US20060010275A1 - Removable disk storage array emulating tape library having backup and archive capability - Google Patents
Removable disk storage array emulating tape library having backup and archive capability Download PDFInfo
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- US20060010275A1 US20060010275A1 US11/222,714 US22271405A US2006010275A1 US 20060010275 A1 US20060010275 A1 US 20060010275A1 US 22271405 A US22271405 A US 22271405A US 2006010275 A1 US2006010275 A1 US 2006010275A1
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- G—PHYSICS
- G06—COMPUTING; CALCULATING OR COUNTING
- G06F—ELECTRIC DIGITAL DATA PROCESSING
- G06F3/00—Input arrangements for transferring data to be processed into a form capable of being handled by the computer; Output arrangements for transferring data from processing unit to output unit, e.g. interface arrangements
- G06F3/06—Digital input from, or digital output to, record carriers, e.g. RAID, emulated record carriers or networked record carriers
- G06F3/0601—Interfaces specially adapted for storage systems
- G06F3/0602—Interfaces specially adapted for storage systems specifically adapted to achieve a particular effect
- G06F3/0604—Improving or facilitating administration, e.g. storage management
- G06F3/0607—Improving or facilitating administration, e.g. storage management by facilitating the process of upgrading existing storage systems, e.g. for improving compatibility between host and storage device
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- G—PHYSICS
- G06—COMPUTING; CALCULATING OR COUNTING
- G06F—ELECTRIC DIGITAL DATA PROCESSING
- G06F13/00—Interconnection of, or transfer of information or other signals between, memories, input/output devices or central processing units
- G06F13/38—Information transfer, e.g. on bus
- G06F13/40—Bus structure
- G06F13/4063—Device-to-bus coupling
- G06F13/4068—Electrical coupling
- G06F13/4081—Live connection to bus, e.g. hot-plugging
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- G—PHYSICS
- G06—COMPUTING; CALCULATING OR COUNTING
- G06F—ELECTRIC DIGITAL DATA PROCESSING
- G06F3/00—Input arrangements for transferring data to be processed into a form capable of being handled by the computer; Output arrangements for transferring data from processing unit to output unit, e.g. interface arrangements
- G06F3/06—Digital input from, or digital output to, record carriers, e.g. RAID, emulated record carriers or networked record carriers
- G06F3/0601—Interfaces specially adapted for storage systems
- G06F3/0628—Interfaces specially adapted for storage systems making use of a particular technique
- G06F3/0662—Virtualisation aspects
- G06F3/0664—Virtualisation aspects at device level, e.g. emulation of a storage device or system
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- G—PHYSICS
- G06—COMPUTING; CALCULATING OR COUNTING
- G06F—ELECTRIC DIGITAL DATA PROCESSING
- G06F3/00—Input arrangements for transferring data to be processed into a form capable of being handled by the computer; Output arrangements for transferring data from processing unit to output unit, e.g. interface arrangements
- G06F3/06—Digital input from, or digital output to, record carriers, e.g. RAID, emulated record carriers or networked record carriers
- G06F3/0601—Interfaces specially adapted for storage systems
- G06F3/0668—Interfaces specially adapted for storage systems adopting a particular infrastructure
- G06F3/0671—In-line storage system
- G06F3/0683—Plurality of storage devices
- G06F3/0686—Libraries, e.g. tape libraries, jukebox
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- G—PHYSICS
- G06—COMPUTING; CALCULATING OR COUNTING
- G06F—ELECTRIC DIGITAL DATA PROCESSING
- G06F3/00—Input arrangements for transferring data to be processed into a form capable of being handled by the computer; Output arrangements for transferring data from processing unit to output unit, e.g. interface arrangements
- G06F3/06—Digital input from, or digital output to, record carriers, e.g. RAID, emulated record carriers or networked record carriers
- G06F3/0601—Interfaces specially adapted for storage systems
- G06F3/0668—Interfaces specially adapted for storage systems adopting a particular infrastructure
- G06F3/0671—In-line storage system
- G06F3/0683—Plurality of storage devices
- G06F3/0689—Disk arrays, e.g. RAID, JBOD
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Abstract
Description
- The present invention relates to methods and apparatus for protecting user data within a computer system. More specifically, the present invention relates to a removable rotating disk drive data storage array for emulating tape library functions including backing up and archiving user data.
- The need for effective and reliable backup and archive of user data information is well known. Considerable information system (IS) resources are devoted to providing backup and archive of information resident in computers and servers within any organization that produces and/or relies upon digital information.
- The term “backup” means that periodically, such as each day, a backup record is made which mirrors then-present information content of computer active memory embodied as semiconductor random access memory, and/or a hard disk drive or drives, of a computer or computer server. This backup operation usually, although not necessarily, involves a transfer to magnetic tape and occurs during a period of likely minimum usage of the underlying data storage resource, such as in the middle of the night. If the storage resource is thereafter lost or becomes unavailable on account of equipment failure, or for any other reason, it is then possible to use the backup record to reconstruct the state of the information in storage as of the last backup time and date.
- The daily backup procedure may be followed by a weekly backup procedure, a monthly backup procedure, a quarterly backup procedure, and so forth. At any point in the backup procedure, selected backup data storage media, frequently backup tape cartridges, may be physically removed from the system and relocated to a secure storage location away from the information processing/storage center. Secured backup tape cartridges then function as archival tape cartridges. One drawback of archival tape cartridges is that once they are removed to the secure storage site, they become presently unavailable to the computing system; and, depending upon conditions such as temperature, humidity, handling and storage conditions within the storage site, the tape/cartridge may deteriorate or degrade. If later needed, the archived user digital data information on the tape media of such cartridges may turn out to be unavailable.
- One procedure which is used to safeguard data integrity of data on archive tape cartridges is to remove each cartridge periodically from the secure storage site, load each cartridge into a tape drive and unspool and respool the reeled tape, by carrying out an operation known as “repacking the tape pancake”. During this tape-spooling operation, some or all of the archive data may be read out to determine whether such data remains intact and available as an archive. If the tape media is determined to be deteriorating, as measured by error correction activity for example, a replacement archive tape cartridge may be loaded and the archived data on the failing tape cartridge may then be transferred to the replacement cartridge. Then, the failing tape cartridge can then be discarded. Such procedures tend to be time consuming, labor-intensive, and evidently expensive. Repeated handling and use of a tape cartridge shortens its useful life and can directly lead to its failure as a data archive resource.
- One further drawback of tape archiving methods and technology is that drive transports are being constantly improved and upgraded technologically. It has proven very difficult to provide backwards-compatibility in tape archive systems such that more recent tape drives are able to read and recover user data from older tapes using less dense data recording formats, all other considerations being the same.
- One other drawback of tape archiving methods has arisen during efforts to re-use archive tapes because of less than complete erasure of overwritten data. This problem has led some users to treat tape cartridges as one-use devices, greatly adding to the expense of tape archive systems operations and management. Also, because the tape cartridge is not a sealed system, external contaminants and influences may prevent a tape transport mechanism from successfully reading an archive tape. Further, tape cartridge handling equipment including tape transports, tend to be very complicated electro-mechanical structures, with multiple tape path control loops and other interactive tape handling processes. If any one of these processes fails or degrades, the tape may be damaged or destroyed. Moreover, tapes written on one tape transport may not be readable on another tape transport because of accumulation of head-tape alignment errors.
- Tape recording has evolved since its earliest beginnings over forty years ago. Large reels of open tape have given way to small compact tape cartridges that hold increasing quantities of magnetic storage tape capable of being recorded with ever-greater information density. One form of compact single reel cartridge tape is the streaming digital linear tape system marketed by the assignee of the present invention under the DLT™ brand. The DLT system includes individual tape drives, as well as tape cartridge handling equipment and libraries. Recently, it has been proposed to create a virtual tape library by using a single DLT tape device, or several such devices within a cartridge loader environment. An example of this virtual tape library is found in commonly assigned U.S. Pat. No. 6,067,481 to Saliba, entitled: “Virtual Magnetic Tape Drive Library System”. An example of a cartridge loader environment is found in commonly assigned U.S. Pat. No. 5,760,995 to Heller et al., entitled: “Multi-Drive, Multi-Magazine Mass Storage and Retrieval Unit for Tape Cartridges. The disclosures of U.S. Pat. Nos. 6,067,481 and 5,760,995 are incorporated herein by reference thereto.
- Cartridge media libraries, whether tape or optical, are well known in the art, and frequently comprise “walls of cartridges” or large cylindrical cartridge bin arrangements. A so-called “picker-gripper” mechanism (robot) operating under computer control accesses a particular cartridge bin, grips the cartridge media unit present, withdraws it from the bin, translates it to a media drive unit and causes the cartridge media unit to be loaded into the drive unit in a predetermined way. One example of an optical storage and retrieval device comprising a wall of optical media cartridges is disclosed in U.S. Pat. No. 4,675,856 to Rudy et al, entitled: “Optical Storage and Retrieval Device”, the disclosure thereof being incorporated herein by reference.
- Over the past forty years tape storage has been perceived to be a less expensive method for providing off-line storage than disk drives. While tape media alone may be somewhat less expensive than equivalent rotating hard disk drive storage, when a complex electromechanical tape drive is included, the comparison becomes more equivalent. As the rotating hard disk drive storage cost-per-information-unit continues to drop, the storage industry is beginning to shift its paradigm for backup, to other storage systems, such as rotating hard disk drives.
- Currently, optical and low-density magnetic media (e.g.: Iomega ZIP™ drive system) are seen as alternatives to tape backup and archive. The Linear Tape Open (LTO) Consortium is offering an alternative to streaming digital linear tape (DLT).
- Moreover, it has been proposed to emulate tape systems and libraries with hard disk drive arrays by using a variety of technologies known as “virtual tape”. Virtual tape makes disk drive resources appear as if they are sequentially accessed tape drives. By using disk drive subsystems as virtual tape devices, it is possible to stream backup data at very high data rates over a storage application network (SAN). Thus, for applications and computing environments requiring higher-speed backup devices and processes, for example on the order of 40 Mbytes per second or faster, virtual tape may provide the necessary data throughput.
- Computer storage systems providers such as IBM, Sun Microsystems, Storage Technology Corporation, and EMC2 Corporation, offer large hard disk drive array products which may be configured as virtual tape libraries, but which do not exactly mirror or correspond to DLT tape backup/archive systems. Examples of prior art virtual tape devices and systems are found in U.S. Pat. No. 4,467,421 to White, entitled: “Virtual Storage System and Method”; U.S. Pat. No. 5,963,971 to Fosler et al., entitled: “Method and Apparatus for Handling Audit Requests of Logical Volumes in a Virtual Media Server”; U.S. Pat. No. 6,049,848 to Yates et al., entitled: “System and Method for Performing High-Speed Tape Positioning Operations”; U.S. Pat. No. 6,070,224 to LeCrone et al., entitled: “Virtual Tape System”; U.S. Pat. No. 6,098,148 to Carlson, entitled: “Storage and Access of Data Using Volume Trailer”; and, U.S. Pat. No. 6,105,037 to Kishi, entitled: “Apparatus for Performing Automated Reconcile Control in a Virtual Tape System”. The disclosures of these patents are incorporated herein by reference. These prior disclosures fail to provide any teaching or suggestion that the disk drives or disk drive arrays performing the virtual tape drive emulation can be physically removed from an active data store and relocated to a secure data archive location and then provide the archive function typically performed by removable archive tape media.
- Rotating hard disk drives are known to be susceptible to, and can be damaged by, sharp shock forces incident to handling. Such forces may cause the hard ceramic head sliders to deform the relatively soft aluminum alloy disk substrate. Accordingly, while tape storage has been emulated by disk storage, rotating hard disk drives are generally more fragile than tape cartridges from a media handling perspective.
- Removable hard disk drive systems are known in the prior art. One example of such a system previously offered for sale by the assignee of the present invention under the “Passport™ brand is described inter alia in U.S. Pat. No. 5,253,129 to Blackborow et al., entitled: “Removable and Transportable Hard Disk Subsystem”. That system and patent describes a hard disk drive module which was loaded into, and thereupon electrically connected with, a base housing unit, which was in turn connected electrically to a host computer via a bus structure. A hard disk drive was shock-mounted inside of a metal cartridge to provide primary resistance to shock forces. A shock-resistant carrying case provided further shock resistance to the hard disk drive cartridge and enabled the cartridge to be safely transported and stored in a secure, shock-resistant environment. The Passport product found particular acceptance within the national security field where it is necessary to lock up hard disk drives containing data embodying national secrets or classified information in safes and secure areas at night or during periods of inattention. An improvement in the original “Passport” removable hard disk technology is found in U.S. Pat. No. 5,297,067 to Blackborow et al., entitled: “Electronic Hot Connection of Disk Drive Module to Computer Peripheral Bus”. The '067 patent describes methods and apparatus enabling a standard hard disk drive unit to be “hot” connected and disconnected via a standard peripheral bus interface, such as SCSI, with an associated computing system.
- An expansible fixed disk drive data storage subsystem which enables attachment of a variable number of bus-level-interface hard disk drives at a single bus level logical address location is described in U.S. Pat. No. 5,097,439 to Patriquin et al., entitled: “Expansible Fixed Disk Drive Subsystem for Computer”, the disclosure of which is incorporated herein by reference. A rotating hard disk drive array employing redundant array of individual disks (RAID) formed on hot-pluggable circuit cards is described in Statutory Invention Registration No. H1221 to Best et al., entitled: “High Speed Small Diameter Disk Storage System”, the disclosure thereof being incorporated herein by reference.
- The disclosures of U.S. Pat. Nos. 5,253,129, 5,297,067, 5,097,439 and Statutory Registration H1221 fail to describe or suggest a removable multi-drive hard disk drive system for providing not only high speed backup in a real-time computing environment, but also being separately capable of being removed to a different operating environment for providing data archival storage, periodic integrity checking and reduced bandwidth retrieval without any further physical relocation or handling of the particular drives and multi-drive modules.
- Therefore, a hitherto unsolved need has remained for a removable hard disk storage array capable of emulating tape library backup and archive functions in a manner overcoming limitations and drawbacks of the prior art.
- A general object of the present invention is to provide a computer-network-attached rotating hard disk storage backup and archive system which emulates tape storage backup and archive systems and which is scalable from an entry level system to an enterprise system in a manner overcoming limitations and drawbacks of the prior art.
- A more specific object of the present invention is to realize vastly improved tape storage backup and archive system functionality with performance, reliability and cost advantages of hard disk drive technology in a network-attached storage system.
- Yet another specific object of the present invention is to provide a data storage backup and archive library which does not require operator intervention or robots in order to move a tape cartridge between a storage bin and a tape transport with a cartridge handler mechanism, thus overcoming limitations and drawbacks of prior tape cartridge handling solutions associated with cartridge loaders and tape libraries. In fact, one object of the present invention is to eliminate the cartridge media transport mechanism entirely.
- One more specific object of the present invention is to provide a network-accessible data storage backup and archive library system in which removable magazines of hard disk drives emulate magazines of removable tape cartridges.
- Yet another specific object of the present invention is to implement a storage system comprising a wall of multiple rotating hard disk drives in a manner analogous to a wall of tape cartridges, yet without need for separate tape drives and robotic tape cartridge handling apparatus or other externally moving parts or components.
- One more specific object of the present invention is to provide a magazine of hard disk drives which may be installed and used in a high speed, high bandwidth data storage rack electrically coupled to a high performance computer, and which may be removed to, installed in and electrically accessed at a data archive rack monitored by a supervisory controller and connected to the high performance computer via a lower bandwidth network connection.
- Yet another object of the present invention is to implement a unique file mark structure for implementing tape file marks within logical block address space of a hard disk drive emulating a tape cartridge.
- These and other objects, advantages, aspects and features of the present invention will be more fully understood and appreciated upon consideration of the following detailed description of preferred embodiments presented in conjunction with the accompanying drawings.
- In the Drawings:
-
FIG. 1 is an isometric view of a storage rack or bay for holding and connecting two seven-drive rotating hard disk unit magazines in accordance with principles of the present invention. -
FIG. 2A is an isometric view of a rack-mounted storage bay for holding and connecting two fourteen-drive rotating hard disk unit magazines in accordance with principles of the present invention. -
FIG. 2B is a highly diagrammatic, isometric view of theFIG. 2A storage bay and magazines, illustrating flow of cooling air across individual drive units. -
FIG. 3A is a highly diagrammatic top plan view and block diagram of one embodiment of a multi-drive magazine of the type shown inFIG. 1 , illustrating a serial ATA drive interface within an active computing environment. -
FIG. 3B is a highly diagrammatic top plan view and block diagram showing theFIG. 3A magazine within an inactive data preservation environment, in accordance with principles of the present invention. -
FIG. 4A is a highly diagrammatic top plan view and block diagram of a second embodiment of a multi-drive magazine of the type shown inFIG. 1 , illustrating a USB parallel bridge interface within an active computing environment. -
FIG. 4B is a highly diagrammatic top plan view and block diagram showing theFIG. 4A magazine within an inactive data preservation environment. -
FIG. 5 is a highly diagrammatic top plan view and block diagram of a third embodiment of a multi-drive magazine of the type shown inFIG. 1 , illustrating a 1394 Standard computer interface architecture. -
FIG. 6A is a top plan view of a multi-drive magazine of the type shown inFIG. 1 , illustrating shock mounting. -
FIG. 6B is an isometric view of a magazine foam shock mount of the type employed in theFIG. 6A embodiment. -
FIG. 7 is an electrical block diagram of a removable hard disk storage system comprising an array of multi-drive magazines for emulation of high transfer rate tape library backup functions within a central computing environment. -
FIG. 8 is an electrical block diagram of a removable hard disk storage system of the type shown inFIG. 7 wherein a SCSI bus architecture is employed within the central computing environment. -
FIG. 9 is an isometric view of an active hard disk data storage system comprising a series of racks holding a multiplicity of hard drive magazines and showing air ventilation paths and means. -
FIG. 10 is an isometric view of a shock-insulated transport case for transporting up to two multi-drive magazines from the central computing environment to a secure archive environment at a remote site. -
FIG. 11 is an isometric view of an off-line archival storage rack system for receiving a multiplicity of multi-drive hard disk magazines and for connecting each magazine to a drive monitoring system. -
FIG. 12 is a diagrammatic top plan view of theFIG. 11 off-line archival storage rack system. -
FIG. 13 is a flowchart illustrating operation of theFIG. 11 off-line archival storage rack system in accordance with principles of the present invention. -
FIG. 14 is a diagram mapping logical block address space of a hard disk drive to storage space of a tape cartridge, showing placement of double linked file mark data structures. -
FIG. 15 is a table illustrating structure of a file mark shown in theFIG. 14 diagram. - As noted above, hard disk drives have a number of advantages over tape cartridges for backing up and archiving computer data. Hard disk drives are fully enclosed and are generally less sensitive to changes in environmental conditions, such as temperature and humidity. Hard disk drives have data storage capacities, which closely approach storage capacities of tape cartridges. Moreover, given the susceptibility to damage incident to periodic handling and repacking of the tape pancake, tape cartridges may have average useful life less than hard disk drive units. In one aspect of the present invention, hard disk drive units are installed into multi-drive magazines. The magazines plug into active storage racks of a high speed, high bandwidth data storage array of an active computing system such as a mainframe, or a network server. The drives are operated in parallel and provide high-speed random storage and access for data files. The drives may be kept in the active environment for a number of months or years. During the period of active disk drive usage, each of the drives will be fully tested and proven to be serviceable. Once a nominal useful life of the drives of a magazine is reached, such as 3-5 years, the magazine can be transitioned to a data archive unit. Data to be archived is then recorded onto the drives of the magazine, and it is then removed from active service, transported in a suitable shock protection carrier, and reinstalled in a drive monitoring rack in an archive location. Then, on a periodic schedule, each drive is powered up and checked in turn, to be sure that it continues to function properly and provides nominal read/write functionality. The drive's prognostics are monitored and measured against a degradation profile. If a drive is determined to be failing, then a flag is set and the magazine and drive can be removed and replaced. If the data is striped across the multiple drives of the module in a known manner, the drive monitoring system may be able to reconstruct the data of the failed drive. Alternatively, a relatively low bandwidth path may exist between the active computing system and the archive system, and the active host computer may be able to reconstruct the data from the failed drive and return it to a replacement drive installed in the magazine, or in another magazine. Also, it is practical for the host computing system to retrieve archive data from the archive system via the limited bandwidth connection, thereby eliminating any requirement that the drive/magazine be handled or transported. Further advantages and features of the present invention will become even more apparent from considering the following descriptions, which accompany the drawings.
- Glossary of Terms Used
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- ARCHIVAL MAGAZINE: A removable shock-protected storage unit for mounting and connecting a predetermined number of self-contained rotating hard disk drive units, such as 7 or 14 such units.
- DATA PRESERVATION VAULT: A system of interconnected racks for receiving and connecting archival magazines and drive units. The vault may be co-located with an active computing system, or it may be located at a different site, such as a location made to be secure from hazards such as fire, floods, earthquake, storms, etc.
- ATA: An acronym for “advanced technology attachment”, representing a hard disk drive industry standard interface providing 100 Megabyte per second low cost parallel interface.
- BRIDGE BOARD: A printed circuit board containing electronic circuitry to interconnect between a particular hard disk drive unit and one or more system interfaces.
- DISK MONITORING SYSTEM: An arrangement of hardware and software for monitoring on a periodic basis all hard disk drive units of magazines installed in the Data Preservation Vault.
- IEEE 1394: An industry standard 320 Megabit per second serial small computer system interface (SCSI) structure and convention.
- SERIAL ATA: An industry-proposed fast serial interface for ATA interface hard disk drive units.
- USB 2.0: An industry standard 480-Megabit per second universal serial bus interface structure and convention.
- ACTIVE DATA STORAGE ARRAY: An on-line data storage/backup system containing one to a multiplicity of Archival Magazines.
- Having in mind the foregoing, components of a removable
disk storage array 10 incorporating principles of the present invention are shown in theFIG. 1 depiction. Therein, a rack-mountable storage bay, or cabinet, 12 is sized to define a plurality ofwells 13 and an electronicbackplane circuit board 15. In the present example, left andright wells 13 are defined withincabinet 12 to receive two harddisk drive magazines FIG. 1 magazine 14A is shown removed from theleft well 13, and in front of thecabinet 12, whilemagazine 14B is shown in the installed position fully within the right interior well 13 of thecabinet 12. Eachmagazine 14 has a standardized external physical layout arrangement (“form factor”), and may include such handling features, such as one ormore handles 16 enabling an operator to grasp themagazine 14 in order to install it into aparticular well 13 ofcabinet 12. Most preferably, the act of installing amagazine 14 into a well 13 ofcabinet 12 simultaneously accomplishes a task of connecting the magazine to electrical power supply and one or more computer datainterface connector structure 17 which is part of or co-located with thebackplane circuit board 15. Such an arrangement may be followed to facilitate “hot connection” or “hot swap” of magazines within thecabinet 12 in a manner described in U.S. Pat. No. 5,297,067 or Statutory Invention Registration H1221, referred to hereinabove. Themagazine bay 12 is most preferably of a standardized height and a standardized width, such as 19 inches, so that it may be installed in a conventional mainframe computer equipment rack. Thebay 12 is generally open at the top and bottom, so that airflow streams may be directed between thedrives 20, e.g., from bottom to top as shown by the bold arrows of theFIG. 1 example. - Each
magazine 14 most preferably includes a predetermined number of harddisk drive units 20. In theFIG. 1 example, eachmagazine disk drive units FIG. 2A example, eachmagazine disk drive units FIG. 6 , are provided within eachmagazine 14, so that shock forces generated during normal handling of themagazine 14 during installation and removal to and from thebay 12 do not damage the delicate internal components of the hard disk drive units. Each harddisk drive unit 20 most preferably has an industry-standardized form factor, such as 3.5-inch disk diameter, half height; 2.5 inch; 1.8 inch; or 1 inch nominal disk diameter, for example. Eachdrive unit 20 is fully self-contained, offers specified predetermined data storage capacity and average data access time, and includes an industry-standardized interface structure and convention, such as ATA, SCSI or 1394. Ideally, each harddisk drive unit 20 provides 10 Gigabytes, or more, of data storage, and most preferably 30 Gigabytes to 200 Gigabytes or more, which equals or exceeds a contemporary data backup tape cartridge having a similar external form factor. - The hard
disk drive units 20 are mounted in themagazine 14 with a slightly spaced-apart arrangement. This arrangement enables forced airflow to pass between the units and thereby cool theunits 20 andbackplane circuit 15 during active use, when the units operate in parallel and generate substantial heat which must be carried off or dissipated. Standard cabling (not shown) is provided to provide power and data connections between eachdrive unit 20 and a connector structure of each magazine which mates with theconnector structure 17 of thebay 12. - As shown in
FIG. 3A , for example, each of the seven harddisk drive units 20A-20G is provided with avisual indicator 22A-22G, such as a light emitting diode (LED). In theFIG. 3A example, theLED units 22A-22G are mounted in a transverse lip of themagazine 14A above a front wall of eachdrive unit 20. In theFIG. 2A example, themagazines front panels 23, which include the 14visual indicator LEDs 22A-22N, corresponding to driveunits 20A-20N respectively. Each LED 22 may be multi-colored, so that one color, such as green, is emitted when the drive unit is operating normally, and another color, such as red, is emitted to indicate a fault condition within theparticular drive unit 20. An amber color may be emitted if a particular drive is failing or degrading, but has not yet failed in service. Information about a variety of operational parameters within aparticular unit 20 is typically self-collected and recorded in a reserved section of disk storage space and is available to be read from the unit in order to predict unit failure in accordance with conventional failure prediction methods. These measurements may be of the type described in U.S. Pat. No. 6,122,131 to Jeppson, entitled: “Adaptively-controlled Disk Drive Assembly”, the disclosure thereof being incorporated by reference. A method for predicting early head crashes is described in U.S. Pat. No. 5,410,439 to Egbert et al., entitled: “Disk File with Clearance and Glide Measurement and Early Head Crash Warning”, the disclosure thereof being incorporated herein by reference. Since standard harddisk drive units 20 no longer are equipped with activity lights, the visual indicators 22 are arranged as part ofmagazine 14 so as to be readily visible to an operator facing the front of themagazine 14. - As shown in
FIGS. 1, 3A , 4A and 5, thedrive units 20 are most preferably mounted together within amagazine 14 in a closely-spaced-apart side-by-side arrangement that provides an air-space 24 between adjacently facing major sidewalls ofadjacent drive units 20, thereby admitting an airflow for cooling, as perhaps best shown inFIG. 2B . Coolingfans 101 at the top ofmagazine racks 102 of an active backup storage system 100 (FIG. 9 ) pull air from the ambient through theracks 102 andmagazines 14 in order to achieve the desired cooling airflow. This provides the needed cooling of thedrive units 20 when they are simultaneously operating and functioning in the active computing environment. - In the
active computing environment 100 depicted inFIG. 3A , themagazine 14A includes, in addition to the sevendrives 20A-20G a series of internal serial buses 32 and serial connectors 34 in number equal to the number ofdrive units 20 present. In this present example,serial buses drive units serial connectors magazine 14A. Theseconnectors 34A-34G respectively mate withserial bus connectors 36A-36G of the bay 20 (as part ofconnector structure 17 shown in FIGS. 1 and 2A). A set of SerialATA Host controllers 38A-38G may be respectively connected toconnectors 36A-36G. Thecontrollers 38A-38G then connect to aSCSI target circuit 40, which connects via asuitable SCSI bus 42 to aSCSI host 50 within a host computing system. Eachmagazine 14 may be provided with a unique identifier, such as bar code pattern readable by a conventional bar code scanning system, and/or an electrical identifier such as an embedded serial number readable by thecontrol circuitry 15 of aparticular bay 20. Alternatively, eachdisk drive 20, or themagazine 14, or thebay 12, may include an internet protocol (IP) address in accordance with the internet data transfer protocol, TCP/IP. An optically readable identifier is preferably provided so that the identity of a particular magazine may be established during transit or storage and without need to plug theparticular magazine 14 into abay 12. The reader may be included as a part of thebay 12, or the reader may additionally or alternatively be a hand held unit of conventional design and function. - Power is most preferably supplied to each
drive unit 20 in parallel from ahigh efficiency 48V to 5V/12V DC to DC switchingconverter circuit 44 located within themagazine 14A. Theconverter 44 derives its operating power through amagazine power connector 46 which mates with abay power connector 48 connected to a DC power supply providing sufficient power to operate all seven of thedrives 20 simultaneously. Drive operating power may be switched on at eachdrive unit 20 under software control from thehost 50. Individual drive unit power switching is illustrated inFIG. 3A by a power command register/switch circuit 49, there being sevensuch circuits drive units 20A-20G. - Once archive data is written onto
disk drive units 20 within amagazine 14 at anactive storage system 100, themagazine 14 may be removed and reinstalled at a bay within a rack of the data preservation vault.FIG. 3B illustrates adata preservation vault 300, which includes adrive monitoring system 304. Thedrive monitoring system 304 includes compatible data and power plug connectors, which mate with, like connectors of themagazine 14. In the example ofFIG. 3B ,serial ATA connectors connectors 34A-34G ofmagazine 14. Apower connector 320 mates withpower connector 46 ofmagazine 14. Since only onedisk drive unit 20 will be powered at any time in thearchive vault 300, thepower connector 320 may have a smaller power handling capacity than theconnector 48 of theactive system 100. Thedrive monitoring system 304 includes acontrol line 322 for controlling a switch within thepower connector 320 for selectively applying power to the DC toDC converter 44. Power to be applied to a particular drive is most preferably handled by drive unit commands sent from thedrive monitoring system 304 to aparticular drive unit 20 via the serial ATA bus structure. -
FIG. 4A illustrates an activedata storage array 100A employing drive units in accordance with the USB 2.0 interface convention. Adrive magazine 14E holds seven USB drives 20P, 20Q, 20R, 20S, 20T, 20U and 20V. Themagazine 14E includes sevenUSB interface connectors units 20P-20V. Theactive unit 100A includesUSB connectors 36P-36V which mate withmagazine connectors 34P-34V, respectively. SevenUSB host controllers 38P-38V are located between connectors 36 and theSCSI target 40. TheSCSI target 40 connects to the SCSIhost computing environment 50 via a high speed (2560 Mb/second)bus 42. -
FIG. 4B illustrates adata preservation vault 300A for use with USB 2.0magazine 14E. In this example, connectors 324P-324V mate withconnectors 34P-34V and also to aUSB hub circuit 326. The USB hub connects to aUSB controller 328. TheUSB controller 328 connects too thedrive monitoring system 304 via a lower speed bus structure 330 (operating in this example at 480 Mb/second). Otherwise, theFIG. 4A-4B system is the same as theFIG. 3A-3B system. Alternatively, eachmagazine 14 may is include theUSB hub 326 internally and provide a single USB connection to theSCSI target controller 114 for concentrating and distributing data from and to eachdrive unit 20, as shown in theFIG. 8 arrangement, discussed below. - It is not necessary that the hard disk drive units be ATA or serial USB drives. For example,
FIG. 5 illustrates seveninterface type 1394 harddisk drive units interface type 1394magazine 14F. With thetype 1394 interface convention, the interface bus ofdrives 20W-20CC may employ asingle data bus 32W which is daisy-chained to all of the drive units and ultimately leads to atype 1394magazine connector 34W arranged to mate with abay type 1394connector 36W. Whileindividual magazines 14 andmagazine bays 12 may be provided for each interface type, a universal plug-jack interconnection system may be provided in accordance with known techniques, thereby to enable amagazine 14 to be used with disk drive sets of diverse interface conventions. -
FIGS. 6A and 6B illustrate a shock mounting arrangement for use within thedrive unit magazine 14. Therein, formed-foam shock absorbers 21 are placed between an outer frame of themagazine 14 and a bundle comprising the side-by-side mounted harddisk drive units 20. Eachshock absorber 21 may be formed to define a series of nested rectangular spaces and openings adapted to fit closely over an outermostdisk drive unit - Turning now to
FIG. 7 , a computing center activedisk drive system 100 includes a multiplicity of hot-swap bays 12 of the type shown inFIGS. 1 and 2 A, and associatedHDD magazines 14, as shown inFIGS. 3A, 4A and/or 5. Thesystem 100 is arranged in a series of large mountingracks 102, there being fivesuch units FIG. 7 example. Dots to the right side of therack 102E denote expandability of the system beyond the five racks shown inFIG. 7 . In addition to theinterface subsystem 40 andhost computer 50, theactive system 100 may include amain board 102, anoperator display 104, and apower supply 106, for controlling themagazines 14 and drives 20. Thepower supply 106 provides primary operating power to themain board 102,controller 40,display 104 and each drivemagazine 14 installed within the array ofracks 102. As configured, thesystem 100 may provide active data backup as a full emulation of a tape library wherein each drive 20 emulates a separate tape cartridge. Alternatively, theactive system 100 may provide a primary random access data store for thehost computer 50 and be configured in accordance with RAID or any other known storage system architecture and methodology. - Most preferably, the
system 100 emulates a tape library system, such as a tape library shown in commonly assigned U.S. Pat. No. 5,925,119 to Maroney, entitled: “Computer Architecture for Automated Storage Library”, the disclosure thereof being incorporated herein by reference. In a virtualtape emulation system 100, themain board 102 intercepts commands issued to a tape library system and converts tape-library-specific commands such as media load/unload commands into electrical control signals for selecting/spinning up and down of aparticular disk drive 20 and tape-file specific commands such as file read or write into logical block based disk-drive-specific commands by which logical block address locations are randomly accessed by the selecteddrive 20 so that a series of user data block read or write operations are carried out on a tape file structured basis. -
FIG. 8 illustrates anembodiment 112 of thesystem 100 within an active computing environment which is configured to include a singleSCSI target controller 114 for handling e.g. tendata unit magazines target controller 114 has a highbandwidth SCSI bus 118 leading to a SCSI host of the active computer system (not shown inFIG. 8 ). In this particular example, eachmagazine 14 is attached via a single SCSI port connector to theSCSI target controller 114, and each drive 20 within eachmagazine 14 has a SCSI interface. -
FIG. 10 shows one embodiment of a shock-providingcarrying case 200 for transportingmagazines 14 from the active computer center to the archive location. Thecase 200 includes a shock-resistant foam insert 202 that defines one or more wells, there being twowells FIG. 10 example. Alid 206 hinged to thecase 200 and also having a shock-resistant foam sheet 208 securesmagazines 14 placed in wells 204 against shock forces of the type typically encountered in removal to the archive location. A two-part latch mechanism lid 206 to thecase 200 in a closed position which causes facing walls of thefoam insert 202 andlid sheet 208 to engage themagazines 14 and provide needed shock resistance for transport. -
FIGS. 11 and 12 illustrate aspects of anarchive system 300 that includes one or a series of side-by-side storage racks 302. Theracks 302 may be located in any desired location, and most preferably in a secure archive location, such as a basement, vault, cave, or other location deemed to be secure against known hazards. Theracks 302 may be grouped together, or they may be separated and located at otherwise unused areas of a computing center. Because the disk drives 20 in eachmagazine 14 are inactive for long periods of time, there is no need for level of power supply or ventilation at thedata preservation vault 300 that is needed for theracks 102 of theactive backup system 100. - The
drive monitoring system 304 includes apower supply 306 and connects to eachmagazine 14 installed in aparticular rack 302 to supply power and a bus connection selectively to each drive 20 within aparticular magazine 14, in order to carry out periodic testing and incidental archive data retrieval without requiring any operator intervention. The archive diskmonitoring system controller 304 includes data inputs from anarray 308 of environmental sensors, such as temperature, humidity, security access, etc. Most preferably, thearchive system controller 304 includes adata path 310 extending to a remote operator console. The remote operator console enables thedata vault 300 to be remotely accessed and monitored. Also, thechannel 310 enables remote access to the archive information stored on one of the drives of one of the magazines of thesystem 300, should such real-time access be desired or required. -
FIG. 13 sets forth a flowchart of one exemplary diskdrive monitoring routine 350 carried out by the data archivecontroller 304. At astep 352 thecontroller 304 applies power to one of thedrives 20 within aparticular magazine 14 in accordance with a master testing list maintained by and within thecontroller 304. The power is applied for a predetermined time period, such as three minutes or less, for example. At astep 354, thecontroller 304 sends a “run smart test” command to the drive under test. (The “run smart test” command is a host interface command within a superset of commands and enables a host computing system to test the disk drive and receive status information. The disk drive undergoing testing provides status information back to thecontroller 304, such as its prognostics record. Thecontroller 304 determines at thestep 354 whether the drive undergoing testing passes or fails the smart test routine. If the drive presently being tested passes the smart test, thecontroller 304 ceases to apply power to the drive at astep 356. The next test interval for the particular drive passing the smart test is then recorded in the master testing list by thecontroller 304 at astep 358, and the testing procedure advances to a next drive on the testing list at astep 360, resulting in a return to step 352 and a repeat of the testing sequence is carried out for this next drive. - If, however, during the initial testing interval established by
step 352, the disk drive undergoing testing fails to pass the smart test, disk drive 20Z for example, but still provides some functionality, as tested at astep 362, a stand-by archive drive 20R is located among the drives and the magazines of therack 302, and the archive data on drive 20Z is transferred to the stand-by drive 20R during thestep 352. Then, at astep 364 thecontroller 304 causes the panel lamp 22Z of the failed drive 20Z to flash in a manner indicating failure of the particular drive. At step 364 a message is also sent to the operator console to alert an attendant that an archive drive has failed and needs to be replaced within a particular magazine. Thecontroller 304 then updates the archive records at astep 366 to reflect that the archive data once present on failed drive 20Z has been transferred to stand-byarchive disk drive 20R. - If the failed drive 20Z loses all functionality, the
controller 304 generates a message (step 368) based on its archive database to the host active system, indicating that the drive 20Z has completely failed. This message is most preferably sent viamodem 308 andcommunications channel 310. The host computer may then be able to reconstitute the data lost on drive Z by resort to error correction techniques associated with data striping across multiple drives. In this regard, the host computer may request thearchive system 300 to retrieve user data stripes and error correction overhead from other drives present within thearray 300 and transmit that data in serial stream fashion to the host overchannel 310. The host, then applying its error correction/recovery capability then reconstructs the data once held on drive z and sends that data over thechannel 310 to a second stand-by drive 20RR, thereby completing the restoration of data within thearchive array 300. - In one aspect of the present invention, each
hard disk drive 20 may emulate a tape cartridge. In this aspect of the invention a disk drive will record “tape marks” or “file marks” which would normally be recorded onto tape by a tape drive. “File marks” represent overhead information (metadata) sent by the host to be written on tape to mark a boundary or partition, typically between files or volumes of user data information. In the present invention, file marks and other metadata intended to be recorded on a tape are actually written to a particularhard disk drive 20. One presently preferred arrangement is shown inFIG. 14 . Therein, a logicalblock address space 400 of ahard disk drive 20 is mapped to file space of a virtual tape media, including a beginning-of-media (BOM)mark 402, and an end-of-media (EOM)mark 404. TheBOM mark 402 corresponds to a logical block address zero (1ba0), while theEOM mark 404 corresponds to a maximum logical block address (max1ba). Between theBOM mark 402 andEOM mark 404 are a series of file marks, four such file marks 406, 408, 410 and 412 being illustrated in theFIG. 14 example. Eachfile mark - In use the host computer will issue a command that a master file mark be written to the media (which the host believes is tape, for example) The
active system controller 106 causes the master file mark to be written outside of user logical block address space. On ATA disk drives 20 of the type discussed in connection withFIGS. 3A and 3B , the master file mark is written to one of 32 host-vendor-specific SMART log sectors. On SCSI/FibreChannel disk drives, of the type shown inFIG. 5 , the master file mark is written to the Client Application log page, for example. When a WRITE FILE MARK command is received by themain board 102, it will cause a selected drive to write a file mark structure at a current logical block address and update previous file mark data structures to include the address of the latest file mark just written. As shown inFIG. 14 , the file marks 406, 408, 410, 412, etc., are written across logical block address space in a linked manner most preferably comprising a double linked list heuristic. As shown inFIG. 15 , the file mark block structure is recorded in its own separate LBA sector of 512 bytes, for example. The file mark record structure includes a title field (“FILEMARK”), a major version field, a minor version field, a partition number, a byte of flag/validity bits, a previous File Mark LBA, a next File Mark LBA, block size, reserved bytes, and two bytes of check sum, for example. - When the host computing system “loads” a virtual cartridge in the
active backup system 100, aparticular disk 20 drive is selected and reads the master file mark in its reserved space. It then traverses the file mark linked list and stores all file mark address locations in a file mark table of the active storage system's volatile memory. When the selected disk drive receives a SPACE command to move to the next or previous number of file marks, themain board 102 retrieves the cache memory entry and moves the disk drive's LBA pointer to the file mark location. When the active systemmain board 102 receives a READ or WRITE command, it will check the file mark cache memory to insure that the request does not cross a file mark boundary of the selected drive. If it does not, it will read or write the requested data file. If it does, then the active systemmain board 102 will issue a CHECK_CONDITION response to the host system. - In another alternative embodiment, a data preservation system is realized which embodies desirable characteristics of a RAID array with file access times less than 100 milliseconds and random data access, and also embodies desirable characteristics of a tape library which include ability to passivate a data volume by removing it from the drive thereby reducing both exposure and management costs while maintaining a relatively low demand upon electrical and thermal resources (because of the small number of active devices). With conventional hard disk drive interconnect architectures it has been extremely difficult to provide a system which has the best characteristics of a random access RAID array and a tape library. Recent advances in storage networking offer new architectural alternatives. For example, if each hard disk drive of the array uses the TCP/IP internet protocol and employs an Ethernet-like physical transport technology, each hard disk drive may be provided with a unique address and can be readily disconnected and powered down, and then powered up and reconnected to the network without disturbing other storage devices or elements of the network. The native network interface may be provided at the drive level, or it may be provided at the magazine level, or the bay level. In the present example, the data protection system comprises a large number of high capacity (30 GByte to 100 GByte) hard disk drives, each drive having a direct network attachment and a unique network address.
- A system controller controls the drives by providing power, monitoring status, and providing redundancy (e.g. data striping or mirroring) as well as virtualizing the interface between the drives and the (e.g. user data backup) application. The system network then effectively supports simultaneous transfer of data to and from a large number of rotating hard disk drives. While any one of the many known network connection arrangements are preferred, one particularly preferred example is several switched segments of Gigabyte Ethernet (GbE). In this approach, the computer support environment providing power and cooling is scaled to accommodate simultaneous operation of a small fraction, e.g. 5% to 10%, of the total array of disk drives simultaneously. The magazine approach described hereinabove can be employed to facilitate swapping of hard disk drives as well as removal and safe storage of hard disk drives containing archived user data.
- Fundamental to the foregoing approach is the rotating hard disk drive unit itself. While any merchant market disk drive might be used, there are several characteristics that are highly desirable for disk drive units employed in the applications described herein. Among the most important disk drive characteristics are: a) a high confidence in data retention and integrity in an extended powered-off state; b) a native network interface; c) reliable, effective power cycling with minimum “drive ready” time latency from a powered-off condition; d) drive unit high data storage capacity and low cost per Gigabyte of user data stored; e) reliable initialization, control and monitoring for effective archive system management; and, f) convenient removal and replacement of disk drive units, and of magazines, to enable physical swap-out of drives, and removal and storage of drive magazines in an archive environment, most preferably of the type described hereinabove.
- It will now be appreciated that the present invention provides protection of large user data files by employing disk drives in place of tape cartridges in a unique manner and configuration. The disk drives are most preferably arrayed within disk drive magazines. Each magazine holds a complement of high data capacity rotating hard disk drives which may emulate a like complement of tape cartridges. The disk drives may be initially employed in the active computing environment, and later on, after a nominal service life, the disk drives may be “retired” to provide the long-term data archival functions described herein. Alternatively, new hard disk drives may initially be employed to provide the tape emulation/data archive functions of the systems described herein.
- Having thus described several embodiments of the present invention, it will now be appreciated that the objects of the invention have been fully achieved, and it will be understood by those skilled in the art that many changes in construction and widely differing embodiments and applications of the invention will suggest themselves without departing from the spirit and scope of the invention. The disclosures and descriptions herein presented are purely illustrative and are not intended to be in any sense limiting.
Claims (23)
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