~ol.;es the same sequence ~s regis;,2tion.

The ac;ion of i"e PCSC 2^d i;s rel2tionship to o;her svstems is beyond the scope of ;his discussion.

412 -' System In ter--~orl;ing The system is desi~ed to be coupled ~o 2 number of di,.fe.enl host PCSC's. In this c2p2ci~. the system relies "?on the in;er-vor!;ing n!nction2!ity of the host sys;em. The prime e,Yception is the czse of host systems ~vhich do not provide the c2p2bili~y of terrnin21 3SC initi2ted h2.-~overs. In this case 2 lin}; must be built from the termin21 BS
to the o!iginatina BS in o.cer to effect h2ndo-er. An X.2j link or Q.93 1 user inform2~ion mess2ges are e.Y2m?1es of ho~v tnis migh~ be done. Any fur;her discussion of inter~,orking must fzll on the host system 2,nd is beyond the scope of this document.
4.13 Spectru m Sha ring 4 13.1 PCS-to-OFS

Omnipoint's zi. inte..'2ce is desigiled to promote spectrum shzring ~-ith OFS users;
?articul2l Iy in the e2rly st2ges oi PCS deployment ~vhere c2paci;y is less of 2 concern.
Although rnany OFS lin.l;s ~Vill s;ill have to be mo-ed for most of the PCS allocations, th Omnipoilnt's sys;em fzr fe~ver OFS lin!~s ~vill require reloc2tion. Key sharing fe2~ures iaclude:

Direct Sequence Spread S?ectrum to lo~ver spec~ral densi~y and avoid concenlrating energy in rel2tively few OFS narro-vband vojce channels 83% of all OFS users employ multiple very n2rrowband zn210g SSB-SC-~I~ signaling formats that are in~erference spectrum preserving. Consequently, n2rTo~vb2nd in~erference sources can couple into a r^la~ively fe~v voice channels 2nd viol2tc !he TSB I OE or cause major corruption at lo~v po~-er levels. In some cases, the en~ire OFS link can collapse due to spectral concen~r2tion from narro-vb2nd PCS transmitters hit~ing particul2rly sensitive frequencies such as lhe pilot frequencies or con~rol channels. These sensi~ive frequencies vary ~-ith every OFS lin~;.

wogs/26094 2 1 8603 1 P~ S103S00 TD~ TDD such ;h2t onl~ onD !ran;mit;er is 2c~i;e at 2 gi-en ;imD ~-i;hin 2 cell';
specific RF frequency. Po~ver coes no; 2g ,ega;e ~-i;r.in 2 cel!, ;hus effec;ive ?o~ver coup!ing into polen~i21 ~ictim ;)'S recei;e.; is no; 2 fiinc~ion o~ the number of users 2cti i e. This is completel v dif.~.-nt from FD.~-o. iy and C~ i-only systems.

TDD so the Omnipoint sys;em only needs ;o ~Ir,d one unused frequ-ncy at any given cell loc2;ion. Systems emplo~;ing FDD a?pro2ches Will need ;o fnd t~vo frequencies in order to o?erate at a given loc2tion. In nigh O~S density re~ions, only about 50% of the lin.l;s follow stand2rd S0 ~IHz sp2cing. Statistic211y, thD use of TDD for PCS can more than triple the prob2bili~y of findino 2 non-interfering RF channel 2s comp2red to I~DD.

MSs listen before t211~. MSs tr2nsmit using !he same frequency 2S the corresponding Base Station. Given th2t B2se S;2tions have beDn coordin2~ed wiih OFS users, there is little li';elihood of 2 MS mist2~;enly ;urning on 2t a d2m2ging frequency.

Directional Antenna Systems reduce required EIRP out of MlSs 2nd provide spatialavoid2nce of B2se Station tr2nsmissions. In problem2tic sh2ring environments, Base St2~ions coupled to highly direction21 Base Station 2ntenn2s will oper2te 2t lo-v EIRP and avoid pointing 2t the ?otenti21 victim OFS receiver. Omnidirectional MSs will operate at very low EIRP since the B2se St2iion's 2ntenn2 g2in ma.~es up .'or excessive path loss.

4. 13.~ PCS-to-PCS

Inter.ference from or.- PCS syste:T to 2 2noth-r ?CS system is highly dependent on the n2ture ot the systems th~; 2,e to b- coordir.2ted. Given th2t ihe FCC h2s very recently issued rules on out-of-band emiss;ons requiremen s, Omnipoint declines comment on this subject 2t this time.

4.14 User-Provided Home Base Units:

The Omnipoint plan provides for ~11 suppor. of user provided home bzse units, ~'/ith MSs that are tully compatible in the public, priv2te and business (PBX, Centrex, etc.) domains.
Omnipoint's uniquc ability to use one handset and CAI for either licensed or unlicensed frequencies fulfills the requirements of the PCS vision. Omnipoint's handsets and Base St2ticns oper2te in either the ne~v unlicensed PCS bznd at 1890-1930MHz or at the 2.4-2.48~5GHz unlicensed b2nd, thus providing over 1201~Hz for unlicensed applications.
PS~' in~erface capabilities ~re supplied Vi2 2 typical RJ- I I interface, with ISDN and other interfaces to be suppor;ed 2S rDquired.

Pcr/u~slj3~oo w095/26094 2 ~ ~ 6 0 3 1 E.Yam ple .~Iodel .~re~ Deplo~ m en t:

.1 System C~p~ci~y 4. 1~. 1 .1 Tra ffic Cap~cit~

E2ch RF Channel Uni; supports U? to 32 lCull duple.Y voice channels using 2n ~ Kbps vocoder 2nd up to 64 f-ull duplex voice ch2nnels slîlo 2 4 .'~bps ocoder. .~lso up to t-vice as many voice ch2nnels per RF ch2nnel can be suppo~;ed using oice 2ctivity detection (VAD)12 After allo-ving for v2rjous ov.!he2ds, e2ch 3~ user R~ Channel Unit c2n deliver appro.Yim2tely ~0.7 Erl2ngs 2nd e2ch 6~ user RF ch2nnel can deli-er 45.9 Erl2ngs. Thus, the ma.Yimum delivered Erl2ngs pe, cell in 2 sysi~m ~vi;h three cell sec~ors and only one RF channel per sec;or is 2ppro.Yim2telv 137.7 for p~rposes ot^these models.
Tr2 fic czp2ci~y is reduced if necess2r~ to sup?or. higher ce!l r2dii ~s indic2~ed in Scen2.ios IA 2nd IB.

i.l~.l.~ Information Capacit~

Each RF channel can deliver up to ~56 Kbps full du?lex or 512 Kbps half duplex.
Although using a six sec;or cell the maximt!m d2t2 c2p2cily per cell is 1.~36 I'vIbps full du?lex or 3.072 I~Ibps half duple.Y, for zll a; zched modeling, ~-e assume a m2ximum o~
ihree sectors per cell 2nd thus a maximum d~tz c. p2city of 768 Kbps full duplex and 1.~o6 Mbps h21fduplex.

1.1~.~ Assumptions for l~lodel .~rea Deployment ~Vithout agreement on key assumptions, allo~ving e2ch PCS system vendor to present their o~vn Model Area Development Scenarios will not facilitate valid comparisons of different PCS systems. Differences in assumptions reoarding reasonable antennae heiohts, propagation and 2ttenu2tion models, Erlancs per subscriber, 2nd the population density of the areas to be covered ~vill dr2m~tic211y zffect deployment models. ~ore I ~ To be conserva~iv: ~ve do not assume V,~D is uscd in Ihe ~ollo~vin3 ccll sit: modeiing. Furthen Jnd 2iso 10 maintain a conserva~ive vie~v, ~e 2ssu;Tle a r,nz.~imum of one ~F channel pcr scctor and a ma.~imum of thrce scctors pcr cell.

wogs~4 2 ~ ~ 6 0 3 ~ PCr/US9S103S00 import2ntly, ~-ithout cos. intormztion i; is ne~r!v i~lpossib!e to char2ci-rize a ?CS
system.

?erhzps the most signific2nt 2ssum?tion con;2i.n d i:l ihe JTC speci~lc2tion, i; the r-quirement ;o 2ssume thzt a single ope,2;0r 2chie-es subscriDe. ?en-;r2;io,l r2tes eq~21 to 10% of the po?ulation and 12ter ~0% of ;~,~ popul2tion. Considering tl"2; cellul2r operators hzve 2chieved pene~ra;ion r2;es of only 2-3% of ~he po?ula~ion after more th2n 10 years 2nd Lh2~ 6-10 ~vireless service c?erz;ors could be competing in each m2r~;et, i; is highly optimistic to 2ssume that 2ny one PCS oper2tor 2chieves ~0% Denetration.
Further, by choosing 10% penetr2tion 2s the st2rting poin; for model comp2risons, the JTC has ignored the costs and infrastluciure implic2tions of both building out initi21 coverage as ~-ell as 2chi-ving only 2-7% pene;r2;ions.

Given the e.~;tremely competitive environment cre2;ed by so m2ny licenses, the greatest risk facin~ a ne-v PCS entrznt is the ini;i21 c2?ital costs jus; to provide basic coverage before 2ny subscribers corne on line. Ho~-e-er, per the JTC's request, ~re present sever2i ?ossible scen2rios belo~/ for the defined 10% 2nd 20% penetr2tion cases.

For all c2ses, ~ve 2ssume 2 medium size ciiy consisting of 2 core urb2n 2re2 of ~2. j squ2re miles with 2 population of 500,000 and 2 suburb2n 2re2 ~ith 1,500,000 people for a total population of 2,000,000 occupying a tot21 2rea of 1367.5 squ2re miles. We hzvc used H2t2 Large Ciiy Urb2n 2nd Suburban prop2g2tion models, respectively, since the 2ntenn2e heights 2re 2bove ¢0 feet in 211 c2ses ~nd these H2ta models zre easier to hl.plement for this introductor~ ph2se of the JTCs modeling requiremeni. All scen2rios 2ssume 1 W2tt pe2'.~ h2ndset po~ver .4.ssumptions ~eneric to 211 r; ode!s ~'umoer o~ users: Period I (10% Period 2 (20%
Pen.;rz;.on) PeneIr2tion) Urban 50 000 100 000 Suburbs 150,0Q0 300 000 To~al 200,000 400,000 Ch2nnel Model Sh2do-v fading: 10dB in Do~ n;o~vn/lJ'rban, 7dB in Suburbs Doppler shift: not 2pplic2ble Dyn2mic beh2vior of Sm211 sc21e R2yleigh f2ding, 2-3 ~sec del2y spr-2d ch2nnel:
~oise: Gaussi2n therm21 nois-Interference: From own cells only Port~bk antenn2 hei~h;: 6 ft.
Cover2ge 99% Outdoor, S;% Jndoor Urban, 70% Indoor Suburb2n Traffic mix: The system contlgur2!ions in 211 scen2rios ofier full, vehicul2r speed mobility to 211 subscribers. The needs of 2ny stationary or ?edestri2n subscribers are a subset of the services offered by this hll mobility svstem.

Indoor Coverage Occasi~na! ~r!50nr Usoge The system configur2;ions shown in the follo~ving scenarios provide 99% outdoor coverage. Assuming a 10dB attenuation loss from penetrating buildings, the same system conf1gur2tion yields indoor cover2ge of 8~% in the Downto~vn and Urbzn areas and 70%
in the Suburbs. This level of cover2ge should suffice for the situations vhere the subscriber occasionaliy w2ntS to use the MS inside a lobby, a parking garage, or a friend's house. This type of US2gC is assumed in the follo~ving Model Area Deploymcnt scen2rios.
In~r Office rlsoge The Omnipoint system architecture allows 2 single I~SS to operate on both a public, licensed PCS system as uell as a private, unlicensed system (such as an adjunct to a ~vireles5 PBX, Cen~rex or ~;ey system). Omnipoint's system, as noted, can access over 120MHzofunlicensed frequencies(l890-1930MHz,2.4-2.4835GHz). Omnipoint's wogsl26094 21`~6031 PClrUS9S/03SOO

m2rke~ rese2rch sho-~s th2t subscribers ~Vill ~-2nt ;o o~-n 2nd ooer2te th-ir o~n B2s-S~a~ion; ~vhen they 2re using their .~IS in thDir oftîces. Ti~ s viriu~lly !equires ~he us~ or^
unhcensed frequencies. ~Ioreove., business-s do .-.o; ~v2n~ tO p~y 2ddi;ionai per minu~e ch~rges for ~ireless service inside the off,cD 2nd the~ require ~-irelir~ al!21i~y se~ices ~-hile at the office. Businesses ~Vill therefo,e reaui.e ~-ire!ess adjuncts th2t ~Vill pro~ide hiohDr quality (e.o. ADPC~ virelcss se,~i;D throushout the office are2 for use ~vith tho s2me handsets that can be used in the public licensed PCS frequencies. OnLnipoint's ~vireless PBX 2djuncts 2nd indoor CAI provices ;his dual mode access today.

In~r Resi-tential Usase ,\~any PCS service oper2tors ~vill loo'.; to provide s-rvices for the residenti21 mar~;et.
Omnipoint ~I/ill provide ~CS service oper2~0,; ~-i;h ~hree ~-2ys of deploying such services. One ~vay ~vill be to provide io~v cost hom- Bzse Stations such that the same h2ndset; used ~-ith the outdoor public PCS net~vor'; can oper2te as a cordless phone ~vi~hin the residence on unlicensed frequenci-s. A s-cond ~v2y iS to configure the PCS
system to provide in-building pene~r2tion 2nd very high cover2ge/c2p2city targets. The third is to provide norm21 outdoor co~erzge znd insiall 2 "~vireless loop access box" on the outside of each residence (o, cluster of residenccs). This box ~vould allo-~/ a subscriber to use all the exis;ing phones 2nd ~-iring inside ~he house, but still use the PCS
network.

Scen~rio IA -- Cellular-t~pe Traffic at 10% penetr~tion.

One ?ossible PCS service go21 is to reduce the numoer of cell sites for initi21 deployment 2nd ;o 2void cell split;ing or o~her cell si;e u?a.2des out to 12rge percent2ge p:netration r2tes. In Scen2rio IA ~-e sho-v one possibl- configur~tion ~vhich ~vould provide prim2ril~
voice tr2ft1c for cellular type usage requiremcnts but ;vith 99% cover2Oe, yet ~vould not require cell changes out to 10% penetration.

Per the assumptions sho~vn below, this scen2rio ~ould require only 9 cells for the Urban tr2ffic 2nd 24 cells for the Suburban tr2ffic. ~lote that because the Suburban cell r2dii are 4.23 miles, ~ve reduce thc avzilable number of lime slots from 32 at ~ Kbps to 29, and from 64 2t 4 Kbps to 58. Thus the cells 2re configured to provide a maximum of 123.7 Erl2r.gs per cell cach, using three sector cells.

wog5~94 2 1 8 603 1 Scenario 1~ Urb2n Suburban B2se S~atiorl antenna 100 ft. -- Class ~ 100 ~.. -- Class 6 height: B2se S;2tions ~3ase S;ations Probability of blocking: 2% ~%
T,af~lc per user: .0~ Erlangs/subscriber .02 E-lzngs/subscriber ~umber of Cells 9 74 umber of RF Channels '7A 7~
~umber of BSCs ; 10 Scenario IB -- Cellul~r-t~,pe Tr~ffic ~t ~0% penetr~tion.
Assuming similar cellul2r-li~ie traffic requirements 2nd a conservative maximum of three RF Channels per cell as in Scenario IA, the traffic 2t 70% pene!r2tion can be provided by 18 cells in the Urban area and A6 cells in the Subu.ban area. Note that because ~he Suburb2n cell radii 2re 3.0 / miles, ~ve ch2nge the 2vail2ble number of time slots from i~
2t S Kbps to 30, 2nd from 64 2t A Kbps to 60. Thus ~he cells are configured to provide a maximum of 1~9.3 Erlangs per cell each, using thr-e sector cells.

Scenario IB Urb2n Suburb2n Base Station antenna 100 r. -- Cl2ss 4 130 R. -- Class 5 hcight: Base Stations B2se S;ations ?rooability of blocking: 2% 2%
Traffic pcr user: .0~ Erl2ngs/subsc.iber .02 E.12ngs/subscriber ~iumber of Cells I S 47 ~lumber of RF Ch2nnels 46 139 ~tumber of BSCs 3 10 For both Scen~rio IA and IB, Omnipoint's system costs can be provided for undcr 5~0 per subscriber. This does not includc cell site acquisition or pr:paration costs.

Scenario II -- Zoning Board Constrained Deployment.
The relatively small number of cells sho~vn in the above Sccnarios presumes that local zoning boards ~vill permit Ihe cons~ruction of many 100-130 foot towers. With the potential for 6-10 vireless operators per city, this could mean up to 650 100-130 foot to~vers in Scenario IB above. Just the threat of this proliferation is likely to cause zoning boards to severely constrain the construction of ne~v towers for any new PCS entr~nt.
.

PCrtUS9S/03SOO
woss/26094 ~ ;~ I

In tnis Scen2~io I~ ~4e 2ssume that the PCS oper2tor is cons~rained ;o m~ximum 2n.enn2 heights of 40 ie~t We fiurther assume that lo--er g2in an~enn2s are used to reduce installation "real est2te" 2nd facilitate obtaining cell sites. This results in cell radii of ~only 1.7 miles in Suburb2n areas :~nd only .36 mi!es in Urb2n areas.

In this Scen2rio II the PCS net-vor'.; is purely cover2ge limited, not cap2city limited, since ~7 cells 2re r.eeded ;o cover the Urb2n 2rea 2nd 797 cells to cover the Suburban area.
Even ~vith only one RF channel per cell there is 2mple cap2city to support 10%
penetration of the population at cellul2r~ e usage levels.

At 70% penetr2tion the Suburban 2rea traffic c2n still be supported ~ith only one RF
channel per cell ~vhile the Urban area ~vould require slightly less than t~vo RF channels per cell.
Because Omnipoint's lower c2p2city/shor~er rznge C12ss 3 2nd 4 Base Stations areconsiderably less expensive than Class ~ 2nd 6 Base Stations, the costs per subscribe, remain very similar to those in Scenario I. In fact, the cost of Omnipoint's system per subscriber 2t 20% penetr2tion is 2ctually lower in Scenario II.

Obviously, 'nowever, many more sites must be obtained and interconnected for Scenario II. But Omnipoint's micro Base S~a~ions can be 2S small as ~" x 6" x 9", which substantially reduces the problem of obt2ining and construc~ing cell sit:s. Omnipoint's Base St2tions have been strand mounted on telephone 2nd cable TV lines and installed inside standard CATV line amplirler boxes. Thus, for PCS operators ~vhich can obtain lo-v cost bac!~i2ul from such net vorks as cable TV providers, LECs, CAPs, e~c.
Omnipoint's micro i32se Station 2ppro2ch c2n be very cos~ effective.

I f the aver2ge cost of obtaining sites and building 100-130 foot towers, etc. is S 1 00K-5120K in Scenario I, then the total site costs in Scenario 11 ~vill be less, as long 2S the cost of obt2ining sites on existing 40 foot structures (for a 4"x6"x9" micro Base Station) is less than an average per site cost of roughly S20,000.

~'ote that because the Suburban cell radii are 1.2 miles, ~ve reset the number of time slots to 32 2t 8 Kbps, and to 64 at 4 Kbps. Thus the cells are configured to provide a maximum of 137.7 Erlangs per cell eaeh, using three sector cells.
.

W095/26094 2 1 ~ 6 0 3 1 PCTlUSg~./03500 Scenario II Urb2.n Suburban Base S~atio!l antenn2 -.0 R. -- Cl~ss 3 BasP 40 R. -- Cl2ss ' Base heic~ht: Stations Stations ~ Probzbility of bioc~;ing: ~% ~%
Traîfic per user: .02 Er!~ngs/subscriber .0~ Crlan~s/subscriber i~lumber of Cells 57 297 ~umber of RF Ch2nnels j7 ~97 (~ 10%
~1umber of RF Ch2nnels 96 297 20%
~lumbe, of BSCs 3 10 Scenario III -- The "Fi.~ed" Cost PCS RF i~,'eh~ork.
If due to either ~oning r-quirements or simply the 2bility for a PCS operator to obt2in ~0 foot cell sites 2t low enough costs (2nd interconnect large numbers of cell sites ine,Ypensively) results in a network deployment 2s shown in Scenzrio iI, then this networ'~
c~n support very high per subscriber Erl2ng requirements.

For e.Y2mple, even at .07 Erlangs per subscriber, no additional cells are needed in either the Urban or Suburban 2re2s out to even the ~0% p-netration Icvels. ~lore importantlv, the m2rginal cost of 2dding 2dditional subscribers is extremely low. Bec2use A) the c2p2ci;y at th- RF Ie~el of the initial deployment is so hiSh and B) the cost of adding subscribers is only 2 fr2ction of the cost of 2dding vocoder transversion cards and line c2rds 2; the B2se St2tion Controllers, this deployment of Omnipoint's PCS Systemrepresents 2 12rgely "fi:~ed" cost approzch to providin g PCS.

It used in conjunction ~vith low cost interconnection facilities, this Scenario represents the optim21 method of dramatically lowering the true per minute costs of providing PCS.

Reczll ;hat any PCS technology ~vill have to have hundreds of cells if the zoning boards constrain PCS operators to antcnna height limitations of 40 feet. Thus, a uniqueattribute of Omnipoint's architecture is the choice of very low cost and small si~e, high c2pacity, micro B2se Stations. Costs per subscriber remain well under S~0 per subscriber ror Omnipoint's portion of this high capacity net~.York, and the marginal costs pe r su bscri ber remain extremely iow.

WO 95126094 ;~ 1 8 6 0 3 1 PCI/US9S/03S00 Scenario I~ Urcan Suburba.
B2se Station antenna 40 rt. -- Class 3 aaS~ ~o l~. -- Class ' Bas~
height: Stations Stations ~Probability of blocking: ~% 2%
Traffic per user: .07 Erlangs/subscrib~r .07 E~!2ilgs/subscriber l~lumber of Cells 57 ~97 Number of RF Ch2nnels 76 ~97 10%
~umber of RF Channels 153 458 20%
~lumber of BSCs 3 10 In real ~vorld deployments, there will almost certainly be 2 mix 0~2ntennae heights and ~ypes. Omnipoint provides six classes of B2se St2tions for ~his purpose. The ability to use sites on high buildings as well as micro B2se S~ations on inconspicuous mountings ~o fill in coverage or capacity holes is key to Omnipoint's approach.

4.1~.~ CDi~IA Capacity ~eduction Factor:

Since Omnipoint's PCS System does not use the cod:s to multiplex users within a cell, and does not use 1~1=1, this ~uestion is only relevant to the co-channel reuse factor.
Further, because of time slot interch2nge, power control, and directional antenn2s, this an21ysis is very different than for other CD~A syst~ms. Th~ above cap2ci;y calcul2tions alre2dy factor in a C/I = 6dB a~ 1~1=3.

4.16 Band~Yidth Expansion i~tethod .Spreoding Code 1023 tQ 8191 ~lum~er Qf CD~es 48 Code Re-llse 3 cell code/~e~uencv pal~ern 4.17 Synchronization requirements 4.17.1 System Synchronization w095/26094 2 1 8 603 1 Pcr/u ~5~3500 ~.17.1.1 Base Station Controller to PCSC

The PCSC is some~vh2t generic in n2ture as tnis ~unction C2-1 be filled by a v2riety of offerings avail2ble today or soon to be z~2il2ble In ihis document PCSC can be ta~;en to mean any digital s-~/itch based s;n;cture ~vhich pro~ides the PCS to PSTN interf2ce services such as bac~;haul of oice and d2ta, HLR, VLR, OAM&P, etc.

The Base Station controller can be connected to the PCSC by various means including conventional digital inter~aces av2ilable today such as ISD~I BRI or PRI, Tl, or HDSL.
The only synchronization required at this interf2ce is the usual alignment required by Ihese transport systems.

4.17.1.2 Base Station To Base Station Controller - Oata Synchronization The Base Sta~ion to Base Station controller interf2ce can be an Omnipoint proprietary interface based on HDSL transport, or an ISDN BRI interface, Tl or other digital means.
In any case a digital interface is involved ~vhich requires clock/data alignment inherent to the transport method. Additionally, a GPS receiver is used to extract 2ccurate Coordinated Universal Time (UTC) one second clock ticks 2nd these are sent up the line to the 8ase Sta~ions for frame 21ignm-nt.

4.17.1.3 Base Station To Base Station - Frame Synchronization In order to minimize the inter~erence potential, the Base Stations transmissions are synchronized. The timing fid generated at the Base Station controller is used by the B2se Station for this purpose. Additionally, since the Omnipoint system is a TD~AJTDDsystem the OA&M infrastructure can gather statistics on Ihe quality of individual time slots within bases and can take the action of retiring slots ~vhich have some chronic interference problem to minimize the inef~lciencies associ2ted with chronic interfercnce ~voidance hand-offs. To enable this po~verful m~intenance capability, absolute frame alignment is required and provided by the one second UTC liming fid.
4.17.1.4 Mobile Station To I3ase Station The Base Station provides the basic loop fiming by frequency locking to thc Base Station controller in~erface clocks and combining the UTC one second fid to uniformly begin W0 gS/26094 ~ 8 6 3 3 1 PCT/USg5103SOO
., each basic loop 2nd each transmit llame ~ithin tha; loop. The l~obil~ Station fre4ue;lcy locl;s to the Base Station symbol transmis,ions and .ram locl;s to the 3zse Station tran~e trar.,missions.
-4.17.1.~ Handover Handover is accomplished, by the Mobile Station, by synchronization ~-ith and interrogation of adj2cent bases in order to ascertain suitability of those bases. Parameters such as signal strength, channel integity (error rate), base traffic loading, etc. are incorporated, by the Mobile Station, in the handove. decision. The Mobile Station to Base Station synchronization mechanism is discussed else~vhere in this document.
~.17.2 Re-s~ nc method Items 1-4 above arc d2ta synchronization processes only and are not impacted by re-synchroniz~tion issu-s. By naturc of it's d:sign, the Omnipoint CAI allows tremcndous flexibility in the Mobile S~ation to affect it's communic2ting environment. ~e Mobile Station synchronizes with a Base Station by listening ~or an invitation to communicate in the form of a general poll for registration and c211 initiation purposes, and specific polls for final synchronization and incoming call receipt purposes. Far more detail on this process is provided else vhere in this document but suffice it to say that the Mobile Station only d.ops a c211 when no avail2ble Base Station c2n be heard or the ?-~Iobile Station user te,minates thc call.

4.17.3 Clock Sl;ew Tolerance Clock ske~v is not a problem any~vhere in the Omnipoint syslem as all subsystems are frequency locked to all adjacent subsystems.

4.18 Impact of distributed antenna system Omnipoint has had extensivc experience using Remote Antenna Dr;vcrs (RADs), especially for usc with the cable TV network. ~n addition to the analog RAD approach, Omnipoint has developed a proprietary experimental CAT (Coaxial Antenna Transceiver) technology to allo~v for the c:ctension of coverage from a Base Station in cable TV
deployment scenarios. This experimental CAT technology has been shown to providecost effective deployment of PCS to cable subscribers, ~vhile providing full function~lity including handoff and vehicular mobility. ~or eXample, one Omnipoint Base Station and four CATs covered 1~3 homes in ~n experiement conducted in :1 typical residential suburb. I he CAT 2rchitecture c2n also elhnin2te the delay limitation5 other~vise found in TDD systems by decou?ling the over-!he-2ir protocol from thebac~;h2ul protocol. Additionally, Omnipoint's Base Sta~ions and/or BSCs can be moun;ed zt flber nodes.

~lote that because Omnipoint's 3ase Stations can be so small ~4",Y6"X9") and lo-v cost, they can be used instead of"repe2ter" technologies. Repeater techniques do not provide any capacity but are simply extensions of a Base Station. In contrast, each Omnipoint micro Base Station can provide up to 64 channels. (~T nipoint's ~a~e Stations are the onlv PCS ~a~e ~tations minizt~ri7ed to the point ~vhere thev can be in~talled in~ide st2nd2rd cable TV amplifier boxes.

4.19 Other inform~tion Because Omnipoint's system is designed to take adv2ntage of the properties of wider bandwidth signal form2ts (for example, S MHz to 10 IvlHz as discussed here and in Omnipoint's experimental repor.s), Omnipoint's system specification for operation at 1.9 GHz are very dependent on the FCC's final technical specifications for PCS. Because Ihe FCC's technical recommendations for 1.9 GHz PCS were not available until five business days before this JTC submission was due, Omnipoint may change various parametersdeflned in this document.
Additionally, because Omnipoin;'s 2p?roach lends itself to such flexibility by the PCS
ser~ice operator, Omnipoint may propose more than one altemative implementation of this system. For example, some potential PCS service operators have requested that Omnipoint explore variations to the basic architecture including using lower data rates and fe-ver time slots per RF channel to increase range, etc. Omnipoint already has r vo vers jons of the system under development which implement tradeoffs in these parameters as well as offering a further significant reduction in costs with some reduction in capacity.

As befits any true standards effort that allo-vs participation by the servic: providers, Omnipoint encourages potential PCS license holders to present their priorilies with respect to the service trade-offs discussed above.

wogs/26094 ' 2 1 8 ~ G 3 1 PCIrUS95/03500 PCS~ OOO S- stem ~:)esi~n Specif:c3tion an~ JTC PCS Standard 1. Iotroduction I . I Scop: 2nd PurDos:

rnis .~me.ic2n ~i2tion21 Si2nd2rds ins~iru~e (.~TSI) In~erim S~2nd2rd (~S) h2s b::~
produced bv ~he Hybrid CDI~ / TD.' L'- Technic21 .~dviso y Group (T.~G) of ;:~ eJoin; Tecrnic21 Commir,ee (JTC). This A~iSI Ir.;e.im S~2nd2-d d:scrioes ~r.e ?CS~000 sys~:m design ~-hich w2s pion:-red by ~he Omni?oin~ Corpor2tion for use in Ihe United S;2t:s P:rson21 Communic2tions Ser~ ices (PCS) t -quency b2nds. Tr.is !nt:rim S;~nd2rd co~,:rs PCS~000 s-s;em impl:m::l;2!ion znd oper2;ion in ~e 1850 ~o 1990 ~Iz lic:nsed 2r,d unlicensed ~equency b2nds, wi;hin the .~.meric2rl ~'2tion21 St2nd2.d ?ublic ;:I:communic~!ior.s ne.~or'~.

rnis IS doct!m:nt includ:s both in;roduc;orY rr.2;eri21 suit2ble for inform2!ion21 ?urposes 2nd tecnniczl specific2tions ;-hich 2re sui;2ble for us- 2s 2n .~Si s;2nd2l d.

Refe.:rlce is m2de in this IS to ~2rious other ~'ztion21 2nd In;e-n2tion21 s;2nd2rds 2s sumrn2rized in the Appcndix.

Wo gsl26094 2 1 ~ 6 0 3 1 PCr/USg5/03500 1.7 Key Features of the PCS'000 Design Approach Ornnipoillt employs Direct Seouenco ~pre2d Spectrum (D~SS) -ith ~ime Di-ision .~ultiple Access (TDMA) for PCS digital communic2~ions Rr links. PCS2000 provides solutions to the problems that confront PCS system developers. First, it mitioates the problem of interference with OFS users ~ithin or near the PCS
opera~ing area, allowing rapid, undelayed PCS system deployment. Second, the use of Ornnipoint DSSS helps mitigate the PCS link perforrn2nce degradation caused by multipath propag2tion conditions e.Yperienced in ty?ical mobile PCS
environments. Third, PCS~000 accornmod2tes the full range of mobile hand-off conditions including those 2t freew2y speed. Fourth, it perrnits use of a bandwidth efficient fre~uency reuse f2ctor of ~1 = 3. Finally, PCS2000 uith Time Division Duplex (TDD) provides the lowest cost, least comolex imolemcntation of multi-user PCS systems. Up to 32 simultaneous users per RF chanr.el are accommod2ted, and 2 vari2ble dat2 rate up to 2~6 kbps (full du?lex) is available tO
any user.
1.3 Oveniew of PCS Sendces, Features, and Functions Pro~ided rnis section provides service, feature, and function details for the PCS2000 System(s). However, as noted previously, Omnipoint cannot yet relcase de~2ils about s~vitch platfroms that -ill be provided through Ornnipoint's infr2structure p2rtners. As these rel2tionships are finalized, this inforrnationwill be m2de avail2ble.
rne PCS2000 System(s) provides a full array of voice and dat2 scrvices th~ough its radio access and transport system. The following provides specific intormation regarding services supported by the PCS2000 system(s).

w095/26094 ;~1 86~3i PCT/USgS/03SOO

1.3. I Voice Ser- ices The PCS~000 System(s) c2n pro-ide 12ndline qu21ity voice ser~ices to the end user for wireless 2ccess to the networ~;. Desi~n objecti-es for the system(s) require tr2nsp2rent oper2tion for user-to-net ork funetion21ity including DT~I~ tones for inter2cti-e services, musie on hold, 2nd the provision of 2ctive call fe2tl!res ~hich rem2in intact even after a hand-off bet~veen cell sites. Different levels of voice qu21ity ean be provided by the system(s) by allowing a user to ehoose his vocoder rate in inerements of ~
~bps. In the future, even lower voeoder r2tes without any ch2nge to the B2se Slations or the CAI.
Users of Ihe PCS2000 System(s) in a networl; configuration ean plaee calls in the szme way as to the way czlls 2re pl2ced from wireline or cellular telephones. Omnipoint today provides handset interf2ces that 211O~I~ for either cellul2r-li~e c211ing (entering the number then pressing a c211 button to commence c211 set-up) or PST~-like calling (off-hook di21 tone and DT~ tones for each digit). The ex2ct implement2tion of the user interface is programm2ble and c~n be re2dily customized for the service operator.
1.3.2 PCS2000 PCS-Su?ported Scenarios PCS to PCS Calls: For PCS calls, the c21!ed p2rry number will be identified by the PCS B2se St2tion Controller and PCSC 2s reauiring a terrnination within the PCS ner~vork, eliminating the need to go through the PST1~r. Upon receipt of the c211er ID and the destination address, the PCS
nerwork regis r2tion d2tabase (SCP/HLR) is queried to find the eurrent loeation of the desired par;y. If found, the call is routed to the 2ppl0pliate PCS B2se Station and completed. Optionally, a voice mail can be leR or network routing to 2n alternative terrnination can be provided.
PCS to Local PSTN: If a call is m2de to a local land line phone number,the PCS Base Station Controller forrnats 2nd routes the voice traf~le to the PCSC or directly to the loeal CO Switch, usually via a Tl trunk.
Long Distance Calls: Long distance ealls made by PCS subseribers will be routed directly by the PCS B2se Station Controller or via the PCSC to the inter-exchange c2rrier of choice, byp2ssing the LEC.
Serviee Aetivation: The PCS2000 System(s) will provide for service activ2tion via a PC interf2ce to the appropriate net~vork or system database.

wo 95/26094 2 1 8 6 0 3 1 P~-l/u~9s~3~00 -This interface will be 2vail2ble to s21es ?eo?le for direct acti-2tion of ne~v subscribers in real time. Subscriber in~erfzces to tne net vork .or changing - service status or for initial activ2~ion could be su?ported by Omnipoint a~ a future time.
Voice services provided by Ornnipoin~ ~vill be av2il2blo to end users in both mobile and non-mobile en-ironments. The PCS2000 System(s) is cap2ble of supporting a mi.Y of B2se Station types that will enable the us- of both microcells and macrocells for con~iguous wireless coverage and this is signihcant since PCS is often mistakenly considered to consist of onlv non-mobile applications or "islands of cover2ge". Omnipoint technology allous highway speed vehicu!ar hand-of~s even in cells that ~re subs~antially smaller. than tradition21 cellular cells.
System(s) fearures ~re inheren~ly nexible because of Omnipoint's ~ransparency to the network switching pl2tforrn. In the case of LEC
applications, llle PCS2000 System(s) allo~vs for most business telephone network features to be available to the end user on a wireless basis. Illese include features such as Custom Calling, Caller ID and other CLASS/AIN
features, Priv2te Virtual ~'envorks (PVN), conference calling, do not disturb, custom billing, and m2ny other current and future A~l-based services. In addition the Omnipoint PCS System(s) h2s been designed to support the advanced features proposed by ~he various industry (PCIA) and standards development (Joint Technical Commitlee on Wireless Access (JTC)) organizations.
1.3.3 Data Services Omnipoint views data services as a signific~nt differentiating capability of PCS over conventional cellular services. As such, a PCS provider must be able to provide a forrn of "data on dem2nd" service that allows for both variable data rates and higher data rates th2n those within the capability of cellular. Cellular systems will be able to deliver a maximum raw rate of 19.2 kbps (using CDPD) which delivers only a 9.6 - 13 kbps maximum bearer rate for an entire cell or cell sector. Such systems also typically use a Collision Sense Multiple Access (CSM~) scheme shared by all users which further reduces the data rate which is actu211y available per user.
CDPD is designed only for bursty, low speed, packet data type applications.

WO9~/260g4 . - -2 1 ~ 6 D 3 1 PCT/US95/03500 Omnipoint. in contrast, provides the abiliry for the user to request 2ny bandwidth (up to the m2.~dmum of the RF charm~l at the time of call origination) that is consistent with the 2pplic2tion being used (and for which a PCS operator can charge a premium). For e.~;ample, the mobile voice subscriber might require only an 8 kbps voice channel for a vehicular telephone call, whereas 2n office user might request 32 kb~s voice for enhanced voice quality or transp2rent data modem or faY suppon. rne PCS2000 System(s) supports mul~iDle vocoder r2tes including 8 and 32 kbps. In addition, a data user would have the abiliry to request either a small number of time slots for bursty packet data or multiple 8 kbps channels to provide higher data traffic. Up to 2~6 ~;bps full duplex, or S12 kbps simplex rates can be supported. Addition211y, a slo-v speed "D"
char nel accomp2nies every ~ kbps time slot.
The system(s) secures the necessary bzndwidth on call origination for the applic2tion desired. Under the current PCS2000 PCS design, Omnipoint c2n provide data services from continuous short message services at only 500 bps up to 2~6 kbps full duplex to harld held devices. Bulk transport of data is also possible through this capability 2t up to 512 kbps per RF channel including data acknowledgments on every packet. This data rate far e,xceeds the current ma.Yimum 19.2 !;bps (which as noted is really roughly 10 kbps after overhead) limitations of cellular applications. Further, c-llul2r will be limited to these low dat2 rztes for the foreseezble future.
In 2ddition to the user voice/dat2 channel, tne Omnipoint design provides for a D channel that 2110ws for continuous 500 bits/sec of data traffic to every user. rnis is separate from (but simult2neous with) the bearer channel. This information can be used for paging applications, notifications (e.g., voice mail), Short ~vlessage Service (simil2r to GSM) or other user applications. The simultaneous nature of the D channel will allow messaging even when the handset is in use.
Omnipoint provides bearer rates to the handset that will allow for full fa~
support through The PCS2000 System(s). Interconnection to a fax device could be a stand alone module or consist of a data port on the handset. Data rates for voice circuit fax service can also be provided through a 32 or 40 kbps ADPCM algorithm which a!lowrs the e~isting installed base of faxes and modems direct, transparent access to the network. Higher spccd fax transmission (such as ~6/64 kbps) can be provided through direct data support of The PCS2000 System(s).
1 .

wo9~,260g4 21~603I PCI/U:,Ç~ 3S00 Broadc2St data services such 2S soR~-are downlo2cs, inform2tion dat2D2se services, and other high speed applic2tions can al.so be provjded bv The PCS2000 System(s) For example, a i.5 .vLB "electronic" ne-~spaper such 2S that demonstrated at thePCS Demonstration at the White House in the sumrner of 1993 could be do--n loaded by the PCS2000 PCS system(s) wireltssly in j~ seconds. Omnipoint's capability will provide PCS service providers with the potential to provide manyunique broadcast services lo differentiate their networks.
The PCS2000 System(s) will suppor-. full 911 emergency services. It is also compatible with such ancillary services as voice mail and fæY store and fonvard, The ability to provide these services is largely a f~nction of the network platform, but messaging such 2S notific2tion of voice mail messages or fax waiting can be suppor ed under Omnipoint's D channel capability.
Other devices that can utilize Omnipoint technology include laptop computers, personal digit21 assistant (PDA~s) devices, video phones, and multimedia devices. Omnipoint has developed palm-sized wireless modems for use with laptop computers and is also the provider of wireless tecnnology for the largest manufacturer of handheld compu~ers using RF
today. Omnipoint can use transparent error detectionfcorrection for certain data through use of a CRC, on both the con~rol inforrnation as well as on the entire pac}~et. The protocol also provides for ARQ at the application Ievel tor data, since this is vastly more efficient than FEC -ithin the packet 1.3.4 ~Jet~-orl; Features Supported rne PCS2000 System(s) provides radio access and transport faci~ities for PCS services. When coupled with a fiull featured switching platform The PCS2000 System(s) will enable most or all of the features listed on the following page:
Basic POTS
Residential Business CLASS
Data Emergency or safety Attendant WO 9S/26094 ;~ l 8 6 0 3 1 PCT/U:,~S~3500 Line restriction Hunting Abbreviated di~ling ~ ~
Cail waiting / for~vard / tr2nsfer Conference calling IDDD
Centrex VN or Virruzl Private Net~lrork Access Paging Private facility Automatic or ne.~ible rou~ing Authorization or account code Message detail recording Traffic data Voice messaging Call screening / routing Many of these features, however, require support from the net~vork infrastructure connected ~o The PCS2000 System(s). In some cases, 2ncill2ry equipmcnt will be deployed with The PCS2000 System(s) 2nd switching systems to allow services like billing, teleconferencing, voice messaging etc. These may be provided by ihe PCS operator or a third party.

wogs/26094 ~ 1 ~ 60 3 1 PCT/U~gSJ~3SOO
~, 103 1.~ PCS2000 System O~enie\~
Thij section is an overv jew descript;on of the compollents of a PCS2000 svst~m and their interconnection ;o a telecommunications nen~ork. The purpose of this section, is to provide a basic de5cription of Omnipoint's PCS2000 technology from the standpoint of a number of potential of net~vork connection possibilities.
These nen-ork connections include LEC based PSTN, A~, GSM, IS-4 1 and an intelligent Base St2tion 2pproach. In addition, a Cable TV distribution net~vorkconnection is presented.
System Flexibil;ty The various methods of interconnection described require a level of flexibility ~hat Omnipoint has engineered from ~he inception of The PCS2000 system. The PCS2000 system does not necessarily require ~he modification of existing PST~
ner~vork equipment. Omnipoin~, however is ~vor' ing with potential PCS
providers, equipment suppliers and Bellcore to further refine the specirlcations for the "C" Generic Interf2ce opera~ing in AIN 0.2 and MSDN3, as well as with those planning ~o implement a US ersion of ~he GSM "A" interface. ~'o changes per se cre required to the CATV networl~s specifically for an Omnipoint system.
Obviously, to incorpora~e any PCS system a CATV network operator must introduce a switch architecture, rl,~o way amplifiers, redundancy, etc.
Additionally, some fo;~n of a Remo~e An~enna subsystem must be deployed if one is ~o use ~he coax portion of ~he CATV network to e.Ytend coverage from a Base S~ation.
The PCS2000 sys~em is designed around 2n objec~-based soffivare architecture which allows for flexibility in interconnection to the PST~, ArN and G$M
netuork infrastructures and IS-4 I network interconnection. rnis approach provides the PCS OpCRtOr with flexibility to deploy whatever network infrastructure meets the appropriate business goals and service descriptions desired. The system uses internal communications based on ISDN messages, called '`Notes", for passing necessary inhrmation among Omnipoint components within the system. These "~otes" are so named as not to confuse them with the ISDI~ specific protocol itself. Network messages (e.g., Q.93 1 or others) arc converted by the system into Omnipoint "~lotes" for efficient operation within the Omnipoint hardware platform.

wos~/26094 21 86~31 PCT/U~95~'~3S00 ' 104 1.~.1 Net~vorkArchitecture As sho- n in the diagram below, The PCS2000 ,-;;em ean inte.eonneet ~o a variety of netuork in~astructures ineludln, A~ and GSM-based nen~orks, private networ~;s and provide IS-4 I nen-ork interconnection. See Figure I-I .
The PCS2000 system e~n suppor. ArN and GS~-based arehiteetures for full feature PCS under severa1 different deplo-ment seenarios. At the present time, Omnipoint is worl;ing with Nonhern Telecom and o;her s--itch equipment manufacturers, and potential service provid:rs to bring e2ch of these systems tomar~iet.
PCS7000 can support various service implementations througn intereonneetion Irith LEC network, CATV netuork, ne~v build (PCS operator PCSC arehitecture) or 2S an extension to a cellul2r system (dif.-rent RF aceess, but some co-located equipment). PCS2000 p.ovides full fe2tured PCS, including high speed data applications and full, hign speed mobilitv. Pedestri2n speed or Telepoint-type implementations of PCS that are envisioned by some potential operators can also be provided by limiting the functionality of the system.
I .4 . I . I PCS2000 System Components The follo~-ing components are included in ;he various implementations of Omnipoin;'s PCS2000 S-stem in PCS nen-orks:
Base Station Omnipoint Base S~ation -adio e4uipment provides for multiple users in a PCS
environment. Up to siA~y four 8 Kbps time slots of bearer information per 5 hfHzRF channel is available. Using voice acti- ity detection (VAD), however, a conservative maximum ot 32 full duplex voice ehannels per 5 h~Iz RF ehannel is assumed for eeonomie analysis and cell site planning. Using 4 Kbps voeoders, up to 64 non-VAD full duplex voice channels may also be provided per 5 MHz channel.
The Base Station formats and sends digital information either to The PCS2000 System Base Station Controller, the PCSC or directly to the PSTN, depending on the PCS operators ehoiee of networ~;s. Base stations are coMected to the Base Station Controller by a variety of tr2nsport means including ISDN, standard lines, leased Tl 2nd Fraetional Tl lines, cable TV, microwave, etc.

wo g5/26094 2 1 ~ 6 0 3 1 Pcr/u~5S/03so0 Base Station Controller (BSC) rne Base Statio~ Controller concentr2teS inputs ,~om multiple B2se Stations, performs inter-Base Station hand-offs, converts and ft~n~ts both channel and signaling information for present2tion to the nen~/or';, manages th~ loc21 cacheVLR database, provides multiple net~vorl; interf2ces 2nd supports basic OA&M
functions. The Base Station Controller, under control of the PTSO or PSl~, villmanage local registration/verifica~ion for its associa~ed Base Stations and provide updates to the PCS network or centralized SCP/~R.
CAT
Cable Antenna Transceiver, developed by Omnipoint to economically extend coverage from a Base Station; can also be used in c2ble TV infrastructure deployments .
CO Switch Central Office Switch, owned by the local teleprlone company.
Wire Center Houses one or more CO Switches and serves a geographic area, usually with typical maximum coverage radius of 13,000 to 15,000 feet (larger in suburban andrur21 are2s). Provides lines within the CO Wire Center service area.
PCS Cell PCS Network an~ennz si~es sup?orting one or more B2se Station RF transceiver, depending on coverage and subscriber c2pacity requirements.
PCS Node Collection of Base Stations into one B2se Station Controller in the PCS Networ~;, ~vhere traffic from PCS System Cells are routed for concentration, processing, hand-off and presentation to or from the PCSC or PST~T.
.

PCSC
PCS Switching System. This is the primary switching and control point used by the PCS Nctwork to perform network control, man2ge the SCP/~R data bases and control access to the PSTN. The PCSC functionality could also be provided by the PSrN in cases where the LEC provides direct PCS support. The PCSC
provides connection and advanced switching of traffic to and from PCS Nodes (Base Station Controllers) and interconnection to the PSTN and inter-change carrier networks.

W095/26094 ` ~ 2 1 B 603 I PCT/US95/03500 Tl or Fractional T1 Leased Trunks High speed (up to 1.544 ~Ibps) digital facili~ie.s for halIlin3 intcr-CO t!2ffic.
These are provided ~vithin the same LATA by the local e.Ych2nge carrier and by the inter exchange carrier for inter-L.~TA connections.

Trans-ersion C~rds Con- erts ~he pac~;et stream lo and from the Bzse Stations to vocoded forrnat and converts the vocoder rate used in the CAI to the standard rate used by the PTSO or the CO (e.g., 32 or 64 Kbps). These c2rds are only needed at the point where thecall leaves ~he PCS system and interf2ces with lhe PSTN. They are shown in this model as implemented in the Base S~ation Controller, although they could be implemented only at the PTSO.
1.4.1.~ Base Stalion Controller Cluster ~Nodes) Ornnipoint has developed its Digital Trunk ~ink System and Base StationController which will form the basis for most of Omnipoint's commercial PCS
System deployment. As shown in Figure 1-2, the Omnipoint PCS System Node will accommodate a variety of interfaces and nctwork connections for optimal performance at minimal cost.
See Figure 1-~
Interconnections from Base Sta~ions to switching pla~forrns (BSCs, PCSC, and/o.
the PSTN) will support direct Tl, FTI, ISD~I, microwave links, fiber, 2nd coa~;
cable. B2c~;haul from the BSCs to the PTSO or PSTN will also be provided through a variety of methods, including Tl, ISDN, microwave, etc.
1.4.1.3 Ner vorlc Architecture (LEC-PST~T) Network Iotercoonectioo Figure 1-3 illustrates the basic Omnipoint architecture for intcrconncction to the PSTN or anothcr switch platform (Base Station Controller or stand^alonc PCS
switch). Thc systcm supports ~nalog lines, as well as digital interfaces (including ISDN).

WO9~/26094 2 1 ~ 6 Q 3 1 PCI~/US9S/03S00 ~' 107 PCS2000 Base Sta~ions cor~ect ~o either ~he PS~' directly (for LEC-based Al~' intelligent Base S!ation deDloymen;s) or ;o a Base Station Controller (for o;hernetwork i;nplementations, incl~!dino Al~;, GS~\~I, zr.d IS-4I bascd net~-or.ks). B2se Station ConLrollers (BSCs) provide for local switching 2nd fast handofr. In the Base Station Controller case, the PSl~r or a PCS 5witch cormects to ~he BSC for call deliver,v and outgoing calls.
BSC connection to PS1~1 utilizes the Bellcore "Generic C" interface ~vhich includes Q.92 1, Q.93 1 and modifica~ions to Q.93 1. Reference CCIl~, Digital Subscriber Signalling System No. I (DSS 1), Data Link Layer.
Omnipoint PCS Systems can be interconnec~ed to ?CSC switches to provide inter-node switching, SCP/HLR database suppor~ and cenlralized ne~work OA&M
c2pabilities While the PCS System can use existing switch and net~vork architecrures, including LEC znd CAP neri orks, Ornnipoint is working with l~'onhern Telecom and olher major s~vitching vendors to develop specific PCS
solutions for even greater n~ture efficieny and lower netuork deployment costs.
In particular ArN and GSM-b2sed pl2tforms will be offered, as well as IS-4 1 interconnections.
Intelligent Base Station Ch~racteristics PCS2000 is unique in that i~ may be deplo~ed using either a Base Station Controller (BSC) to m2nage h2ndoffs and local switching or it may employ an Intelligent Base Station (IBS) zrchitecture that utiliz-s the PST~' for this functionality in A~1 type in;~astn~cn!res.
Ornnipoint's IBS uses ISDI~i mcssaging for registration, call delivery and handoff via a direct CO connection. rne hardware platforrn used for the IBS is a modified Base Station (incorporating a BRI card, addition21 intelligence and local vocoding) . IBS Connection to PSlN utilizes the Bellcore "Generic C" intcrface ~vhich includes Q.92 1, Q.93 1 and modifications to Q.93 1 1.4.1.4 Network Architecture (ArN) AI~Y Networks Omnipoint will support a variety of A~' ncr~vork infrastructurcs including AIN 0.0 (initially) through AIN 0.2 (or higher as AI~ cvolves) for full ISDN
interconnectivity, including ner vork database support and handoffs via LEC or CAP central offices. Signaling bet~ een net~ork elemcnts will consist primarily of standard signaling protocols including SS7 and IS~

wog5/26094 ~ 1 8603 1 PCT/US9S/03500 PCS2000 is unique in being able to be der;loyed using eith~- a Base .Stath~n Controller (BSC) to man2ge handoffs and local s~itcnin~ o. to use an Intelligent8ase St2tion (IBS) arehiteeture tha: u;ilizes the PST~! for ;h s funetionality for A~ t~pe infrastruetures.
The Ornnipoint IBS uses- ISDN messaging for registration, ;all delivery and handoff via a direet CO coMeetion. rne hardware platforrn l!sed for the IBS is amodified 8ase Station (to ineorpor2te a BR~ eard, additional intelligence and local voeoding).
See Figure 1-4 Omnipoint has tes~ed ~aIional ISD~'- I Base Station interfaces including direct interconneetion to an AIN based CO switch. In this configuration the system has demonstrated handoff, tuo ~vay calling, and regis~ration. Su?port for ISD~
upgrades ~vill be provided by Omnipoint as suppor;ed by NISD~-3 for intereonnection to the PSTI~I (as this becomes available from ihe switch vendors).
Omnipoint is also working ~vith se-:ral vendors to provide SS7 interconnectivityto ensure SCP involvement in the ner vork architecture for PCS, while also allowing for enhanced nen ork services (i.e., CLASS, other.~ features) to be provided to end users.
1.4.1.5 ?.;en-ork Architecture (GSM ~ret~ or.~s) GS~ ietworks A similar architecture is used for interconnection to GSM n:r~,orks via the "A"
interface, except that the features and functionality are provid:d instead by a GSM
nenvork infrastructure owned by the PCS operator (as shown below).
See ~igure 1-5 Note that in this particular implementation of PCS~000, the GSM architecture interconnects throu~h the defined "A" interface. Features and funclionality of GSM are passed to and from PCS~000 over this nen~ork interface in a manner that is transparent to the cnd user.
1.4.1.6 Network Architecture (Alternative l~ret vorks - Cable) wo g5/260g4 ` 2 1 8 6 ~ 3 1 PCT/USgS/03SOO

See Figllre 1-6 Cable TV Networks Omnipoint's Bzse Stations are the only PCS Base Stations miniaturized to ~he point where they can be installed inside standard cable lV amplifier boxes.
Further, we are already testing several different approaches, including interfacing to analog Remote Antenna systems and the use of digital transpott mechanisms.
One of the tests uses Tl and FTI digital multiplexer outputs from the CATV
net vork, and basic rate (BRI) ISDN links to transport digital channcls as sho- n below. This ISDN-transport capability is in prototype testing now.
In addition to the analog Remote approach noted above, Omnipoint has developed ~he CAT (Coaxial Antenna Transceiver) to allow for the ex~ension of cover2~e from a Base Station in cable TV deployment scenarios. This device was successfully tested and shown to provide cost effective deployment of PCS ~o cable subscribers, vhile providing full functionality including handoff and vehicular mobility. Specific211y, one Omnipoint Base Station and four CATs covered 1~3 homes in a residential suburb of San Diego in testing with Cox Enterprises. Additionally, Omnipoint's Base Stations and/or BSCs c~n be mounted at fiber nodes.
1.4.1.7 ~retwor~; Interconnection (Transport Options) See ~ig~-re ~-7 Pcr/u~9~ 3500 w095/26094 ~` 21a603l Transport Options As noted throughout this documen~, Omnipoint supports z vzr ety of nervork infrastructures usin~ many different ph~siczl inter~aces. Fractional Tl, Tl, and/or ISD~ BRIs will be used for most PCS deplo~ments. These rates will be carried by either HDSL, dedic2ted digital LEC facilities, or private transport (e.g., microwa-e, CATV, fiber).
As noted above, each standard RF channel can provide a maximum of sixty four 8 ~Cbps bearer channel links net of all overheads and guard times. Thus, these links can be carried by a FTI link (totzl bearer d2ta rate of 512 Kbps). However, under normal usage a standard three seclor cell with three RF chaMels will require less ~han a full rate Tl ( 1.~44 Mbps) for the Erlzng traffic actually delivered to the BSC.
Microwave links can be used with PCS2000, p2rticularly in 2reas where long distance backhaul is required and the associzted higher costs can be justified.
X.2~ and SS7 zre the links of choice for neruork data base 2ccess from PCS
switching equipment although virrually any data service will suffice. In general, Omnipoint supports ISDN and X.25 from the Base Station or BSC to the PSTN or PCSC. SS7 is used from the swi~ching pl2tforrns to the net~vork. IS-4 1 signaling is also supported. Omnipoint will provide d?tab~se access cap2bilitiesthat 2re bzsed on US standards should they differ from these already st2ndard interfaces.
I~.'ETWORK IIYTERCONi~lECTIO.~ (SOF~WARE) Software Development PCS2000 is designed around an object-based sofr vare architecture which allows for flexibility in intercoMection to a number of network infrastructures and equipment manufacturers' equipment. The system uses internal messaging based on ISDN messages called "Notes" (so as not to confuse them with ISDN or other network-specific "messages") ~vhich are based on the Q.93 1 and Q.92 I protocolsfor passing necessary information among Omnipoint co...poncnts within the system.
Messages from the network (e.g., Q.93 1 ) are thus converted by the PCS2000 System into Omnipoint "Notes" for efficient operation within the Ornnipoint hardware platforrn. This approach provides the PCS operator with flexibility to deploy whatever net~vork infrastructure meels the appropriate business goals andservice descriptions desired.

WO 95126094 . PCr/US9S/03500 ~, 21 86031 etwork Interconnection (Oper~tion Suppori Systems) Operatiooal Suppor~ S~stems Cell site diagnostics are performed remotely through either the control channel on the digital link resident in the Base Station or a dial up modem for some implementations. These diagnostics can be performed on each component board of the Base Station. In addition, PCS2000 provides for remote monitoring and downloading of soffivare as required to Base Stations and Base Station Controllers.
Some handset soffivare can also be downloaded over-the-air as required for maintenznce purposes or for some system upgrades.
For small Base Stations, very little prevent2~ive mainIenance is anticipated other than monitoring for environmental degrad2;ion when mounted outdoors. In larger cell configurations, tradition21 prev-ntative mainten2nce on the Base Stations and/or antenna arrays is prescribed. In general, PCS~000 is very different from existing cellular in size of the equipment (a stand2rd sized, 3~ voice channel Base Station is only 4"x4"x10") and in mainten2nce reauirements for most Base Stationlocations in urban areas. As noted, Ornnipoint has the only PCS Base Stations small enough to fit inside many existing enclosures including standard CAlV
amplifler bo.Yes.
Base stations are designed to allow for easy circuit board replacement or for very rapid wholesale s-vap out of the entire Base Station. This will be very easy due to the small si~e profile of the Ornnipoint Base Station.
rne RF equipment consisLs of the radio board in the Base Station which can be al2rmed to a central site via the intemal Base Station modem. Additional alarrnsfor power and other components are also incorporated into the design.
Functionality to provide alarm services to other network col..ponents CBSC, PCSC, etc.) are integrated into a total net~vork solution through the switching platforrn used.
Billing will be provided by industry standard network OA&M platforms used in conjunction with Omnipoint networks. The inforrnation required for t~raf~c reporting and detailed billing processes will be made available to the network by the Ornnipoint Base Stations and BSC for all calls. A separate adjunct processorfor billing is also supported by the system if this is desired for service by a third party provider. Omnipoint Base Stations ~vill provide the neccssaly information to the nerwork for billing purposes as rea,uired by the s~vitching platforms utilized.

W O 95/26094 2 1 8 6 0 3 1 PC~rnUS9S/03500 Functions to be supported by the billing system include in~.~.a;ion collection ~from both IECs and LECs), bill prepar2tion, and re?ort gene,2tion. The PCS
operator (or a designated third pam) could also set up collec;ions/customer services and funds management processes.
1.4.1.9 Mobility ~Sanagement Overview l~lobility l~lanagement Omnipoint utilizes a handoff (terrninal mobility) scheme that is different from that used by any other fully mobile ~vireless system. PCS2000 uses a unique "mobile directed" and "mobile centric" handoff tecnnique. In this appro2ch, the mobile terminal makes the decision to handoffber~,een cells and directs ;he Base Station Controller or net~ork to make a line switch once an alternative Base Station is acquired.
rnis approach contrasts with "network directed" or "net~vork centric" approachessuch as A~PS and IS-j4 cellular or GSM. Even with "Mobile Assisted Handoff"
(MAHO) in which the network collects inforrnation and directs all or most of thehandoff functions, the mobile is used mainly as an additional listening post with the net~40rk still directing the handoff, ~ hich therefore requires significant signaling and messaging between base stations, BSCs and swi;c;les and handofis thus will take much longer.
Also of note in the Omnipoint handoff procedure is the fact that the system can perform either a "make before brea~;" handoff for seamless handoffs or a "break before make" in emergency situations where all communications with a Base Station are lost prior to a new connection being established. "Make before break"
handoffs do provide for seamless coverage and undetectable handoffs. In the Omnipoint approaeh the terrninal can listen for other Base Stations during idle time slots and deterrninc which Base Stations are within range and are candidates for handoff.
The case of "break before make" is ~ypified in the sudden shadowing scenario.
This example occurs when a connection with the current base is lost due to a severe signal blockage (e.g. worse than 40 dB) near the limit of the cell range such as can occur when turning a corncr quickly in a dcnse urban hi_h rise area. In this situation, the terminal previously had created a "priority list" of available Base Stations in the vicinity and will reestablish contact with a new Base Station, Drobably on a new frequency and a new time slot. The terrninal includes a W095/2~ r~ 5~w~00 -- 21 8bO31 ~persistence" parameter which will preclude call tear down from occurring before a duplex connection is fully reestablished.
The true "hard handoff" problem (i.e., a lost air channel) is handled very quickly by PCS2000 through the terminal's ability to re-acquire the normal Base Station or an alternative Base Station in 16-2S0 ms even when no information is available to the handset when the link was lost. In contrast, complete loss of a link in traditional cellular architectures becomes a ~'dropped call."
When the handset determines that a handoff is appropriate, the terminal acquires an air channel on the new Base Station and notifies the BSC to switch the incoming phone line from the old base to the new base as shown below.
See Fig. 1-8.
This process takes from 4 ms to 32 ms and can be achieved in most circumstances without missing a single packet given proper RF
coverage. Even in the emergency "break before make~ handoff, the handoff can be accomplished in 16-250 msec as shown below.
See Fig. 1-9.
As previously mentioned, one of the major benefits of OmniDoint's approach is that it allows for mobile speed handoffs (65MPH) even in very small cells (as already demonstrated by Omnipoint in cells of less than 1000 feet, as well as in cells of up to 20 miles in diameter).
Hysteresis measurements from multiple bases can be maintained by the handset in PCS2000 to reduce the terminal ~thrashing~ between Base Stations and thus consuming capacity. This is an important design parameter to minimize air channel resources that must be allocated for handoff by the system.
PCS2000 uses both RSSI for channel quality measurements, as well as measurements on both frame errors and the type of errors as an indication of link quality. When the scanning threshold is reached, the handset scans for an alternative time slot in the same RF channel first. This is used for time slot interchange (TSI) which provides a dramatic improvement in the cell's average C/I ratio and the reuse planning.
If TSI cannot improve the channel, the handset scans for the frequencies in the adjacent Base Stations during the time slots in which it is not communicating. From the common signaling information being transmitted by the Base Stations, the handset can determine both the link quality, as well as the capacity available on the Base Station. When the handoff threshold is reached, the handset will change frequencies and direct the new Base Station to notify the BSC to bridge the call to the new Base Station channel. When appropriate, the handset further directs wo gsn6~4 2 1 ~ ~ ~ 3 1 PCT/u~S~3~

the BSC to shut down the bridge which completes the switch of the call.

Intercluster handoffs are managed in the PCS2000 System via the network platform chosen by the PCS operator (i.e., the PSTN in the Intelligent Base Station approach) or through the PCS operator's switching infrastructure (PCSC approach).

2. PCS2000 System Description Protocol Architecture The Omnipoint system provides a unique protocol architecture that is optimized for PCS, utilizing specific benefits of FD~, TDMA, and CDMA technologies.
Care is taken with this approach to provide for features and services well beyond those that are available from other air interfaces, while ensuring that costs remain significantly lower than other approaches. Omnipoint's approach also allows for effective in-building operation in the unlicensed bands as well as in the licensed PCS frequencies.

Multiplexing and Cell Separation The Omnipoint system uses a patented combination of CDMA, TDMA, and FDMA for separation of users and cells.
Within a cell, a high speed direct sequence spread spectrum TDMA protocol is used for separating users.

As shown in Figure 2-1, adjacent cells are separated by frequency ~FDMA) with CDMA being used to improve the WO9St26094 2 1 8 6 0 3 1 PCT~S95103S00 re-use pattern to an N=3 in the standard configuration ~- when frequencies are repeated. Additionally, Time Slot Interchange (TSI) and directional antennas are employed to create further isolation of users across cells.

Note that each user within a cell can use the same set of direct sequence codesets. This is contrary to CDMA-only systems that use codes for user separation within a cell. Omnipoint's system uses a different codeset each time the same frequency is reused (noted as Cl, C2, and C3 in the preceding picture). The spreading codes are also used within a cell to achieve significantly higher data rates and thus more TDMA
users per RF channel than generally thought possible with traditional TDMA systems for fully mobile applications. This direct sequence spread spectrum approach is not a traditional use of CDMA, but is a unique way of using code technology for a wireless system. In the Omnipoint system, code separation is used in combination with spatial and temporal separation to ensure that users on the same frequency in different cells do not interfere with each other.

The most significant benefit of Omnipoint's system architecture is that the cost per user channel declines as the number of users increases per base station, unlike any other system. Generally, in traditional cellular approaches the cost per voice channel remains linear with each additional, simultaneous user. As a consequence, Omnipoint~s system offers a five to twenty fold reduction in the cost of providing the voice channels throughout the cell sites.

The Omnipoint approach is also very different from CDMA-only systems that rely on precision power control algorithms and require soft hand-off to achieve high W095/26094 ~ 2 1 8~03 1 P~ s/03s00 capacity claims and to mitigate near/far problems, resulting in the associated cost and complexity in handsets, base stations and base station controllers.
Omnipoint's system could use soft hand-off if cost were unimportant, but does not require it to meet PCS
performance and capacity demands. Additionally, with the Omnipoint system the interference generated by an entire cell is never more than a single user, since no more than one transmitter in a cell is on at any instant in time. This is particularly important for frequency planning and OFS coordination in early PCS
deployments.

W O 95/26094 ` 2`1 8603 1 P ~ .95~ 00 ' - 2.1 PCS PUF FrequencyfP~' Code Reuse Plan DSSS carrier modulation perrnits Omnipoin~ ~o use a very efficient ~requency Reuse factor of N = 3 allocating different carrier requencies to adjacent PCS cells.
Interference between adjacent cells is also mitigated by assigning different orthogonal PN codes to cells in adjacent clusters, as sho~-n in Figure 2.1.
Interference betueen cells using the same carrier frequency is reduced by the propagation loss due to the distance separa~ing the cells (no two same frequencycells are less than two cells away from one another) and also by ~he Processing Gain of sys~ems using the same carrier frequencies.
2.2 Frequency Par2meters 2.2.1 RF Channel Center FrequencieslBand--idths When operating in the PCS A, B, or C PCS fiequency bands, each of which is I
MHz wide, PCS2000 RF center frequencies are placed at 2.5 ~ IZ, 1.5 ~, and 12.5 MH Z from the lowest band edge of the three bands. For the D, E, and F
bands, which are each 5 MH Z wide, the single RF carrier frequency is placed in the center of the band, and a frequency reuse fac~or of N = I must be used because the DSSS signal has a 5 I~ H Z bandwidth. rnerefore, the required in~ercell in~erference rejec~ion must be obtained by P~l code or;hogonality, and the use of sectorized antenna patterns. Time Slo~ Interchange (TSI) may also be employed ~omitigate intercell in~erference.
2.7.2.1 Unlicensed RF Center Frequencies/Bandwidths When deploying of The PCS2000 system in the PCS Unlicensed band, which is allocated 20 MH Z of bandwidth, but for which individual channel bandwidths are only 1.25 MH z wide, DSSS ehip rate will be redueed to app.o~ ately 1.25 Mcps.
~DMA burst rate, or number of TDMA time slots per frarne will also be redueed to maintain the required DSSS Proeessing Gain for intereell interference rejeetion.
A non-spread TDMA~TDD signal modula~ion forrnat for operation in the unlieensed band may also be provided.

wo g~t260g4 ~ ~ - 2 1 8 6 0 3 1 PCTIUS95/03500 2.3 AnteM2 Char2cteristics 2.3.1 ~lobile Station The Mobile Station (MS) handset employs a hal;~2ve dipole antenna ~vhich is linea.-ly polarized and provides a g2in o.^2 dB with an o.nnidirectional pattem perpendicul2r to the an~erma axis.. A~ z nominal PCS frequency of 1900 h~Hz, a half wavelength is approximately ~ inches, which fits well ithin a handset envelope.
2.3.2 B2se Station 2.3.2.1 Omnidirec~ion21 Partem Dif~erent types of anterQ2s 2re av2ilable for the Base Station (BS), depending on the PCS applic2tion. For low densiry suburban or rural applic2tions an Omnidirectional 2nteMz is used to provide mæximum of coverage with the lowest number of Base Stations. For this applic2tion, an orMidirectional 2ntena may be employed for the BS with a vertical gain of approximately 9 dB. The 9 dB of gainpermits a relatively læ~ge r2dius cell even with an omnidirectional horizontal pattern.
2.3.2.2 Direction2 fHigh Gzin Configur2tions Suburb2n and low density urban æ-e2s, direction21 znteM2s with 120 degree azimuth beamwidths and 9 dB ve,tic21 g2in are used so that a cell can be sDctorized into 3 p2r~, with e2ch sDctor accomrnod2ting 32 full duplex 8 kbps users. To permit a single BS to cover large sparsely populated are2, a steered arr~y antenna uith up to 20 dB of horizontal directivity c2n be used. This anteMa is sequenti211y steered to each MS within its cell during that mobile's assigned TDMA time slot. Because Omnipoint utilizes Time Division Duplexing (TDD) the same ~nte~ is used for both tr2nsmission and reception, providing reciprocalforward and reverse link propagation char2cteristics. This antenna utili~es circular polarization, so that high level del2yed clutter signals reflected from buildings, etc., within the beam, do not interfere with the received signals from the mobile units (reflected signals are reversed in polariz2tion, and are rejected by the BS
anteM2). ~ote that high gain, directional antennas also reduce the delay spread in severe multipath environments by rejecting multipath components arriving from outside th_ main beam of th: antenn2.

WO 9S/26094 2 1` 8 6 0 3 I PCT/Ui~9S~3500 2.3.~.3 Clzsses of Base Sta~ions The PCS2000 System cell uses one o. se-~.al anter~2 confiG!-ations in combination with one or more Omnipoint Base Station(s) to best meet loca;ion coverage 2nd subscriber density requirements. These configur2;ions are arr2nged by capability based on range and capacity. rnere are a total of six classes of Base Stations wi~hin the PCS system offering. Class I to 3 Base Stations use 3 dB, 9 dB, or 13 dB gain antennas. Range can be e.xtended with the following configuratlons:

Base Station Type AnteDn~e Ch3r3cteristics Clzss 4 Size: 9 inches by ~0 inches by 3 inches, Weight: appro.Yim2tely ~.5 Ibs. -- used to extend cover2ge and/or cell cap2city with up to 15dBi gain.
Class 5 Size: 18 inches by 36 inches by 5 inches, Weight: approximately 20 Ibs. -- used to e.Ytend coverage and/orcell cap2city with up to 21dBi gain. Tightly integrated with Omnipoint's CAI and configurable with addition21 Base S;ations per cell to further e.Ypand cell c2p2city.
Class 6 Size: 3 t~. by 6 ~. by 6 inches, Weight: approximately 30 Ibs. -- used to extend coverage and/or cell capacity with up to 28dBi gain. Tightly integrated ith Omnipoint's CAI and configurable with multiple base stations. Used primarily in urban and suburban areas along with 100 foot or highcr ~tcnn~s to maximizc coverage areas.
Omnipoint has included several antenna options for deploying small to large cellconfigurations. In addition, Omnipoint is working with several antenna vendors toward integration of"smart" antenna configurations allowing high gain with directional tracking at the cell site. This approach differs from standard sectorizing of cell sites to increase capacity Ant:nnas with a large number of array elements per high gain antenna are under development. In general, these high gain antennas are designed for three cell sectors, and employ using active antenna arrays withmultiple beams and manifolds wilhin each sector.

wo 95/260g4 , ~ ~ 2 1 8 6 0 3 1 PCTrUSg5103500 7.;.2.4 Multiple Antennas ~or Sp2~izl D ~ ersi~y ultiple antennas of the types described abo~ e, spaced several -avelenFLhs 2p~t, arc used at the Base Station to provide spatial diversity, which helps to miti_ate the effects of multipath-induced R2yleigh f2ding encountered in typical mobile PCS
environments. Since received si~nals from antenn2s spaced a few wavelengths apart fade independently, a spatial diversity performance improvement is obtained.
rnis is done by selecting the best signal reccived from multiple separated antennas in a flat fading multipath environment. AnteMa spatial diversity also mitigates the effects of Frequency Selective fading, uhich degradcs link perforrnance by distorting PN chip ~aveforms causing intersymbol interfercnce.
7.4 Transmirter Power Ou~put Cha.-2cteristics 7.4.1 Mobile Hand Set Although the FCC perrnits up to 2 Warts Effective Isotropic Radiated Power (EIRP) for the MS, Ornrlipoint's peak power input to the dipole antenna is 600 milliwarts, so the EIRP of the MS is a nominal I Wart, within thc FCC
requirement. Because of the TD,~I~D design of PCS2000, the average power delivered to Ihe antenn2 is only 9.36 milliw2rts, perrnir~ing long duration betwcen hand set bartery recharging. The constant envelope charzctcristic of Omnipoint modulation technique permits use ot an efficicnt non-linear output amplifier which c2n fur,her reduce battery drain.
2.4.2 Base Station The recent FCC Order permits up to 1500 Watts peak EIRP per R~ channel for PCS Base Stations. Since Omnipoint's BS peak power input to its antenna is 2 Watts, the maximum permissible BS antenna gain (vertical plus horizontal) is limited to approximately 28 dB. Because TDD is used, the average BS power input to its antenna for 8 fully loaded TD-~IA frame is I Watt.

Wo 95/26094 ~ 3 6 0 3 1 PCT/U:,9S~3S00 ~_ 121 2.~ Modul2tion Ch2racteris;ics - ~ . 2.~.1 Spre2d Spectrar:l ,Vlodulation ~)f RF C2~ier To produce the direct sequ-nce spread spectrum (DSSS) characteristic of the PCS2000 RF signal, Omnipoint uses a forrn of continuous phase shiPt quadrature modulation fCPSQ,~, -hich pro- ides a const2nt amplitude for the envelope of the modulated carrier. The constan~ envelope of CPSQM permits efficient non-linear RF power amplification (especi211y desirable for long H2nd Set battery life), without re ~ro-wth of modula~ion spectrai sidelobes. By shaping the P~ chip waveforrns before quadr2ture modulation; all modulation sidelobes at frequcnciesmore than one-half the chip rate away from the center frequency of the DSSS RF
signal are attenuated by at least 42 dB rel2tive to the center frequency power level.
Since the PN chip rate is S l'-lHz, the resulting DSSS signal spcctral bandwidth is approximately 5 hrHz (ou~side this ~and~idth, all madulation spectral componentsare attenu2ted by > ~2 dBj.
2.5.2 M-ary Encoding of B2se Band Dat2 DSSS conveyance of inforrnation is 2ccomplished by using multiple DSSS chip sequences to M-ary encode the TD~ base band dat~ 3 7-Ary modulaJion is provide~ by encod;ng eacfr S bits of do~a as one of 32 orthogonal P~sequences each of which is 32 chips in leng~lJ. The use of 32-Ary encoding of base band data wirf~ orJhogonnl PI~lserluences provi~Jes bo~h spread spec~r- m processing gain aga;nst in-band in~erferes an~l ~ery power effic;ent low threshold fEb/i`~oJ
receprion.
2.6 1 DMAITDD System Ch2racteristics 2.6.1 Multiple Access l~ethod Omnipoint uses a unique combination of TDMA, FDMA, and CDMA for multiple uscr access to the PCS nctwork. Within a PCS cell Time Division Multiple Access (TDMA) is used. Althou~h cithcr Frcquency Division Duplexing (FDD) or Time Division Duplexing (TDD) can be uscd for cstablishing 2-way links with a PCS
system, Omnipoint has chosen to use TDD, bccause it provides several operationaland performance adv2ntages relative to FDD, and it permits a less complex, lowercost implementation of both Hand Sct and Base Station terminals. To provide greater area of coverage, or to provide greate~ capacity for denscly populated - regions, multiple cells or sectorized cells are deployed using Frequency Division Multiple Access (FDMA) with a frequency reuse factor of N = 3. Also, to permit W095/260g4 21 ~603 1 PCI~/US95/03S00 multi-cell deployments in a gi~en region, Code Division Multip!e Access (CD.~
is used for each RF lin.l; to reduce co-ch2nnel ir.~erferer.ce between cells reusing the same RF carrier frequencies.
-~.6.2 TD~vlA Frame and Time Slot S~mcture Omnipoint's TDI~/WTDD frame 2nd time slot structure is based on a~0 millisecond polling loop for user zccess to the RE~ link, as shoun in Figure 2.~.
The 20 ms frame is equally divided between 32 potential full duplex users withinthe cell, and each resulting 62S us time slot is cap2ble of supporting 2n 8 kbps rull duple:c user. At the Base Station, the first half of the TD~LA/TDD time slot (312.
us) is allocated for the BS transmit function. During the second half, the BS
receives from the Mobile Station assigned to that particul2r time slot. At the Mobile Station, the MS receives during tne first half of the timc slot, and transmits during the last hal At~er each TD,'~ trznsrnission from eithcr the Base or .~Iobile unit a small portion of e2ch time slot (designated TDD Guard Time) is allocated to allow the transmined sign21 to propag2te to a mobile receiver at the ma~imum specified distance from the Base Station (maximum cell radius), and b~c~; again (approxim2tely 10 us ?er mile, rount-trip). This is necessary to prevent received and tr2nsmitted TDD sign21s from overlapping at the Base and Mobile terminals. Also, a short time inte.-val (-9.6 us) at the beginning of each time slot is used to transmit a Po~-er Control Pulse (PCP) from the Mobile Station, which is used for sever21 purposes. First, it serves os a synchroni~a~ion preamble for determining the beginning of ~lf-ory ~Jata symbols within the time slot.
Second, it serves as a channel sounding pulse to deterrnine link propagation loss, 2nd to serve 2s a measurement of link qualiry for Omnipoint's Power Control subsystem. rnird, the PCP is 21so used to detcrmine which of the multiple antennas to use for the Omnipoint spatial divcrsity scheme. Thc PCP pcrrnits spati21 diversity control to be updated during each TDMA time slot period. rne Base Station transmits a Pouer Control Command (PCC) pulse, similar in length to the PCP, at thc beginning of its TDD transmit period. rhe PCC p~Jlse serves as a synchronlzotion preamblefor the MS receiver ,U-ary sym~ols, it also provides apower control signal to adjust the MS power output levcl to a valuc just large enough to provide thc required signal-to-noisc/interfcrencc ratio at thc BS, as determincd by thc quality of thc received PCP from thc MS.

W095/2~94 2 1 8 bO3 1 PCT~S95/03~

TDMA Packet Structure The Omnipoint system can be used in either a Time Division Duplex (TDD) operation or in a Frequency Division Duplex (FDD) operation. The TDD format is shown below and described in detail in the Version 2T.X
documentation.

The Omnipoint VerSion 2T.X system uses a combination of TDMA and TDD in which an air slot is reserved for handset to base transmission and another paired air slot for base to handset transmission. Guard times are built into the system to allow for delays in processing, propagation over the air and transmission through the electronics/cabling of the system. The following is an illustration of an air slot showing the guard times between transmit and receive as shown in Figure 2-2:

Omnipoint's TDMA frame structure is shown in Figure 2-
6:

The header in the packet identifies the base station or handset, packet type, link quality, and other information required by the system for efficient operation.

An ISDN-like "D" channel format is provided in every packet for application-specific information. This information can be used for signaling, short message service (such as in GSM), voice mail notifications, or other data messaging applications. At the present time, the D channel is available in its entirety to the user and is not used for any call processing or Omnipoint system information. Error correction algorithms are used with data transmission via the D

W095/26094 ; 2 1 ~ 6 0 3 I PCT/U~9S~'~3~0 channel to ensure delivery (and acknowledgment) of the information.

Although Omnipoint technology can use either TDD or Frequency Division Duplex (FDD) within a call, the TDD
design capability is generally required for use in unlicensed bands. FDD systems cannot operate in the unlicensed PCS bands because of the inability to separate transmit and receive bands adequately.

3.2.4. Data Rates Omnipoint views high speefi data as a significant differentiating capability of PCS over conventional cellular services. As such, the PCS provider must be able to provide a form of ~data on demand~ service that allow higher data rates than conventional cellular technologies are capable of.

To that end, Omnipoint provides the ability for the user to request bandwidth on call origination that is consistent with the application being used. For example, a mobile voice subscriber might require only an 8 kbps voice channel for a vehicular telephone call.
On the other hand, a data user would have the ability to request multiple 8 kbps channels to provide 14.4 kbps or higher data traffic (with error correction providing an objective of 10i error free transmission). Further, an office user (using an unlicensed system with Omnipoint's CAI) might request 32 kbps voice for enhanced voice quality.

The system secures the necessary bandwidth on call origination for the application desired. Omnipoint's system can provide up to 256 kbps full duplex ~128 kbps full duplex per single handset due to the current processing limitations in the handset CPU, though this WO9~l26094 2 1 8 6 0 3 1 PCT~S95/03S00 limitation will be removed in future handset CPUs).
-~ Bulk transport of data is possible through this capability at up to 512 kbps in broadcast mode. This data rate far exceeds the current 9.6 to 19.2 kbps limitations of other wireless solutions.

Omnipoint has designed the system around a nominal data rate of 8 Kbps per user. However, higher or lower rates are possible through the following acquisition schemes:
Lower data rates (<8kbps)-the base station assigns the user a time slot in non-sequential frames allowing for rates of 4 kbps (every other frame) or lower. The picture below illustrates the use of time slots in non-sequential frames.

Hiaher data rates (,8kbps)-the base s.ation simply assigns multiple time slots within a 'rame, allowing the user to secure multiples of 8 kbps up to the system maximum. The picture below illustrates the use of multiple time slots in a single frame.

03 1 PcT/uS95/03500 wo 95/26094 ~ ' ~ I U v 2.6.3 TDMA Burst SymboltD2t~ Ra~es The TDI~/WI DD data burs~ rate durin~ ;ransmission is de! rmined by the requirement to provide an 8 ~;bps digit21 oice c2p2bility for i2 full duplex users per frame during Ihe 20 ms frame period. This requires a TDMAJTDD burst data rate of 512 kbps. Because of the Guard time requi.ement of ~he TDD mode of operation, 2nd because of zdditional o-e,head bits required for link protocols and control functions, the actual Omnipoint TD1~4. burst rate ;s 781.25 /~bps.
However, wi~h tfre 3~-ary encodrng me~hod used, rfte TD~1~A b~rst sym~ol rate isonly 156.25 ksps. A~ a 5 r~cps DSSS chrp ro~e ~here are 3 ~ chips per 6LrtSt symbol and 6.4 chips per burst ~it. ~his provrdes a DSSS Processing G~in of approximotely at-8 ItB.
~.6.4 Vari2ble Number of Time SloLs~Use.
By assigning more time slots to one of the users ~Irithin a cell, ihat user can communicate at a higher data rate; e.g., by employing ~ time slots, the user terminal could operate at a 3~ kbps data r2te, versus 8 kbps for one time slot. The Base Station, in a broadcast mode to all mobiles ithin its cell, can Lransmit at a data rate of 5 12 kbps.
~.6.5 TDD Features The use of Time Division Duplex (TDD) permits common anten~nas to be used 'or transmit and recei-e functions 2t boLh the E~2se and Mobile stations, without the need for antenna diplexers. rnis is because TDD u;ilizes the same RF fre~uency for the LranSmit and receive functions, and because tnese functions are separated in time at each of the terminals. In addition to the resulting simplicity of the BS and MS terminal designs, use of the same RF ~equency and antenna ~or both transmit and receive functions at the Base S~ation and Hand Set provides reciprocal propagation paths between the BS and MS terminals. This permits Omnipoint to use the c~nnel sounding PCP trarlsmitted by the MS to determine the two-way path loss bctween the BS and MS, nd also to determinc which of the spatial diversity antennas at thc BS to use; both to receive from thc MS, and to tr2nsmit to the Hand Set.
7 ~ pcr/us95/03~00 wossl26o94 2 1 8 60~ 1 ~, 127 TDD also perrnits Ornnipoint to utili~e 2 single Steered Ph2s:d Array æntenn2 a~~he ~ase Station for !hose dep!oymen~ 2pplic~tions ren,uiring 2 high e2i;1, highly directional antenna. There~ore TDD provides 2 much simyl~r 2nd very much more - - cost effective design implementa~ion than a simple CD~ A or FDMA PCS system,~-hich would require simultaneous steered be2ms for each mobile user ~vithin thecell 2.6.6 System Time and Frequency Synchronization Characteristics ~.6.6.1 Base Station and Base Station-to-Base Station Synchronization The Base Station provides the basic TD,~A loop timing stmcture for its cell or sector. . To maximize PCS system throuehput cap2ciry, the TD.~A frame times for all Base Stations ~vithin the same geogr2phical zre~ must be synchronized to begin tr2nsmissions within 6 microseconds. Orrmipoint utilizes a GPS receiver at the Base Station Controller (and optionally 2t the BS) to generate hhe primary reference timing marker for the TDMA frame timing. This mar.;er is captured at the Base Station Controller every second and transmitted down the back haul lines to the attached Base Stations. This synchronization of Base Stations ~vithin a given multicell PCS deployment allows 2 Base Station Controller to temporarily turn off any TDMA time slot of a given cell ~vhich may be inler.^ering ~vith a neighboring cell, and it also facilitates Time Slot Interchange (TSI); i.e., s-vitching an MS to a different time slot if a current time slot is being interfered ~vith by an 2djacent cell using the same time slot.
7.6.6.7 Base Station-to-~letworl; Synchronization The primary data timing standard in a digital net~vork backhaul system, such as Tl or ISDN BRI or PRI is the PST~J timing standard. To prevent data precession intoover run or under run, the Base Station Controller and its Base Stations are synchronized ro the PSTN timing standard.

WO 9~i/260g4 2 1 8 6 ~ 3 1 PCT/Ub~5J1~3~00 2.6.6.,~ 32se St2~ion-to-Mobil- Si2tion Syr.c,.ror.iz2;ion A s~ncnronizat~en preamb~e is tra~lSmitt~ at the beginning vf ~och ~D.~f~ ~ime slot by bo~h the Base S~ation and l~obile StalJon. ~he preamble is contoined witff in the PCP ot t~se ~fS and it cotssists of a . 8 PIV chip sequence. ~Yhen ~nis pream61e is receivetl ot t/~e :~IS by a digital correlotor ~matcfTedf~l~er) tiJe digi~ol correlator o~ tp~ts a triangulor S~nc p~lse which is 0~7ly 7 c~ips in dLJration (~00 n3noseconds) whicf7 is then used to s~nchroni e the star~ of 3 7-~ry s~m~ol detection process. .~t the Bzse S;ation, the trznsmired sync pre2rnble is contair.ed w,ithin its Pow,er Control Commznd (PCC) pulse, ænd it is also ~.8 C;liDs in durz;ion. The vIs uses une r:ceived sync ?rezmble in the s2me mznner to s-nch.-onize its 3 7-Ary symbol decoder. rne pre2mble sync pulses (PC?s) .eceive~ by ihe B2se Stztion .,om the Mobile St2tion 2re 21so used ;o determin:
which o the sp2ti21 diversiry znt-.~n2s to use fot tr~nsmission znd rec:?tion wi~h i;l2t Mobile St2tion during the ne.Yt ;ime slot.
Since non-coherent detection is used by ~he BS znd MS r:ceivers, ;hey do not hz~e ;o be phzse-loc.~ed. Ho~ever, the trznsmit znd receive loc21 oscillztor freeuencies ofthe 3S 2nd ~vIS must be conL-olled to wiLhin ./- I I pzr.s per million (pprn) o:er ;ze ope.2ting temper2ture rænge, so _s no; io si~nificzntly degr2de receiver - erforTr.znce. rne MS frequency s;2bility is permi~ted to v2ry < -\- 10 pDm, 2nc~
~e BS s;2bili~ requirement is zn order of mzgnitude more strir.gent zt -i- I ppm.
.6.7 Mobile Access/~ i.n~; Setup .6.7.1 ?olling Loop Description . . pollins loop is comprised of 32 Time Division Duplexed (TDD) slo;s æs shown in Fig. 2-3 . Each time slot is divided into two pærts, 2 BS to .~IS
smit interval znd z MS to BS intervzl znd is s~uctured as sixry fou.- Time 3i-ision Multipl- Access (TDMA) time slots. Duplexing is accomplished by I ime Division Duplexing each TD~IA time slot pair. rne slots ære not numbered ænd there is no index associzted with the polling loop. Slot synchronization is zchieved solely by timing. The first part of a TDD slot is tne 32se Stztion ~BS) to Mobile Station ~MS) trænsmit frzrne and the s cond p2rt of z TDD slot is the MS to BS trænsmit frame. The BS
initiztes all trznszction between uhe BS and MS. A Generzl Poll frame is how a MS acquires a cormection to a BS. Any time slot that is not seized 3y 2 MS contains a General Poll cornmznd in uhe BS to l'vIS part. To acquire 2 slo;, u'le MS responds to uhe Generzl Poll Response wiuh a Gen:,zl Poll ~sponse. rn: BS, upon receiving the G:nerzl Poll Response, sends W095l26094 - ~l8~03 1 PCT~S~/035 _ 129 a Specific Poll Response. See Figure 2-3. Following signalling data exchanges, the BS anà MS begin Bearer Traffic Exchange.

2.6.7.1.1 Polling Loop Design - Omnipoint Version 2T.X
A 20 msec loop time is utilized in the Omnipoint Version 2T.X system for a total of 64 a Kbps time slots simplex, or in a standard voice mode 32 8 Kbps full duplex users per base station RF channel. Figure 2-3 illustrates the loop design.

See Figure 2-3 The Omnipoint system sup?orts two types of polls that can be used fo- communications between the base station and the handsets within a cell. These comprise the following:

General polls - general ~olls are used by the base station to allow any handset to communicate with a base station for the purpose of seizing an available air slot or to provide information about the base prior to beginning the handoff process.
Specific polls - specific polls are used by the base station to solicit a response from a specific handset. This type of poll is used by the base station for finding and/or starting communication with a specific handset.

Polls are used by the base station for establishing and maintaining communications with all of the handsets that are within its cell coverage area.

wo gs/26094 ~ 2 1 8 6 0 3 1 PCI/US95/03500 2.6.7.2 General Poll The Gener21 Poll is a comm2nd sent from ;he BS on 2ny currently unoccupied slot.At BS powe,-up, all 32 BS tr2nsmii slo;s con~ain a Gener21 Poll. The General Poll is an invitation for any ,vlS to seize the time siot. From a BS soft l~are point of view the information in the transmit ~ame header that defines a General Poll is a bit that signifies that this is a poll t~pe frame, 2 bit that signifies that the BS
is the originator of this fr2me, command bits that sienify that this is a Gener21 Poll, 2nd a b2se ID in the data portion ot the fr2me. When 2 MS wishes to seize 2 timeslot, it receives a General Poll in an a-ail2ble time slot and responds, in the MS to BS part of the time slot, uith a Gen-ral Poll Response. From the BS
sofhvare point of view the inforrn2tion in the General Poll ResDonse header is a bit signifying that this is a poll type fr2me, no t.ansmission error bit set, and the MS
ID (PID) in the dat2 portion of the cr2me. Upon receiving the General Poll Response, the BS tr2nsmits 2 Spec fc Poli to the I~IS. Should more than one MS
respond to a General Poll in a particul2r timc slot, the collision and subsequent no response from the BS will cause the involved MS's to b2ck-of~ for a calculated time interval before attempting to seize a time slot via 2 Gencr21 Poll 2nd Gener21 Response. The bacl;-off 21gorithm uses the MS ID 2nd therefore each MS will back-off for a different length oi time.
2.6.7.3 Specific Poll The Specific Poll is a command sent from the BS to the MS in response to a General Poll Response from a par.icular MS See Figure 2-3. The Gcneral Poll Response cont2ins th^ MS's PID. From a 3S sofruare point of view the information in the transmit frame header that defines a Specific Poll is a bit that signifies that the BS is the originator of this frame, cornmand bits that si~niry that this is a Specific Poll, and the MS PID in thc data portion of the frarne. rnis PID
is issued as a part of the Specific Poll command so that only the originating MS will receivc the Specific Poll. Upon receiving a Spccific Poll, a MS
will respond with a Specific Poll Response in the MS to BS transmit intcrval of the timc slot. From the BS so~wzre point of vicw the inforrnation in the Specific Poll Responsc header is a bit signifying that this is a poll type frame, no transmission error bit set, and the MS IS (PID) in the data portion of the framing matching the PID sent out in the Specific Poll. When the BS receives the Specific Poll Response, it goes through 2 signaling tr2ffc exchange with theMS, leading directly to Bearer Traffic Exchange.

WO95/26094 21 8603 1 PCT~Sg5/03SOO

2.6.7.1.2 Channel acquisition occurs whenever a handset needs to access a base slot or requires resynchronization with a base slot. During channel acquisition the handset begins to search for an available base station in its general vicinity by listening for a common signaling poll on any time slot from any possible frequency.
Once a base is located with sufficient signal strength and adequate load available, the handset instantaneously seizes an air slot in response to the base station~s general poll and the handset provides the base with ID and user information. The base station then transmits a specific poll for that Aandset to commence communications. At this point, that time slot is removed from being in common signaling mode and the handset and base station are ready to go into traffic mode and begin communications on that time slot. Collisions, during time slot acquisitions, are resolved by an 802.3-like backoff procedure.

The traffic mode in the Omnipoint system occurs after a base station and handset have established a transmission path with the appropriate allocation of air slot resources for the service being supported.

In the traffic mode, two basic types of messages can be supported. These include:

Normal or bearer traffic - bearer traffic consists of the actual information that is being carried by the wireless link, either a voice link or some other form of digital information. Omnipoint supports a bearer channel of 128 W095/26094 2 1 8 6 0 3 1 rcT~s9slo35oo bits per frame in each direction (256 bits per frame full duplex).

Control traffic - control traffic provides for link specific data messaging or call control information.

In extremely rare instances, two users on the same time slot in different cells but on the same frequency may encounter propagation characteristics in which the spatial and code separation are insufficient to prevent bit errors and thus the users begin to experience degradation of their radio links. In these cases, the Omnipoint system performs a Time Slot Interchange (TSI) wherein one or both of the conflicting handsets are assigned different time slots within its base station to eliminate the collisions between the two users.
This is the time domain equivalent of dynamic channel allocation and the system either assigns a vacant time slot to the handset or switches the handset's time slot with that of another user in the same cell which is geographically removed from the interference. The effect is the removal of interference to the users originally experiencing interference due to poor location specific C/I ratios.

wog5/26094 21 ~6031 PCI/US9S/03SO0 2.6.7.4 Bearer Tra'fic E.~chan~e ~ . Once the MS h2s seized a time slot and been validated (D- cnarL~el data), the e.Ychange between the MS and BS lezds to Bearer Traffic Exchange (B-channel data). Bearer Traffic can be t oice, error-con.rolled data, or non-error controlled (raw) data. ~rom the BS sof~vare point ot view the information in the Bearer Traffic header is the absence of a bit signifying that this is poll type frame, no transmission error bit set, and no bit signifying signaling data. Each TDD siot can be configured with the majority of the slot time given to the BS to MS direction, the majority of the slot time given to the~IS to BS direction, or symmctric distribution giving fifty perc:nt of the time to both BS and the MS. Typically voice traffic utilizes the bearer charLnel symmetrically as either end of the linl; may send voic- traffic. In a data exchange, t~pically more data is sent in one direction and less in the other. For instance, if fæx data were being sent to 2 MS, a higher data rate would be advant2geous in the BS to MS direction. In this case tlle rnajority of the TDD slot time is given to the MS to BS link. .4. particul2r BS to MS and/or MS to BS may also be assigned multiple slots within a single polling loop. This can dramatic211y increzse the bearer channel data every second or every fourth polling loop, the data rate is cut significantly. This technique is useful for instrument telemetry data, fæx and video control back channel, etc.
~.7 Power Control Method Although the Omnipoint method of Time Division Multiple Access (TDMA) does not require the strict control of transmitter RF power output necessary to resolve the "~ear-Far" problem eYperienced by CD.~ PCS systems, PCS2000 does utilize a proprietary method of controlling transmitted R~: power Ievel. lllis is done to reduce Mobile Station battery consumption and to minimize interference to other cells, which may be operating on the sarne or adjacent RF channels. By rrl~int~inirlg MS transmitter power at the lowest value reouired for sufficient MS-to-BS link quality, interference with ne rby OFS users is also rnil~imi7ed.

Wo 95/26094 ' 2 1 8 6 0 3 1 PCT/US95103S00 2.7.1 Control of Base S~2tion Power Output Since the Base Staticn can communicate w,i;h U? ~O 6 ' .~lobile Stations wilhin its cell, each of ~Yhose distance from the BS can vz,~ from near zero up to the radius of the cell, it may not be practical to cont;ol the BS tr2nsmirter power to maintain near-const2nt recei- ed power level at each MS during each time slot This could require a large change (>40 dB) in BS transmit power during each time slot (62~
us) of the TDhIA frame. Ornnipoint provides BS power control, averaged over a longer time interval, and is investigating the v2rious alternatives to utilize BS
power control on a slot-by-slot basis to minimize cell-to-cell and cell-to-OFS
interference. .
2.7.~ Control of hIobile Station Power Output To perrnit RF channel reuse in nearby PCS cells, reduce interfcrence with OFS
users, and conserve bartery powcr in the handheld units, Omnipoint provides adaptive power control of the Mobile Station ~ransmitters within each PCS cell using a proprietary Power Control Pulse (PCP). In Version 2T.X, the PCP is trznsmitted by the MS in its assigned TD,UA time slot just before the BS
tr2nsmits to that MS in its associated TDD time slo;. This PCP provides thc BS
with a me2surement of the MS-BS p2th transmission loss and lin~; quality, and ser~ es as the basis for a Power Control Command (PCC) transmirtcd from the BS
to the MS. The PCC c2uses the I~/IS to ch2nge its output power in minimum steps of 3 dB, until the quality of the PCP recei-ed by the BS is above an acceptable threshold. rnis simple method of controlling MS transmitted power minimizes potential intercell interference, and also interfercnce with nearbY OFS user receivers .
In some TD~ systems, the latency of the polling loop signals prevent the use of closed loop power control. However, with Omnipoint's Version 2T.X
TDD/IDMA 'design approach, the elapsed time for transmission of the PCP, the responsc by the IvIS to the PCC from the BS, and the next MS bearer tr2nsmissionburst is less than 500 us--less than 2.5% of the frame time. Because of its fastresponse time, Omnipoint's Power Control algorithm acts faster than the signal changes due to small scale multipath fading and shadowing, and helps to mitigateany performance degradation caused by these ef~ects.
The BS can also use the PCP informa~ion ~o measttre the propagation time to each ~US ~vithin its cell. This provides an estimo~e of the range from the BS toeach IUS ~or 911 supporJ if ~he PCS serv;ce operaJor invests in the necessory W095/260942 1 ~ 6 0 3 1 PCT~S9S/03S00 13~

50ft~,5r2, ~ ~:ct~r~se~ co~ 5ro~ 2?c? 5.i~ ~is !0 r~ i'2 ~55 for r ,-o~gt:
I~;atio~ e5~imat2..- æ~r,-2,~r~Si!i-t.S 3i i; -~ ~oi;~ ~-.c ~ Si~
.3.1 3iai iz~ vc - Si . -i. S;~c.~ .:
.3 . 1 . ' S?~C;~ Co~ .'.! 30. i . .:ns O-er,ie~
T;l- S2''C.~ .od-is?-cif~-d~ s~??~-s.. O~.-.ipoi.~:?CSsjsi~.-..?-o;ia,-, s;~i;c~3!--~.-(S.~?s/16.~3?s/~ ?si~ ~3?;/'0~?s~ ~o?s)s?~
c~m?~-ssioil;021!0--s-!~ c~ i C2~2_i;'; 0~ 'oi_' ~u~ '. r~- s?~ Cl CO~ . 2 DS?c~i~o. '3L!i'.'21'.-" C''~ ?. '''' !ni~iZI
21go. i.;~ i ll '.Y'''~;' 0:~ 2 ~ i; f1.Y:~-?oin.3S?.

In the initial implementation, the system diagram in Figure 2-4 applies to both ends ol the Omnipoint over-air channel. In this case both the Mobile Station (MS) and the Base Stations (BS) will utilize the same DSP
algorithms and interfaces. In subsequent implementations, the BS and MS architectures will change from that shown in Figure 2-4. References to future implementation requirements are made throughout this specification and the speech coder design should be flexible enough to support these future implementation options.

WO95/26094 21 3~031 PCT/U:j55~3500 Rcrcrencc Documents CCITT G.71 I Pulse Code ~odulation (PC.~) of Voice Frequencies.
CCITT G.726 General Aspects of Digital Transrnission Systems; ~erm nal Equipment's -40~ 32, 24, 16 Kbils/s Adaptive Differential Pulse Code .~Iodulalion (ADPC~/S).
EIAIIS- 19 Recorrunended Minimum Standards for 800-~ Cellular Subscriber Units, Paragraph 10 - D~fF Si~naling .
Functional Description Compression .~odes The speech coder shall have four compression modes selectable ~ia host cornmand.
I) Personal Cornrnunication System CELP (PCS CELP) - 8 Kbps 2) ADPC.U (CCITT G.726) - ;~ Kbps, 24 Kbps, and 16 Kbps 3) ADPCM (CC11-1- G.726) - ~0 Kbps 4) IlLaw PCM (CC~TT G.711) - ~4 Kbps (pass through) The speech decoder will receive forrnatted and synchroni~ed data f~ames from the Spread Spectrum Modem chip and ~ill gener2te 64 Kbps PC~ voice data to the CODEC using either the PCS CELP algorithm, one of the ADPCM (G.726) algorithms or the PC~ pass throu~h algorithrn. The speech encoder will receive 64 Kbps PCM data from the CODEC and compress this PC~ sis~nalin~ using the algorithm selee.ed by the host controUer (64 Kbps PCI~, 32124/16 Kbps or 40 Kbps ADPCh~, or PCS CELP). The same cG."prcssion mode will be used for both encode and decode operations. Data passed to and received from the speech coder ~iU be synchroni~ed with timin8 signals pro~ided from the Spread Speetrum Modem and uil~ conforrn to the frarning structures defined in this specification. External control inputs wil1 be pro~ided to instruct the speech coder to i...ple.~..nt muting or soR decay (interpolation) of the voice output during periods of degraded channel conditions uith unarceptably high error rates (i.e. durin~
blockage or hand-off conditions). Status outputs will be provided indicating speech coder perforrnance and FEC error count (if required).
Addition~l C~pnbilitic~ -Additional capabilities in the speech coder include the following. lllese capabilities are listed in desired priority of implementation.
~) Interpolate and Mute Functions to pro~,ide graceful audio degradation in the presence of e~ors.
b) Error correction coding (if required) to support reliable voice communication across the communication link when operated in PCS CELP mode.

WO 95/26094 ! PCI~/~$5S~35 C
~lg6031 c) l~'ear-end echo cancellation. A shor~ path echo canceler ~ill be incorporated in all compression modes to minirnize the effe:: of near end echoes d) D~ tone generation and detection.
e) Programrnable level setting for Ihe recei-e, transmit a~d sidetone loop voice paths under host control.
r) Provide reasonable reproduction of Music-on-~Iold.
g) Voice activity detection / Comfort noise generation.
h) Echo suppresser disable tone deteion (for fax and data modems).
i) Voice encryptior ldecry~tion.
Note: These ~ddition~l c~p~bilities m~y be required in ~S speech coders, MS
speech coders or ~oth.
In the initial implementation, the PCS CELP algorithm uses only 7.2 Kbps of the available
8 Kbps band~idth. The remaining 16 bits per frame ~re reserved for future uses. These bits are currently reserved for:
1) Voice/Pitch Enhancement.
2) Forwud Error Correction (FEC).
3) ln-band si~nalinglDTM~ .
4) In-band Voice Activity Detect (VAD).
~) Music on Hold.
Interpolste Function The speech c;oder, when operating in any of its cG~I~p~cs~;on modes, shall provide an interpolate function to softcn the effcct of errors. An IN~ERPOLATE control re~pster b;t ~
indicate to the spe~ch coder that the previous frame of voice data was reeeived in error by the Spread Spectrum Modem The speech coder will output its predicted voice pattern to the CODEC instead of the data re eived from the modem. The speech coder shall be upable of recei~ns up to 4 conseeutive bad frames (i.e. INI~POLA~ bit sct) and ~ill output an increasingly atlenuated version of its predicted voice pattern for each consc~utive e~or. Wllen the number of consecutive bad frames exceeds a threshold of 4, the speech coder shall mute its output to the CODEC. The reception of a single good frame~ indicated by the ~RPOLATE
bit cle~red in the control register, shall immediately reset the speech coder out of interpolate mode (including mute conditions created by the inlerpolate fi~nction) and the good fra ne of voice will be decoded and sent to the CODEC. Decoded data only will be affeaed by this mode ~ncoded dat2 will continue to be sent uninterrupted to the modem side of the DSP.

wo g5,26094 2 1 ~3 6 0 3 1 PCT/US9S/03S00 Mute Function The speech eoder, when operating in 2ny of its compression modes, shall provide a mute function to generate silence when voice data is not being transferred by the Spre2d Spectrum ~odem. A MUI~ control reyster bit shall force the speech coder to output silence to the CODEC instead of the data received from the modem. The reception of a sinBJe voice frame, indicated by the ~IUrE bit cleared in the control register, shall imrnediately reset the speech coder out of mute mode and the frame of voice will be decoded and sent to the CODEC. Decoded data orLly ~ill be affected by this mode. Encoded data ~ill coritinue to be sent uninterrupted to the modem side of the DSP.
Echo C~ncell~tion The details of echo cancellation operation will be presented in future documentation.
Dl~IF Tone Generation ~nd Detection The speech coder shall provide the capability to generate and deteft up to 31 possible tones including the 12 DTh~ signals 2S defned in EL~S-19. Other candidates for tones to be generated include a I KHz test tone; dialtone, busy and ringback tones. A lower Ievel DT~
signal will be sent as a sidetone via the CODEC interface. The DTh~ signal wilJ need to be coded and tl~ns~ulied in-band via the modem inter.;2ce. The generator ~ill be under host control Progr~mm~ble Levcl Control Figure 2-~ shows a rough block diagram of voice paths through the speech coder and indicates those points where programmable Icvcl control is required. The sidetone path loops PC~ data from the CODEC back to the CODEC. The transmit path consists of PCM data which is encoded and output to the Spread Spectrum Modem. The receive path consists of encoded data from the Spread Spectrum Modem which is decoded and output as PCM data to the CODEC. The receive level control will also control the level of DTMF tones sent to the CODEC.
Appropriate level settings will be input to the speech coder from the modem or host microcontroller ia the control registers.

wogs/26094 21 8603 1 PCI/US95/03500 Voice Activity Detection / ,~'oise Comfort Gener~tion The detæils of VAD and comfon noise gener2tion will be provided in subsequent submissions.
Ecbo Suppresser Dis~ble Tone Detection The detai~s of echo suppresser diszble tone detection ~ill be provided in subse~uent subrr;issions.
Voice Encryption Decr~ption The details of voice encryption/decryption will be provided in subse~quent submissions, Interf~cc Rcquirement~
Modem lntcrf~ce Ph~sicsl Intcrrscc nnd Timing The i,nterface between the speech coder and the spread spectn~m modem is based on s~chronous bi-directional serial data transfer. The data transfer is s~ D~ Cd by tin~ing signals received ~om the modem. Compressed voice is clocked in and out at a rate of 8 Kbps, 16 Kbps, 24 Kbps, 32 Kbps, 40 Kbps or 64 Kbps, depending on the mode of operation (PCS OELP, 32/24/16 Kbps or 40 Kbps ADPC,~I, or PCM respectively). The DSP frame size shall be 20 msec to match the PCS superframe size of the Omnipoint system. The data rate is guaranteed over each 20 msec period (e.g. for PCS CELP, the DSP will receive and transmit 20 bytes of WO 95126094 P~ Jbg5~
- 213~Q31 ~

compressed voice every 20 msec, ;2 Kbps ADPC,~ = 80 byles, ~0 Kbos = 100 bytes and PC~ =
1~0 bytes). Within the 20 msec frame however, da~a Will ~le tranSfelTCd 1O and from the DSP in packets 2S it iS received and sent by the modem. Each packe! ~ill consist of 20 bytes of voice (also called a speech frame) followed by 17 bytes (subject to change) of controUstatus information. The 12 bytes following the voice in the receive direction shall be control information from the modem. The 12 bytes following the voice in the transmit direction shall be status information from the DSP.
An additional SYNC signal will be sent by the modem to the speech coder to indicate that the modem is in sync, to indicate the first valid data bit of a new trame and to reset the speech coder's buffer pointers to the beginning of its buffer.
The interface between the speech coder and the Spread Spectrum Modem includes the following signals TXD - Serial Transrnit Data output, clocked by the rising edge of the CLK signal.
R~ - Serial Receive Data input, sampled by the fallin3 edge of the CLK signaJ.
CLK - A sin~le clock input signal to be used both for the receive and transmit data. The clock shall be gated on and offby the modem as required to send the 20 + 12 bytepackets of compressed voice and controVstatus. The clock rate shall be 2.0 MHz (nominal). In the initial implementation, the clock rate shall be 2.048 J~IZ.
Changes in this clock rate shall not affect DSP algorithm operation. An internalinterrupt shall be generated a~er each byte of data (8 CLK transitions) which will cause the DSP to read the byte of data just received and load the transmit shi~
register with the next byte to be transmitted.
SYNC- An input sign~l received fsom the modem to indic2te that the modem issynchson ed. The SY~C signal also indicates the beginnislg of a new frame of data. SY~C shalJ be an active high pulse which is one period of CLK in duration.When the modem is synchronized.and is transferring voice data, the rate of SYNC
shall be 50 Hz (every 20 msec). SY~C shall be connected to an external edge sensitive interrupt of the DSP. A negative transition on SY~C will cause the speech coder to reset its buffer pointers to the be~;nr ;..g of its bufiers.
Note: In the initisl implementstion, the modem interfsce shsll utilize the seri~l inter~sce just described. In ~ubsequent implement~tions, the encoded voice ~nd controUststus inform~tion m~y be ~ent and rcce;ved b~ ~ host microcontroller Yi8 ~ p~r~llel host interf~cc port. In either c~se, the comprsed voice ~s well 115 controVststus inrormstion will be sent over a single inter~c wogsl26094 2 1 ~ 6 0 3 1 PCIrUS95103500 -Protocol snd D~ta Dcrlnition i E2ch 20 mscc .'ame ~;i!l b: m2de u? of on^, our"~-c or ei~ht pack~.s (~0 h;~:s o-c~;npr~ss d oiCc and 17 by~-s of cor.troUs;2?.,s) de"-ndir,~ on the compression mode s~!ected inere applic2ble, the control func.ion (i.e. ~ u;e 2nd I.,terpol2te) shall be 2pplied to the p,e~ious ~0 b~1es of compressed voice i;l :he p2cket, rzthe. ;h2n bein3 a?plied ,or the entire 70 msec .,2me. Note that in the ini;ial im?le--.en:21ion 2~ bps 2nd 16 iCbps ADPCM 2rc suppo,.ed but o?;ional for ~n21 im?lementatio;l.

Si~ differenl da~a fran~ing s~ruclures 2re to be supponed b~ the speech coder; one for PCM pass L~lrough, four for ADPC.~ CO..~ 5~iOtl and one for PCS CELP. For PC,~I, the oice bil s~reatns ~.ill be i~en~ical ~o those defined in ~he CCITT G.711 s~andard. For ADPC.~1 ~he ~oice bit s~relms ~ ill be iden~ical to those derlned in lhe CCITT G.~76 s~and .-d. For PCS CELP col..l~,e~sion, ~he ~oice slrelm ~ill include ~he CELP parame~ers ~ith the significan~ bi~s pro~ec~ed by an error correc~ion code (if required). rne number ot- speech framcs per PCS supcrirame is defined for cach co",p,e,sion mode 2s follo~s.
a. PCS CELP
The PCS CELP fr2 ne ~ ill be 160 bils 2nd ~ill con-eY ~0 msec o' speech. The fr2me size ill correspond ~o the Spread Spec~rum Mod:m~s TD.~IA slo~ size 6~5 msec. Each PCS supertr~me .ill include ~ spe:ch frames per lin~; (one for ~ransmit and one for recei~e it no VAD).

b. ;2 Ybps AD?C,~f Frame s-.rucrurc 2nd da!2 for,n2;:in3 shzll bc in accord2nce with thc CCITT G.726 Speci~c2tion. No error corrcc.ioil bi~s _-ill be included jJ'1 ;he f,zme. The ADPC,U frame size sh2!1 b~ 125 llsec (8 ~) and the overzll number of bits in cach framc shall bc 4. The Spre~d S?ec.rum Modem's tJarnc si2e (~ ~. slot size) sha~1 be 160 bits. F~ch PCS super~2me (20 msec) ~ill tnclude 8 160 bit spe~cn ~rarnes per lin.k (4 tor transmit and ~ for receive if no VAD).
c. YO ~Cbps ADPCI~
Frame strucrure and data fo~;l2ttin3 shall be in accordance ~ith thc CCITT G.7 76 S?:ciication. No error correc.ion bits ~ill be included in the frarne. The ADPCI~ frzm.- size s;~all be 125 ~Ise (8 KHz) and the over211 number of bits in cach trarnc sha~l be 5. The Spread Spectrum Modem's framc si c (rD~. slo~ si c) shall bc 160 bits. Each PCS supcrfram (~0 - mscc) v.ill includc 10 160 bit spc~h frames per link (5 for transmit and 5 for receive if no VAD).
d . 6 ~ Kbps PCM
Frame s.ructure nd data format;in3 sha~l be in accordance with the CCl 1 I G.7 1 1 Speciication. No error correc.ion bils ~ill be included in the ~amc. Thc PCt~ frame size shall be 125 ~sec (8 ~2) and the overaJI number of bits in cach frame shall bc 8. Thc Spre2d Spectrum .Mod: n's fr2me size (~ A slo; si~e) sh211 be 160 bits. Each PCS superfr~me (~0 msec) ~ill include 16 160 bit speech frames per lir~k (8 for ;ransmi; and 8 for receive if no V.~D).

wo 95,260g4 2 1 8 6 D 3 1 PCT/US9~/03500 -l~i'ote again that 16 Kbps and 24 Kbps ADPCM are supported but optional in the initial version.

CODEC Interface Physical Intcr~ace and Timing The speech coder coMects to a standard PC.'-I CODEC via a synchronous bi-directional serial interface. The data transfer is synchroni7ed by timing signals received from the modem.
The same clock and frame synchron ation signals will be used for transmit and receive. The frame (word) rate shall be 8.0 KHz nominal, with 8 bits per word for an overall full-duplex data rate of 64 Kbps. The data to and from the CODEC vill be IlLaw encoded.
The CODEC interface will include the follo~ing signals and is shown in Figure 4. In the initial implementation, the CODEC interface ~ill utili e the SS} port of the DSP.
STD - Serial Transmit Data output, clocked by the risin~ edge of the SCLK signal.
SRD - Serial Receive Data input, sampled by the falling edge of the SCLK signal.
SCLK - A clock input used for both receive and transmit data. The clock rate shall be 2.0 MHz (nominal). In the initial implementation, the clock rate shall be 2.0~8 MHz.Changes in this clock rate shall not affect DSP algorithm operation. An intemal interrupt shall be generated aRer each byte of data (8 SCLK transitions) which ~ill cause the DSP to read the byte of data just received and load the transmit shi~
register v~ith the next byte to be transmitted.
FS- A frame s~chron'7ation pulse input, used for both receive and transmit data. FS
snall be an active hi~h pulse which is one period of SCLK in duration. The FS rate shall be 8.0 KHz (nominaJ). Eight bits of data shall be transferred a~er each FS.
The CODEC interface will be synchronized every 20 msec by the SY~IC signal from the modem.

~ licrocontroller ~nterf~ce In the initial implementation, a microcontroller interface is not planned. However in subsequent implementations, a microcontroller interface may be utilized to load srlted DSP algorithms (depending on the co",prcssion mode selected). A microcontroller interface may also be used as an alternate parallel interface for the serial Modem intérface. The speech c,oder shall be able to transfer compress:d voice and controVstatus information via a byte wide host interface in addition to the previously described serial interface. OnJy one of the interface options wiJI be used at a yven time.
Physicsl Inte~f~ce snd Timing WO 95/26094 Pcl/u~ J'~3SOO

For the DSP implementation of the speech coder thc microcontroller interface shall utilize thc b~te-wide host interfice ~ort. Physical intcrface and timing details ~ill be pro-idcd in ~ subsequent subrnissions.

Protocol and Data Derlnition The data definition for thc modem intcrface ~ia a parallcl host port sha~l be thc same as that described in Sections 3.1 Modem Interface and 3.4 ControUStatus Def~rlition. The compressed voice and controUstatus information will be stored in the same buffcr locations as those used by the serial modem interface. For al~orithm loadin~ via the parallel microcontroller interface see Section 3.5.
ControVSt~tus Derlnition ControL/St7.tus ~egister Loc~t;ons Each speech frame of comprcsscd voicc across thc modcm intcrfacc is foUowed by 12 bytcs of control or status information dcpending on the dircction of data Dow. The fol~owing tables indicate the relative locations of the control and status resisters within each packet.

Compressed Voice Inter~cc (~lodem to DSP, i.e. ~ Voice ~ Control) B~tcs 0-19 Compressed Voice (20 bytes) Byte 20 Mute/~nterpolate Control Register Control Register # I
Bytc 21 Co",prcssion Mode Control Rcgister Control Register #2 Byte 22 Tone Detection Control Registcr Control Register #3 Byte 23 . Tone Gcneration Control Rcyister Control Rcgister #4 Byte 24 TransmitlSidetone Level Control Register Control Register XS
Byte 25 Receive Level Control Register Control Register #6 Bytes 26-29 Unused Control Re~psters #î-10 Byte 30 Sync Word #I Control Register #11 Bytc 31 Sync Word #2 Control Resister #12 WO 95/26094 P~ 35103So0 2`1 8G031 Compressed Voicc Interf~ce (DSP to ,~lodem, i.e. T~ Voice l St~tus) Bytes 0-19 Compressed Voice (20 bytes) Byte 20 Unused Status Rcyster #l Byte 21 Compression Mode Starus Register Status Register #2 Byte 22 Tone Detection Status Register Status Register #3 Bytc 23 Tone Generation Status Register Status Register X4 Byte 24 Voice Detect/FEC Status Rc~ister Slatus Register #5 Bytes 25-29 Unuscd Starus Registcrs X6-10 Byte 30 Sync Word #l Status ~egister #l l Byte 31 Sync Word #2 Status Register #12 The foUov.ing is a bit by bit definition of all the control and sta~us by~es defined for the speech coder.

Mutellnterpol~te Control Register (~I) Unused Unuscd Unused Unused Unuscd ~C- h~I~ INTERP
MU~ OLATE

MIC ~ Mute the output to thc Spread Spectrum Modem starting with the next ~ame.
I - Mute 0 - Normal Operation Note: ~C-~E effects the encode operation onJy. Decoded data will continue to be scnt unintcrrupted to thc CODEC.
hIUrE: Mute the output to the CODEC for the preceding 20 bytcs of ~roicc.
I - Mute 0 - Norrnal operation ~1 ~6031 ~_ 145 ~I~RpoLAl~: Indicatcs that thc preceding 20 b~les of voice to the decoder W2S recci~ed in crror by the Spread Sp-ctr~m Modem The Inter~ol~tion algorithrn . . should be applied to this voice 1 - Interpolate for the preceding 20 bytes of voice 0 - ~'ormal Operation Note: All Control ~e~stet ~its shall be cleared (0) follo~in~ a reset.

Compression Mode Control P~egister (#2) Unused Unused Unused Unused ECE LPB MODE I MODE0 ECE: Echo cancelcr enable bit I - Enablc 0 - Disabie LPB: Digit2~ loop back bit:
I - Internally loopback modcm interfacc (compressed voicc) dat2 0 - ~'orrnal opcration MODEI MODE0: Sele~t data ratc and spcech compression type.:
0,0 - PCS CELP
0 1 - 32 Kbps ADPCM
1,0 - 40 Kbps ADPCM
I, ] - Pass through 64K PCM
Note: The specch coder lw~ys powers up in PCS CELP mode.
I~lote: AIJ Control Registcr bits shall be cleared (0) following a rcset.
Note: l 6 Kbps and 24 Kbps ADPCM are supported but not ;.,.plc."cnted in thc above mode selection.
Tone Dctection Control Register (#3) D7 D6 D5 D4 D3 D2 D l D0 Unused Unused Unused -Unused Unused Unuscd Unuscd Unused rCT/u:,3S~3500 W095/260g4 2 1 8 603 1 DT~ Detection Control. Currently unused, reserved for future e:~?ansion. ,, ~ote: All Control Register bits shall be cleared (O) rollowing a rescL

Tone Generation Control }~egister (#~) D7 . D6 D5 D4 D3 D2 D I DO
Unused Unused Unused DTM~4 D~3 DTMI:2 DT~ I DTMFO

DTMF4-0: DT~F gcneration cornrnand. Generate IhC selected tone~s) staning with the next frame.

CODE

~ONE
O O O (norrnaJ
operation) O o O O

O O O l O

r9QfiX
O O l O O

O O l O

O O I I O

O O

O l O O O

wo 95126094 ~ 9S~3~00 ~ 21 86031 O I O o ,.
- o I o I o o o I o #
o 1 1 o o A

O l l O

O
D

] O O O O
Reserved O O O

Rcser~ed Note: A~l Control Re~pster bits shall be clwed (O) followin~ a reset.
Tr~nsmit/Sidetone Level Control Register (#5) ^ D7 D6 D5 D4 D3 D2 D I DO

PC~/US95/03S00 wo g5/2~4 2 ~ B 6 03 1 TX3-0: Transmit Lcvel Control. Apply the gain setling to encodcd data being sent to the Spread Spectrum Modem.
0000 = 0 dB
000 l = + l dB
0010= +2 dB
001 l = +3 dB
0100 = +4 dB
0 l 0 l = +5 dB
0 l l 0 = +6 dB
0 l l l = +7 dB
l000 = l l l l = undefincd ST3-0 Sidetonc Level Control. Apply the attcnuation setting to 64K PCM data bcing looped from CODEC input to CODEC output.
0000 = Infinite attenuation 0001 =-21.5 dB
0010 = -18.0 dB
00ll =-lS.OdB
0100 = -13.5 dB
0 l 0 l = - l 2.0 dB
0ll0=-]0.5dB
0l l l = -8.5 dB
l 000 - I l l l = undefined ~ote: All Control Register bits shall be clcared (0) following a resct.
Rcceive Level Control Reg;ster (#6) D7 D6 D5 D4 D3 D2 D l D0 Unused ~X6 RX5 RX4 RX3 RX2 RX l RX0 WOg~/26094 21 a603l Pcr/u:~5~'~3~00 ~:X7-0: Receive Level Control. Apply the follo~in~ ~ain setting to decoded d~ta bcing scnt to the CODEC.

Inte~ral Bits Fractional Bits Linear Gain Factor D6 D5 D4 D3 D2 D l RXO
RX6 RX5 RX4 RX3 RX;~ RX I
B~1MY 2 WEIGH~ 21 2 2-' 2 2 2 ' 2~
DECIMA L . .03 l 2 5 WEIGHT 2 1 .5 .25 .125 0625 EXAMPLE I 0 0.0 O O O O O O
EXA~PLE 2 ' O 0. 5 O O l O O O
EXAMPLE 3 0 1.0 O l O O O O
EXAh~LE 4 1 3.96875 Note: All Control Rcgist bits shall bc clcarcd (0) followins a reset.
S~nc Word #1 (ControUStstus Register #11) D6 D5 D4 D3 D2 D l D0 O O O O

Synchronization Word Xl. Synchronization Words are provided in both control and status data strcams to allow for modemJspccch coder synchronization in system implcmcntations whcre an extemal SYNC intcrrupt is not available. A unique pattern will bc assigncd to thc Sync ~ord wogs/26094 2 1 8 6 03 1 PCIIUS95/03500 registers which will be detected by the speech coder. The S~TIC Words ænd the exte~al interTupt accomplish the sarne function. Sync Word #1 = C3 hex.
Note: All Control Register bits shall be cleared (O) following a reset.
Sync Word ~!t2 (ControUStatus Registcr #12) Synchronization Word ~7. Synchronization Words are pro~ded in both control and status data streams to allow for modem/speech coder synchronization in system implementations where an extemal SYNC interTupt is not availabl:. A uni~ue pattern will be assigne~ to the Sync Word registers which will be detected by the speech coder. The Sync Words and Ihe external interrupt accomplish the same function. Sync Word #2 = AS hex.
Note: All Control Register bits shall be cleared (O) following a reset.
Compression Mode St~tus Register (#2) Unused Unused Unused Unuscd ECE LPB MODE I MODEO

ECE: Status of eurrent echo eaneeler enable bit:
I - Enable O - Disable LP~: . Status of eurrent digital loop baek setting:
I - Intemally loopback modem interfaee (eompressed voiee) data O - Nomnal operation MODEI,MODEO: Status of eurrent data rate and speeeh eo..,prcsslon type.:
0,0 - PCS CELP
0,1 - 32 Kbps ADPCM
1,0 - 40 Kbps ADPCM
I, I - Pass through ~4K PCM
Note: The ~peech coder ~IWa~5 POWerS UP in PCS oeLP mode.
Note: All Status Register bits shall be eleared (O) following a reset.

WO95/26094 21 86031 PCr/U~gS~3S~C
-Note: 16 Kbps and 24 Kbps ADPC.~,I are supported but not implemented in the above ..odes.

Tone Dctcction Status Rcgistcr (#3) D6 DS D4 D3 D2 D l D0 Unused Unused Unused Unused Unused Unused Unused Unused D~MF Detection Status. Currcntly unuscd, reserved for future expansion.
Note: All Status Register bits shall be cleared (0) following a reset.
Tonc Gencr~tion St~tus Rcgistcr (#1) Unused Unused Unused DThff4 D~ff3 DTh~2 DThff 1 DThff0 DlMF4-0: D~l~ generation status. Echoes the status of the tone generation corTLrnand.
Voice DetccttFEC Ststus ~egistcr (#5) D7 D6 DS D~ D3 D2 D I D0 Unused Unused Unused Unuscd Unused Unused FEC VODET

FEC: Forward crror correction flag (if requircd):
I - Error was corrected in prcvious fiarne 0 - No error was corrected in previous frarne.
VODET: Voice Detection (future option):
I - Voice detected in previous frarne.
0 - No voice dete~ted in previous frarne.
Note: All Status ~cgister bits shall be cleared (0) follov ing a reset.

PCr/US95/03500 WO 95/26094 ~ l 8 6 0 3 DSP ~Igor,ithm Loading The DSP shall be eapable of loadin~ the speech coder algorithrns from a byte-wide external EPROM or from a host mieroeontroller ~ia a byte-wide host interfaee port. In either case, Ihe speech coder software shall contain a bootloader function lo load the appropriate algorithm(s) into fast internal and external RAU and exeeute them.
In the initial implementation, the DSP will be loaded from a byte v~ide EPROM conneeted to the DSP's extemal memory bus. This is referred to as stand-alone mode. In subsequenlimplementations, the DSP algorithms will be loaded by a host microcontroller via the byte ~ide host interfaee. To ease extemal R~ requirements, it is envisioned that only the seleeted compression mode algorithm and applicable additional eapabilities will be loaded. The DSP ~ill be reloaded ~qa the host microcontroller each time a different compression mode is seleeted.
M~in Clock The speech coder device shall operate at a maximum nominal frequency of 40 MH~. This operating frequency shall be generated by the DSP from an extemal 50% duty cycle clock rate of 16 KHz usins the multiplication capability of the built in PLL. The DSP shall have a maximum pe. Çu".~ance of 20 MIPS at this clock rate.

-Perronnance Requirement~
PCS CELP Speech Coder a) Input sarnpling rate: 8.0 KHz (norninal) b) ~nput frame length:20 msec c) Output framc size: 160 bits compressed voice + 96 bits control/stat-us d) Output framc rate: 50 frarncs/second e) Speech quality:
very good quality (~ BER < l O 5 good quaiity (~ l 0-5 < BER < i O ' acceptable quality (~ l 0~ < ~ER < l O
f) End to end delay: max. 80 msec g) Interpolatlon performance:

The interpolation para neters shall be set to roug~y yield the following audio degradation levels:
1% Frame Errors - barely noticeable audio degradation 3% Frame Errors - some minor degradation but voice quality is s~.ill acccpt~blc 1 1% Frame Errors - Speech coder generates fuU mute ADPCM Speech Codcr ADPCM coding pc, ~"..ance shall be in accor~ance with the CCITT G.726 Speci~cation.
The nl~Y~ rn delay introduced by the algorithrn implc...e..~alion should be less than 2 r~illisecon-~c Echo Cancclcr a) Canccler's echo path: max. 5.5 msec.
b) ERLE: min. 30 dB

DTI~I~ Gener~tion a) The nominal frequencies and the frequency s;abi!ity s.h211 be in accordance ~i;h the specified requirements in EIA/IS-I9.
b) The DTMF signal level will be TBD.
c) The DTMF sidetone will be fed back at a level determined by the receive gain control setting.
d) The DTh~F signal duration ~ill be host controllable in units of a frame.
DSP Bsndwidth The speech coder algorithms shall utilize TBD of the available DSP bandwidth (approxirrately ~BD ~S).
Softw~re Ch~r~cteristi CoDtrol~St~tus Softw~re Interf~ce Dat~ received over the compressed voice interface from the modem to the DSP contains compressed voice together v.,ith control information to the speech coder. Likewise, data transmitted from the DSP to the modem contains compressed voice together with status information from the speech coder.
Twelve bytes of control and status information are sent along with every 20 bytes of compressed voice information. For CELP, 20 bytes of compressed CELP data (corresponding to 20 msec of speech) are sent at "time 0", followeJ by 12 bytes of control information that apply to the sarne 20 msec speech frame. At time P20 msec, 32 more bytes are l~ns.,ulled. A si~Tular process occurs in the reverse direction, with the difference being that the control ,nfo,...ation is replaced by status information. Thus for 8 Kbps C~:1 P, these 32 byte packets are h~ cd once every 20 msec. Note that for higher bit rate algorithms, they are l~ ..ulLed more fre~uentJy. For 32 Kbps, there are 4 32-byte packets every 20 msec. For 40 Kbps, there are 5 32-byte packets every 20 msec. For ~4 Kbps, thae are 8 32-byte packets every 20 msc~. However the packet rate for higher bit rate algG.;Lh,..~ i not guarante~d to be uniforrn (i.e. for 32 Kbps, the packet rate will not be 5 msec). These packets are t, .Ins~e~ l ed as re~uired by the modem. (note: 16 Kbps and 24 Kbps ADPCM are supportcd but optional for implementation.
See Se tior. 3.4 for controUstatus definition and relative locations of the controllstatus bytes within the ~ame.

Specch Codcr Bufrering As described in p~ious sections, the uncompressed voice interface of Ihe PCS CELP Speech Coder is ~ia the Synchronous Serial Interface (SSI) of the DSP. In the initia~ implementation, the co,l,prcssed voice interface is ~ia the Seria~ Communications Interface (SCI) of the DSP. The PCS .CELP speech coder software interfaces to both the uncolllpresscd and compressed voice data streams by means of double buffers.
Fig . 2 - 9shows the Spe~ech Coder buffer strucrure and associated signaJ flow in the direction of speech decompression. Compressed speech is written into the SCI buffers and operated upon by the compression aJgorithrn in the intemal Work Buffer. The decompressed speech output is written into the SSI Buffer. Uncompressed speech is then "spoken out" of the SSI Buffers.
Speech compression has a similar set of buffers and is essentially the revse of this process. Each ofthe three SSI Buffers is 160 bytes long, for a total buffer Iength of 480 bytes (only the 8 ~SBs of each 24-bi~word are used). Each of the SCI buffers shown correspond to 20 msec of real time (except for the work buffer), regardless of the buffer size or the co",prcssion aJgorithm in use.
For example, for CELP synthesis, the SCI Buffers are each 20 bytes long, for a total buffa length of 40 bytes. SSI Buffers A~ B, and C are initially fille~ with aJI zeroes. At tirne t--0, SCI Buffer A
begins to fil~ with 20 bytes (160 bits) of CELP data, while SS~ Buff A is being "spoken". At time t=20 msec, SCI Buffer A is full of these 20 bytes and SSI Buffer A has "emptied'. sa Buffer A is then copied into the Work Buffer. At this time, decu",pression begLns upon the Wor~
Buffer contents, with the uncG..,pressed data being placed into SSI Buffer C. Note that whiJe ssr Buffer C is being filled, SSI Buffer B is being spoken and SCI Buffa B is being filled with new compressed voice. A similar process occurs in the reverse direftion for speech compression.
?~ote that for PCM and ADPCM~ the SCI buffer lenBths still c~ spond to 20 msec of real time.
However, for these algorithms, the Work Buffer Iength co"~s~onds to a shorter period of time.
For exarnple, for 40 Kbps G.726 ADPC~I, the Work Buffer lenE~th C41 ,~sponds to 4 msec of real time. lllis is due to the fact that for each aJgorithm the c~mprcsscd voice is "packetized" into 20 bytes of co".prcsse~ voice and 12 byta of controUstatus i~ fo",~tion.
~egardless of the c~..,pres~;on a~gorithm used, the SCI touble buffers must still be 20 msec each in Iength be~ause of the o~va-air fJaming structure.

wo 95/260g4 ' ~ 1 8 6 0 3 1 Pcr/USs5/03500 .~.1.2 Vari2ble R2te Speech Coding VAD (Voice Acti~ity Detec~ion) con;rol of the oice ~ranSDOrt mechanism is specifically sup?or;ed in the Omnipoint C.U. Utilizing lhe VAD algorithm in ;he vocoder the CAI provides b2ndwidth tum around ser, ices allowing ( for example) the 8 kbps ocoder 2100rithm to operate over the CAI link at only 4 kbps,'thus 2110wing the potenti21 for doubling the ma.~imum number of users per R~ channel (e.g. up to sixty- four VAD 8 ~bps users).

2.8.2 D2ta Sign21 Structures 2.8.2.1 V2ri2ble Dat2 R2tes Overview PCS2000 h2s been designed to serve as 2n efficient ar.d fle.~ible data conduit for a myri2d of d2ta, video, multi-media 2nd broadcast applic2tions. The design allo~ s r2tes grezter than or less than the b2sic 8 Kbps rate to be provided to the end user.
rne over-the-air protocol provides 160 bearer bits per slot per 20 milliseconds to an MS. These 160 bearer bits are protected by a 16 bit FCW. See Figure 2-6. At the subscribers option ARQ error correction may be applied to the bearer data. Awindo~v size of t~ o is used for the ARQ process. The number of retry attempts 2re setable by the service provider or subscriber.
rne system provides for rales greater than the 8 Kbps basic rate. These higher r2tes, called "Super Rates", 2re achie~,ed by allocating multiple slots to a single MS. Up to ~he full bandwidth of the BS, 32 full duplex slots or 256 Kbps (full duplex) in 8 Kbps steps, may be assigned to a single MS. See Figure 2-7.
The system also provides for data rates lower than the 8 Kbps basic rate. This is accomplished by skipping polling cycles. See Figure 2-8. Thus 4 Kbps, 2 Kbps, etc. can be provided. Up to 24 polling cycles may be skipped, at 320 bps per loop, providing a minimum data rate of 320 bps efficiently (i.e., without using ratc adaptation). Intermediate rates or even lower rates may be obtained by using rate ad2ptation.
Asymmetric data channels are supported by the system. In this mode the greater porlion of a slot can be devoted to either the BS to MS tr~ncrnicsion or the MS to BS transmission. High speed tr nsport can be provided in this mode; up to 512 Kbps sent half duplex in either direction, with acknowledgment and ARQ.
, w095~260g4 21 ~603 1 Pcr/u~9S~3500 A specific sub-mode, "bro2dcast", eYists in t;le 2symmetr c band~victh case. E2cn broadcast sub ch2nnel is identif,ed by 3 sp'ci~,l b.oa~cast identifier. Up to 255 broatlc2st channels may be identified. For these ?oint-to-multiFoint 2ppli;2tions, broadc2st ;~ames 2re not 2ckno-vledged.
In addition to the above data ch2nnels, there 21--ays eYists 2n out-of-band D
ch2nnel in e2ch ~ime slot. User d2ta may be sent over this chaMel ~ ithout disturbing the norm21 be2rer channe!s. The d2ta r2te of this channel is 400 bps.rnis channel can be used for any purpose including short mess2ging implementation.
2.8.2.2 Mess2ge Ac~;nowledgment The end user has the option of either activ2ting ARQ error correction or le2vingerror correction dis2bled, for eYample, for video applic2tions. The ARQ
mechanism uses a d2ta window of rvo frames. When a fr2me is determined to be corrupted, via the st2ndard ISDN 16 bit FCW, the receiving unit sign21s the transmitter for a retransmission. The number of re-trarlsmission attempts can beset by the PCS service operator or the subscriber.
rne maximum uncorrected frame error rate of hc system is 10-2 at threshold receiver sensitivity. After 2pplying ARQ correction the frame error r2te is:
I o-2 /(2 1 6 1 ) hich is 1 53 X 10-7 undetected fr2me error rzte.
For eY2mple, the 12tency of 8 Kbps data corrected by 2n n=2 ARQ is 80 ms, and the 12tency of 120 Kbps data corrected by 2n n=2 ARQ is, on the 2verage, 5 4 ms.~n the uncorrected mode the user dat2 block error rate is I o-2 2t threshold receiver sensitivity D2ta rate 2nd integrity are maint2ined before and 2fter h2ndover. Since dat2 may be lost during the h2ndover, the system provides for the use of higher level protocols to corrcct thc loss of framcs A t pical handover delay, including s-vitch time, for an intra Base St2tion Controller handover is less than 10 ms The ma~imum handovcr time, assuming that communic2tion with the TerminaUnew BS is error free, is approximately 40 ms 2 9 Mobile Handoff 2 9 1 Handoff Procedures woss/26094 21 8~03 1 PCT/US95103S00 Handoff is required vhenever the ro~eived sign21 level 2t a ;~S f211s below 2n acceptable level. The PCS2000 S~st~m ~ es a .?~Gkile St2!ion-contrQlled h2nd-off method, which operates zs described in the following parz~raphs.
~Vhile the I~IS is receiving be2rer traffic from its originating BS, it measures the received signal quality of its link. This vzlue, together ~vith the current frame error rate, determines the link qualiry. If the quality drops below a first threshold ( the measurement threshold), the Mobile searches during the TDMA time slots it is notusing, for other RF frequencies/PN code sets through 211 time slots of the originating BS and the B2se St2tions of 2djacent cells (This inforrn2tion is downloaded from the origin2ting BS). As the l~JIS finds c2ch new frequency/codeset, it measures the received signal qu21ity. The MS reads a fiel carried in all BS frames which describes the current time slot utilization of the BS.
The MS uses ~hese r vo pieces of information to form 2 figure of merit for the new BS signals, including the originzting BS, and then sons the BSs by figure of mcrit.
Note that this procedure allows the I~IS to me2sure the qu21ity of other time slots m the originating BS. If these time slots h2ve berter qu21ity th2n those of any BSs in adjacent cells, 2 Time Slot Interchange (TSI) h2nd-off is considered, which maintains the link to the originating Base Station.
When the link quality drops below 2 2nd threshold level, thc ~IS (during a no-bearer time slot) reques-~s a h2nd-off from the BS with the highest figure of merit (-vhich could be a TSI w ith the origin2ting BS). rne h2nd-off is requested by seizing a time slot, sending a h2nd-off mess2ge request, 2nd waiting for an acknowledgment from ~he new B2se Station. rnc hand-off sign21ing message contains a description of the circuit coMecting the origin2ting BS to the PST~.
This inform2tion w2S ?2ssed to the MS at call establishrnent time. If the new BSaccepts the hand-off requcst (by acknowledging), then the new BS becomes thc Terminal BS. Note that the MS maint2ins the be2rer ch2nnel connection with the originating BS during t.his h2nd-offprocedure.
2.9.1.1 TntQ-ClucterHandoff Next, the Terminal BS sends a NOTE (message) to its Basc Station Controller (BSC), requesting that the original circuit be switched from thc origin~ting BS to the Terrninal BS. If the BSC is comsnon to both the originating and Terminal BSs, the hand-off is termed an intrz-clu~ter event, and the BSC bridgcs thc circuit from the originating BS to the Terminal BS. The BSC then sends a circuit-switch-complete NOTE to the originating BS, and also to the Terminating BS, comm;~nding it to continue the hand-of~process. If the BSC is not common to WO95/260g4 P~ S~ 3~00 ~_ 21 86~31 both Base Stations, the han~-offp.ocess con~inues ~,ith an ir;~--;lucter hand-off procedure.
~e .
2.9.1.2 Inter-Cluster Handofi ;
~or inter-cluster hand-offs, the BSC transl2.es the hand-off NO . E into the signaling language of the PCSC host and requests an inter-cluster hand-offat thePCSC nenvork ievel. ~n some net vork architectures, the host PCSC cannot accept a hand-off request from a terminating BSC; in which c2se an intermediate step istaken. The hand-off request is sent to the PCSC via an X.25 link to the BSC
connected to the originating BS. rne origin2ting BSC tnen translates uhe requestand relays it to the PCSC. The PCSC acknowledges the circuit switch to tne BSC, and the BSC sends a circuit-s~ itch-comple~e NOTE to the Terrr.inal BS.
When the Terminal BS receives the circuit-s--itch-complete NOTE, it begins paging the MS with a speciftc poll, znd the originating BS signals the MS to transfer to the Terminal BS. When the MS receives the signal to trarlsfer to theTerminal MS, or if the link is lost during the nand-off process, the MS switches to the Terrninal BS and searches for a Specif~c ~oll. When it receives the SpecificPoll, the MS completes the connection to the Terminal BS, and the hand-offis procedure is completed.
Should the link between the .~IS an originating or Terrninating BS be completelybroken at ~ny time, the MS ~vill search for the highest qualiry BS on its list of potential hand-offs, nd anempt a hand-off ~ithout communication with its previous BS. This allo~ s the .~IS to recover uom situations in which the original link was broken before the norrnal hand-oft ?rocedure could be completed.
2.9.2 .3 Handoff Time Delays For intra-cluster hand-offs the total time delay for the harld-offprocedure, including rc-cstablishrncnt of bearer channel traffic, is ~pically lcss than 10 milliseconds. The maximum time is app~oximately 40 ms. Since under norrnal circumstances the delay is less than one polling loop interval, bearer packets will continue to the MS with no interruption. Inter-cluster hand-off or Time Slot ~nterchange is partially dependent upon the delays inherent in the host PCSC, and are beyond the scope of this general system description. Over-the-2ir delays forthe inter-cluster hand-off are the same as above; i.e. 10-40 ms. Break-before-make hand-offs t~pically take less th~n 250 ms.
;

wo 95/260g4 2 1 8 6 û 3 1 rcTtus9sto3soo Future Enhancements The Omnipoint system allows a PCS operator to add a number of applications beyond voice to the system without protocol modifications. Among these are:
1. Asymmetric links between the base and handset allowing for small bandwidth from the handset to the base and vice versa and a higher bandwidth in the opposite direction. This will provide for some data services that consist of a request by the handset and a large volume of information flowing back to the handset in response. The Omnipoint CAI provides the ability for this enhancement and it will not affect other users or earlier handset interoperability with base stations providing these types of services.

2. Co~ecs with sampling rates lower than 8 kbps will be supported through the methodology outline earlier. At the present time, Omnipoint believes that 8 kbps is the best choice for an early PCS
service introduction and is confident in the codecs chosen for service introduction.

3. Other enhancements as defined and implemented by Omnipoint or licensees of Omnipoint technology.

WO 9~126094 2 1 ~ 6 0 3 1 PCI/US95103S00 ~~ 161 3. PCS2000 S~stem Performance Requirements 3.1 PCS Cell Coverage Requirements i. I . I Low Base Station Antenna Heights Figure ~-1 sho--s expected cell radii for a bi~ error r2te (BER) of 10E-3, for both 90% and 99% probability of coverage based on the COST model of median propagation loss, assuming a Base Station height of 10 meters, building roof heights of 9 meters, and a MS anIeMa height of 1.5 meters. Large scale shadowing effects are assumed to be Log ~'ormal with 2 stænd2rd deviation of 8 dB. ~vIS EIRP is 300 milliwztts, BS recei-ersensitivity is -100 dBm, and the BS
2ntenna has an omnidirectional partern with a vertical gain ot approximately 7 dB.
Hata-Ol;urmura models are not as 2ccurate at the assumed BS antenna height of 10meters, since they ~,ere originally developed for 2n~eMa heights of 30-200 meters.
Comparing COST 231 predictions ~ith H2t2, COST 231 r2nge predictions fall between Hata 12rge ciry urban and large ciry suburban cases. Omnipoint's Air Interface architecture provides for extremely rapid hand-off belween Base Stations, allowing for less overlap between cells. This fact is reflected in Figure 3-I where 7j% contours le2d to 90% overall coverage, and 90% contours lead to 99% overall coverage.
There is significant evidence that 2t lower BS antenr.2 heights, neither higher receiver sensitivity nor high g2in antenn2s contribute significantly to increasing cell size, because of physical obslructions and rapid increase of propagation loss ersus distance. At shorter ranges, signal strength falls off with a ItR~
characteristic, wnile 2t longer ranges, signal strength falls off much more rapidly-2S hi~h as 1/R7 or It9 for the lo~er BS antenna heights. For longer ranges, using higher gain antennas or lower receiver sensitivity, will do little to increase cell size. To provide greater coverage in such cell propagation environJnents, Base Stations must be placed closer together. l~is does not mean that directional antennas have no benefit in smaller cells; their directive is useful for purposes other than increasing cell size; e.g., for dividing a cell into sectors to accommodate higher user densities within certain urban regions.

PCT/U~5~3SOO
wogsl26094 2~ 3i 3.1.2 HiVh BS AnteMa Heights Figure 3-2 shows e.Ypected pertorrn2nce (using the CCST 231 propa~2tion model) for z BS anterLna height of S0 rneters. All other conditions zre the s2me as in Figure 3- 1. Note that once the BS 2nteM2 is elev2ted to this height, the range of coverage increases si~ificantly.
3.1.3 MaYimum Outdoor B2se Station Spacing Maximum BS spacing depends on thc configur2tion of aase S;ation anterma used and the deployment area prop2gation ch2r2cteristics. Table 3- I shows ma.Yimum perrnissible path loss for configura~ions using 300 milliwart ,vIS peak transmitpower and - 100 dBm BS receiver sensitivi;y. Maximum celi r2dii predictions 2re based on a COST 231 propag2!ion model, ~',ith Log Norrnal sh2dowing and 8 dB standard deviation..
Table 3-1 Cell Radii for 90%199% Urb2n Coverage Probability Base Station Ma.~imum M2ximumCell M2xCell Radius ~Miles) AnterLna Gain Path Loss Radius (Miles) with S0 Metcr BS
(dBi) (dB) 10 Me;er BS Hcight 3 132 0.305/0.227 1.289/0.96
9 138 0.~i8/0.326 1.854/1/381 13 142 0.558t0.416 2.362/1.76 19 148 0.~03/0.S99 i.398/2.531 26 15 S 1.225/0.91 j 5.193/3.869 wo gs,2609~ 2 1 8 6 0 3 1 PCT/US95/03500 -Table 3-2 shows maximum pe"nis5ible ?a~h loss for confi~r2~ions using the same assumptions as ir. Table 3- 1, eyce?t ,~iS ?e2.~. EiR? is I War..
Table 3-2 Cell Rzdii for 90%/99% Urb2n Covera e Probabili;y Base Station ~vI2ximum P2th ~ax. Cell Radii ~Iax. Cell Radii Antenna Gain Loss (dB) (Mi) with 10 (Mi) -vith 50 (dBi) l~eter BS Meter BS Antenna AnteMa Height Height 3 137.3 0.418/0.312 1 768/~ .318 9 143.3 0.602J0.~48 ,.243/~.416 li 147.3 0.76710.571 ~.66413.475 19 1 ~3.3 1.103/0.~27 ~.~45/1.896 76 160.3 1.68~/1.2i6 î.l29/j.312 The information presented in Tables 3- I znd 3-2 can be used to calcul2te nominal cell sizes for suburban environments. Expected maximum cell radii c21culated forthe above t2bles assume th2t multip2th R2yleigh f2ding and ISI effects have beenp2.~,ially mitig2ted by use of 2ntenn2 spati21 diversity ~ ~) at the B2se Station, and the use of DSSS modul2tion and correlation and detection. The BS antenn2 spztial diversity, which utilizes the channel sounding cap2bility of the PCP, provides sp2tial diversity gain for both the forwzrd 2nd reverse links. Cell radii c2n be further increased by using higner gain 2ntennas at the B2se Station. For ex2mple, if a 26 dBi BS antenna is used, ccll radius could increase by 3 to 10 times, 2ssuming propagation losses of 1/R2 or 1tR4, respectively.
To provide efficient service in low density rural are2s, cell radii can be extended beyond 8 miles, by providing the increased guard times re~uired for the longer round trip propagation delays encountered in the larger cells. Cells with 10 mile radii can be supported by reducing the number of time slots per frame from 32 to25. Since such large cell radii will only be deployed in low population density are2s, reduced cell capacity caused by the smaller number of time slots per framc is not an Issue WO 9S/26094 2 1 ~ 6 0 3 1 PCT/US9S/03S00 3.2 .~laximum ~rumber of Simul;ar.eous Users per Cell.
In urban æreas, when population density permits use or OrrLnidirectional BS
2nt~rLr.as, the maximum ilumber of ~imult2neous users per cell is limited by thenumber of user time slots per ~rame in the Omnipoint TDMA design appro2ch, ~vhich is ~2. Ho\-e-er, for a 1% probability of C211 blocking, 32 users per RF
channel can accommodate (0.68 x 32) Erl2ngs of traffic or 21.8 Erlangs per cell. 1, it is assumed ~hat subscribers in t~pical urban æreas use 0.03 Erlangs, Qn the averaoe, the Omnipoint cell could accommodate ~ subscribers.
For high density popul2tion applications, the ma.ximum number of simult2neous users per cell can be increased by s~ctorizing the cell; e.g., into 3 or 6 sectors.
This is accomplished by using directional BS antennas to illuminate 120 degree or 60 degree sectors of the cell. Cell sectoring, for these two cases, can incre2se the number of simultaneoL~s users per cell to 96 or 19~, ænd incre2se the number of 0.03 Erl2ngs/user mobile subscribers to 2175 and 4350, respectively.
~. Base Statioo Performance Requirements 4.1 Transmitter 4 .1.1 Frequency Agilit, rne Base Station RF system cæn oper2te 2t 2ny frequency ber 4een 1850 and 1990 vIHz in 62j kHz steps. rnat is, the frequency synthesizers can be programmed to recei-e ænd trznsmit on æ~y one of 223 f;equencies. This step size is not required in the licensed PCS spectrum for Omnipoint ænd the system steps in 5 Iv~Iz increments. Therefore, the first chæmel is normally centered at 1852.5 MHz, the next 2t 1857.5 MHZ7 CtC. PCS2000 does not normally operate in the 1910 to 1920 I~IZ bænd because frequency band is reserved for asynchronous unlicensed devices. The system can operate in the isochronous band between 1920 and 1930 ~Iz. The first channel in this band is centered at 1920.625 ~Iz7 and the channelspacing is 1.25 h~z across this band.
~.1.2 Frequency Stability The transmirter frequency stability is controlled by the system master clock in the Base Station. The frequency reference is a crystal stabilized 10 MHz prccision reference oscillator. This reference is stable to within I part in 0.01 ppm over 211 operating conditions. This reference can also be synchronized to the external digital networ~; for precise timing with the telephone network '.1.3 Synchronization with The Bas- S;ation Controller ~et vork The main frequency reference for the Base St2tion c2n be ~requency locked to LheBase St2tion Controller Network. This synchronization is performed 2utomatic211y- by digital circuitry th2t derives a DC control oltage for the reterence oscillator This control voltage is fed to the DC freeuency trim 2djust to fine tune the reference oscillator. ~ormally, the digital phone net 40rk uses a very precise frequency standard to synchronize the entire network. This frequency 2ccuracy ispassed on to the RF Base Station in this fashion. The control range of uhe elecLronic frequency trim adjust is limited to less th2n ~ /- 10 ppm to ensure th2t the RF st2bility cannot exceed the FCC limits under any faulty network condition.
$.1.4 Pouer Output (EIRP) 4.1.4. 1 TD~ Power Pulse W2vesh2pe A constant envelope wzveform is ~ener2ted by baseb2nd pulse sh2ping uhe I and Q
data inpu~s to a quadr2ture modulator. The par~icul2r pulse shape of these waveforms determines the specLral occupancy of the tr2nsmitter, as well as uhe intersymbol interference of the w2veform. The transmitter can be operated in a fully satur2ted power output mode which 2110-vs the maximum power output av2ilable from ~he tr2nsmitter to be utilized for incre2sed link margin. Unlike other modulated uavefornls th2t hzve signific2nt amplitude modulation, constant envelope waveforms may be compressed (limited in ute amplitude sense), wiuhout -the spectral re growth 2ssociated uith uhese ouher waveforms. This allows the use of amplifiers that are relatively less expensive They do not require OBO (outputb2ck off), or exLreme linearization techni4ues (such as feed foruard or Cartesian feedback to the modulator) to obtain good spectral purity. Further, since they cæn be operated at saturation, the pouer consumption is also relatively less. Typical OBO values fbr non-constant envelope signals ære in the 4 to 7 dB range. This reduction may affect the link budget of the system.

wossl26o94 21 ~6031 rcr/usgs/o3soo 4.1.4.2 Average Power Output The Average Po- er Output of the B2se St2tion Tr~nsmitter is 2ppro.~imately jO%
of the Peak Power Output. Pea!i Power Ou~put is 2 W2tts in th~ licensed ~equency bands, and the dury cycle is 2ppro~im2tely ~0%. rnerefore the m2ximum Aver2ge Power Ou~put is 2ppro,Yimztely I Watt. With the Power Control 2djusted to the minimum power output on e2ch time slo~ of the Base Station Transm;tter ~DO~ er control is perforrned on a slot by slot basis). The average is then (~ 33dB)x(50%)=0.5mW. The 2ctual Aver2ge Power Output will normally be between these t~vo extremes, depending on the individual po~versettings of all 32 time slots.
For the unlicensed PCS band, ~he po~ver output is limited to 112 mW for 1.25 .~Hz channels. This has the cfrect of reducing tne aver2ge power output to approximately 56 mW for the unlicensed service.
4.1.5 Spurious RF Emissions 4.1.5.1 Conducted Conducted emission complies with FCC Part 24.238 -Emission Limits for the licensed PCS b2nds, and FCC Part I S Subpart D -Unlicensed Personal Communications Services Devices for the unlicensed services.
4. 1.5.2 Radiated Radiated emission complies with FCC Pa~. I S rules for incident21 and intentional radiators. The radiatcd emissions also comply with ANSI
C95.1-1991.
4.1.5.3 Total Spurious Emission All spurious out-of-band emission, including but not limited to that due to modulation spectral sidelobes, transmirter harmonics, transmitter switching, power control transients, or multiple co-sited transmitter intermodulation, will be equal to or less than:
(-43 10 log P) dB
~vhere P i5 the in-band power of the modulated signal - .

wo gs/260g4 ~ 1 ~ 6 0 3 1 PCr/USgS/03SOO

A.2 Receiver ' .2. l ~requcncy Agility A common synthesized local oscillator is used for both transmit and receive. Seesection 4.1.1 for details.
4.2.2 Frequency Stability/Synchroniz2tion The same masIer cloc~; that is used for tr2nsmit is used for receive. See section 4.1.2 fordetails.
4.7.3 S~nsitivity The receive sensitivity is -107 dBm for 10 3.
4.2.4 Spurious R~ Emission RF emission from tne Base Station receiver mcet the FCC P2rt I S incidental r2diator rules.

'..3 AnteMa Performance Specifications B2se St2tions may be confi~ured with either omnidirectional or high gain directional 2nteMas (or a combination) depending on the specific R~ coverage needs for each base site. In 2ddition, to perrnit a single Base Station to cover a lærge sp~sely populated area, a steer2ble ph2sed arr2y anteMa may be used. (Ref.2.3.~.3) 4.3. l OrMidircctional Antenn2s 4.3.1.1 Gain:
Omnidirectional anteMas will have a nominal gain of 5 to I0 dBi.
4.3.1.2 Vertic21 Bcamwidth:
Omnidirectional antennas will have a nominal vertical beamwidth of 8 to 35 degrees.

PcTruss5/o3soo WO 9S/26094 2 1 ~ 6 0 3 1 A 3 13 Poi2rization:

OnLnidirec~ional antennas -ill be ver;ic211~ polarized.

4.i.2 Direc;ional AnteMas A.3.2.1 Gain:
Directional an~ennas ~vill have a nomina] gain ot 10 ~o 17 dBi.
4.3.2.2 Venical Beamwid~h:
Direc~ional zn~ennas ~vill hzve 2 nominal ver~ical be2mwidth of 7 to 35 degrees 4.3.2.3 Azimu~hal Be2mu idth:
Direction21 antenn2s will have a nominal azimuth21 beamwidth of 15 to 120 degrees. A minimum front-to-back r2tio of 20 dB is required.
.3.2.4 Pol2rization:
Directional anteM~.s may be ei~her verticzlly or circularly polarized.
4.3.3 Phased Arr2y AnteMas 4.3.3. I G2in:
Phased array antennas will have a nominal gain of 26 to 28 dBi.
4.3.3.2 Vertical Beamwidth:
Phascd array anteMas will have a nominal vertical bcamwidth of 8 degrees.
4.3.3.3 Azimuthal Beamwidth:
Phased array antennas vill have a nominal azimut~hal bcamwidth of 8 degrees. A minimum front-to-back ra~io of 20 dB is rcquired.

wog5/26094 2 1 8~0~ 1 PCT/~JS95/03S00 .,.3.4 ?olarization:
Phased arra- 2nteiln2; will be circular!- ?olariz~d.

4.3.4 Diversity for l~itig2tion of ,~,lultip2 h Efrects ~.3.4.1 Spatial Di-ersity The Base Station 4ill use spati21 an~enna di-ersity wi~h L = 2, i, or 4 depending on the severity of the multipath conditions of each base site. rne physical separation of the antenn2s will be 2t le2st ! 0 wa~elen~s.
4.3.4.2 Antenna Selection Algorithm Se-~eral metrics 2re employed to de~errnine the signal qu21ity 2; each antenn2. 1 ne results of Ihese measurements 2re used to select the best anteMa for transmission/reception for e2ch TD~lA time slot.
5. Mobile StatiorJ Perform~nce Requirements 5.1 Transmitter 5.1 . I Frequency Agilit The Mobile Station czn be set ;o oper2te orl 2ny frequency betwee:l 1850 and 1990 MHz in 625 kHz steps. rnat is, the frequency synthcsizers C2.'1 be programmed toreceive and transmit on any one of 223 frcquencies. Ornnipoint does not require this step in the liccnsed PCS spectrum and he system steps in 5 I~IZ increments.Therefore, the first channel is normally centered at 1852.j MH~ the ncxt at lS5?.5 I~Iz, etc. The system does not norm211y operate in the 1910 to 1920 l~z band.
This frequency band is reserved for asynchronous unlicensed devices. T he systemcan operate in the isochronous band between 1920 and 1930 h~Iz. The first channel in this band is centercd at 1920.625 ;~Iz, and the channcl spacing is 1.25 l~z across this band.
5.1.2 Frequency Stability The initial Mobile Station cloc' stabiiity is 2ccurate to within 1/ 10 ppm from -30 C to +60 C.

Wo 95/26094 2 1 ~ 6 0 3 1 Pcrluss5/03~00 ~.I.i Synchronization uith B2SD S~2tion The ~lobite Station clocl; is autom2tic211y fine tuned to tne Base Station once the mobile receiver receives the Base Station signal. This provides 2deque2te requency stability and net~vork wide s-nchroniz2tion to the .~obile Station.
~.1. ' Po--er Output (EIRP) The mobile station transmitter has a malcimum power output o. 600 mW into an elevated feed dipole. The resulting E~RP is I Watt.
~.1.4.1 TDI~ Po~ver Waveform s. Time The tr2nsmitter has a controlled on-ofr switching char2cteris;ic ;o eliminate un-vanted spectral spreading transients.
5.1.4.2 H2ndset A~ erage Power Output The Peak Handset Output Power is 600 mW. The Handset Average Power Output is determined by the number of time slots aggreg2ted to deliver the desired datarzte. E2ch time slot delivers an 8 kbps dat2 rate, so a 32 kbps uscr needs 4 time slots and therefore has 4 times the aver2ge power output of a.~l 8 kbps user. The dury cycle of a single slot (an 8 kbps user) is approxim2tely 1/6~ and the resulting 2~erage po--er output is approxim2tely 9.4 mW. Therefore, thc 2verage power output of a 3~ kbps user is 37.6 mW. Power control can furthe. reduce the average po~ er output as directed by the Base Station.
~.1.4.3 Tr2nsmit Power Con~rol by Base Station Transmit Power Control is directed by the Base Station in 3 dB steps ovcr a total range of 33 dB~ is is performed by a four bit control of 3 dB, 6 dB, and two 12 dB switched RF attcnuators. PCP, the Power Control Pulsc is transmitted by the MS just before the time that the BS is expectcd to transmit to thc MS. The PCP
thus providcs a power measuremcnt of the mobilc channcl to th: BS and is the basis for the power control command to be scnt to the MS. A multi-rcceiver BS
can also make an antenna selection for transmit based on the quaiity of thc PCP
signal arriving at the BS. In TDMA systcms thc latency of the signals around thepolling loop generally inhibit the use of power control. That is, the length of time around the polling loop is too long to allow the iast transmission to be very useful to estimate the channel losscs and impairrnents. In most fixed station applic~tions, the antenna locations, patterns, and power transmitted by the fixed W0 95/26094 , 2 ~ B6 0 3 ~ PCT/U.~33~ 3~J~

station may be adjusted for minimal in~erference to o~her fi,Y-d stations. Howe- e., the nature of cellular~ e mobile s~ations is such th2t they c2n conflict with other mobile stations at intersecting cell boundaries. This creztes the necd for some power control in the mobile stations. For ex2mple, a handset operating at the boundary of its BS coverage needs to transmit its full power to stay in contact.However, 2 handset operating in the s2me time slot, relatively close to its own BS, does not need to transmit full power to have good contact. rne BS can measurc the channel with the PCP and tell the MS to adjust its power if needed. rne BS
can also use the PCP to measure the time dclay from a MS 2nd estimate its distance from the BS. Further, if the BS knows the power serting of Ihe MS, it can also adjust its own power as well.

f n~ 1 PcrlUS95/035oo WO 95/26094 2 1 ~

5 1.5 ~purious RF Emission 5.1.~.1 Conducted Conducted emission complies ~vith FCC P2rt 24.~8 -Emission Limits for the licensed PCS bands, 2nd ~CC P2rL 15 Sub?2rt D -Unlicensed ?erson21 Communica~ions Services Devices for the unlicensed services.
5.1.5.2 Radiated Radi2ted emission complies ith FCC Part 15 rules for inciden;al 2nd intention21 radi2tors. The radi2ted emissions zlso comply with ANSI C95.1-1991.
5.1.5.3 Tot21 Spurious Emission All spurious out-of-bznd emission, including but not limited to that due to modulation spectral sidelobes, tr2nsmirter h~rrnonics, transmir.er switching, power control transients, or multiple co-sited transmincr in!crmodul2tion, will be equal to or less than:
(-~3 - 10 log P) dB
where P is the in-band power of the modul2;ed sign21 5.2 Receiver 5.~.1 FrequencyAgility A common synthesized local oscill2tor is used for both tr2nsmit 2nd receive. Seesection 5 .1. 1.
5.2.~ Freqùcncy Stability/Synchronization The samc master clock that is used for transmit is used for reccive. See section 5.1.2 Frequency Stability 5.2.3 Sensitivity The reccivc sensitivity is -100 dBm for 10-3 BER
.. . .

WO gS/26094 2 ~ 8 b o 3 1 PcTluS95/03Soo 5.2.4 Spurious RF Emi sion RF emisSiOn from the Mobile St2tion R-c i~ er m-~ts the FCC P2rt 15 Incident21 Radiator rules.
5.3 Antenna Performance Specifications 5.3.1 Mobile Handset Antenna 5.3.1.1 Gain:
The mobile handse~ antenn2 will have a nominzl gain of 2 dBi.
5.3.1.2. Beamwidth:
The mobile handset 2nteMa will have a nominal vertical beamwidth of 70 degrees, perpindicular io the antenna aYis.
5.3.1.3 Azimu~hal 8eamwidth:
The mobile hands:t antenna is omnidirectional.

wo g~t260g4 i 2 1 8 6 G 3 1 PCTruS95/03SOO

5.3.1.A ?olarization:
The mobile handse~ ar.;enn~ is p~larized along the major a.Yis of the h2ndset, I~IS.

5.~ lobile Vehicular Antenna 5.3.2.1 Gain:
The mobile vehicul2r antenna will have a nominal gain of 5 dBi.
5.3.2.~ Verlical Beam~vidth:
The mobile vehicul~r 2ntenna ~-ill havc a nominal vertical beam~idth of 35 degrees.
5.3.~.3 Azimuthal Beamwidîh:
The mobile vehicul2r 2ntenna is omnidirectional.
5.3.~.4 Polariz2tion:
The mobile vehicul2r 2ntenn2 is vertic211y polarized.

~~ 1 0 ~ PCrlUS95/03S00 WO 95/26094 O~ I O ~

Sec. 6.1 Layer 1 RF Characteristics 6 . 1 RF Characteristics This section describes the RF characteristics of the basic Omnipoint PCS system. For cert2in applications, values of some system RF parameters ~ilJ change.
6 .1 . 1 Transrrlit This section describes the RF characteris~ics of the transmitters for both the Base Station (BS) and the Mobile Station (MS).
6 .1 .1 .1 Modulation Method O;nnipoint uses a form of continuous ph2se modulation (CP~vf) wnJch provides the desir2ble characteristics of a constant RF envelope and minimal sideiobes. The constant envelope ch2racteristic of CPM permits.e~icient nonlinear RF power amplihcation in the transrnitter.power amplifier ofthe MS handset (as well as th: BS), ~ithout regrowth ot the spectraJ sidelobes associated with most forrns of digital phase modulation.
6 . 1. 1. 2 Transmit SpectrumlPulse Shaping A~er CPM RF modulation, the ~F signal is b2ndpass filtered to further reduce the out of band spurious emissions. The in-band 2mplitude and phase versus frequcncy characteristics of the RF
bandpass filters must be carefully controlled. Otherwise the filters can distort the CPM signal, c2using it to lose its constant envelope characteristic, thus causing sidelobe regrowth a~er nor~inear power 2mplihcation. The attack and decay times of the transmitted RF signal are controlled durin~ the turn ON and turn OFF transient periods to prevent splatter into adjacent RF
bands.
6 .1.1. 3 Transmit Power Levels Although the FCC permits up to 2 Watts E~P for thc MS, the nominal peak power output for the Omnipoint ~SS is 600 milliWatts into a dipole antenna, or I Watt E~P. With Omnipoint's Version 2T.X TDDrI~MA design approach~ the average MS power output in the 8 Kbps mode is on~y 9.36 milliWans, perrnining longer durations between battery recharges. With this low value of MS transmit power, large PCS cell sizes can be accommodated because high Bain directional antennas can be economically incorporated in Omnipoint's Base Station design. J~ote that with Omnipoint's ~DI~A radio system designs, onJy a singJe steering mech~lism is required to address all users in one cell or cell sector, thus sig~Lificantly reducing system complexity and cost. Contrast this capability with other systems which require as many steering mechanisms as there are potential users ~ithin each cell.

W095/26094 2186D31 PCTfUS95/03500 The FCC PCS Report and Order alloweJ up to 100 ~'a;ts peak E~P for DCS Base Sta~ions for . .
eaeh RF ehaMel utilized by the BS. Therefore, ma~imum penrissible average EIRP per channel in Version 2T.X is 50 Watts The nominal peak power output of a standard OmrLipoin~ base station is 2 Watts. However, for larger eell ap?lieations and for eertain propagation en-ironrnents, the BS utilizes a directional anter.na ~ith a norninal antenna 8ain of 17 dBi. ThJs provides a peak ErRP of 100 Watts, meeting the FCC requirement. By utili~ng a steerable directional antenna, each user link within the cell takes advantage of the gain of the direclional anlenna at the BS, for the reverse link as well as the forward lin~; in Version 2T.X.
Many petitioners in the Reconsideration process requested that the FCC raise the power limit to IOOOW wh~ich allows Ornnipoint's system to use up to 26 dBi gain anteMas. Beeause Omnipoint's system design utilizes a direct sequence spread spectrum form of modulation for all MS and BS transrnissions, the RF power densiry is much lower ~han for narrowband PCS
systems, causing Iess interference ~ith OFS users shar;.n3 the same RF spectrum.
6 . 1 . 2 Receive This section describes the general charae;eristics of Or.-L~ipoint's Mobile Station and Base Station RF receiver functions.
6 .1. 2 .1 Receiver Selecti~ity With a nominal 5 ,'vlcps spread spectrum pn code overlay, the required receiver front end (RF) bandwidth is S ,~Iz for Version 2T.X. This bandwid~h is maintained throu,gh down conversion to an interrnediate frequeney (~) until despreadin3 occurs and processing of the information content of the received signal begins, at which time the receiving channel band~idth is reduced to that required for the digital information signal. By pro~iding the rr~nimum RF, I~, and baseband sign21 band~idths required, the receiver is optirnized for front end therma] noise, as well as potential adjacent channel interferers. Receiver band~idths must be wide enough to accomrnodate expected variations eaused by transmitter and receiver loeal oseillator variations over time and temperature, as well as Doppler shi~s. The same seleetivity eonsiderations apply to both the MS and the BS receiver designs.
6 . 2 . 2 . 2 Receiver Dynamie Range Because of variable RF path Iengths within the PCS eell and beeause of fading channel propagation and shadowing effccts, rcccivcd signal Icvels at both thc MS and BS sitcs can vary over a very wide dynarnie range. To prevent the stronger of received signals from overloading the front end. RF front ends are designed to handle a large dynamie range. Sele~tion of RF
amplifiers with low noise fisures and good linearity at maximum expected signal Icvcls minimize signal distonion effeets whieh ean reduee spread spectrum proeessing gain, and eause intermodulation distonion.

wo gs/260g4 2 1 ~ 6 ~ 3 1 PCIIUS9S/03S00 6 .1. 2. 3 Signal Qu2iity Measurement of the Physical Interface ' To red.uce the required interference dynamic range rejection of ~he BS receivers, Onmipoint utilizes an adaptive power control algorithm. Irnplementalion of tius power control feature requires measurement of the qualit~y of the signals received from each MS. In Version 2T.X tnis is done by having the BS measure the received RF power as well as the signai to noise/interference ratio during a proprietary Power Control Pulse (PCP) transrnitted by each MIS
during its assigned TDMA time slot. With Omnipoint's design, the MS transmits a PCP, the BS
makes a measurement of received signal quaiity and transmits a comrnand to the MS to increase or decrease its transmitted power level and the ~S responds, zll within 500 us--a fraction of 2 time siot duration. Since the BS transmits sequentially to all MSs within its ccll in adJacent TDMA time slots, each BS-to-MS link may vary in path loss. Control of BS transrnitter power is possible on a slot by slot basis. Each MS measures received BS signai quaiity from its ov~n cell, and uses this inforrnation to determine when to measure si~nal quality from adjacent cells and~
furlher, when to request handover to an adjacent cell when the received signal quality from ils present BS falls below a preset threshold level.
6 .1. 3 General Characteristics This section disc~sses certain characteristics of the PCS RF channel which are common to both the Base Station and Mobile handsets.
6.1. 3 .1 Air Interface Data and Syrnbol Rate Omnipoint's TD~A design approach permits up to 512 Kbps of bearer channel information simplex or 256 Kbps of bearer chaMel information in non-VAD full duplex mode. The instantaneous burst data rate is higher to accommodzte overheads and guard time (see Packet and Frame Structure). The symbol rate is significantly lower than the data rate and is proprietary to Ornnipoint.
6.1. 3 . 2 RF Stability Requirements.
For the Base Stations and the MS, O" nipoint pro~ides a guaranteed transmitter carrier frequency stability equal to or less than +\- 10ppm over the operating temperature range. Base station operating frequency may be s~"chronized to external sources for the more precise timing potentially required for interface to digital networks, external clocks and frequency standards.
Mobile units may also acquire synchronization from the Base Station for sirnilar.precise frequency control.
6 . 1. 3 . 3 Intermodulation Interrnodulation distonion must be considered for co-located Base Stations OpC.ating on multiple RF channels. Omnipoint has designed the transmitter RF power output stage and antenna coupling to minirnize this effect.

W095,260g4 2 1 8603 1 PCT/US95/03500 6 . 1. 3 . 4 Char~neli7~tion ~3omina1 RF channel spacing for the Om,lipeint Version 2T.X CD.UAll D~iWFD.~fA systerr~
utiiizing a 5 J~cps spread spectrum moduiation, is 5 ~. For applications that do not require 2S
lar3e a spread bandwidth, iower chip rates with closer channel spacings can be provided.
6 .1. 3 . 5 Spurious RF Ernissions All spurious out-of-band emissions including but no~ limitcd to those due to modulation spectral sidelobes, transmitter harrnonics, transmined switching, power control transients, or multiple co-sitcd transrnitter intermodulation shall be equal to or less than (- 43 dB + l 0 log P) dB.
6 .1. 3 . 6 Multiple Access Method O;nr,ipoint uses a unique combination of CD~ TD~IA, and FDMA for multiple user access to the PCS network. Within a cell, time di~ision multiple access (~.UA) is employed and ~ime di~ision duple~ing (TDD) or frequency di~,ision duplexing (FDD) can be used, allowing up to 6 simultaneous 8 Kbps bearer channels in simplex mode or 32 simultaneous, 8 Kbps full duplex mobile users, while adjacent cells are set to different fTequency channels (FDMA) under a minima~
N = 3 architecture. Cells beyond immediately adjac~nt cells use a variety of separation techniques, including code (CD.'vIA), power control, direional antennas and time slot intercnange (TSI) for additional inter-cell isolation. By utilizing a TDMA approach within a cell, and not relying solely on CDMA for separating multiple MS signals at the Base Station, self inter.erence at the BS receiver is ~greatly reduced, permitting greater area coverage for a given MS
transmitter power output level.
Further, as a cell becomes loaded near capacity, cell sizes remain constant and do not shrink as may be the case with other CDMA-~niy architectures. In the Onulipoint System CD~. is used to maintain low symbol rates while providing very hi~h data rates and to achieve better CU ratios and- frequency reuse. Without the use of these spread spectrum techniques, high data rates are difficult to reliably maintain in fully mobile comrnunications channels.

wog5/260g4 2 1 8 6 03 i PCI/US95/03S00 I_ ' .

6.1. 3. 7 Duplex method Time Division Duplexing (TDD) or Frequency Division Duple~ng (~DD) can be utilized to pro~ide two-way access to each MS-to-BS PCS communications link. In Version 2T.X~ each time slot ~ithin the TD,~A fr2me is divided into equal transrnit portions for the MS and the E3S~
with appropriate guard times. When the BS is transmits, the designated MS receives, and vice versa.
6.1. 3 . 8 Muitiple Access Dependency Omnipoint's Version 2T.X 1~4. structure is based on a 20 millisecond polling loop for MS
access to the Base Station. The 20 ms TD.~A frame supports 64 8 Kbps simplex time slots or i2 paired 8 Kbps full duplex time slots each of 625,us duration. There are provisions for each MS
to aggregate multiple time slots to a~ord a user more bandwidth for hisher data rates as required.
Asymme~ric data rates can be supported on a frame by frame basis. perrnittins Voice Acti~ity Deteclion (VAD), high speed data transport, and data broadcasting by the BS.
6 . 1. 3 . 9 Power Control Method Although the Omnipoint method of Time Division ,Uultiple Access (TD,'vLA) does not require the strict control of transmitter RF power output necessary to resolve the ~Near-Far" problem experienced by CD~A PCS syslems, the Om.~ipoint system does utilize a proprietary method of controlling transmitted RF power levels. Ths is done to reduce bartery consumption and to minimize interference in nearby or distant cells which may be operating on the same or adjacent RF channels as well as nearby OFS users.
6 . 1. 3 . 9 .1 Control of Base Station Power Output Since the Base Station (BS) can communicate with up to 64 Mobile Stations (MS) within its cell, each of whose distance from the BS can vary from near zero up to the radius of the cell, it may not be desirab1e to control the BS tr~sllLil~er pouer to maintain near-constant received power level at each MS. This could require very large changes (>40 dB) of BS transmit power during each time slot (625 ~s) of the TDMA f.rame. Omnipoint provides BS power control and is investigating the various alternatives to utili e BS power control on a slot-by-slot basis as well as cell-to-cell and cell-to-OFS microwave user.
6 . 1 . 3 . 9 . 2 Control of Mobile Station Power Output To permit RF channel rellse in nearby PCS cells, to reduce interference with OFS users, and to .' conserve battery power in the handheld units. Omnipoint provides adaptive power control of the Mobile Station transrnissions within cach PCS cell.
-A proprietary Power Control Pulse (PCP) system has been designed. In Version 2T.X the PCP istransmitted by the MS in its assigned TDMA time slot just before the BS transmits to that MS
in its associated TDD time slot. This MS PCP provides the BS with a measurement of the MS-BS

WO 95/26094 :, PCI'IUS9S/03S00 ~ol 86031 path transmission loss, which servcs as thc basis for 2 Powcr Con rol Command ~'PCC) transmittcd from the MS to the Base S;a~ion. Thc PCC ;auses the MS to change its output power in rninirr,um steps of 3 dB, depcndent on the quality of the PCP reccived by the BS.
Ln some TDMA systems, the latency of the polling loop si~nals prevcnt the use of closed loop power control. However, with Omnipoint's Version 2T.X ll~D/TDMA design approach, the elapsed time for transmission of the PCP, the response by the ,US, and the next MS bearer transmission burst, is less than 500 us--less than 2.5% of the frame time. Because of its fast response time, Omnipoint's Power Control algorithm can rcspond faster than the rate of change of small scale multipath fading effects and propagation shadowing effects.
The BS can also use the PCP information to measure Ihe propagation time to each ~vlS within its cell. This provides an estimate of the range from the BS to each MS. For 91 I support, if the PCS ser~ice operator invests in the necessary so~warc, a handset could pro~ide PCP signals to multiple BSs for rough location estimztion in emer~gcncy situations.

'~ 1 Q ~ 9~tO3500 WO 95/26094 ~ I O U lJ J I

Acronyms 1.2.1 Acronyms A/D Analog to Digital AC Authentication Center AC Automatic Callback ACD Automatic Call Distributor ACK Acknowledge(normally the receipt of a packet of information) ACSE Association Control Ser~ice Element AE Application Entity ALT Automatic Link Transfer AMA Automatic Message Accounting ANI Automatic Number Identification ANSI Arnerican National Standards Tnstinlte APDU Application Protocol Data Unit API Application Protocol Interface AR Automatic Recall ARC Automatic Reverse Charging ARQ Automatic Re-send reQuest ASE Application Service Element ASP Application Service Part BCD Binary Coded Decimal BER Bit Error Rate BRI Basic Rate Interface CAMA Centralized Autom~t~d Message Acco"1lti~e CAVE Ccllul~r Authentication and.Voice Enc~ption CCAF Call Control Agent Function CCF ~o~nection (Call) Control Function CCITT International Telegraph and Telephone Consultative Comrnittee [now ITU-Tl CCIR Con~lllt~tive Com. mittee for International Radio [now ITU-RS]
CDMA Code Division Multiple Access CNI Calling ~lumber Iderltifir~tion CPN Calling Party Number P~ 5S/03500 wo 951260g4 2 1 ~ fi 0 3 1 CPS Calling Par~ Sub-2ddress BS Base Station CCIl~ Internation2~ Tele~r2ph 2nd ~e!~?hone Consult2~i~ e Committee CCS7 CommonChannel Sianalling.-7 CGSA Cellular Geographical Service Area CHNO Channel Number C~D Calling ~umber Display CNDB Calling ~umber Display Bloc~;ing CPSQ,'vl Continous Phase Shi~ Quadr2n~re Modula~ion CSS Cellul2r Subscriber Station CSSINACT CSSlnactive ~VOKE
CSSIT CSS Inactive Timer CT Cordless Telephony CTT Clear Trunk Timer CUG Closed User Group DACW Distinctive Alerting/Cal I Waiting DCE Data Circuit-Termina~ing Equipment DID Direct Inward Dial DMAC Digital Mobile Attenu2tion Code D.~H Data Message Hzndle.
Dl~l Directory l~Jumber DPC Destin2tion Point Code DSP Digit21 Signal Processor DSSS Direct Sequence Spread Spectrum DTE Data Terminating Equipment DTMF. Dual Tone Multi Frequency DVCC Digital Verification Color Code DXE Data Terrninating or Data Circuit-Terminating Equipment ECSA Exchange Carrier Standards Association EEPROM Electronically Erasable and Programrnable Read Only Memory EIA Electronic Industries Association EIR Equipment Identity Register ESI~I Electronic Seria! ~umber FACCH Fast Access Control Channel FAX Facsimile ~ 0 3 l Pcrlusgslo35oo WO gs/26094 2 1 8 'J

'_ FC Feature Code FEATREQ RemoteFe2tureCo:ltro!Ree-:est ~/Or~E
. FDD Fre~ueneyDivisionDuple,~ing FDM Frequency Division .~ulti~le.Ying FDI~A Frequency Division ,~,~ultiple Aceess FEC For~ ard Error Correction FIFO First In, First Out FPLMTS Future Public Land Mobile Telecommunication Systerns FSK Frequency ShiR Keying FU Functional Unit GTT Global Title Translation HLR Home Location Register HLRJAC Home Location Register/Authentic2tion Center HOT H~ndoff Order Timer HTTRT Handoff To rnird Result Timer H'l - l 1 Handoff To rnird Timer IA Incoming Access IBS Intelligent Base Station ICB Incoming Call Barred ID Identifler IEEE Intern2tional Association of Electrical ~nd Electronic Engineers IF Interrnediate Frequency IN IntelligentN'er ork I~AP Intelligent Networ~; Application Protocol IS Interim Standard ISD~ . Integrated Services Digital ~etwork ISO International St2ndards Organization ISUP ISD~I User Par;
In Information Transfer Interfaee ITIJ International Telecommunieations Union ITU-R ITU-Radioeommunieation Seetor (formerly CCIR) ITU-T ITU-Telecommunieation Standardization Seetor (formerly CCIl-I ) IW Interworking IWF Interworking Functions LA~B Layer Application Pro~ocol "B"

2 1 8 6 0 3 1 rcTlu~3~3~oo wo 95/26094 LAPD Link Access Protocol "D" primzril~ used in t.~.e iSD~ "D"
channel LAPM Link Access Pro;ocol .~lo~em (see V A~) LATA Local Access and Trznspor; Area LEC Local E.Ychange L~\~IRT Location Measurement Mæximum Response Timer LOCREQ LocationRequest ~VOICE
LRT Location Request Timer MA Mobile Application ~O Mobile Assisted H2nd-off l~/IAP ;vIobile Application Part MAT Mobile Arrival Timer MDHO .~Iobile Directed Hand-off .~ulti-frequency l~HOT Mobile Handoff Order Timer MHS Message Handling Systems M~' ~Iobile Identification Number MNP l~licrocom 2~Jetwork Protocol p 10 Microcom Nrerwork Protocol Class l 0 MOS Mean Opinion Score MS Mobile Station MSA Mobile Service Area MSC Mobile Switching Center MSC-G (IS-4 1. I -B) Mobile Switching Center - Gatew2y MSC-H Mobile Switching Center- Home MSC-V Mobile Switching Center- Visited MSCG (?) Mobile Switching Center Gatcway MTP Message Transfer Part MTSO Mobilc Telephone Switching Of~lce NAK No acknowledgement (usually of the receipt of a pacl;et of information) NAM Number Assignment Module NANP North American Numbering Plan NOC Network Operations Center NPA Numbering Plan Area (Area Code) NSAP Network Service Access Point NXX Of fice Code ~ 1 Q L n 3 1 PCT/US95/03500 wo 95/26094 ~ I y u u l ~J

OA outgoin~ Access O.~ I&P Operations, Administration, .~12inten2nce and Provisionin~
OCB Outgoing C211 8arred OPC Originating Point Code OPDU Operation Protocol Data Unit OSI Open Systems Interconnection PABX Private Automatic Branch Exchange PACA Priority Access and Channel Assignment PAD Packet Assembly Disassembly PBX Private Brznch Exchange PC (IS-4 1. I-B) Point Code PC (?) Protocol Conversion PC~ Pulse Coded I~Iodulation PCS Personal Communications Services PCSC PCS Switchingl Center PDN Public D2ta Netuor~;
PDU Protocol Data Unit Pl Presentation Indieation PID Personal Terminal Identifier Pl~l Personal Identification Number PLCS Personal Communications Loca~ion Service PMC Pe.-son21 Mobility Controller PI~D Personal IMobilily Dat2-store PMM Personal Mobility Man2gem:nt PPDU Presentation Protocol Data Unit PP~ Public Paeket Telephone Network PRI Primary R2te Interface PROFDIR ServieeProfileDireetive ~VOKE
PROF~EQ ScrviceProfilcRcquest INVOICE
PSP PCS Servicc Providcr PSPDN Public Switched Paeket Data Network PSTN Publie Switehed Telephone Network QAM Quadrature Amplitude Modulation QDT Qualification Direetive Timer QOS Quality of Service QPSK Qu2du~ture Phase Shi~ Keying ~ ~ 1 o ~ n3 1 PCT/US95/03500 QRT Qualificz;ion Request Timer QUAI DIR Qualific2tionDi.ec~ive ~rVOK~
QUALREQ Qualific2tionRequest ~OKE
RA Rate Adap;ation R~ND R2ndom Number RASC Radio Access System Controller RCID Radio ChaMel Identifler RCT Regis~ration C2ncellalion Timer RDRT Redirection Request Timer REDREQ RedirectionRequest ~VOKE
REGCANC RegistrationCancellation INVOK~
REG~IOT Registra~ionNotific2tion ~VOKE
RF Radio Frequency RFCT Remote Feature Control Timer RN Redirecting ~umber Rl\TI Redirecting ~lumber Identifier ~1T Registration ~'otification Timer RO Remote Operation ROUTREQ RoutingRequest ~rVOKE
RP Radio Port RPC R2dio Porl Controiler RPCU Radio Port Control Unit RPI Radio Port Intermediary RPT Radio Person~l Termin21 RRT Routing Request Timer RSSI Received Signal Strength Indication RSSI ) Received Signal Strength Indicator SACCH Slow Access Control Channel SAT Supervisory Audio Tone SBI Shortened Burst Indicator SCA Selective Call Acceptance SCAI Switch-to-Computer Applications Interface SCC SAT Color Codc SCCP Signalling Conneetion Control Part SCEF Service Creation Environment Function - SCF SelectiveCall Forwarding 21 a6031 PCI/US95/03500 SCF Service Con.rol Function SCM Station Class .~I~r.L;
.- SCP Service Control Point SCR Selecti-~e Call Rejec;ion ,~ SI Screening Indicator SDF Service Data Funclion SDLC Synchronous D2ta Link Protocoi S~ Screening Indicator SID System ID
SLE Screening List Ediling SLF Screening List Features SMA~ Service Man2gement .~ccess (.~gent) Function SMDI Simplified Mess2ge Desk Interf2ce Sl~: Service Man2gemenl Function SPDT Service Profile Directive Timer SPDU Session Protocol Dat2 Vnit SPRT Service Profile Request Timer SRF. Speeialized Resource Function SS7 Signalling System Number 7 SSN Subsystem Number ST Signaling Tone STP Signal Transfel Point SWID Switch Identification S-~O Switch Number TA Terminal Adapter TBCD Telephony Binary Coded Decimal TC Transaetion C~pabilities TCAP Transaetion Capzbi]ities Applieation Part TDD Time Division Duplexing ~DM Time Division Multiplexing TDMA Time Division Multiple Aeeess TE T~rminal Equipment THm Tandem Handoff To Third Timer f TID Terrninal Identifier TR Teehnical Report - TLDN TemporaryLocal Directoryl~umber WO 95/26094 ` Z 1 8 6 0 3 1 TLDNAT Temporar~ Local Direc~or,v Number Association Timer T~IC Terrninal.~obili~ Con~.ol!er ThrD Terrnin21 Mobili;y Dat2-store TI~M Terminal Mobility Man2gement T~ Telecommunic2~ion .~anagement Net vork TPDU Transpor. Protocol Dzta Unit TR~NU~EQ Tr2nsferToNumberRequest ~VOKE
TSAP Tra~sport Service Access Point TSC Technical Sub-Committee TSR Time Slo~ and R2te Indicator TTNRT Transfer To l~iumbcr Re~uest Timer UCH User Ch2Mel or Vojce Channel UDT Unitd2ta ~vlessage UDTS Unitd2tc Service l~lesszge UNRELDIR UnreliableRoamerD2t2Directive ~VOICE
U`P~I User Provided Number UPT Univers21 Person21 ,Telecommunication UPT.' Univcrsal Personal Telecommunication Number URDDT Unreli2ble Roamer D2ta Directive Timcr VCH Voice Ch2Mel UTC Coordina~ed Univers21 Time VBD Voice Band Data VC Voice ChaMel VLR Visitor Loc2tion Regis;er VMAC Voice Mobile Attcnuation Codc VMS Voice Mcssage Sys~em WAMS Wirelcss Access Mobility Serviccs ~X Station Numbcr (in conte~t of ~PA-NXX-~) wo 9S/26094 2 1 8 6 0 3 1 PCTIUS95/03500 Definitions 1.~.2 Definitions A-key A secret, 64-bit pattem stored in the mobile station. ~t is used to generatelupdate the mobile station's Shared Secret Data.
The A-key is used in the~rnobile station authentication process.
Abbre~iated Alert The abbrevizted alert order is used to rcmind the user that previously selected alternative routing features are still active.
Access Denial CallTreatment A tone, annol.nc~ .nent, or call redirection applied as appropriate.
ACCOLCp A four-bit number used to identify which overload class field controls access attempts.
Accounting ~Ianagement - set of functions which enables the measurement of the use of the nen~ork service so that the charge for such use can be determined.
Acoustic Echo Cancellation-Activa~ion -Advice Of Charging - Information which may be provided to a user regarding the cost of a call Alerting Area - a territory in which a wireless terrninal is registered for alerting.
~ote: The ale~ting area may or may not be identical to the terminal registration area.
Alerting Identifier- a unique value across an alerting area ~csigred to a terminal at registration.
Analog Access ChanDel An analog control channel used by a mobile station to access a system to obtain service.
Analog Color Code An analog signal (see Supervisory Audio Tone) tr~n~mitt~ d by a Base Station on an analog voice rh~nnel and used to detect capture of a mobile station by an interfering Base Station or the capture of a Base Station by an interfering - mobile station.

WO95/26094 ~,1 8603 1 PCrlUS95/03500 Aualog Control Channel A chanrlel used for the t, nsmission of digit21 control information from 2 B2se St2tion to z mobiie s~a~ion o from 2 mobiie s~a~ion to 2 Base St2tion.
Analog Paging Channel A for- zrd analog con~rol channel th2t is used to p2ge mobile stations and send orders.
Analog Voice Channel A ch2Mel on which a voice con-ets2tion occurs andon which brief digit21 mess2g:s may be sent from a B2se Station to a mobile st2tion or from a mobile station to a Base Station.
Anchor - the element which originally w2s serving the radio personal terminal orradio termination (RPT/RT) when the RPT/RT requested or was offered a call from the ner ork. rne anchor elemen~
maintains be2rer 2ndlor con~rol cnannels to the RPT/RT vi2 serving elements.
Aochor PCSC rne Person21 Communications Switehing Center (PCSC) which controls the Base Station (BS), tha~ is the first ~o 2ssign a traffie channel to a call on origination or termination. For the duration of this eall, this PCSC wjll be the anehor (fixed) point in the event that the Mobile Station (MS) should be h2nded off to other PCSCs.
AUTH A l-bit field in lhe System Par2meter Overhead Message.
When set to 1, it signifies th2t the s~stem supports the 2uthentieation procedures.
Authentication A proeedure used by Base Stations to valid2te a mobile s;ation's identiry at system aecess.
Autbentication Response (AUTHR) An 18-bit output of the authentie2tionalgorithm. It is used to validate mobile station registrations, originations and terminations.
Authorization Code-Authorization -Automatie Callbaek-Automatie Personal Deregistration - the proeess by which a user's location registration is autom2tie211y canceled without any explicit aetion from the user.

PCT/UD5~;~3SOO
wogS/260g4 2 1 8 603 1 Automatic Personal Re2istr2tion - ~he process by ~hich a user's locationregistration is aulorr.2!ic21iv updated without any e~clicit action from the user.
Automatic RecalI-Auxiliary Services - represent a v2riety of ser~ices such as voice m2il, paging, etc. which m2y not be provided by the PSC.
BaseStation A station in lhe Domestic Public Cellular Radio Telecommunic2tions Servic-, other than a mobile station, used for radio communications ~-ith mobile stations.
Base Station Authentication Response (AUTHBS) An 18-bit panem generated by the authentication algorithm. AUTHBS is used to confirm the validity of Base Station orders to update the Sharcd Secret D2ta.
Base Statioo Random Variable (RA~'DBS) A 3~-bit random number generated by the mobile station for use in authenticating Base Station ordcrs to update the Shared Secret Data.
Basic Telecommunication Service - A complete set of capabilities that satisfies a specific telecommunication requirement, and which can be provided without the need of any additional service.
BCH Code Bose-Chaudhuri-Hocquenghem Code Bearer Channels -Bearer Service - A type of teleco Tununic2tion service that provides the capability for the ~ransmission of signals between user-network interfaces.
Bearer Services Telecommunications services that provide the user with the capabilities, needed to ~ransmit appropriatc signals between certain access points (user-network interfaces).
BE~ Bit Error Rate - E~uals (# of received bit errors)/(Total " of transmitted bits).
BISs Idcntifies whether a mobile station must check for an idle-to-busy transition on a reverse analog control channel when accessing a system.
a' Busy-~dle Bits The portion of the data stream transmitted by a Base Station on a forward analog control channel that is used to indicate the current busy-idle status of the corresponding reverse analog control channel.

~ ~ o ~ n ~ 1 PCr/USg5/03SOO
W095/26094 L I O U~JJ

Call Accept2nce - the mechanism ~-,.ich 2110~s a user to be alerted on one terminal 2nd to choose to 2ns~r the ;211 on any termin21, not necessarily the one throu h wh jch 21ening took place.
Call Deli-ery .~Iethod Method by whicn a c211 iS deli-ered to a subscriber in PCSC-V.
Call Deliver~ rne process bv which c211s directed to the cellular subscriber are deli-e.ed to the subscriber whiie roaming in a visited system .
Call Disconnect The process of requesting the release of a connection bet~veen two or morc net~vor.; zddresses.
Call For-varding Busy-Call Fonvarding No Ans-ver-Call Forvarding On .!vlobile Subscriber Busy - -Call Forwarding On Mobile Subscriber ~'ot Registered -Call Forw2rding On ~rO Paging Response-Call Forwarding On Radio Congestion-Call Forwarding Unconditional -C211 Hold-Call .~/I2nagement - Destination Identification - the process by which the network identifies a wireless terrninal or a wireline 2ccess location to which a call c2n bc routed (eventually to the user) subsequent to deterrnining that a called address is a UPT number.
Call M2nagement - Rou~ing To Destination Terminal(S)lUser(S) - the process by which the nenvork sets up the connection from the calling parry to the PCS user(s) via a wireless terminal or a wireline access locztion.
Call Prosress Tones -Call ~elease The process of relinquishing the facilities and circuits used for a call.
Call Termination The process of connecting a subscriber to an incoming call.
Cal1 Trace -Call Transfer-Call Waiting - ;

PCTtUS95/03500 wo g5,26094 2 t 8 6 0 3 1 Call - An instance of a basic telecommunicztion service.
Calling Number Iden;irlcation Pres~n~ation -Calling ~umber Identification Restriction -Calling Number Identification -r Calling Parry ~'umber-Caodidate PCSC This term is used during the handoff measurement request bythe cu~rent serving PCSC to reference the PCSC that is being requested to provide its best CELL ID and SIGN.~L
QUALITY values.
CCLISTs The list of analog control channels to be scanned by a mobile sta~ion processing ~he Direc~ed-Retry Task (see 7.6.3.14).
CDMA - Code Division Mul~iple Access; a radio zccess ~echnique.
Cell aite rne physical loca~ion of a cell's radio cquipmen~ and supporting sys~ems. This temm is also used to refer to the equipment loca~ed at the cell site.
PCS C3rrier A licensee of the responsible govcmment agcncy (in thc U.S.
a liccnsce of the Federal Communications Commission) authorized to provide Pcrsonal Communications Scrvices.
CELP Code Excited Linear Predictive Coding. Thcse tcchniques use codeboo~s to vector quantize ~he excitation (rcsidual) sign21 of 2 Line~r Predic~ive Codec (LPC).
Channel Quality Measurement (CQM) A digital messagc in two parts in which the results of mobile channel quality measurcments are sent to a Base Station over the FACCH or the SACCH.
Charging Indicator-Chipping- ~ wideband modulating signal's amplitude that changes continually between two states, high and low, arbitrarily callcd +I and -1, respectively. The sequencc of highs and lows is pseudo-random; that is, at equally spaced intervals, control logic decides whether the wideband modnl~ting signal should be + I
or -1. The logic chip alternates thc amplitudcs so that they sccm to be random--over a long cnough pcriod, thc numbcrs ' of +I 's and -I's are about equal and they follow a pattcm the reccivcr can rccognize. The speed of alternation is called the - "chip rate" because direct- sequcncc spread spectrum chops up, or "chips", bits pcr/us95/03so~
wogs/26094 ~ 21 8t~u~ ~

Clearioghouse A service used or the exch2nge ~nd man2gemen~ of inforrn2tion.
Closed User Group (CUG) -CIUAXs The ma~imum number of char.nels to be sc~nned by 2 mobilestation when 2ccessing ~ system.
Code Administration Task Force A group of cellular industry representatives which ~lill be responsible for coordination of the code assignments in accord2nce with the provisions of this IS-53, under the aus?ices of the Engine:ring Department of the E.I.A.
Codec The combination ot- an encoder and decoder in series (encoderldecoder).
Coded Digital Verification Color Code (CDVCC) A l~-bit data field containing the 8-bit DVCC ~nd 4 p,ot:ction bits, scnt in e2c~.
time slot to and from mobile slztions and Base Stations. It is used to indic2tc th2t the correct r2ther th2n co-channel data is being decoded.
Coder Same as "encodcr".
Communication - The instance of an 2p?1ication of a telecomrnunication service.
Conference Calling-Confidentiality - a property by ~-hich intormation relating to 2n entit~ or party is not made avzilable or disclosed to unauthorized individuals, entities or processes.
Configur2tion Man2gement - provides functions to exercise control over, identify, collect data ~om, and provide da;a (i.e., provisioning data, service logic, etc.) to ~Es.
Connectcd Number Identification Presentation -Connected Number Identification Restriction -Connection Control - provides the allocation, de-allocation, and cross-connection of bearer channels and management of associated resources and/or facilities.
ContinuousTransmission A mode of operation in which Discontinuous Transmission is not perrnitted.

WO 95126094 ` . 2 1 8 6 0 3 1 PCI/US95/03S00 ~_ 195 Controi Mobile AtteDuation Code (CM.~C) A i-bit field in the Control-Fille.
Message that ~pecifies the ma,Yimum authorized po-~er !e-el ~ for a mebile transmitting on 2 reverse control cha~nel.
Coordinated Uni-ersal Time -COUNTs p A modulo-64 count held in the mobile station. COIJ~Ts p is maintained during po-ver off.
CPAs identifies whether the access functions are combined with the paging functions on the same set of analog control channels.
Cryptography [7498-2] - the discipline which embodies principles, means and methods for the transformation of data in order to hide its inforrnation content, prevent its undetected modiftcation andtor prevent its unauthorized use.
CUG Only Facilities-CUG with Both Incoming and Outgoing Access -CUG vith Incoming Access -CUG with Outgoing Access -Customer Originated Call Trace-Cyclic Reduodancy Check (CRC) A process in which a desired sequence of bits is encoded in a prescribed manner to enable detection nd correction of bit errors. In this Standard, certain critical bit sequences are encoded using specified polynomials and procedures which use CRC- 16 (CCIlT) and BCH code structures.
Data CommuDications The digital tr~n~mission of information (other than voice).
Data Message Handler (DMH)A configuration of equipment designed to a~to.natically exchange non-signalling data messages between systems.

dB SPL Sound Pressure Level in deciBels with respect to 0.002 dynesicm2, 20 loglo(Pressuret0.002 dynestem2). dBPa is preferred.

WO 95/26094 2 ~ ~3 6 0 3 1 PCIIUS95/03S00 dB~ .~ weighted sound pressure level eYpr~ssed in dB obtailled b~r the use of a me~ering ch~racteristic and ~he weighting '.~' specified in A~SI Sl.'-1983, and the addendum A~'SI Sl. .2-1985.
dBmO Power rel2ti- e to I milliWatt. CCII~ Recommendation G.711 specifies a theoretical 102d capacity with a full scale sine wave to be 3.17 dBmO for ~-law PCM coding. In this standard, ~3.17 dBmO is also defined to be the level of a full amplitude sine wave in the 16 bit 2's complement notation used for the data files.
dBPa Sound level with respect to I Pasc21, 20 loglo(Pressure / I
P2).

DCCs A DCC value stored in a mo~ile st2tion's tcmporary memory.

Deactiva~ion -Decoder Gencrally, a device for the translation of a signal from a digital representation into an an210g forrnat. Sec also "transcoder". For the purposes of this standard, a device compatiblc with IS-~4 2.2.2.2.4.
edicated Control Ch2Doels A ch2Mel used for the transmission of digital control inforrnation from either a Base Station or a mobile station.
igit Delimiter The Digit Delimi~er is the char2cter "', which is commonly known 2s the "pound", "sharp", or "number" key.
igit Sequence Somc features may require that a Feature Code String include additional inforrnation which is the object of the feature - for example, Terrnination Addresses in Call Forwarding, Credit Card Charge inforrnation, Passwords, etc. Such additional inforrnation is referred to as a Digit Sequencc. Digit Sequences are differcnt from Modifier Digits, in that Modifier Digits are used to providc definition of options within a feature, while Digit Sequences are the object of the Feature's operation.
igital Color Code (DCC) A digital signal transmitted by a Base Station on a forwardanalog control channel that is used to detect capture of a Base Station by an interfering mobile station.

w095126094 21 8`6031 PCr/USs5/03S00 ~_ 197 Digit21 Dz~2 Ser~i.e (including fzcs.mile) - Digit21 D2ta Service im?lies th2~ non-modulzted dat~ i5 inserted di!ectlv into the b2seband ti;ne slots and ;hus is sent 2t the channel bit rzte. If the chann~l bit rate is faster th2n the data rate, the plzcing of some tyDe of information in the e.Ytra time sJots is call:d rate adapt2tion. The st2ndards for rate zd2ptation include V.l 10 which is a form of bit stuffing but where the stuffed bits carry Forward Error Correction information, V. 120 which is byte stuffing, and X.3 I which is flag stuffing.
Digital i~Iobile Attenuation Code (Dl~IAC) A 4-bit field commanding the initial mobile power level when 2ssigning a mobile station to a digital traffic channel.
Digital Verification Color Code (DVCC) A digital 8-bit code that is sent by the Base Station to the mobile station and is used for the generation of the CDVCC.
Digits Digits consist of 0, 1, ~, 3, 4, 5, 6, 7, 8, and 9.
Direct Sequence Spread Spectrum - Dircct-sequence transmission spreads th: spectrum by modul2ting the original baseb2nd signal directly with a ery wide baseband digital signal. The wideband modulating signal's amplitude changes continu211y between two states, high and low, arbitrarily called +1 2nd -1, r:spectively. rne sequence of highs and lows is pseudo-random; that is, at equally spaced intervals, control logic decides whether the wideband modulating signal should be +l or -I. The logic chip altemates the amplitudes so that they seem to be random--over a long enough period, the numbers of + I 's and -I~s are about equal--and they follow a pattem the receiver can recognize. The speed of altemation is caIled the "chip rate" because direct- sequence spread spectrum chops up, or "chips", bits.
Discontinuous Transmission (DTX) A modc of operation in which a mobile-station transmitter autonomously switches bctween two transmitter pouer Ievels while the mobile station is in the conversation state on an analog voice channel or a digital traf~lc channel.
Distinctive Alerting/Call Waiting-Do Not Disturb Features -2 1 8 6 0 3 1 PCr/USg5/03500 Wo 95126094 _ DTXs Identifies in what ~.a~ the mobile st2tion i5 perrnined ;o use the discontinuous ~r2nsmission mode en ~he ~nalog voice channel .
Duplex ~ethod - Exp-lains ho-~ t-~o-w2y ~ransmission is achieved. Frequency Division Duplexing (FDD) means that the transmit and receive directions use diff~,~nt frequencies while Time Division Duplexing (TDD) means that both transmit and receive directions use the szme firequency, but they ta~e turns in transmitting. This does mean that inforrnation has to be transmitted at least t~ice as fast as ~'normal" and then slowed baclc down at the receiving end.
DVCCr A DVCC value recei-ed by a mobile station over the forward digita! traffic channel.
DVCCs A DVCC v al~e stored in 2 mobile station's temporary memoiy.
DynamicRange- The norrnal attenuztion in bo~h directions of transmission be~veen the Base Station and the Mobi!e Stations in a cell with a 20-30 mile rzdius mezns that both receivers must be capable of working over a wide rznge of received si_nal strengths. When in t:rrain with physical obstacles such as buildings Ot mountains, "shzdo~ving" can n!rther attenuate the signal. These problems czn be overcome today with f2st-reacting autom2tic gain control (AGC) circuitry which can be carried into the digital transmission arena. rne digital cellular components no-~ being introduced for mobile transceive s have an operating range of o-er 80 dB of received signal strength.
Echo Cancellalion-Emergency Services - any RPT/RT should be allowed to make an emergency (e.g., 911) call. Emergency calls should have priority over all other calls to ensure service.
Encipherment- the cryptographic trznsforrnation of data (see cryptography) to produce cipher text.
Encoder Generally, a de-ice for the coding of a signal into a digital representation. For the purpose of this standard, a device compatible with IS-54 ô2. 1.3.3.2.
Encryption [7498-2] - see encipherrnent.

Wo 95/26094 2 1 8 6 0 3 1 PcrluS9S/03SOO

Es The stored 21ue of the E field sent on th~ for-~rd analog control ch2Mel. Es id:ntifies whe~her a home mobile station r~ . must send only .~lp or bot.~ and MlN2p vhen accesslng the system.
EXp Identifies whether home mobile stations must send MINlp or both ~ D 2nd MlN2p -hen accessing the system. EXo differs frorn Es in ~hat the information is stored in the mobile station's securi~ and identification memory.
Extended Protocol An op~ional expansion of the signaling messages bet Yeen the Base Station and mobile station to allow for the addition of ne~v system features and operational capabilities.
Extension Phone Service-Extemal Nervorks - represent other voice, digital data, packet data, and broadband da~a networks.
Fast Associated Control Channel (FACCH) A blank-and-burst channel used for.signaling message exchange between the Base Station and the rnobile station.
Fault Management - set of functions which enables the detection, isolation, and correction of abnorrnal operation of the telecommunications nerwork and its environment.
FD~A- Frequency Division Multiple Access; a radio access lechnique.
Feature Code String Feature Code Strings consist of the subscriber entered inforrnation (including an introducing '~' or '~ ~', numeric Digits, and the Digit Delimiter 'X') which is sent to the Serving Carrier's system to invoke or cancel a feature.
Feature Codë String- Feature Code Strings consist of Lhe subscriber entered information (including an introducing '~' or '~ ~', numeric Digits, and the Digit Delimiter '#') which is sent to the Ser~ing Carrier's system to invoke or caneel a feature.
~eature Codes Fcaturc Codcs arc digit scquences cntcred by the subscriber to invok~ special functions or non-standard modes of operation within the Cellular network.
Feature Deregistration-Feature Dialing Procedures -218603l P~ s~03soo WO ss/260s4 Feature Registration -FIRSTCHAS rne number o~ the first analog control channel used for ~'accessing 2 sjstem.
FIRSTCHDS rne number for the first char~nel used as a dedicated control chaMel.
FIRSTC~Pp pri The number of the first paging channel used as a prim2ry paging channel in the mobile station's "home" system.
~IRSTCHPp seC nle number of the ~Irs~ paging channel used as a secondary paging chaM:I in the mobile station's "home" system.
FIRSTc~IPs The number of the first analog control channel used for paging mobile stations.
Flash ~equest A signal sent on a voicc channel from a mobile station to a land station indica~ing that a user desires to invoke spccizl processing. rnis is usually done by the user depressing the "SEND" key.
Flasb Request An indication scnt on an analog voicc channel from a mobile station to a Base Station indicating that a uscr desires to invoke special processing.
Flash Request- A signal sent on a voice channel from a mobile station to a land station indicating that a user desires to invoke speci21 processing. rnis is usually done by the user depressing the "SEI~" key.
Flash witb Information A mess2ge sent over the digital traf~ic channel in eitherdirection to indicate that special proccssing is required.
Forward Analog Control Cbaonel (FOCC) An analog con~rol channel used from a Base Station to a mobile station.
Forward Analog Voice Channel (FVC) An analog voice channel used ~om a Basc Station to a mobile station.
Forward Digital l`raf~lc Channel (FDTC) A digital ch~nnel from a Base Station to a mobile station used to transport user inforrnation and signaling. Therc are two separatc control channels ~ssociated with the FDTC: the Fast Acsociat~1 Control Channcl (FACCH) and the Slow Associated Control Channel (SACCH).
Forward Error Correction - the use of redun~ncy bits to locate and correct transmission channel errors.

wo sst2cos4 2 1 8 6 0 3 1 Pcrlusgs/o3~

Framing -Frequeney Hopping Spread Spectrum-Geostationary (Geosynchronous) Orbit - A g-os~nchronous orbit is one where the satellite appears to remain above a fixed spot on ear~h. On a plane passing through tne eauator, this occurs when the orbit is circular 22,;00 statute miles above the earth Group Identification A subset of the most siQnificant bits of the system iden~ification (SID) that is used to identify a group of cellular systems.
Group Identification - A subset of the most significant bits of the syslem identification (SID) lhat is used to identify a group of cellul~r systems.
Haodoff The act of ~ransferring a mobile station from one channel to another.
Home Carrier / Home PCSC rne PCS Carrier from which mobile subscribersnormally obtain ser-~ice, and from which their permanent Mobile Identifieation Number is obtained.
Home Loeation ~egister~HLR) The location register to which a user identity is assigned for record purposes such as subscriber information.
Home iUobile Station A mobile station that operates in the cellular system from which service is subscribed.
Home System The system whieh is transmitting a SID which is recognized by the mobile station as the "Home" SID.
Home System rne system which is transmitting the SID which is recognized by the PSS as the "Home" SID.
Home System - The d~t~b~se where a subseriber/user serviee profile, aeeounting information, ete., are perTT ~nensly loeated.
In-Progress Call Tracc-lncoming Call Screening-lneoming Calls Barred Within CIJG -wossn6094 - 21 86031 rcr/usss/03soo Information Transfer ~nterfzce (Iti) - es~2blishment of a communic2tio:l (signaling) path 2,nd 2ny requi!ed be2:er path between ;he RPTIRT and ~h: radio por;. For ex2mple, in TDI~ and FDI~/IA, time slots znd frequencies are identihed, znd in CDMA, seq~!ence codes 2re identified.
Interrog2tion -Intersystem Handoff-lntelworking Funetions - mechanisms which mask the differences in physic21, link, and network technolo ies into consistent ne~work and user services.
Invocation -~S Intermediate Referer.c~ Syste;m See CCIl~ Recommendation P.481.
Key Feedback Tone -Last ~lumber Redial -LASTCHAs The number of the last ~n210g control channel used for accessing a system.
LASTCHDs rne number for the last charhnel used 2S a dedicated control channel.
LASTCHPS The number of the Izst an210g control charnel used for paging mobile stations.
LOCAIDS The received location area identity.
LOCAIDS p Identifies the current location area.
Location Registration (LREG)A l-bit field used to indicate the location area ID registration status.
LREGs lllc stored valuc of thc LREG ficld rcccivcd in thc most rccent Location Area Global Action Messagc.
LTs Id~n~ifies whcther the next aecess attempt is required to bc the last try.
~IAXBUSYSI lllc maximum number of busy occurrenccs alloued on 2 reverse analog eontrol ehannel.

I CCITT Thc l.lt....,-~ional Telc~aph and Telcphone Co~ Cc!mmin~. Bluc Boo~, Vol. V, Telcphor;e Tr~smission Quality, IXth Plen~ ssembly, .~clbo.,...c. I .-25 November, 1988, Rcc. P.48, p.81f~.

woss/2cog4 ~ / 2 1 8603 1 ~ 3~/03SOO

AXSZT~sl The maximum numocr of seizure a;tempts allowed on 2 reverse an210~ con;rol cha lr.el.
iYIean Output Po~er is d~fincd as the c210rimetric power measl!r-d during the active p2r~ of transmission.
- i~Iessage rnere are 2 t pes of messages sent between Base Stations and mobile s;ations: order messages and acknowledgement mcssages. An order message cornrnands or requests the recipient to ~2ke somc action. In some cases, the rccipient acknowledges an order message by retuming an ack"owledgement message. In other cases, no acknowledgem:nt message is retumed. If a message has "Ack" as par~ of its name, it is an Ack Message; otherv ise, it is an Order .~lessage. The following are eximples of valid order-message names: Send Burst DTI~, Send Burst DTM~
Order, Send Burst DTh~: Order Message, and Send Burst DT~ Message. rr.e following are exarnples of valid acl;nowledgement-messzge names: Send Burst DTMF Ack, Send Burst DT.~F Aclc Message, Measurement Order Ack, and Measurement Ord:r Ack Message.
UI~'lp The ~4-bit number that corresponds to thc 7-digit directory telephone number assigiled to a mobi}e station.
IVIIN2p The 10-bit number that corresponds to the 3-digit area code assigned to a mobile station.
NRU Modulated Noise Refe.ence Unit. A procedure to add speech correlated noise to a speech signal in order to producc distortions that are sucjecti~ely similar to that produced by logarithmically corr p~lded PCM systems. The arnount of noise is expressed 2S a Si~al to Noise Ratio value in dB, and is usually referred to as dBQ. Sec CCIl~ Recom-llcnda-ion P.8l2.

Mobile Assisted ~andoff (MAHO) A process where a mobile in digital mode, under direction from a Base Station, measures signal quality of specified RF channels. These measurements are forwarded to the Basc Station upon requcst to assist in thc handoff process.

2 CCITT, Thc Inlc~alional Tclegrapn and Tcl:phonc Con.- Ibti.~ Co~ re. Bluc Boo~, Vol. V, Tclcphonc T~ ion Qualiry, IXth Plcn~ Asscmblv, .~ lL.o~.-.c. 14-~5 ~lo....~-, 1988, Rcc. P.81, p.l9~

WOg~94 2la603l -Mobile Directed Handoff (MDHO) _ Mobile IdentificatioD ~ umber (~UIN) rne 3 t-bit numoer that is a digit21 representation of the 10-digit directory telephone number assigned to a mobile st2;ion.
.~lobile Identillcation Number (1~l) - The 34-bit number thzt is a digit21 representation of the 10-digit directory telephone number assigned to a mobile s;ation.
Mobile Protocol CapabilityIndicator(~IPC~) A 2-bit field used to indicate the mobile station's capabilities.
Mobile Station A station in the Domestic Public Cellular Radio Telecommunic2tions Service intended to be used hile i;l mo~ion or during halts al unspecified points. I~ is assumed that mobile stations include porîable units (e.g., hand-held personal uni~s) and units installed in vehicles.
.~lobile Station Class Mobile s~ation classes are defined in Table 2.1.2-1.
Modem-Modulated Data (including f2csimile)-.~Iodifier Digits The specific impleme;~tation of some features may accept orrequire additional information relative to the feature's operation - for ex2mple, the number of rings, or the time del2y, associ2ted with Call Forwarding-No Answer. In such cases, this information may be represented by inclusion of one, two, or th~ee additional digits, known as Modifier Digits, in the construction of the Feature Code String.3 When only one Modifier Digit is used, the Digit '0' is a special case, and is treated as provided in paragr2ph 11.2.3. Modiner Digits do not include those digits which are Digit Sequences.
MOS Mean Opinion Score. The result of a subjective test based on an absolute category rating (ACR), where listeners ~sociate a quality adjective with the speech samples that they are li~teni~g to. These subjectivc ratings are transferred to a numerical scale, and the ari~hTr e-je mean is the resulting MOS
number.
Multi-Level Prccedcnce and Pl~c..lytion-;

.~

rcr/uss~/wsoo wogsr26094 2 1 8 6 03 1 ~_ 205 ~ulti-path Fading- Fluctuation in ~he resultant received radi~) sienal lc--' andphase due ~o the arrival of the s;~me t.ansmitted Si~12l 'i2 - different p2ths with diiferent amplitude and pr.ase relationships. Multipath fadi,-lg could result in the received si_nal level falling belo-~ the recei- er threshold or in distortion of the phase information.
Multiple Access Techniques - Multiple Access me~nodologies are of basically tuo rypes depending on how the frequency is to be sh~red:
1.) Multiple-channcls per-carrier wherc multiple simultaneous user channels are multiplexed together wjt,hin a gi-~en bandwidth (Frequcncy Division Multiplexing [FDM]) or bit-ratc (Time Division Multiplexing [TDM] or Code Division Multiplexing [CDM]) znd 2.) Single-channel-per-carrier methods whcrc multiple users are scqucntially givcn the entire bandwidth (or bit-rate) via a pre-arranged structure wnich is often reicrred to as "access protocol~, Single-channel-per-carrier techniques are more often seen in LAN or satellite applications than in voice and voice-grade data applications even though the originating aler.ing tecnniques beforc a channel is assigncd in the circuit-switched environ~ment require somc typc of acccss protocol.
1.) Simultancous Shzred Transmission Mcdia (Multiplc-Channels-per-Carricr) Acccss Protocol Frequcncy Division Multiplc Acccss ~FD~LA) rcfers to a methodology whcrc thc bandwidth allocated to the scrvicc or provider is Frcqucncy Division Multiplcxed and Dc-multiplcxcd into scvcral smallcr bandwidth channels and thc control circuitry assigns onc of thcsc channels whcn thcre is d~ d Time Division Multiplc Acccss (TDMA) occurs when the FDM
derived channels mcntioncd above (or anothcr givcn bandwidth) is furthcr multiplcxed using time as a parameter and the control circuitry assi~ns a time and frcqucncy dcfined channel to a specific user to meet the demand.

W0 95/26094 2 1 ~ 6 0 3 1 P~ 9S/03500 Code Di- ision Mul;ip!e Access (CDM~) occurs ~vhen a pseudo-r2ndom (PR) or o.her ortho20n21 code is used 2s a mulliplexing ?2r2me~er and the control circuitry ~ssigns a specihc cod to a specific user to meet tne demand. rne spre2ding code, 2 van~ing sequence of + and - I's spreads the signal via 2mplitude or phase modulation. This varying sequence of- 2nd - I's is known as direct-sequence spread spectrum and is sometimes also known 2s Spread Spectrum Mul~iple Acc:ss (SSMA). There can also be frequency hopping CD1~4.
) Sequenti211y Sh2rcd Transmissiorl h~edia (Single-Channel-per-Ca.-rie.) Access Protocol Since the proto;ype services for comparison are all multiple ch2nn:ls per carrier services (the Wireless LA~l portion of PCS is assum:d to be the responsibility ol EEE 802.11), only the n~o most prevalent types of uplink and downlin~
signaling channel 2ccess protocol 2re outlined.

-Aloh2 I Slor.ed Aloh~. Th~ Aioh2 protocol is such a scheme th21 has impact in bGlh s2teili;- commùnic2tions 2s ~vell 2S in loc21 are2 net~-o.'~ing and 21so -orks ~ell -hen a mobile unit ~vishes to origin2te 2nd r~oucst 2 ch2nnel assi 2nment Aloh2 is essentially a r2ndom, st2tistic21 method for assigning the b nd-~idth of a single charmel All transmitting locations use a pac~;et protocol vith 211 p2ckets being the same size and ~hus any pac~et occupies the bandwidth ~or the sarne amount of time as any other packet A station can transmit only one packet at a time, but czn transmit any time it wishes If rwo stations transmit at the same time, their packets collide and both packets 2re destroyed by murual interference When the receiving station fzils to ackslowledge a packet, the sending station acts s it does -ith any ARQ (Automatic Repe2 reQuest) protocol in re-sending the packet To insure that re-tr2nsmirted pac!;ets don't 2gain collide, each transmirter wait a rzndomly 2ssigned interval before re-transmitting Imrrovements to the simple Aloh2 protocol have been made including ezrly collision detection; restricting transmission to only cert2in time slots (slorted Aloha); assignment of priorities to give hign volume traf~lc st2tions more time;
2110wing some high olume sutions to transmit with more power so that in 2 collision situation the high-power pacl;et "wins"; etc Aloha vas the precursor of Carrier Sense Multiple Acc:ss / Collision Detection which has been stand2,dized as IEEE 802.3 (ISO 880213) and is commonly known zs Ethernet rne other L~r access protocol standards are IEEE 802.~ (ISO 880214) Token Bus, EEE 802.5 (ISO
8802~5) Token ~ing, IEEE 802.7 (ISO 880~/7) Slotted R~ng Packet Reservation Multiple Access (P~IA) is an ex~ende~l version of Aloha for packet tr~r~ csion If the packcts in the beginning of the train can secure tne ch~nncl, a slot is reserved for tne subsequent packets PRMA works well in a non-rezl-time enviror,."cnt and the queuing time is usually acceptable for do- nlirLI~ alerting 3USYsv The number of times a mobile station attempts to seize a reverse analog control channel and finds the reverse control channel busy PCr/US9S103~0 wo ss/26094 ! 2 1 8 6 0 3 1 ~etwork Facility - the connection berveen the Radio Por. Controller 2nd ~h~
PCS S- itchino Center.
~etwork ~eference l~/Iodel The function21 enti~ies 2nd the associ2ted interface reference points tha~ may logic211y comprise 2 PCS
network.
~3ormal Ch2rging-~'orth American ~umbering Plan - The numbering plan for the Norun Amcrican public switched telephone nenvork.
;`~s The number of an210g paging channels th2t a mobile station mllst scan.
~iSZTRsv rne number of times a mobile statien 2rtem?ts to seize a teverse analog control channel and fails.
~umeric Ioforma~iou ~'umeric information is used to describe the operation of the mobile station. llle following subscripts are used to clzrify the use of the numeric informa~ion:

"p" to indicate a value set in a mobile station's permanent security and identification memory, and "r" to indicate a value received by a mobile sta~ion over a for~ard 2nalog control chann:l, "s" to indicate a value stored in a mobile station's temporary memory, "s-p" to indicate a value stored in a mobile station's semi-permanent seeurity and id~ntific~tion memoty.
"sl" to indicate the stored limits on values that vary, "sv" to indieate a stored value that varies as a mobile station proeesses various tasks, ~XT~EGs-p Identifies when a mobile station must make its next registration lo a system.

WO 95t2C094 2 1 ~ 6 0 3 1 rcr/usg5/03soo Operations, Adminis;rztion, l~ain~enance, Provisioning ~O.~f&P~ S~,s ems monitor, test, aeminister, and mqn2ge tratrlc and biliing inforTnation .tor personal communications ser~ ices 2nd systems.
Order See definitien for l~essage.
Originating PCSC ~e PCSC (usually the PSS's home PCSC) ~-hich receives a call to be delivered to 2 PSS.
Origination Call Trace-Outgoing Call Barring-Outgoing Call Trace -Outgoing C211s Barred Wi~hin CUG -Overload Control (OLC) A means ~o restrict reverse control chanrel2ccesses by mobiles. ~lobiles are assigned one (or more) of sixteen control levels. Access is selectively restricted by a Base Station setting one or more OLC bits in the Overlo2d Control Global Action Message.
Paging rne act of seeking a mobile s;2tion when æn incoming call h2s been pl2ced to it.
PCIs rne stored value of the PCI field in th: System Par2meter O-erhe2d Mess2ge.
PCSC-G: A "gateway" PCSC is for further study.
PCSC: rne primary switching & control point used by the PCS
nen~ork to con~rol access to the PST~.
PCSC-H: The "home" PCSC of a PSS which is broadc~cting the SID
that is recorded in the PSS's Security and Identification memo~ and which also is the "owner" of the di~ectory number ~om which she PSS's MIN (reter to ~ 53) is dcrived.
PCSC-V A "visitcd" PCSC in whose scrvicc area 2 roarncr is operating.
PD~EGS rne stored value of ;he PDREG field rec:ived in the most recent Location Area Global Action Message.
Perform~nce M~nzgement - provides functions to evaluate and report on the behavior of telecommunications equipment and the effectiveness of the network or network element (~E).
Personal Communications Access Hunting-w095126094 . 21860~1 P~ S/03SOO

Personal Communications Location Ser ice-Personal Communic~tioos S~itchioa Ceo.er (PCSC) supports acceSsindependen~ calL/se vice con~ro! ~nd coMec~.on con~ol (swi~ching) functions and is responsible for interconnection of acc:ss and ne:work systems to support end-to-end services.
rne PCSC ,e?resen!s a collection of one or more netuor~;
elements.
l'\lore: The te~rn "center" does not imply a physical loca~ion.
Personal Co nmunica~ions Terminal Locator-Personal Deregistration - the process by which end users cancel a previous regis~ra~ion to a t-nr.inal.
Personal Identif;catioo l~'umber (PINr) A secre~ number managed by the sys~em opera~or tor each subscriber. Ille PrN is intended primzrily for use in authentic2ting the subscriber (a number used in the verification of a userls claimed identity).
Personal Mobiliry Controller - provides the control logie for user authentication, service reques; l,alid2tion, loeation management, alerting, user aeeess to servic: profile, privacy, aceess registration, and eall mznagement.
Personal Mobiliry Dat2-Store - maint2ins data assoeiated with users.
Personal Subscriber Station (PSS) A generie term used to refer to equipm:nt such as mobile stations, mobile terminals, portables, znd fix:d p:rsonal subseriber stations.
Physical Layer Cootroll A digital-mode-base-station eontrol message to initiate or ehange certain mobile parameters such as t,raffic channel power, time ali ,~ur en~, and whether diseon-inuous t~n~rnission (DTX) iS permined.
PLS llle mobile station RF power level.
Position DeterTnin~tion - the eapabiliy of determining geographic eoordinates/loeation based on measurements reeeived from a wireless device.
Power Dowo ~egistration tPDREG) A l-bit field used to indicate the power !' down regi~ation status.
Power Up Registratioo (PUREG) A l-bit field used to indicate the power up registration status.

P~ S/03500 Wog~126094 2 1 ~ 6 0 3 1 ~' 211 Precedence -Preemption -Preferential Closed User Group-Prima~y Paging Chanoels A fonvard 2nalog control charLnel that is used topage mobile St21ions and send orders, and is suppor.ed by - both EIA-553 and IS-~1 compatible mobiles.
Priority Access and Channel Assignmen;-Privacy And Authentication M2nagement - fiunctions to ensure the validity of both maintenznce inforrnation and telecommunications network ~raffic key man2gement, intrusion sulveillance, and fraud control.
Pri-acy l~,lode (P~ I) A one-bit par2meter used to refer to the voice privacy status: '0' = "off', ' 1 ' = "on''.
Privacy - the provision of protection of user inforrnation intended to pre~ent access to such information by unauthorized parties.

Clarifcation: This definition pertains specifically to air interface aspects 2S discussed in the draR proposed technical report "Privzcy and Authentication Objectives for Wireless Access to Personal Communications".
Protocol Capability Iodicator(PCI) A l-bit field in the first word of the System Par2meter Overhead Message that when set to one indicztes the Base Station is cap2ble of digital operation.
PuR~Gs The stored value of the PUREG field received in the most recent Location Area Global Action Message.
PUREGS p . llle semi-permanent value of PIJREGS.
Quality of Service -Radio Access System Controller - supports the wireless mobility management and wireless access call control fiLnctions. It serves one or more s~lbtending radio port controllers and may be ~sociated with one or more PCS switching centers.
Radio Charunel ~ink) - the specific bearer/sign21ing co~nec~ion established between the terminal and the Radio Port Intermediary via the Radio Port. The nature of the radio channel is dependent on - the radio technology.

wog5n6094 2 1 ~7t)U~) I

Radio Channel ~dentifier - a code manaoed by a r2dio pori intermedi2ry th2;
distinguishes 2 radio coMection be~w:en a KPTtRT 2nd 2 radio port interrn:diary.
Radio Channel Privacy - a treatment applied to signaling or user data which is intended to prevent an unauthorized detector of the data from extr2cting inforrnation.

I~ote: See also encryption.
Radio Control Channel Management - network providing system inforrnation ;o terminals for the purpose of ~erminal location registr2tion ar.d call set-up.
Radio Facility - ihe bearer/sign21ing connection betwe:n the Radio Por.
Inte~nediary and the R2dio Port Controller.
Radio ~nterface - The common boundary berween the mobile station znd the network, defined by functional char2cteristics, eommon radio (physieal) intereonneetion char2cteristics, sign21 char2eteristics, 2nd other cha,racteristies, as appropri2te.
I~o~e - An interfaee is used to speei fy once th-inte.connection betwe:n the two sides of it. The specification includes the type, auantity and funetion of the intercoMecting means and the type, form and sequencing order of the sign21s to be interchanged by those means.
Radio Personal Terminal - a light-weight, poe~;et-size portable radio t:rrnin21 providing the eapability for the user to be either stationary or in motion while aeeessing and using tel:eornmunication serviees.
Radio Port - supports transmission of signals over the 2ir interfaee.
Radio Port Controller - provides an interface between one or more subtending radio port intermediaries and a PCS switehing eenter, and supports air interface ind~pc.ld( nt radio frequeney tr~rlcrnission and reeeption funetions.
Radio Port Intermediary - provides an interfaee between one or more subtending radio ports and the radio port eontroller, and supports air interfaee dcpcndu~t radio frequeney transmission and reeeption funetions.
Radio Termination - interfaees terminal equipment to the radio access interfaee.

P~ .'59S/03SOO
wogs/260g4 2 1 8 60 3 1 Random Variable (RAi~'D) A 32-bi~ random numbe. issued periodic211y b~
the Bzse StZ!ion in t~-o, 1 6-bit pieces: RA.~ A 2nd R~ B. Th~ mobilc station stores 2nd uses the most recent ersion of RA~;D in the 2uLhentication process.
Random Variable Confirmation (RAi'`iDC) A 5-bit number used to conflrm ~he las~ RA ~7L) received by the mobile station.
RA~ DS The stored value of R~rD.
RcFs Identifies whether the mobile station must read a Control-Filler I~Iessage before zcccssing a system on a reverse analog control channel.
~edirecting ~umber Iden~ification -Redirecting ~umber-REGIDs The stored v21uc of the last regis~ration number (REGIDr) received on 2 forw2rd 2nalog control channcl.
REGIlYCRs Identifies increm:nts bcrween rcgistrations by a mobile station.
Registration The proccdure by which a PSS becomes listed as bcing present in the service 2rea of an PCSC.
Registration The steps by ~hich 2 mobile siation identifies itself to a ~32se St2tion 2s being active in the systcm at thc time the mess2gc is sent to ~hc Basc Station.
Release Request .~ message sent rrom a mobilc station to a Base Stationindic2ting that the user dcsires ~o disconncct thc call.
Reorder Tone -Repeat Dialing -Reverse ADalog Control ChaDnel (~ECC) The analog control channel usedfrom 2 mobile stalion to a Base Station.
ReverseADalogVoice ChaDDel (RVC) The analog voice channcl uscd from a mobile station to a Basc Station.
Revcrse Charging-WO9512C094 - ` 2 1 8603 1 ~ /03S00 Re-erse Digisal Traffic Chan~el (RDTC) A digitzl ch2r.nel from z rnobil-station to z 32se St2~ion used to trznsport user inforrn2tion and si~na,ing. Tner- a.e r-o separate cGntrol cn2Mel5 associated ~ h the RDTC: the Fast Associated Control Cha~nel (FACCH) 2nd the Slow Assoeiated Control Channel (SACCH.) Roamer A mobile station th2t o?er2tes in a cellular system other than the one from whjch service is subscribed.
oamerServiceProfile The specific set of features, capabilities 2ndJor operating restrietions, other than financi21 aceount2bilir~, associated ~ ith the subsc.iber.
oamer Validation That 2spect of roamer service qualification d aling uith financi21 2ccountability. Also, the general proeedure by which a ro2m:r~s fin2nei21 accountabiliry is established.
oamer- A mobile station that oper2tes in 2 system other than the one from which service is subscribed.
oaming -ROLR Reeeive Objective Loudness Rating. The reeeive audio sensi~ivity is the r2tio of the input signal to a referenee eneoder to th- 2eoustie output of the reeeiver e.Ypressed 2S a Reeeive Obj:cti-e Loudness R2ting (ROLR).
OLR(P~ 27~) Reeeive Objeetive Loudness Rating, a measure of reeeive audio sensiti-ir,. ROLR is 2 frequeney-weignted ratio of the line voltage input signal to a referenee eneoder to the acoustic output of the receiver expressed as a Receive Objective Loudness R2ting (~OLR). IEEE ~69 defincs the measurement of sensitivit,v and IEEE 661 defines the calculation or objective loudness rating.
outing Address Or Routing N'umber - a(n) addrcss (number) used by the network to direet a eall.
s Indieates vhether registration is enabled or not.
can of Channels rnc proeedure by whieh a mobile station examines the signal strerlgth of each forward analog eontrol ch~r~nel CCs A digital number that is stored and used to identify which SAT frequenc~ a mobile station should be reeeiving.

~ 1 n ~ r~ z 1 PCr/US95103500 WOg51260g4 ~ ~ I O
~_ 215 SDCCls The SDCC v2luc stored in 2 mobile station's tempo.2.-melr.ory.
SDCC2s rne SDCC value storcd in a i~cbile station's tempor~ry memory.
Secondary Control Ch~nnelsA supplementary set of an210g control ch2nnels developed specifically for IS-54 compatible mobile stations.
Such channels 2re used for the tr~n~rnission of digital control inforrnation from either the base or mobile sIations.
Second3ry Pagina Channels In addition to the primary paging channels, a supplementary set of analog control ch2nnels de- eloped specifically for IS-54 compatible mobile stations. Such channels are used to p2ge mobile stations and send orders.
Securiry audit trail [749~-7] - d2ta collected and potentially used to facilitate a security audit.
Security audit [7498-2] - an independ:nt review 2nd examination of system records and activities in order to test for adeauacy of system controls, to ensure compliance with established policy and operational procedures, to detect breacnes in security, and to recommend any changes in control, policy and procedures.
Seizure Precursor The initial digital sequence transmirted by a mobile station to a Base Station on a reverse analog control channel.
Selecti-e Call Acceptance-Selecti-e Call Forwarding-Selective C211 Rejection-Service Access - the ability for th: nenvork to provide 2CCCSS tO features to users and accept service requests by users specifying the type of - bearer or supplclllcrltary scrvicc that the uscrs want to reccive from the PCS nenvork.
Scrvice Fcaturc Mcdiation And Compatibility - thc process of correlating the capabilities of network ele`nents with the service profiles of users and terminals and the te~ninal's capabilities for purposes of negotiating to deliver servicc featurcs and avoiding service interzctions that Iead to unexpected results.

PCr/USgS/03500i -er~ice Qualification l~e service c2pabilities, fe2tures and privile~es ~o whicr. a PSS is en~itl~d. Also, the gener21 procedure by ~vhi:h such ser~ice c~pabilities, fe2tures, and privileges become es;ablished in an PCSC.
ervice Valid2tjon (Termin21) - the process by ~-~hich the net vork authorizes the deliv~ry of requested capabilities af~er determining the terrninal's entitlemenl based on review of its service profile and/or account status.
ervice Validation (User) - the process by which ~he network deterrnines whether 2 user is allowed ~o receive service based on review of its service profile an~l/or accoun~ status.
er~ iog Carrier / Serving PCSC The PCS Carrier on ~hose RF facilities the Mobile Subscriber is obtaining service.
ening PCSC The PCSC which currently has ~ne PSS obtaining service 2t one ot its cell si~es ~-ithin its coverage area.
ession key - an encryption key which provides priv2Cy during a call and may be ch2nged dynamic211y by the system.
hared Secret Data (SSD) A 128-bit pattern stored in the mobile station (in semi-perrnanent memory) and known by the Base Station.
SSD is a COnC~len~tion of rvo 64-bit subsets: SSD-A, which is used to support tne authentic2tion procedures, and SSD-B, ~ hich serves as one of the inputs to the voice privacy m2sl~
gene,ation process. Sh2red Secret Data is maintained during power of~.
hared Secret Data Random Variable (R~ 'DSSD) A 56-bit random number generated by the mobile station's home system.
RANDSSD is used in conjunction with the mobile station's A-l;ey and ESN to generate its Shared Secret Data.
idetone -S~Dp The homc system identification storcd in the mobile station's permanent security and identification memory.
S~ir The system identification reeeived on a forward analog control channel.
SLDS The stored system identification.
SIDs-p Identifies the system of current (last successful) registration.

wogsl26094 2 1 8 693 I Pcr/U:~3S~ 3~00 SignaliDg Tone A 10-~z tone tra,smir~ed b- a mobile sta~ion on zn 2nalog voic- channei to; IJ ccnf!rm, or~ers, ~) sigTlal Qash renuests, .- and ;) sig;l21 releas: requcs;s.
Signalling: rne inforrnation e,~changed between the mobile station and the nct or.~, or wit:r.in the ne; ~rork, for the purposes of service provision (e.g. conr.ection es;ablishment).
Slow.~ssociated Control ChaDDel (SACCH)is a continuous channel uscd for signaling mcssage c.~change ben ~een the B2se Station znd the mobile station. A fix:d number of bits arc allocated ;o ~he SACCH in cach 11).~L4. slot.
S~R Signal to ~'oise R2;io. The ra~io of power of a signal and the power of a noise or c.ror signal lhat h2s been added to it. rne S~R is oRen exprcssed in deciBels (dB), calculated as 10 loglo(S~rR).
S~ Signal to ~oise Ratio. Tne ratio of po~-er of z signal 2nd the power of a noise or error sign21 th2t h2s been added to it. l~e S~R is oRen expressed in decibels (dB), calculated as 10 loglo(SN~). The si~al to noise ratio in decibels for a time segment, i. A sc~ncnt sizc of 5 mS is uscd, ~hich corrcsponds to 40 samplcs 2t an 8 kHz sampling rate (see~2. 1 . I of IS-54).
Sl~ R; (p.~ ~7~) rnc signal to noisc ~a;io in d:ciBels for a time segment, i. A
segment size of ~ ms is used, ~vhich corrcsponds to 40 samplcs at an 8 I;Hz sampling rate (sec2.1.1).
S?.'RSEG Scgmcnt21 sign21 to noise ratio. rne ueighted average over all time segrnents of S~i. (see 2.1.1).
Speed Calling-W095/260g4 ,~ ,~ 2~1-86031 PCriUS9S103S00 Spread Spectrum - Spre2d s?ectrurm re~erS ~o a ~aricty of tec~miques for converting the infor,n2~ion norm~lly carried in a n2r~0~- b2nd ;elecommunic~tions ch2nnel ~o that sui~able for tlansmissio;
over a much ider b2nd of radio (or higher) frequencies At the receiver the info.-mation c2rried in the broad r2nge of rrequencies i5 converted b2c~ to the original narrow band frequency or the information carricd therein The r vo main spread-spectrum techniques are direct-seq~!ence spreading, based on directly modulating a data stream with 2 higher rate code sequence for spectn!m expansion; and frequency-hopping spreading, based on hopping the da~2 stream in the frequency domain as a function of a code sequence for soectrum e,Ypansion Both techniques spread the :r2nsmirted po- er o::r a wide fre~uency band so that the average,power per uni~ b2ndwid;h (W2t~s per Her z) is very small, At the receiver- he sign21 iS comprcssed into its original narrow band while leaving the power of any interfering signals scan:red over tnc wide transmission band, The key to success in this operation is that the signal meant for any given uscr is "tagged" with a direct-sequence or frequency-hopping partern that only that user's receiver recognizes, Ss Identifies w heLher the mobile station mus~ send its seri21 number when accessing a system, Status Information The following status infonn2tion is used in this section to describe mobilc station operation First Idle ID Status, A status variable used by the mobile station in ~Csocia~ion with its processing of the Idle task First Location Area ID Status, A stat,~s variable used by the mobile station in ~ssoci~tion with its processing of received ~ oc~tion Area ID
messages, First Registration ID Status, A statLLs variable used by the mobile station in ~soci~tion with its processing of received Registration ID messages, Local Control Status, Indicates whether a mobile station must respond to local control messages, wo ssn60s4 rcr/usssl03soO
' Z``3 ~ 6~3 1 Loc2tion Regis~r2tion ID S;atus. A jtatus v2ri~ble used by the mobile station in zssoci2tion - wit,l its proc:ssing of power up registr2tions and loc2tion-based registrations.
Rozm Status. Indic2tes whether 2 mobile stztion is in its home system.
Serving-System Status. Indicates vhether a mobile station is tuned to chznnels associated wjth System A or System B.
TerTnin2tion StznJs. Indicates ~-hether a mobile station mus;
terminzte the c211 when it is on zn analog voice channel.
Subscriber Revie-v And Modif:cztion Of User Profile - the ability for z subscriber, 2cting on behalf of a user of their scrvice S~DSCription, to bc 2blc to acc-ss thc nen~ork to check or update ~heir users' service profile(s) throu~h mechznized zccess using uniform procedures and codes.
Supervisorv Audio Tone (SAT) One of three tones in the 6-kHz region th2t a~e transmined by a Base Stztion znd transponded by z mobile stalion.
Supplementary Digital Color Code (SDCCl, SDCC~) Addi~ional bits assigned to increase the number of color codes from four to sixry four, trznsmitted on thc forward an210g control channel.
Supp!ement2ry Se~ice - A service that modihes or supplements a basic service.
~lote: A supplement2ry service cznnot be offered to a user 2S
a stand-zlone service. It must be of~ered with or in ~soci~tion with a basic telcco.lu..unication service.
Switch Identification (SWrD) A parameter which is the concatenation of SlD
with SWNO.
Switch Number(SWNO) A number uniquely identifying a particular switch within a group of switches ~ssociated with a common SID.
Symbol In the 4- DQPSK modulation scheme specified, each symbol carries 2 bits of information.
-W09~/260g4 '~ 8~`03 I PCI/US95103500 SynchronizG~ion tof session ~ev) - agreement ber-een recei-er and IranSmit e-on z common reference point i.n 2 se;sion ~;ey.
System Identification (SID) A diQital identific2~ion associ2ted with a cellulz,- system; e2ch system is assigned a unique number.
Target PCSC rne PCSC which was selected from the candidate list 2s having the cell site vith the best sign21 quality value for the PSS during the iocation request function.
TDMA - Time Division .~ultiple Access; a radio acccss technique.
Telecommunication Service - A set of c2pabilities that satisfy 2 telecommunication requirement.
Teles:rvice - A type of telecommunication service thzt provides the complete capaDiliry, including terminal equipment functions, for communic2tion bet~ een users according to established protocols.
Teleservices Telecommunication services th2t provide the user with necess2ry capabilities including terminal equipment functions, to communic2te with any other use.'s terminal equipment.
Termin21 Alerting - the process of obt2ining the 2ttention of a terminal by the networl; to deliver a call or other m-ssage.

I~ot2: This is referred to 2S "paging" in some other systems.
Terrninal Cap2biliry Verification - the process by wnich the network, if possible, verifie5 wheth:r the terrninal, identified by the terminal ID, can support the requested ser~ice.
Terrnin21 Deregistration - the process by which a wireless terrninal's previous location registration is canceled.
Terrninal Elements- terminal equipment, radio terminations, terminal adapters, data circuit-termin~ting equipment, and radio personal terminals.
Terminal Equipmcnt - supports scrviccs for pcl~onal communications uscrs via wireless or wireline access.
Terrninal Group Identifier- identifies the service group of which the terminal is a member.
Terminal Identifier Recognition - the network capability to determine that inforrn2tion entered by calling parties or received from other nerworks is a terrninal identifier.

PCT/US95103SI~0 WO 951260g4 ' 2 1 8 60 3 1 ~_ 221 ~erminal l~obility Con~rollc. - p,ovides the cor.trol logic fo. ~-~nir.al auth n~ic2tion, locz:ion m~nace~cn;, alcrting, 2nd rou~ing .o ,~ RPT/~Ts.
Temlin2~ Iobiliry Dat2-Sto-e - main;2ins d2t2 associ2ted with t~rrninals.
.' Termina~ion Address One or more digits, 2S deterrnined by the Serving Carrier's s-stem, ~vhich identify one (2nd only one) Terrninating Subscriber. Tnis could include Specd C211 Codes (-vllen supported by the Sen ing Carrier), other h~obile Telephone ~'umbers, or any valid World Telcphone l~'umber.
Terrnination Call Trace-nlree--vay Calling-- TmaX T;l- mæYim~m undistorted sinusoidal level that can be tr2nsmi~Ted through the interfaces benveen the VSELP codec 2nd PC.~vl b2scd net~ or~;. Tnis is taken to bc a reference Icvel of-3.16 dBmO (see IS-~S 2.2.4.1 and ~3.3.2.~.1) TOLR (PN-2745) Tr2nsmit Objective Loudncss Rating, a measure of transmit audio sensitivity. TOLR is a frequency-weighted ratio of thc acoustic inpu; signal at the transmitter to the line voltage output of the refe.-nce decoder expressed as a Transmit Objecti-e Loudness Rating tTOLR). IEEE 269 defines the m:2surement of sensitivity and IEEE 661 defines the c21cula~ion of objective loudncss rating.
TOLR Transmit Objec~ive Loudness Rating. The transmit audio sensitivity is the ratio of the acoustic input signal to the ;ransmit er to the 2coustic output of the reference decoder expresscd 2s a Transmit Objcctive Loudncss Rating (TOLR).
TOLR - Tr2nsmit Objective Loudness Rating, a measure of transmit audio sensitivity. TOLR is a frcquency-weighted ratio of the acoustic input signal at the tr~ncm~ r to the line voltage output of the reference decoder expressed as a Transmit Objcctive Loudness Rating (TOLR). IEEE 269 defines the measuremcnt of scnsitivity and IEEE 661 defines the calculation of objective loudness rating.
Traffic Chanoel That portion of the digital inforrnation tr~nsmitted between the Base Station and thc mobile station, or between the mobile station and the Base Station, that is dedicated to the transport of user and signaling inforrnation as depicted in the - figure below.

WO g512C094 ` ;~ 1 '8 6 0 3 1 Traffic ,, Channel User- FACCH- SACCH
Information FACCH and user inforrnation cannot be sent simultaneously.
Traffic: rne inforrnation generated by the subscriber Lh2t is transported on the network (i.e. user voice or data).
Trauscoder A device that transforms signals from one type of digital representation to another.
Transcoder - A device that transforms sign21s from o:le type of digital representation to another.
Trellis Coding- (Viîerbi Algorithm) Trellis eoding adds a caleulated fir.h bit to eaeh QAM four-bit sequence. lllis extra bit when correlated with previously reeeived data sequenee helps the reeeiving modem to identify the ph2se and amplirude of the newly-arrived earrier more aeeur2tely. The modems using QAIU
inelude V.22 bis, V.29, V.37, and V.;2 bis.
Uniform Service Feature Delivery - the capability to p,ovide 2CCCSS tO subscribed network-based features and services (e.g., call waiting, call fon ~arding, three-way calling, abbrevi2ted dialing, other ISDN services and supplementary services, etc.) in a uniform manner based on terrninal eapabilities.
UDique Challenge AutheDticatioD Response (AUTHI~ An 18-bit pattern generated by the ~uth~ntiration algorithm. AUTHU is used to support the Unique Challenge-Rcsponse procedure.
Uoique Challcnge-RespoDse Procedure An rxrh~ngc of information between a mobile station and a Base Station for the purpose of eonfi~ning the mobile station's identity. The procedure is initi3t~d by the Base Station and is charaet:rized by the use of a ehallenge- specifie random number (i.e., RAND~ instead of the random va,riable broadeast globally (RAND).
Unique ~andom Variable (RANDU~ A 24-bit random number generated by the Base Station in suppon of the Unique Challenge-Response procedure.

wog~/260g4 ~1 ~603 ~ 35/03S00 User Alerting - the process of obtzining ~he atTention of an end user by ~he ner~.or~i to deli--. a c211 or other message.
User Identifier Recognition - the ne~work cap2bility to de,errnine tha~
inforrnation en!ered by calling parties or recei-ed from o;he.
net or~;s is z user iden~ifier (UPT number).
User Privacy - protection of information about users from uninvited and possibly illegal access.
User Profile - includes the service profile and contains all the da~a associatedwi~h the user, e.g., incoming call handling information, selec~ion of service providerlse;vice area coverage, service subscriptions, service pzr2meters, etc.
User Review And Modificztion Of User~s Profile - the ability for a user to be able tO zccess ~h: nerwork ~o eheck or updzte their service profile through mechznized access using unitorrn procedures and cod~s.
User-to-user Signaling-Visited System: From tne PSS's perspèc~ive, a system which is transmitting aSID whicn is not recognized by the PSS as the "Home" SID.
Visi~ed System: - From the MS's perspective, a system whieh is transmitting 2 SID hieh is not recognized by the MS as the "Home" SID.
Visitor Location Register (VLR) Tne location register other than the HLR
used by an PCSC to retrieve information for, for instance, handling of calls to or from a visiting subscriber.
Visitor Location Register (VLR) - The d~rb~ce where the necessary information about a isiting user is copied from the user's ~LR and temporarily stored for the purposes of providing personal cornm~nication serviees.
Vocoding (voice encoding) -Voice Activated Features-Voice MobileAtteDuatioo Code ~IAC) A 3-bit field in thc Extended Address Word commznding the initial mobile power level when assigrling a mobile station to an analog voice or traf~lc chznnel.

Wo 9S/26094 ~ ~ 8 6 0 3 1 rcrlusgsl03~

~oice Pri-ac~ The ?rocess by ~h ch user oice transmitted over a digital tr2.:fic ch2r~n-! is zf.orded a modest degree of cryptoErzphic protection z72inst t2-esdropping in the mobile station - B2se St2tion segm.ent of th~ connection.
VSELP Vector Sum Excited Linear Predicti-e coding. A form of CELP that specially structures the codebooks in order to reduce complexity.
Wait-for-Overhead Message (~VFO~'~I) A l-bit field in the Control-Filler Mess2ge thzt when set to one causes the mobile to vait for 2n overh:2d messzge before transmitling on a reverse control channel.
~VER (Pl~,'-27~) Word Error Rzte - Equals (~r of incorrect received w,ords)l(Tot2l .- of ;rznsmitted vords). Incorrect words are d:fined a5 h2ving 2 C-clic Redundancy Code (CRC) check which .ails.
WER Word Error Rate - Equzls (~. of incorrect received words)/(Total -. of trznsmitted words). Incorrect words are defmed as having a CRC check which fails.
WFOM5 Identifes uhether a mobile station must wait for an Overhead MessaPe Train before zccessing a system on a reverse analog control channel.
World ~'umbering Pl2n -World Zone I -~ 1 Q ~ n ~ 1 r~ 3S/03SOO
w09st26094 L I (~ O U J I

RF Linl; Protocol Architecture ~, D;. R~ Link Layer, Version 2T.X
D~.l. Loop Format D~.1.1. Loop Format Normal Each normal polling loop is formed of sixty four Time Division Multiple Acccss(TDMA) time slots which are paired into thir~y two TDMA framcs where duplexing is accomplished by providing Time Division Duplexing (TDD) within each TDMA frame ~Version 2.T.X). The slots are not numbered. For the purpose of all documentation on Version 2T.X the word "slot" will refer to the above pair.
Numbers are shown in table X~CX for reference only. Proper slot synchronization is performed by timing Informati on Element Slot I
Slot 2 Slot 3 Slot4 Slot ~
Slot 6 Slot 7 Slot 8 Slot 9 Slot 10 Slot 1 1 Slot 12 Slot 13 Slot 14 Slot 15 Slot 16 Slot 17 : - Slot 1 8 Slot 19 Slot 20 Slot21 wogsl260g4 : 2 1 ~603 1 PCI/US95/03S00 Slot 22 Slo; 23 Slot 24 Slot 25 .Slot 26 `.
Slot 2 î
Slot 28 Slot 29 Slot 30 Slot 3 1 Slot 32 PCr/USg5/03500 wo g51260g4 ~ 1 8 6 0 3 1 D~.1.2- ~oop Format ExteDded Çor 10 ,~lile Range An extended range polling loop is fo.~ned of 25 TirT e Di- ision Multiple Access(TDI~A) time slots whcn dup!e.~ing is accomplished by providing Time Division Duplexing (rDD) within each TDI~IA slot in Version 2T.X. rne slots are not numbered. ~umbers are sno-~ n in ~2ble XXX for reference only. rnere is no indexassociated with the polling loop. Proper slot synchronization is performed solely by timing.
Informati on Elemcnt Slot I
Slot 2 Slot 3 Slot 2 Slot 25 D5.2. Slot ~ormat D5.2.1. Composite Slot Frame Each slot frame is coll.posed of six elements and con-~ins thc complete trans2ction between a Base znd a Mobile Station.

Information Refcrenc Length in Bits Element e PCP 6.1.2.20To be provided in subscquent doc ~ rr"~
GuardTime 1 6.1.2.12Tobeprovidedinsubsc~ cnt doc~rT ~ntc.
Base Frame 5.2.1.1To bc provided in subsequent doc.l~nt~
Mobile Station ~.2.1.2To be providcd in subsequ~nt Frame docum~
Guard Time 2 6.1.2.13To bc provided in subscqucnt documcnts.

wo gsl26094 ~ S/03500 ~ 1`8~031 ~_ ns-2 1 I. Ba~e Frame 4_ n~ 2.1.1.1. Base FrameTvpes There are t~vo major types of frames transmitted from the Base to the MS, Base Poll Frames and Base Traf~lc Frames.
~5.2.1. I . I . I . ~2~e Poll Fr~rne Base Poll Frames are used to allow MS's to scize slots.
D5. 2. 1. 1. 1. J .1. Generol The Generzl Base Poll ~2me is zn invit2tio:, to any MS to anempt to seizc a slot.
rnis poll indicates a frce slot.

Inforrnation Referenc Leng~n in Bits Elemcnt e Head 6.1.2.14 16 Spare 6.1.2.25 8 Spare 6.1.2.25 8 Siot Quality 8 Base ID 6.1.2.; 32 Service 6.1.2.23 16 Provider Zone 6.1.2.27 16 Facility 6.1.2.10 ;2 Sparc 6.1.2.2~ 48 FCW 6.1.2.11 16 D5.2. 1.1.1.1.2. Spec~fic The Specific Basc Poll is an invitation for only the MS identified by the PID
Inforrnation Elemcnt to scize the current slot.
Infor nation Refcrenc Length iFI Bits Element e Head 6.1.2.1¢ 16 Correlative ID 6.1.2.7 8 ~csu1t 6. 1 .2.22 8 Slot Quality 8 PID 6.1.2.21 40 Map Type 6.1.2.16 8 P<,~ J~S/03500 wo g5/260g4 ~ 2186~31 Map 6.1.2.15 37 Spare 6.1.7.2~ 64 " FCW 6.1.2.11 16 n5.2. ! . I .1.2. P~e Traftlc ~rame There zre t~vo basic types of Base Traffic Frame, Bearer traffic and Sign21ing traffic. Each type of Base Traffic Frame exists in thre: v2rieties, high bandwidth, low bandwidth and symmetric bandwidth. Bearer Traffic also e~ists in the broadcast variety.
D5. 2. 1. 1. 1. ~. 1. H~gh Bandwidrh ~earer Hi~h Bearer Traffic Frames are used to transport user traffic r~om ~he Base to the mobilcstation. Thcre are two types of bearer traffic FCW or error controlled traffic and RAW or not error controlled traffic.

D5.2.1.1.1.2.1.1. ~CW
FCW or Frame Checl; Word traffic is error controllcd. Errors de~ccted by the FCWwill be correctcd by re transmission. FCW frames may be temporally distorted.

Information ReferencLenglh in Bits Element c Head 6.1.2.14 16 D Channcl 6.1.2.8 8 B Channel 6.1.2.2To be provided in subscquent documents.
FCW 6.1.2.11 16 D5.2.1.1.1.2.1.2. R,4W
RAW framcs are tl~nspolted without any error correction. Error correction is theesl,onsibility of the PCS service operator application.

Information RcferencLengLn in Bits Element e Head 6.1.2.14 16 D Channel 6.1.2.8 8 B rh~ 6.1.2.2To be provided in subsequent documents.
.

WO g512C094 ~2 1 ~8603 1 D5.2. 1.1.1.2.Z. ffigh Bc~:dwid~h Signaling High bandtvidth Signaling Traffic fr2mes 2re used to carry high speed system signaling from the Base to the MS. These frames contain a FCW. Error control andretry 2re dependent upon the signalin~ sequence taking place at the time.
Inforrnation ReferencLength in Bits Element e Head 6.1.2.14 16 CorrelativeID 6.1.2.7 8 Signaling 6.1.1To be provided in subsequent Message documents.
FCW 6.1.2.11 16 D~.2.1.1.1.2.3. Low Bandwid~ earer Low bandwidth Bearer Traffic Frames are used to transport a small 2mount of usertraffic from the Base to the mobile station. rnere 2re t vo types of bearer traffic FCW or error controlled traffic and R4.W or not error controlled traffic.
DS.2.1.1.1.2.3.1. ~CW
FCW or Frame Checl; Word traffic is error controlled. Errors detected by the FCW~vill be corrected by re transmission. FCW frames may be temporally distorted.
Inforrnation ReferencLeng~h inBits Element e Head 6.1.2.14 16 D Ch~mel 6.1.2.8 8 B Channel 6.1.2.2To be provided in subse~uent docllmt-rltc FCW 6.1.2.11 16 D5. 7.1.l.1.2.3.2. ~AW
RAW fiamcc are h~nspo~ted without any error correction. Error correction is the responsibility of the user. ..
Infonnation RcfercncLength in Bits Element e Head 6.1.2.14 16 D Channel 6.1.2.8 8 B Channel 6.1.2.2To be provided in subsequent documents.

P~ !1SIO3SOO
Wog5126094 2 1 8 60 3 1 05.2.1.1.1.2.$. Lo:v ~cr;d:vidth Signaling Low bandwidth Sigr.alir.g Tr2ffic .frames 2rC U5ed 'O CGI7Y small ~mounts of syslem signaling .rom the Base to lhe I~IS. rnese fr2mes cont2in 2 FCW. Error control and retry are dependent upon the sienaling sequence ta~;ing plac- at thetime.
Intorm2tion Referenc Length in Bits Element e Head 6.1.2.14 16 CorrelativeID 6.1.2.7 8 Signaling 6.1.1To be provided in subs-quent Message documents.
FCW 6.1.2.11 16 D5.2. 1.1.1. ~.5. Symme~ric Bandwid~h Beorer Symmetric bandwidth Be~er Traffic Frames are used to trznsporl normal uscr traffic from the Base to the mobilc station. There are tuo types of bearer traffic FCW or error controlled traffic and RAW or not etror con~rolled lrzffic.
D5.2.1.1.1.2.5.1. rCW
FCW or Frame Check Word traffic is crror controlled. Errors de~ccted by Ihe FCW
will be corrcctcd by re transmission. FCW ~ames may bc tcmpor211y distortcd.
Inforrnation Rcfcrcnc Length in Bits Elcment e Hcad 6.1.2.14 16 D Channel 6.1.2.8 8 B Channel 6.1.2.2 160 FCW 6.1.2.11 16 D5.2. 1.1.1.2.5.2. RA W
RAW frarncs are tldnspo~lcd witho~lt any error corrcction. Error corrcction is the rcsponsibility of thc user.
Infonnation Rcferenc Lcngth in Bits Fl~mer~t e Hcad 6.1.2.14 16 D Chmnel 6.1.2.8 8 B Channcl 6.1.7.2 176 D5.2. 1.1.1.2. 6. Symmetric Bandwidth Signoling P~ S103S00 W0 95/260g4 2-1 8 6 03 i SymmetriC Signaling Traffic frames are used to carry norrnal sys~em signa!ing from the Btse to the MS. rnese frzmes contain 2 FCW. Error control and rctrv aredependent upon the sign21ing sequcnce ta~;ing place at ;he time.
Inforrnation Refercnc Length in Bits Element e Head 6.1.2.14 16 Correlative ID 6.1.2.7 8 Signaling 6.1.1 160 Message FCW 6.1.2.11 16 D5.Z. 1.1.1.2. 7. Broadcast Bearer Bea~er Traffic Frames are used to transport user traffic from the Base to multiple mobile sta~ions. There is only one type of broadcast bearer traffic ~hat is RAW
tr2ffic. Foruard error .ontrol on this tr2ffic is the responsibiliry of the applic2tion.
D5.~.1.1.1.2.7.1. R~W
RAW frames are transported without any erTor correction. Error correction is theresponsibility of the PCS service operator application.
~nformation Refcrenc Length in Bits Element ` e Head 6.1.2.14 16 Broadcast ID 6.1.~.4 8 B Channcl 6.1.2.2 176 ns.2. 1.2. i lobile Station ~rame n5.2.l.2~l~ Mobile~St~tion FrameTypes There are two major types of frames transmitted from the MS to the Base, MS Poll Response Frames 2nd MS Traffic Frames.
ns.? 1 ?.1.1. Mobile ~St~tion Poll Frame Mobile Station poll framcs are scnt by a MS to the Base in response to a Base Poll Frame as pan of the slot seizing sequence.

wo g5~4 2 1 8 6 0 3 1 ~ 5103500 `_ D5. 2.1. 2.1.1 1. Generc! Respons~
The Gencral ~IS Poll Frame r:sponse is used by the MS to z .empt to acquire a -~ free slot.
Information Referenc Length in Bits Element e Head 6.1.~ 16 Spare 6. 1.2.25 Spare 6.1.2.~5 8 PID 6.1.2.~1 40 Service 6.1.2.23 16 Provider Spare 6.1.2.2~ 96 FCW 6.1.~.11 16 ns.~. 1 2. ! ~ ~ohile Station Tra.ffic Frame There are two types of MS Traffic Frame, Bcarer traf~lc and Si~aling tra.;fic.
Each of these type exists in three varieties, high bandwidth, low bandwidth and symmetric bandwidth.
D5.2. 1.2.1.2.1. High Bantwidth Beorer High Bandwidth Bearer Traffic Frames are used to ll~nspo.t high speed user tr2ffi from the MS to thc Base. There arc nvo types of Bearer traffic, FCW or error controlled traffic and RAW or error uncontrolled traffic.
D5.2.1.7.1.2.1.1. FCW
FCW or Frame Chcck Word traffic is error controlled. Errors detected by the FCW
will be corrected by re transmission. FCW ~ames may be temporally distorted.
Information ReferencLength in Bits ~lem~ nt e Head 6.1.2.14 16 D ~h~mel 6.1.2.8 8 B Ch~nnel 6.1.2.2To be providcd in subsequent docum~ntc FCW 6.1.2.11 16 ~.2.1.2.1.2.1.2. ~AW
RAW frames are transported without 2ny error control. Error correction is ~e responsibility of the user.
Information Rcfercnc Length in ~its Element e W0 95/26094 ! 2 1 ~ 6 0 3 1 ~,-11u5~S/03500 Head 6.1.2.1,A 16 D Channel 6.1.7.8 8 B Channel 6.1.2.~To be provided in subsequent documents.

n5.2.1.~.1.3. Hi~h ~2nd~idth Si~nalinE
High Speed Signaling Traffic frames ~re used to carry high speed system sign21ing from the MS to L~le Base. These fr2mes contain a FCW. Error control and re~ry are dependent upon the signaling sequence taking place at the time.
InforrnationReferenc Length in Bits Element e Head 6.1.~ 16 Correl2tive ID6.1.~.7 8 Signaling 6.1.1To be provided in subsequent Message documents.
FC-V 6.1.2.11 16 D5.2. 1.2.1.3.1. Low ~antwittft ~earer Low Speed Bearer Traffic Frames are used to transport low speed user traffic from the MS to the Base. rnere are two types of Bearer traffic, ~CW or error controlled traffic and RAW or error uncontrolled traffic.
Dj.2.1.2.1.3.1.1. FCW
FCW or Frame Check Word traffic is error conLrolled. Errors detected by the FCW
~ill be corrected by re transmission. FCW trames may be temporally distorted.
Information Referenc Length in Bits Element e Head 6.1.2.14 16 D Channel 6.1.2.8 8 B Cn~nnel 6.1.2.2To be pro~ided in subsequent docum~.
FCW 6. 1 .2. 11 .. 1 6 D5.2.1.2.1.3.1.2. ~AW
RAW frames are transpo~ ~ed without any error control. Error correction is the responsibility of the user.
Inforrnation Referenc Length in Bits Element e Hezd 6.1.2.14 16 PCr/USgS/03500 w0 g~/26094 2 1 8 6 0 3 1 D Ch2nnel 6.i.~.8 B Cnannel 6.1.~.7 To be pro-ided in subse~uen~
documen;s.

ns 2 1.2.1.4. r O~v P~2nd~id~h Si~n21ino Signaling Traffic fr2mes are used ;o carry system signzling from the MS to the Base. These frames cont2in a FCW. Error control and retry are dependent upon thesignalin- sequence taking ~lace 21 the time.
Information Referenc Length in Bits Element e Head 6.1.2.1 ' 16 Correlati-~e ID6.1.7.7 8 Signaling 6.1. !I o be provided in s~bsequent Message documents.
FCW 6.1.2.11 16 D5.2. 1.2.1. J. 1. Symrr~e~ric Bontwidth Bearer Symmetric Band- idth Be2rer'rr2f.lc Fr2mes are used to transpor. norm21 user tr2ffic from the MS to the Base. rnere are n~o typcs of Bearer tr2ffic, FCW or e..or con~rolled traffic 2nd R~W or e.,ror uncontrolled traffic.
D5. 2. 1. 2. 1. . .1. 1. FCSY
FCW or Frame Check Wo,d traffic is erro. controlled. Errors detected by the FCW
~-ill be corrected by re tr2nsmission. FCW frames may be temporally distorted.

Information ~eferenc Length in Bits Element e Head 6. 1 .2. 1. 1 6 D ~ l 6.1.2.8 8 B C:h~nn~l 6.1.2.2 160 FCW 6.1.2.11 16 D5.7.~.1.2.1.4.1.2. ~W
RAW ~ames are transported without any esTor control. Lrror correction is the responsibility of the PCS service operator application ~nformation Referenc Lengh in Bits Element e W095/26094 2186g31 Pcrlusss/03soo Head 6.1.2.1A 16 D Channel 6.1.~.~ 8 B Channel 6.1.~.2 176 ns 2.1 2 1 5. Svmmetric Randwidth Si~r 21in~
Symme~ric Bandwidth Signaling Traffic frzmes are used ~o carry normal s-stem signaling from the MS to Ihc Base. These frærnes contain a FCW. Error control and retry are dependent upon the signalin~ seauence takin place at the time.
~nforrnation Referenc Leng~h in Bits Elemen~ e ~lead 6.1.2.14 16 Correlative ID6.1.2.7 8 Signaling 6.1.1 160 Message ~CW 6.1.1.11 16 D5.3. Slot Seizing A MS wishing to communicate with a Base must seize at least one slot on that Base. This is accomplished by responding to a B2se General Poll with a MS
General Poll Responsc. The General Poll Response cont2ins the uniquc PID of the MS. If the Base reccives the Gcneral Poll Response for this MS the Basc will respond at a later timc urith a Specific Poll which con;ains the PID of this MS.
If the MS sees such a spccific poll then the MS may continue in the traffic mode.
it thc MS does not sec a Spccif~c Poll con-~inir,g its PID thcn thc MS has not seized the slot and must wait a semirandom timc bas:d upon thc MS PlD and then try again in a .llamlcr similar to the backoff procedure of ANSItIEEE 802.3.
If an MS is waiting for a pagc from a spccific Basc Ihcn thc MS waits for a Specific Poll from the Basc. When the Base is ready to assign a slot to the MS and initiate communications with thc MS the Base will issue a Specific Poll frame containing the PID of the MS.
D~.4. Multiple Associated Signaling Frames per Loop hormal slot synchronization is accomplished by timing. Both thc Base and MS
};now which slots have been assigned for comrnunication. The basc sends its frames to thc MS in the first half of the slot. rne MS synchronizes on the Base trænsmission to transmit its rcsponse. The timing of the MS is sufficiently accurate WO 95/26094 ~ ~ PC~/US95103500 ~ 21 86031 that the MS can deterrnine which Base ~ransmission is d-stined hr it even aP.er having missed Base transmissions for up ~o one second.
During the signaling ph2se of a communication it is desirable that more than a single slot per loop be used for polling and signaling tra~tlc. To 2ccommod2te this the Base 2ssigns a temporary address, the Correlative ID, to the MS on the firstSpecific Poll. This Correlative ID is then c2rried in further signaling traffic from the Base to the MS. The MS searches for this ID in all traffic. rne MS can then respond to any signaling traffic frame containing this Correlative ID. Unused Correlative ID s are maintained in a pool by the Base. When communic2tion has ended between the Base and MS the Correlative ID is returned ~or reuse.
Any a~ailable slot may be used by the Base to continue signaling communications ith the MS. The last slot used by the Base for signaling traffic will becom- the first slot for norrnal :raffic use. If the Base retums to siEnaling traffic at a Izter time then the Correlative ID will still be effective 2nd the Bzse may use any av2ilable slot for the control traffic.
D5.5. Asymmetric Channels Traffic flow between the Base and MS may be either symmetric or asym~netric.
The flow is controlled by the Base acting upon the Band- idth Request bit in theMS to Base traffic head. The norrnal flow is symmetric uith equal traffic b2ndwidth being assigned in each direction. The Bandwidth Gr2nt bits in the headof the Base to MS trafIic frame establish the 2c;ual band~idth to be used in thespecific slot.
The Base assigns slot b2nd-vidth using the following algorithm:
1. If only the Base requires additional b2ndwidth then the B2se is granted the additional bandwidth for the next slot.
2. If only the MS requires additional bandwidth then the MS is granted the additional baridwidth for the next slot.
3. If both Base and MS or if neither request additional bandwidth then S~lJ~ChiC bandwidth is granted for the next slot.
D~.6. Broadcast Cba~nels The asy-."~.ctl~ of the channel may be taken to its logical e~ e by granting theentire bandwidth of a slot to the Base to produce a broadcast rh~nnel. llle nature of this channel is indicated by the Bandwidth Grant bits in the traffic frarne head.
Multiple simultaneous Broadcast Ch2nnels can be suppo,~d. During broadcast the sp2ce normally used for the D Channel ;5 used as a broadcast identifier. Since this WO95/260g4 ~ 21 8603~ PCI/US9S103500 occurs in the same position as the Correlative Identifler th- difference in usage is sign21ed by the Bandwidth Gran; bits.
D~.7. Super Frame Multiple slots in the polling 1? may be negotiated for and assigned to an ~, individual MS. The negotiation may t2ke place at any time via signaling t.affic.The assigned slots if available are communicated by the Base to the MS via the M2p Type and Map Information Elements. Slot synchronization is maintained by timing for each assigned slot.
The Automatic Link Trans~er procedure accounts for thc multiplicity of slots assigned to the transferring IvlS. A Base must have the appropriate number of slots available to become a candidate 2s a terminal Base. ~he slots need not be available in the same positions as those in the originating Base.
D~.8. Sub Frame A MS need not be granted a slot in evcry polling loop. Slot may be grantcd in loops separated by an integral number of intermediate loops. The maYimum limit on the separation of slots allocatcd to a single MS is .5 seconds.

W09S/260g4 2 1 8603 1 ~ S/03SOO

Session/~letwork Protocol Archit~cture E6.I. Si~oaliog Traffic E6.1.1. Signaling Message Format ~:6.1.1.1. Hold Message Form~t ~6.1.1.1.1. H~,n Rase to MS
Hold packets can be transmittcd by eithcr Base or the MS. They are always p2rt of a larger signaling traffic e.~change.
Inforrnation Referenc Leng~h in Bits Elcment e Mcssagc Type 6. l .2. l 7 8 Spare 6.1.2.25 l 52 ~6.1.1.1.~. H~.D MS to R~ce The MS will send an HLD signaling mcssage to thc Base on one of two occasions:
l. when the MS requires more time to proccss data and return a result to thc Base.
2. in response to an HLD message from the Basc Information Refetenc Length in Bits Flerr r nt e Message Type 6.1.2.17 8 Spare 6.1.2.2~ IS2 F6.1.1.2. .~yn~hroni7e Meccage Format .
Sy..cL onize mcssages can be tr~nsmirtcd by cither the Basc or the MS. Thcy are always part of re.o~c.y from an error in a sigr ~ling t~- ~c-c~;on They are sent by whichever sidc discove,ed the error.
F.6.1.1.2.1. SY~ ~ace to MS
The Base sill scnd an SYN message on one of two oCc~ciQrc 1. when the Base cncountcrs an error in the cu~Tent 5igJ~ i115 tranC7r~ion 2. in l~sl,onse to a CT mcssage from the MS, if and only if the Base is the ini-j~tor of the transaction.

W0 95/26094 2 1 8 6 0 3 1 ~, Inforrn2~ion Referenc L:n~.h in Bi;;
Element e ,~Jlessage Type 6.1.~.17 8 Sp2re 6.1.~ 152 F:6.1.1.2.7. ~SY~' IS to Base The MS sill send 2n SY~ message on one of two occasions:
1. when thc MS encountcrs 2n error in ~he current si~naling transaction.
2. in response to a CT message from the Base, if and only if the MS is the initiator of the trans2ction.

Inforrnation Refcrer.c Length in Bits Elcment e Message Type 6.1.2.17 8 Spare 6.1.2.25 152 F:6.1.1.3. Acl;nowledv~e i-~escage Format Ac~;nowledge messages c2n be transmirted by either the B2sc or the MS. They 2re 21-vays the last element of 2 12rger sign21ing exchange. ~ote that not evcry exch2nge ends with an ACK message.
.6.1.1.~.1. A~K R3ce to ~ I~S
Information Referenc Length in Bits Element c Mcssage Type 6.1.2.17 8 Spare 6.1.2.25 152 F6 1.1.3.2. A(~K M.S to R~ce Infiorrn~tion Referenc Lcngth in Bits Flcrr ent Mcssagc Typc 6.1.2.17 8 Sp2re 61 .2.25 1 52 ? 1 Q ~ n 3 1 Pcr~usgs~03~
WO 95/26094 , ~ I U
_ 241 F,D 1.1.4. .~uthentication ~tes~a~e Format Authentication consists of 2 CUC~ mess2ge f.om ~he B2~e to th~ IS fo!lo--ed by 2response rrom the MS to the B2se some ~ime 12ter.

~6.1.1.~.1. A~IT Base to MS
This message is scnt to the MS from lhe B2se whenevcr the B2se wishes to st2r~ ~n authentication se~ence. nlis message supplies a 61 bit numbcr that is to be encrypted by the MS usinn the unique sec~et ~IS tr2ffic ~ey.
Inforrnation Referenc Leng~h in Bits Element e Message Type6.1.~.1 î S
Authcntication6.1.~.1 6 Test Number Spare 6.1.2.2j 88 F6.1.1.~1.2. AUI? MS to Base This messagc is Ihe MS respons: to zn authcntic2tion request. It contains thc result of enc~ypting the tcst numbe. supplicd by the authentic2tc message using the secret unique MS traffic l;ey.

Information Refe.enc L:ng,n in Bits Element e Messagc Typc6.1.~.17 8 Encryptcd Test6.1.2.9 6 I~Jumbcr Spare 6.12.~5 88 F:6.1.1.5. ~e~i~t~ation Mes~age Format F~6.1 1.~.1. RRQ MS to ~a~e A registration request is scnt from a MS to 2 Base on 2n initial and a pcriodic basis. Upon the initial rcquest lhe Base entcrs the registration proccss. If the Base w09s/26094 ' 2 18603 1 r~ 9slj3soo does not receive a periodic .cgistration request from 2 ~S ~hich is curre;~
registered with that Base th:n tr,- Base ~vill initiate a de-regis~ration procedur .
InformationReferenc Length in Bits Element e Mless2ge T~ pe 6.1.2.17 P~D 6.1.2.21 40 UPT ' 6.1.2.26 40 Spare 6.1.2.2~ 72 F 6.1.1.~.~. R C P B ase to M S
Upon initial or pcriodic registr2tion completion the Base responds to the MS ~4ith a registration complete message.
Inforrnation Refer-ac Length in Bits Element e Message Typc 6.1.2.17 8 Result 6.1.2.22 8 Spare 6.2.2.2~ 144 F:6.1.1.6. De-regjstrat;on Messa~e Format F~6.1.1.6.1. D R G M S to Base T he MS sends a de-registration message to the Basc when thc MS wishes to de-register itself from thc Base. If the MS does not send this message de-registration ~vill automztically occur a fixed time-out period from the last timc tnc MS sent a registration request to thc Base.

InforrnationRcfercnc Length in Bits Elcmcnt e Messagc Type 6.1.2.17 8 PID 6.1.2.21 40 Spare 6.1.2.25 11.2 F.6.1.1.7. Call Orig~nation Message Format When a MS wishes to place an oun~ra,rd bound call it issucs an originate mcssagc a and waits for a conncct rcsponse.

W095126094 ~1 8 603 ~ S/03500 ~_ 243 F:6.1.1.7.1. ORG ~IS to Rase llle MS sends tne call originate mcssage to the Base to request the placement of an outgoin - c211.
InformationReferenc Leng;h in Bits ,' Element e Message Type 6.1.2.17 8 Called l~umber 6.1.2.~ 80 Service Request 6.1.2.24 16 Spare 6.1.2.25 ~6 ~6.1.1.7.2. C~'C Base to .~IS
The connect message is sent from the Base to the MS whcn a C211, either incomingor outgoing, is completed or an outgoing call from ~hc l~lS is rejccted.
~nforrnation Ref:renc Length in Bits Element e Message Type 6.1.2.17 8 Connection 6.1.2.6 40 ~lumber Map Typc 6.1.2.16 8 Map 6.1.2.15 32 Result 6.1.2.27 8 Spare 6.1.2.2~ 64 F~, I .1.8. Hand-ofr :~essage Format F.6.1.1.8.1. ~R MS to Terminal Rase The ncw hand-off rcquest message is sen1 from thc MS to the tcrminal basc to initiate the hand-off procedure.
Information Referenc Length in Bits Elcment e MessageType 6.1.2.1 î 8 Old CoMection 6.l.2.19 40 ,~

w095/2c094 2~1 8603 1 PCrrUSg5/03SOO

Spzre 1 6. 1 .2.25 1 11 2 F.6.1,1.8 2. I~H~. Rase ts .~IS
The new hand-off 2ckno~ 1edge message is sent from the terminal B2se to the MS
to ac~;no~- 1edge the receipt of a new h2nd-off req~est message.

Information Referenc Length in Bits Element e ~'vlessage Type 6.1.2.17 8 New 6.1.2.18 ~0 Connection ~
Spare 6. 1 .2.~5 11 2 F6.1.1.8 3 CSC Or;~nating Race to i~IS
This message is sent f;om the origin2ting Base to the MS to signal that the networ~;
connection is available at th: terminal Base.

Inform2tion Referenc Lcnglh in Bits Element e Message Type 6.1.2.17 8 Sp~re 6.1.2.25 152 F.6. 1.1.9. Call Termination l~lessage Format F6.1.1.9.1. ANS M~ to Rase This messagc is sent from thc MS to the Base when the subscriber answers the incoming call.
Information Referenc Leng~h in Bits Elcmcnt e Mcssagc Type 6.1.2.17 8 Sp2rc 6.1.2.25 152 wo 95n6os4 2 1 8-6 0 3 1 rcrlusgslo35oo ,F6.1,1.10. Call Release ~essa~e Format F~6.1,1.10,1, DR,~ Base to ~IS
The Base sends the drop incoming c211 message to the MS whcn the networ,~ drops the call in progress.

~nforrnation Refercnc Leng~h in Bits Elemcnt e Message Type 6.1.2.17 8 Spare 6.1.2.2~ 152 E6.1.2. Information Elements F,6.1.2.1, ~uthenticatisn Test .~umber rne authentication tcst number consists of 64 bits to bc cncrypted by thc MS. The low order bit of the 64 bit number occupies Bit I Octet I uhile the high order bit of the 64 bit number occupies Bit 8 of Octet 8.
Bits Octets 87 6 5 4 3 ~ I
64 bit number to be encryptcd by the MS

' F.6.1.2.2, R Channel F~6.1.2.2,1, ~h P~andwidth F,rror Contro11ed ~arer nata High Bandwidth Error Controlled Bearer Dat2 issues will bc reviewed in dctail insubsequent submissions.

W0 95/2COg4 2 1 8 6 ~ 3 1 PCT/US95/03~00 ~6.1.2.2.~. Hi~h Randwidth Raw Be3rer D~ta Hi~h F~and~ idth R2w Re2rer na~? iss~es will be reviewed in dct~il in su~s~uent submissiQn~.

F:6. 1.~.~.3. ~.ow Band-- idth F:rror Controlled Bearer Data Low Bandwidth Error Controlled Be2rer Data issues ~,ill be reviewed in c:t2il in subsequent submissions.

F6.1.~.~.4. T ow Band~idth R~w 8earer D3ta Low Bandwidth Raw Bearcr Dat2 issucs will be revicwed in d:tail in subscquent submissions.

F.6.1 ~ . Svmmetric Randwidth F.rror Controlled Bearer nata rnc Symmetric Bandwidth Error Controlled Bcarer Dat2 Elemcnt consists of 160 bits of user data. ~he low order bit of thc 160 bit numb:r rcsides in Bit I Octct I
-hile the high order bit of the 160 bit numbcr rcsidcs in Bit 8 of Octct 8. Data transmittcd via this mode may suffcr temporal distortion but will bc corrcctly delivercd with no undetected lost or duplicated packets to the limits of the FCWalgorithm.
Bits Octets 160 bits of bearer data rcr/usss/03soo wogs~4 2 1 8 6`03 1 ~6.1.~.2.6. S-mmetric Rand~idlh ~,aw Bearer nata The Symmetric Bandwidih Ra~ ~earer Data Element consists oi 176 bits of user dat2. llle low order bit of the l 76 bit number ~esides in Bit l Octrt I ~ hil the high order bit of the l 76 bit number resides in Bit 8 of Octet 22.
Bits Octets 8 7 6 5 4 ~ 2 176 bits ot bearer data 3; 6. ] .2.3. Rase ~n The B2se identifier uniquely identitles the specific Base Station. ~he 10~4 order bit of the 32 bit number is located in Bit l Octet l the high order bit of the 32 bit number is loczted in Bit 8 of Octet 2.
Bits Octets 32 bits of unique Base identification F.6.1.~ roadcast rn llle broadcast ID Infonnation Element is used to identify specific broadc2st data strearns. The ID is assi~ned to the specific broadcast strearn on a connection basis.
It is the responsibility of the broadcast application to provide periodic application broadcast heading inforrnation. llle broadcast ID is assigned at the start of a connection and released to the broadc2st ID pool at the ter~in~tion of the connection.
Bits Octets t 1 8 bits of Bro2dcas~ ID l I

WOgS/260s4 2 1 ~603 1 ~ 1o3~
.

F6 l 2 ~- C~lled .~'umber rne called number consists of 80 bits of called party number. This 80 bit numbe,consists of 20 IA5 char2cters.
Bits Octets ~, 8 7 6 5 ' 3 ~ I
80bits of Called ~'umber (IA~ characters - see Note) ~ote --The number digits appe2r in mul~iple oc~et 4 s in ~he same order in whichthey would be entered, that is, the number digit hich ould be entered first would be located in the first octet, bits 4-8.
F.6.1.2.6. Connection i`~umber The connection number specifies the specific nen~.ork connection which was allocated to carrying the bearer chann:l of this MS from the Base Station to thenetwor};. All bytes of this Data Element may not be significant. Unused nybbles and bytes must be filled with "F" hex.
Bits Octets 8 7 6 ~ 4 i 2 40bits of Called Number (IA5 characters - see Note) ~ote --Thc number digits appear in multiple octet 4's in thc samc ordcr in whichthey would be entered, that is, the number digit which would be entered first would be located in thc first octct, bits 4-8.
F6 1.2.7, Correlative In The correlative Data Element is used to te."po.~ily identify a group of frames as being destined to a specific MS. The ID is assigned for the duration of the coMection and is released for reuse by another MS at the terrnination of a woss/26094 ~1 86031 r~ slo3~

coMection. rne specific value of "FF~ is rese~e~ 'or brozcc2st use. rne correlation ~D for a specific MS may be ch2nged d~ ing z corLnection.
Bits Oc-ts 8 7 6 5 4 3 ~ 1 8 bits of correlativE ID ¦

F6.1.~.8. r) Channel The D channel Data Element transmits the out of band applic2tion channel in a byte serial manner. The protocol used on this channel is described in document TBD. The data is transmitted with the iow order bit of the D chanrtel inforrnation in Bit I of the Octet.
Bits Oct-;s 5 7 6 5 4 3 ~ I
8 bits D Ch2nnel d2ta l I

F6. 1.~.9. F.ncryr~ted Test l~umber rne encrypted test number consists of 64 bits which have been encrypted by the MS. The low order bit of the 64 bit number occupies Bit I Oct:t I vhile the high order bit of the ~ bit number occupies Bit 8 of Octet 8.
Bits Octets 64 bit number that has b~en encrypted by the MS

F.6.1 ~.10. ~acili~
The facility Data Element describes the serYices being offered by the Base Station.
rne intemal forrnat of this clement is TBD.
Bits Octets 32 bits of service description - '~ 1 Q ~ n3 1 rcrlusss/03soo wo gs/26094 ~ l u u v F.6.1.1.11. FCS
The frame check seauence Dat2 Element ~ill be a 16 bit sequence. It will be ~he ones complement of the sum (modulo 2) of:
a) The remainder of ~;k(XI~-XI~ I3+~YI2-XI l_XIO_X9+X8+,Y7~X6+X~ .,Y4TX3 ..Y2+.YI-I) divided (modulo 2) by the generator polynomial y l 6 . x l 2-x~ vhere k is the number ofbits in the frame not including the FCS.
b The remainder of the di- ision (modulo 2) by the generator polynomial .Y16+~12-Y5-l ofthe product of xl6 by the content ofthe rrame exis;ing from znd including the fi.st bit of ~h- frame to but not including the f~rst bi~ of lhe FCS.
Bits Oc~ets 16 bits of FCS

F6 1 2.12 Guard Time 1 Gu~rd Time issues will be reviewed in det2il in subsequent submissions.

F.6 1.2.13. Guard Time 2 Guard Time issues -il! bc r:-ie~ ed in detail in subsequent submissions.

F6 1.2.14. Head F6.1.2.1~.1. P~ace Pollin~ Fr~me Head rne hcad Data Elcment dcscribes thc major format of the rcst of the frame.
Bits Octets B/H ¦ E GIS I PfN SA ¦ PWR
Spare CU Head FCW 2 .
BIH This bit indicates the originator of the frame.
0 The framc has been sent by thc MS
The frame has been sent by the Base wo95n6o94 2~ 8603 1 r~l/~J~5l03SOO

E Th: e.~ensi-;n bit 2110--s .ne protocol to b e.Y.e~.ced 2 l~t~ C-!e.
O This . 2m- is in unextenced protocol This ..zme is in 2n e.~tended protocol G/S If the ~r bit is I then this bit indicates th2t the ~2me i eithe. 2 generzl or a specific poll.
O The f.2rnc is a spccific poll The f-2rne is a ,ener21 poll P/~ This b. indicates ~vhether .. he f~2me is a poll frame or z norm21 t-2ffic rr2me.
O This f~zme is a norrnal trz.fic frame . his f ~:nc is 2 polling fr2me SA Scrial 2dd.ess bit PWR ~fi î Adjust .~S po--er 000 no chængc 001 -3 db 010 -5 db O I I -9 db 100 -3 db 101 -6 db I I O - I 2 db 111 -~I db Sp2re Curren:l~ unused. R:servcd for futurc usc CU This p2'. of bits indicate the slot utilization of this B~se.
~1 O O rne B2s: is "very empty"
O I The B2s is "empty"
I O The Basc is"nearly full"
I I Thc B2sc is "full"
Spzre Currentl- unused. Reserved for future use n;,~ n ~ JJ9slo3soo 2 1 (~ ~ U J I

Head HCKF C-clic Redund2nC~ Ch ck c2!culated o~r;he 12 Check preceding bits. Ger.erating polvnomi21 TB~.
Field F6. 1.~ 1~ . I . I . P~2ce Gener21 PQII Head This Dat2 Element when seen as the head of a frame indicates ;hat the frame is aBase issued general poll. A general poll is issued by the Base 2s a request for any MS to respond with a general poll response if it wishes to seize a slot.
Bits Octets l l O l l l l l l _ F~6 1 ~.14.1 2. R~ce Specific Pnll Head rne specific poll head indicates that this ~rame is a Bzse issued specific poll. A
specific poll requests a specific MS to respond. The slot in which the specific poll is issued has already been 2110c2ted to ~he MS and thus the MS h2s seized the slot.
Bits Octets 01 2 3 4 ~ 6 7 _ F.6.1.7.1~.~. Race Traffic Fcame He~d Bits Octets 0 1 2 3 4 j 6 7 B/H I EC~ ¦ P/NSA I PWR
BW Grant CU Head FCW 2 BIH This bit indieates the originator of the frame.
0 The frame has been sent by the MS
The frame has been sent by the Base E The extension bit allows the protocol to be e.xtended at a later date.
O This frame is in ~nex~nded protocol This frame is in an extended protoeol C/N If the P/~ bit is 0 then this bit indieates that the frame is normal or signaling tr2ffie.

W095126094 `2 1 R~03 I PCT/US95103500 O The fr2me is a normal trafilc.
The fr2me is si~21i!l~ tr2ffic. The p2c.~t Vill be e,lo, chec,~ed b- the FCW.

P/~ This bit indic2tes hether the frzme is a poll ~2me or no~nal tratfic rame O This frame is a normal traffic frame This frame is a polling frame SA Serial address bit PWR ~ Adjust MS power 000 no change 001 -3 db 010 -6 db O I I -9 db 100 -3 db 101 +6 db l 10 12 db 111 .21 db BW Gran~ Q 1 The BW grant field grants asymmetric bzndwidth ~o the Base and Mobilc Station. Tnc grant is absolute and applies to the current slot.
O O Symmetric bandwidth gr2nt. Each direction has been granted onc half the bandwidth.
O I The malcimum bandwidth h2s been granted to the MS
the miniml~rn has becn granted to the B2se.
I O The m~ m bandwidth h2s been granted to thc Base and thc minimum to the MS.
1 I Broadcast mode thc cntirc slot is grantcd to thc Base.
There is no MS frame.
C~l This pair of bits indicate the slot utilization of this Base.

O O The Base is "very empty"
. O I Thc Base is "cmpty"
I O Thc Basc is "ncarly fiull"
I I TheBasc is"full"

W095/260g4 `3~1~61;)31 ~ 3S/03~

Head HC~: C-clic .~edu.ld2ncy Check c21c~!1ated over ~he 1 Check preceding bi;s. G~ner2;il-g pol-nomial T3D.
Field F~6. I .~. l¢.~. l . R~2~e ~OrT112l Traffic He2d rnis Data Element ~-hen seen as ~he head of a trame indic2tes that the frame is a Base issued normal traffic trame. rne FCW of Ihis ~rame is compui:d. Whether it is checked or not depends upon running in either the error controlled or the r2w bearer mode.
Bits Octets O 1 2 i 4 j 6 7 ll O O l O l l ~6.1.~.1 A '~ 2se Si~21 T!2ffic He2d This Data Element when seen as the head of a ~ame indic2tes that the frame is 2 Base issued signaling trame. rne FCW of this tr2me is compuled and this is checked ag2inst the FCW contained in the rrame.
Bits Octets O 1 2 3 4 ~ 6 7 l l O l l O
_ F.6.1.~ .3. !~lobile Station Pollin~ Frame Head Bits Octets O 1 2 ; 4 S 6 7 BtH E G/S P/N SA B W Spare RE
Q
Spare FCW
B/H ~is bit indic?tcs the originator ot thc f~ame.
O The frame hac becn sent by thc MS
rnc fram: has been sent by thc 3ase E The cxtension bit allows thc protocol to be cxtcnded at 2 latcr date.
O This frame is in uncxtcnded protocol rnis ~rame is in an cxtcndcd protocol 21-8~031 ~ ~3soo wo 9~

G/S If th: P/~ bit is I then this bi~ indicatcs tha~ ~he framc i either a gçncral or a specific poll.
O Thc frame is 2 specific poll The frame is a ~encral poll p~ This bit indicatcs whcther thc ~amc is a poll ~amc or 2 nonnal traffic framc.
O This framc is a no rnal trafflc fiamc This framc is a polling ~amc SA This bit contains thc ncxt bit of thc serial ID of the MS.
This ID is thc P~D scnd scrially a singlc bit at a time. It is rcpe2~ed contin~ously as a ched; ag2inst inadvertent channcl caprure by a MS of a different I~).
BW REQ Thc bit indicates thc bandwidth rcqucsted by thc MS ~or thc next slot ~ssign~d to thc MS
O Minimum bandwidth is rcquested for the ncxt slot.
M~Yimnm bandwidth is requested for the next slot Spare Cuncntly unused. Rcserved for fiurure usc Head HCKF Cyclic Rcd~ d~lcy Check c~lc~ cd over the 12 Chec~; preccding bits. Gcncrating polynomial TBD.
Ficld F.6 1 ? 14 . 1 ~ bile St~tion ~ ral Poll R~on~ ~r~
This Data Elemcnt whcn secn as the hcad of a fiamc indi~at~s that thc frame is aMS issued re~ponsc to a gcncral poll. It is a requcst to scize a slot.
Bits Octets 0 l 2 3 4 ~ 6 7 O I O I 1 1 1 - I I .
.. .. 2 ~6.1 2 14 3.2 Mobile St~tion ~ecific PoJI Rc~o,nc~ Head This Data Flem~nt when secn as thc hcad of a fiamc ~ ir~tçs that the framc is a MS issucd rcsponsc to a spccific poll.
Bits Octcts 2 1 8~ 03 ~ ~3~

OIOIII
. . . ~

F,6.1.2.14.4. Mobile Station Tr~ffic Frame He~d Bits Octets o 1 2 3 4 5 6 7 B/H E Sn~ PIN SA BW Sparc Q . . .
Spare FCW 2 B/~I ' This bit indicates the originator of thc f~ame.
O The f~ame has bcen sent by thc MS
The frzme has been sent by thc MS
E The extcncion bit allows the protocol to be extended a; a latcr datc.
O This ~amc is in un~Yt~nded protocol This frame is in an ~cnded protocol S/;~l if the S/N bit is I then this is a signalin,, traffic frame, O Thc framc is norrnal traffic The &amc is signaling traffic P/l~l This bit indicatcs whcthcr thc ~unc is a poll fiame or a normal traffic framc.
O - This frame is a no~nal traffic framc This ~ame is a po11ing framc SA This bit contains thc next bit of the serial ID of thc MS.
This ID is thc PID scnd scrially a singlc bit at a timc. It is rcpcatcd conlinlJo~cly as a chcck against inadvertent channel capturc by a MS of a differcnt ID.

BW REQ Thc bit indica~s thc bandwidth requested by thc MS for ~.
thc ncxt slot ~s~ d to tbc MS.
O ' Minimum bandwidth is rcqur~led for thc ncxt slot.
M~Yimum bandwidth i5 rcqu~"cd for the next slot woss/26094 -2`1 8 6 03 1 ~ gs~03~

Spzre Currently unused. Reserved ~or future use Head HCKF C~ciic Redund2ncy Chec~; c21culated over ~r.e !2 Chec}; preceding bi;s. Gener2ting polynomi21 TBD.
Field ~ 6.1.2 14.4.1. Mobile Station ~JorTnal Traffic Head The mobile station normal trafhc head Data Element indicates that Ihis fr2me is a normal traffic response to the base. llle frame check field of this trame w ill be calculated by the Base. It will be checked if the IUS is in the er~or controllcd be~rer mode.
Bits Octets 0 1 2 3 4 j 6 7 O l O l O l O l l l F6 1 2 1; 4 2 Mokile St2tion Si~r alinv~r2ffic He2d rnis Data Element when seen as the head of a ~ame indicates that the frame is 2 MS issued signaling ~ame. The FCW of this frarne is computed and this is checked ag2inst the FCW contained in ~he frame.
Bits Octets 0 1 2 3 ~ j 6 7 O l O l l l O

F6 12.1~ Map Map Data issues will be reviewed in detail in subsequent submissions.

F.6.1.2.16. Map Tvpe The IMap Type Data Element identifies the type of map to follow.
Bits . Octets 8 bits of map type l I

wogsn6094 218603! ~ gs~03500 ~apT)pe Bi~s l-S T-pe 00 unused 01 Super Frame 02 Sub Fr2me 03-;F unused F.6.1.2.I7. :~lessa e T-sJe The message type Data Element aefines the format of the rest of the frame. ~t also acts as an operalion code to the destination unit either Base or MS.
Bits Octets 8 7 6 5 4 3 ~ I
8 bits of messzge ~-pe Message Bits 1-8 Type Type 01 HLD - Hold 02 ACiC - Acknowledge 01 SY~s Synchronize AUT - Authorization Request I l ASJ'R Au~horization Response I S A~!S - Answer Incoming Call 19 DRI - Drop Incoming CoMection ~0 2RQ - Registration Request 23 RCP - Registration Complete 28 DRG - De-registration Request ORG - Originate Call 38 C~IC - C211 CoMect:d ~ - I~Sew Base Hand-offRequest 43 ~ Iew Base Hand-offAcknowledge 48 CSC - Circuit Switch Complete B.~M - B2se Assist Mcssagc F.6.1.2.18. ~ew Connec~ion l~umber The new connection number specifies the specific networlc connection which has been allocated to carrying the be~arer ch~-ln~l of this MS from the new tes~ninating Base Station in a hand-off sequence to the network. All bytes of this Data Element may no~ be signific nt. Unused nybbles and bytes must be filled with "F" hex.

n ~ SI03SOO
wo95/26094 ~ 1 V 1 Bits Octe~s 40bits of CoMection ~umber (IA5 ch~,2cters - see ~'ote) Note --The number digits appe2r in multiple oc~et 4~s in the s2me order in whichthey would be entered, that is, the number digit ~vhich would be entered first would be located in the first octet 4.

~6.1.2.19. Old Connecti~n i`iumber rne old connection number specifies the specific net~vork connection whicn was alloc2ted to c2rrying the bearer channel of this MS from the old originating Base Station a hand-off seau:nce to tne ne~work. All bytes of this Dat2 Element may not be significant. Unus-d nybbles and bytes must be filled with "F" hex.
Bits Octets 8 7 6 ~ 4 3 ~ I
Obits of Connection Number (IA5 ch2racters - see l~'ote) ~lote --The number digits appe2r in multiple octet 4's in the same order in which tney would bc entercd, that is, the number digit which would be entercd first would be located in the first octet 4.

F.6.1.2.~0. PCp The PCP, Power Control Pulse, is a shon sequ-nce used to allow the Base to find the appropriate diversity element to use in transmining to the MS and to access the power level of the MS ~or funher adjustment. TBD.
.

woss/26094 21`86031 PCTlUSgS/03~

F.6.1.~.21. PIn This Inforrnation Element is the personal identjfic2tion number assigned to this~vIS ~t 2bsolutely and uniquely identifies the MS. This number is 40 bits long. The lo~v ord:r bii of the 40 bit number resides in Bit l ot Octet l ~I.hile the high order bit of ;he 40 bit number resides in Bit 8 of Octet ~.
E~its Octets 40bits of unique MS identification numbcr F.6. 1.2.22. Result The interpretation of the rcsult Information Element is depcndent upon the type of mcssage in which it is found. Generally it may bc interprctcd zs thc result of the e.Yccution of the previous signaling traffic for this MS.
Bits Octcts 7 6. ~ 4 3 2 Rcsult WOgS/26094 ~ ~ I B603 i rcrlusss/wsoo ~CP
Message Result Bi;s 1-8 Interpreta~ion 00 rhis I~S is no-~ regis;ered to this Base unit.
01 ~is Base unit -ill not accept this MS for registr2tion CNC
Message Result Bits 1-8 Intcrprctation 00 The requested call has been connectcd 01 Unable to complete the reques~cd call.
F6. 1.2.23.Ser~ice Provider ~his 16 bit Inforrnation Elcmcnt whcn prescnt in a Basc to MS signaling message identifies the PCS servicc provic'cr that opera;es the Base Station. When present in a MS to Bas- signaling messagc it specifies thc identific2tion of the PCS service provider that the MS wishes to use. The low ordcr bit of this 16 bit element resides in Bit 1 of Octet 1 whiJc the high order bit of this 16 bit elernent resides in Bit 8 or Octet ~.
Bits Octels 8 7 6 ~ 4 3 2 16 bits of unique Service Provider Iden~ificalion number ~6.1.2.24. Service Re~uest This 16 bit Information EJement specifies the type of service being requested bythe MS.
Bits Octets S 7 6 5 q 3 2 16 bits of MS Service Request Description F6.I.2.25. Spare llle Spare Information Element represents unused space. All spare space must bc evenly divisible into Oc~ets. All unused spzcc is reserved for future use.

PCI/~S95/03500 wo gs/26094" ' 2 f ~ 6 0 3 1 E6. l .2.26. UPTU
This 40 bit Information Element is the l in jver521 Personal Telecommunications number that has been granted to tr.e subscriber o?erating the MS. This 40 bit number consists of 10 IA5 charzcters.
Bits Octets 8 7 6 ~ ~ 3 2 40bits of Universal Person21 Telecommunic2tions Number (IA~ characters - see Note) Note --The number digits appe2r in multi?le octet ~'s in the s2me order in ~vhich they would be entered, that is, the number digit which ~vould be entered first vould be located in the first octet 1.

F6. 1.2.27. 7.one This 16 bit Inforrnation Element identifies ~he paging zone of the specific BaseStation. If a MS moves from a Base Station in one zone to 2nother Base Station in the same zone immediate registration is not required.
Bits Octcts 8 7 6 5 4 3 ~ I
16 bits of Zone Identification p~.-"~. ~3~/03500 wog5~4 ` 2 1 8 60~ 1 E6.2. Bearer Traffic E6.2.1. Voice F6.2. 1.1. 32 KRPS
32 I;bps Bearer Traffic issues will be reviewed in detail in subsequent submissions.

E6.2.1.2. ~ KBPS
8 kbps Bearer Traffc issues will be reviewed io detai1 in subsequent submissions.

F:6.2.1,3. ~ KRPS
4 kbps Bearer Traffic issues will be revie~ed in detail in subsequent submissions.

E6.7.2. Data Data BearerTraffc issues will be reviewed in detail in subsequent submissions.

E6.3. i lultiple Mode Tramc A single MS may have multiple conncctions established through the Basc Station to the netuork via multiple slots. One slot rnay, for example, be assigned to audio traffic while other slots are devoted to data traffic.

WO 95/2C094 2 1 8 ~ 0 3 1 r~ JL.9S/03500 .

Alternative Embodiments While preferred embodiments are disclosed herein, many variations are possible which remain within the concept and scope of the invention, and these variations would become S clear to one of ordinary skill in the art after perusal of the specification, drawings and claims herein.
For example, information which is transmitted from transmitter to receiver is referred to herein as "data", but it would be clear to those of ordinary skill in the art, after perusal of this application, that these data could comprise data, voice (encoded digitally or otherwise) error-correcting codes, control information, or other signals, and that this would be within the scope and spirit of the invention.
Moreover, while the specification has been described with reference to TDMA multiplexing of air chAnnels, it would be clear to those of ordinary skill in the art, after perusal of this application, that air ch~nnels may be multiplexed by other means, including FDMA (frequency division multiplexing), by assigning air channels to differing frequency bands, CDMA
(code division multiplexing), by assigning air ch~nnels to differing spread-spectrum spreading codes, other multiplexing techniques, or combinations of these multiplexing techniques, and that this would be within the scope and spirit of the lnvention .

Claims

2. In a communication system having a base station and a plurality of user stations, a method of establishing and maintaining communication between said base station and one of said plurality of user stations, comprising the steps of transmitting a general polling message from said base station;
receiving said general polling message at said one user station;
transmitting a general polling response from said user station;
receiving said general polling response at said base station;
transmitting a first specific polling message from said base station;
receiving said first specific polling message at said one user station;
transmitting a first specific polling response from said one user station;
receiving said first specific polling response at said base station;
thereafter transmitting and receiving information messages between said base station and said one user station over an established communication link;

detecting a measure of quality of said communication link between said base station and said one user station;
transmitting a second specific polling message from said base station in response to said measure of quality;
receiving said second specific polling message at said one user station;
transmitting a second specific polling response from said one user station in response to said second specific polling message;
receiving said second specific polling response at said base station; and thereafter transmitting and receiving further information messages between said base station and said one user station over a re-established communication link.

9. In a communication system having a plurality of base stations and a plurality of user stations, a method of establishing communication between one of said plurality of base stations and one of said plurality of user stations, comprising the steps of establishing spread spectrum communication between a first one of said plurality of base stations and one of said plurality of user stations;
receiving network information at said one user station from a second one of said plurality of base stations;

monitoring communications of said second base station until a general polling signal is detected by said one user station, said general polling signalindicative of an unoccupied time slot, breaking communication between said first base station and said one user station; and establishing communication between said second base station and said one user station in said unoccupied time slot by sending a general polling response signal from said one user station to said second base station.

10. The method of claim 2 wherein said general polling message, said general polling response, said first specific polling message, said first specific polling response, said second specific polling message, and said second specificpolling response each comprises a spread spectrum signal.

11. The method of claim 9 wherein said first base station and said second base station use distinguishable spread spectrum codes.

12. The method of claim 11 wherein said first base station and second base station use distinguishable frequencies.
13. The method of claim 9 wherein said first base station transmits and receives over a first fre-quency, and wherein said second base station transmits and receives over a second frequency.

14. The method of claim 9 further comprising the step of transferring information from said first base station to said second base station in response to a handoff complete signal from said second base station.

15. The method of claim 9 wherein at least one of said general polling signal and said general polling response signal comprises a spread spectrum signal.

16. A method for handoff in a time division multiple access communication system, comprising the steps of communicating between a user station and a first base station in a first time slot of a time frame, monitoring, at said user station in communication with said first base station, a received signal quality of messages transmitted in said first time slot, and deriving a link quality measurement thereby, comparing said link quality measurement against a threshold level, when said link quality measurement falls below said threshold level, initiating at said user station a handoff procedure to a terminal base station, said hand-off procedure comprising the steps of receiving at said user station a general polling message from said terminal base station in a second time slot, transmitting, in said second time slot and in response to said general polling message, a general polling response message from said user station to said terminal base station, receiving said general polling response message at said terminal base station, transmitting, in said second time slot and in response to said general polling response message, a specific polling message from said terminal base station to said user station, said specific polling message comprising a user station identifier, receiving said specific polling message at said user station, transmitting, in said second time slot, a handoff signaling message from said user station to said terminal base station, receiving said handoff signalling message at said terminal base station, transmitting, in said second time slot and in response to said handoff signaling message, a handoff acknowledgment signal from said terminal base station to said user station, and receiving said handoff acknowledgment signal at said user station.

17. The method of claim 16 wherein said first base station and said terminal base station are the same.

18. The method of claim 16 wherein said first base station and said terminal base station are different.

19. The method of claim 16 further comprising the step of comparing said link quality measurement against a second threshold level higher than said firstthreshold level and, when said link quality measurement falls below said second threshold level, monitoring at said user station a received signal quality from a general polling message transmitted by a second base station.

20. The method of claim 19 further comprising the step of receiving information from said second base station indicating a degree of time slot utilization at said second base station.

21. The method of claim 20 further comprising the step of deriving a handoff figure of merit for said second base station based on said received signal quality from said general polling message and from said degree of time slot utilization.

22. The method of claim 16 further comprising the steps of transmitting a base identification of said first base station from said user station to said terminal base station, and transferring an in progress call from said first base station to said terminal base station.

23. The method of claim 22 wherein said step of transferring an in progress call comprises the steps of sending a circuit switch message from said terminal base station to a base station controller, said base station controller coupled to said first base station and said terminal base station, switching said in progress call at said base station controller from said first base station to said terminal base station, and sending a circuit switch complete message from said base station controller to said first base station.

24. The method of claim 22 wherein said step of transferring an in progress call comprises the steps of sending a circuit switch message from said terminal base station to a base station controller, said base station controller coupled to said terminal base station and a network, translating at said base station controller said circuit switch message into a format compatible with said network, and switching said in progress call at said network from said first base station to said terminal base station.

25. The method of claim 22 wherein said step of transferring an in progress call comprises the steps of sending a circuit switch message from said terminal base station to a first base station controller, said first base station controller coupled to said terminal base station and to a second base station controller, sending said circuit switch message to said second base station controller, translating at said second base station controller said circuit switch message into a format compatible with a network, sending said translated circuit switch message from said second base station controller to said network, and switching said in progress call at said network from said first station to said terminal base station.

26. The method of claim 25 further comprising the steps of sending a circuit switch complete message from said network to said second base station controller, sending said circuit switch complete message from said second base station controller to said first base station controller, and sending a specific polling message to said user station from said terminal base station.

27. In a time division multiple access system, a method for handling off spread spectrum communication from one base station to another base station comprising the steps of communicating between a user station and a first base station in a first minor time frame, monitoring at said user station a relative received quality of signals received from said first base station and a second base station, determining at said user station, in response to said relative received quality of signals, when to initiate a handoff from said first base station to said second base station, receiving, at said user station, a general polling signal from said second base station during a second minor time frame, transmitting, from said user station to said second base station during said second minor time frame, a general polling response signal, receiving said general polling response signal at said second base station, transmitting, from said second base station to said user station, a specific polling signal, receiving said specific polling signal at said user station, communicating thereafter between said user station and said second base station using spread spectrum communication techniques.

28. The method of claim 27 wherein said general polling signal, said general polling response signal, and said specific polling signal each comprises a spread spectrum signal.

29. The method of claim 27 further comprising the steps of sending a circuit switch message from said second base station to a base station controller, and switching a call in progress from said first base station to said second base station.

30. The method of claim 29 further comprising the step of sending a circuit switch complete message from said base station controller to said first base station.

31. The method of claim 27 further comprising the steps of sending a circuit switch message from said second base station to a base station controller, said base station controller coupled to a network, transmitting said circuit switch message into a format compatible with said network, and switching at said network a call in progress from said first base station to said second base station.

32. The method of claim 27 further comprising the steps of sending a circuit switch message from said second base station to a first base station controller, sending said circuit switch message from said first base station controller to a second base station controller, said second base station controller coupled tosaid first base station, translating at said second base station controller said circuit switch message into a format compatible with a network, sending said translated circuit switch message from said base station controller to said network, and switching at said network a call in progress from said first base station to said second base station.

33. A method for handing off communication from a first base station to a second base station comprising the steps of communicating, in a first minor time frame of a major time frame, between a user station and a first base station using spread spectrum communication, measuring a received signal quality at said user station, determining, in response to said received signal quality, when to initiate a handoff from said first base station, establishing spread spectrum communication between said user station and a second base station in a second minor time frame of said major time frame, while maintaining communication between said user station and said first base station, receiving, from said second base station, a handoff acknowledgment message at said user station, and terminating communication with said first base station.

34. A method for handing off communication from a first base station to a second base station comprising the steps of communicating, using spread spectrum communication, between a user station and a first base station in a first minor time frame of a major time frame, monitoring, at said user station in communication with said first base station, a received signal quality of messages transmitted in said first time slot, and deriving a link quality measurement thereby, comparing said link quality measurement against a first threshold level, monitoring at said user station, when said link quality measurement falls below said first threshold level, a received signal quality of transmissions from a second base station, deriving a handoff figure of merit for said second base station, comparing said link quality measurement against a second threshold level, initiating at said user station, when said link quality measurement falls below said second threshold level, a handoff procedure to a terminal base station, said handoff procedure comprising the steps of receiving at said user station a general polling message from said terminal base station in a second minor time frame of said major time frame, transmitting, in said second minor time frame, a general polling response message from said user station to said terminal base station, receiving said general polling response message at said terminal base station, transmitting, in said second time slot and in response to said general polling response message, a specific polling message from said terminal base station to said user station, said specific polling message comprising a user station identifier, and receiving said specific polling message at said user station, and communicating thereafter between said user station and said terminal base station using spread spectrum communication.

35. The method of claim 34 wherein said figure of merit is based on a degree of time slot utilization at said second base station and said received signal quality of transmissions from said second base station.

36. In a time division multiple access communication system having a base station and a plurality of user stations, a method for closed loop power control comprising the steps of transmitting with a power level, in a designated minor time frame of a major time frame, a pulse signal from a user station to a base station, receiving said pulse signal at said base station, measuring an indication of link quality based on said pulse signal, transmitting, in said designated minor time frame of said major time frame, a first spread spectrum signal from said base station to said user station, said first spread spectrum signal comprising a power adjustment command, receiving said first spread spectrum signal at said user station, adjusting said power level at said user station in response to said power adjustment command, transmitting, in said designated minor time frame of said major time frame , a second spread spectrum signal from said user station to said base station, andreceiving said second spread spectrum signal at said base station.

37. The method of claim 36 wherein said step of measuring an indication of link quality comprises the step of measuring at least one of a received power of said pulse signal, an envelope of said pulse signal, or a phase of said pulse signal.

38. The method of claim 36 wherein said indication of link quality comprises a signal-to-noise ratio.

39. The method of claim 36 wherein said indication of link quality comprises a degree of measured error.

40. The method of claim 36 wherein said power adjustment command comprises a plurality of command bits.

41. The method of claim 36 wherein said power adjustment command comprises one of a discrete set of predefined command values.

42. The method of claim 36 wherein said step of adjusting said power level comprises the step of increasing or decreasing said power level by a relative amount indicated by said power adjustment command.

43. The method of claim 36 further comprising the step of selecting a base antenna from a plurality of antennas in response to said indication of linkquality.

44. The method of claim 36 wherein said pulse signal, said first spread spectrum signal, and said second spread spectrum signal are each transmitted over the same frequency band.

45. The method of claim 36 wherein said base station antenna comprises an omnidirectional antenna.

46. The method of claim 36 wherein said base station antenna comprises a steered phased array antenna.

47. The method of claim 36 wherein said base station antenna comprises a circularly polarized antenna.

48. The method of claim 36 further comprising the step of generating an internal synchronization pulse at said base station in response to said pulse signal.

49. The method of claim 36 wherein said pulse signal is transmitted using a spread spectrum technique.

50. A method for closed loop power control in a time division multiple access communication system, comprising the steps of transmitting at periodic intervals a control pulse from a user station to a base station, receiving said control pulse at said base station, calculating a received signal strength indication in response to each control pulse, transmitting, after each control pulse, a spread-spectrum forward link communication message from said base station to said user station, said spread-spectrum forward link communication message comprising a power adjustment command, receiving said power adjustment command at said user station, transmitting a spread-spectrum reverse link communication message from said user station to said base station, using a power level selected in response to said power adjustment command, and receiving said spread-spectrum reverse link communication message at said base station.

51. The method of claim 50 wherein said power level is offset by a relative amount according to said power adjustment command from a previous power level.

52. The method of claim 50 wherein said power adjustment command comprises one of a discrete set of predefined command values.

53. A method for closed loop power control in a spread spectrum, time division multiple access communication system, comprising the steps of monitoring at a base station a received strength of a preamble signal periodically transmitted from a user station, transmitting from said base station a base-to-user spread spectrum message immediately following said preamble signal, said base-to-user spread spectrum message comprising a power adjustment command, receiving at said base station a user-to-base spread spectrum message immediately following said base-to-user spectrum message, said user-to-base spread spectrum message being transmitted with a power level set at said user station in response to said power adjustment command.

54. The method of claim 53 wherein said preamble signal, said base-to-user spread spectrum message, and said user-to-base spread spectrum message are each transmitted over the same frequency band.

55. The method of claim 53 wherein said preamble comprises a spread spectrum code.

56. The method of claim 53 wherein said power adjustment command comprises one of a discrete set of predefined command values.

57. A method for closed loop power control in a time division multiple access communication system, comprising the steps of transmitting, during each minor time frame of a major time frame in which any of a plurality of user stations is in established communication with a base station, a control pulse from a corresponding one of said user stations to said base station, receiving said control pulse from each of said user stations at said base station, transmitting, in response each of said control pulses and in the same minor time frame therewith, a power adjustment command from said base station to the user station which sent the control pulse, said power adjustment command based on a received signal quality of said control pulse, receiving said power adjustment command at the user station which sent the control pulse, adjusting a power level at the user station which sent the control pulse, transmitting, in the same minor time frame as said power adjustment command, a spread spectrum signal from the user station which sent the control pulse to said base station, and receiving said spread spectrum signal at said base station.

58. The method of claim 57 wherein said control pulse comprises a plurality of chips.

59. A communication protocol for time division multiple access communication comprising a major time frame divided into a plurality of minor time frames, a control pulse interval in a first one of said minor time frames, whereby a control pulse is transmitted to a base station from a user station in communication with said base station, means in said base station for measuring a received signal quality of said control pulse, a base transmission interval in said first minor time frame, whereby a base-to-user spread spectrum signal is transmitted from said base station to said user station using an antenna selected in response to said received signal quality, said base-to-user spread spectrum signal comprising a power adjustment command, a user transmission interval in said first minor time frame, whereby a user-to-base spread spectrum signal is transmitted from said user station to said base station at a power level determined in response to said power adjustment command.

60. The communication protocol of claim 59 wherein said control pulse, said base-to-user spread spectrum signal, and said user-to-base spread spectrum signal are each transmitted over the same frequency band.

61. The communication protocol of claim 59 wherein said antenna comprises an omnidirectional antenna.

62. The communication protocol of claim 59 wherein said antenna comprises a steered phased array antenna.

63. The communication protocol of claim 59 wherein said antenna comprises a circularly polarized antenna.

64. The communication protocol of claim 59 wherein an internal synchronization pulse is generated by said base station in response to said control pulse.

65. The communication protocol of claim 59 wherein said control pulse is transmitted using a spread spectrum technique.

66. A communication protocol for time division multiple access communication comprising a major time frame divided into a plurality of minor time frames, a control pulse interval in a each of said minor time frames, during which control pulse interval a control pulse is transmitted to a base station from a first one of a plurality of user stations in communication with said base station during said minor time frame, means in said base station for measuring a received signal quality of said control pulse, a base transmission interval in each of said minor time frames, whereby a first spread spectrum signal is transmitted from said base station to said first user station using an antenna selected in response to said received signal quality, said first spread spectrum signal comprising a power adjustment command, a user transmission interval in each of said minor time frames, whereby a second spread spectrum signal is transmitted from said user station to said basestation at a power level determined in response to said power adjustment command.

67. A time division multiple access communication system, comprising a plurality of major time frames, in each of said major time frames, a plurality of minor time frames, and in a first minor time frame, a base transmission interval during which a base station transmits in a spread spectrum format a base-to-user message comprising both a data message intended for a user station and a control message intended for a user station, said control message comprising an ISDN communication.

68. The time division multiple access communication system of claim 67 further comprising a user transmission interval in said first minor time frame during which said user station transmits in said spread spectrum format a user-to-base message comprising both a second data message intended for said base station and a second control message intended for said base station, said second control message comprising a responsive ISDN
communication.

69. The time division multiple access communication system of claim 67 wherein said data message is longer than said control message.

70. The time division multiple access communication system of claim 67 wherein said base transmission interval is preceded by a control pulse preamble transmitted from said user station to said base station.

71. The time division multiple access communication system of claim 67 wherein said control message comprises a paging message.

72. The time division multiple access communication system of claim 67 wherein said ISDN communication comprises a network message converted into a local format.

73. The time division multiple access communication system of claim 67 further comprising a base station controller coupled to said base station, said base station controller coupled to a network.

74. A system for time division duplex communication comprising a base station, a plurality of user stations, each of which communicates with said base station in at least one minor time frame during a major time frame, said major time frame comprised of a plurality of minor time frames, wherein said base station transmits to each of said user stations during a respective minor time frame a base-to-user message in a spread spectrum format, said base-to-user message comprising a first field containing a base station data message intended for said user station and a second field containing a base station control message intended for said user station, said base station control message periodically comprising an ISDN communication.

75. The system of claim 74 wherein said ISDN communication comprises network message converted into a local format.

76. A method for time division duplex communication comprising the steps of transmitting over a designated frequency, during each of a plurality of minor time frames in a major time frame, a plurality of spread spectrum data messages from a base station, each spread spectrum data message directed to a single one of a plurality of user stations, receiving, during a first minor time frame, a first spread spectrum data message at a first user station, transmitting over said designated frequency, during each of said minor time frames, a plurality of spread spectrum control messages from said base station, each spread spectrum control message directed to a single one of said user stations, receiving, during said first, minor time frame, a first spread spectrum control message at said first user station, said first spread spectrum control message comprising a first ISDN communication, transmitting over said designated frequency, during said first minor time frame, a spread spectrum user data message from said first user station to said base station, receiving, during said first minor time frame, said spread spectrum user data message at said base station, transmitting over said designated frequency, during said first minor time frame, a spread spectrum user control message from said first user station to said base station, said spread spectrum user control message comprising a second ISDN communication, and receiving, during said first minor time frame, said spread spectrum user control message at said base station.

77. The method of claim 76 further comprising the steps of transmitting over said designated frequency, prior to said first spread spectrum data message, a control pulse preamble from said user station to said base station, and receiving, prior to said first data message, said control pulse preamble at said base station.

78. The method of claim 76 wherein said first ISDN communication comprises network message converted into a local format.

79. The method of claim 76 wherein said second ISDN communication comprises a local format message to be translated by a base station controller into a network message format and communicated to a network.

80. The method of claim 76 wherein said local format message comprises a handoff request from said first user station.

81. The method of claim 76 wherein said first spread spectrum control message comprises a paging message.

82. A method for increasing a data rate between a base station and a user station in a time division duplex communication system, wherein a major time frame is divided into a plurality of minor time frames, and wherein said base station and said user station are in established communication in at least one of said minor time frames, said method comprising the steps of assigning a user nickname to a user station in established communication with a base station in a first minor time frame, said minor time frame one of a plurality of minor time frames in a major time frame, transmitting from said base station, during a second minor time frame and using a spread spectrum technique, said user nickname in a control field of a base-to-user message, receiving said base-to-user message at said user station, detecting at said user station said user nickname in said control field, transmitting from said base station, during said second minor time frame and using a spread spectrum technique, an information message in a data field ofsaid base-to-user message, and detecting at said user station said information message in said data field in response to detecting said user nickname.

83. The method of claim 82 wherein said user nickname comprises a plurality of bits and is shorter in length than a preassigned user identifier associated with said user station.

84. The method of claim 82 wherein said information message comprises at least one of enhanced voice data, video data, or broadcast data.

85. A method for providing a reduced data rate between a base station and a user station in a time division duplex communication system, wherein a major time frame is divided into a plurality of minor time frames, and wherein said base station and said user station have established initial communication in at least one of said minor time frames, said method comprising the steps of transmitting from a base station, during a minor time frame of a first major time frame, and using a spread spectrum technique, a first base-to-user message intended for a user station, receiving said first base-to-user message at said user station, transmitting from said user station, during said minor time frame of said first major time frame, and using a spread spectrum technique, a first user-to-base message intended for said base station, receiving said first user-to-base message at said base station, skipping a second major time frame immediately following said first major time frame, transmitting from a base station, during said minor time frame of a third major time frame, and using a spread spectrum technique, a second base-to-user message intended for a user station, said third major time frame subsequent to said second major time frame, receiving said second base-to-user message at said user station, transmitting from said user station, during said minor time frame of said third major time frame, and using a spread spectrum technique, a second user-to-base message intended for said base station, and receiving said second user-to-base message at said base station.

86. The method of claim 85 further comprising the step of skipping a plurality of major time frames immediately following said first major time frame, said plurality of major time frames including said second major time frame.

87. A spread spectrum time division duplex communication system comprising a plurality of major time frames, each divided into a plurality of minor time frames, a base station, a user station in established spread spectrum communication with said base station in a first minor time frame, said user station capable of increasing a communication data rate by communicating with said base station in additional minor times frames in each of said major time frames, and decreasing said communication data rate by periodically skipping communication with said base station in selected major time frames.

88. A method of spread spectrum time division multiple access communication between a user station and a base station, said method comprising the steps of establishing spread spectrum communication between a base station and a user station, transmitting, in a first minor time frame of a first major time frame comprised of a plurality of minor time frames, a first spread spectrum signal between said base station and said user station, receiving said first spread spectrum signal, transmitting, in said first minor time frame, a second spread spectrum signal between said base station and said user station, receiving said second spread spectrum signal, communicating between said base station and said user station thereafter by periodically skipping some but not all of a plurality of major time frames until communication between said base station and said user station is terminated.

89. The method of claim 88 wherein said step of communicating between said base station and said user station comprises skipping every other major time frame.

90. A multi-mode time division multiple access communication system, wherein a major time frame is divided into a plurality of minor time frames, said system comprising a base station, a plurality of user stations, each of which communicates in at least one minor time frame of a major time frame using spread spectrum communication, and each of which operates in one of a plurality of modes, wherein said plurality of modes comprises at least a first mode, a second mode, and a third mode, wherein said first mode is characterized by a first base station data rate equal to a first user station data rate, wherein said second mode is characterized by a second base station data rate not equal to a second user station data rate,and wherein said third mode is characterized by a single direction link transmission with no reverse link transmission.

91. The multi-mode time division multiple access communication system of claim 90 wherein said first mode comprises a symmetric mode, said second mode comprises an asymmetric mode, and said third mode comprises a broadcast mode.

92. The multi-mode time division multiple access communication system of claim 90 wherein data communication in said first mode comprises voice traffic.

93. The multi-mode time division multiple access communication system of claim 90 wherein said second user station data rate exceeds said second base station date rate.

94. The multi-mode time division multiple access communication system of claim 90 wherein said second user station data rate is less than said second base station data rate.

95. The multi-mode time division multiple access communication system of claim 90 wherein data communicated in said second mode comprises enhanced voice data, video data, or fax data.

96. A multi-mode time division multiple access communication system, wherein a major time frame is divided into a plurality of minor time frames, said system comprising a base station, a plurality of user stations, each of which communicates in at least one minor time frame of a major time frame using spread spectrum communication, and each of which operates in one of a plurality of modes, wherein said plurality of modes comprises a symmetric mode, an asymmetric mode, and a broadcast mode.

97. The multi-mode time division multiple access communication system of claim 96 wherein said symmetric mode is characterized by a first base stationdata rate equal to a first user station data rate, wherein said asymmetric mode is characterized by a second base station data rate not equal to a second user station data rate, and wherein said broadcast mode is characterized by a base station transmission without a reverse link user station transmission.

98. The multi-mode time division multiple access communication system of claim 97 wherein said base station transmission is intended for receipt by a plurality of said user stations.

99. A communication system comprising a plurality of user stations, a plurality of base stations, each capable of communicating with at least one of said user stations using a spread spectrum communication technique in time division duplex communication, a plurality of cells each containing at least one of said base stations, each cell being defined by a combination of a spread spectrum code group selected from a plurality of spread spectrum code groups and a frequency group selected from a plurality of frequency groups, wherein said cells are arranged in a repeating pattern according to said combination, a base station controller coupled to each of said base stations, said base station controller having a first configuration whereby it is connected to a GSMnetwork, and a second configuration whereby it is connected to an ISDN-based network, such that information from said base stations is communicated to eithersaid GSM network or said ISDN-based network through said base station controller.

100. The communication system of claim 99 wherein said base station controller comprises a local cache database.

101. The communication system of claim 99 wherein said base station controller manages local registration and verification of said base stations.

102. The communication system of claim 99 wherein said base station controller assists in handoffs between said base stations.

103. The communication system of claim 99 wherein a first cell has the same code group as exactly two adjacent cells, and wherein said plurality of frequency groups comprises a first frequency group, a second frequency group, and a third frequency group, no cell of a given frequency group being adjacent to another cell of the same frequency group.

104. The communication system of claim 99 wherein said base station controller has a third configuration whereby it is connected to a cable distribution network.

105. The communication system of claim 99 wherein said base station controller comprises a receiver for receiving an external timing marker by whichthe timing of said base stations are synchronized.

106. The communication system of claim 105 wherein said receiver comprises a GPS receiver.

107. A communication system comprising a plurality of user stations, a plurality of base stations, each capable of communicating with at least one of said user stations by transmitting and receiving spread spectrum signals in a time division duplex timing structure, a plurality of cells each containing at least one of said base stations, each cell being defined by a combination of a spread spectrum code group selected from a plurality of spread spectrum groups and a frequency group selected from aplurality of frequency groups, wherein said cells are arranged in a repeating pattern according to said combination, a base station controller coupled to a first one of said base stations and a second one of said base stations, said base station controller having a first configuration whereby it is connected to a first network, and a second configuration whereby it is connected to a second network, such that informationfrom said first base station and said second base station is communicated to either said first network or said second network through said base station controller, a third one of said base stations directly coupled to at least one of said firstnetwork and said second network.

108. The communication system of claim 107 wherein a first cell shares the same code group as two adjacent cells, and wherein a frequency group of said first cell differs from the frequency group of each of its adjacent cells.

109. The communication system of claim 107 wherein said plurality of frequency groups comprises a first frequency group, a second frequency group, and a third frequency group, no cell of a given frequency group being adjacent to another cell of the same frequency group.

110. The communication system of claim 107 wherein a first user station may be handed off between said first base station and said second base station with the assistance of said base station controller.

111. The communication system of claim 110 wherein said first user station may be handed off between said first base station and said third base station.

112. The communication system of claim 107 wherein said base station controller comprises a receiver for receiving an external timing marker by whichthe timing of said base stations are synchronized.

113. The communication system of claim 112 wherein said receiver comprises a GPS receiver.
CA002186031A 1994-03-21 1995-03-20 Pcs pocket phone/microcell communication over-air protocol Abandoned CA2186031A1 (en)

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US21530694A 1994-03-21 1994-03-21
US08/215,306 1994-03-21
US08/284,053 1994-08-01
US08/284,053 US6088590A (en) 1993-11-01 1994-08-01 Method and system for mobile controlled handoff and link maintenance in spread spectrum communication

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JP (2) JP3404045B2 (en)
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