WO2002056944A2 - Endoscopic stone extraction device with rotatable basket - Google Patents

Endoscopic stone extraction device with rotatable basket Download PDF

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Publication number
WO2002056944A2
WO2002056944A2 PCT/US2002/005128 US0205128W WO02056944A2 WO 2002056944 A2 WO2002056944 A2 WO 2002056944A2 US 0205128 W US0205128 W US 0205128W WO 02056944 A2 WO02056944 A2 WO 02056944A2
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WO
WIPO (PCT)
Prior art keywords
basket
filament
stone
handle
end portion
Prior art date
Application number
PCT/US2002/005128
Other languages
French (fr)
Other versions
WO2002056944A3 (en
Inventor
Avtar S. Dhindsa
Original Assignee
Dhindsa Avtar S
Priority date (The priority date is an assumption and is not a legal conclusion. Google has not performed a legal analysis and makes no representation as to the accuracy of the date listed.)
Filing date
Publication date
Priority claimed from US09/761,785 external-priority patent/US6494885B1/en
Application filed by Dhindsa Avtar S filed Critical Dhindsa Avtar S
Priority to AU2002235541A priority Critical patent/AU2002235541A1/en
Publication of WO2002056944A2 publication Critical patent/WO2002056944A2/en
Publication of WO2002056944A3 publication Critical patent/WO2002056944A3/en

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Classifications

    • AHUMAN NECESSITIES
    • A61MEDICAL OR VETERINARY SCIENCE; HYGIENE
    • A61BDIAGNOSIS; SURGERY; IDENTIFICATION
    • A61B17/00Surgical instruments, devices or methods, e.g. tourniquets
    • A61B17/22Implements for squeezing-off ulcers or the like on the inside of inner organs of the body; Implements for scraping-out cavities of body organs, e.g. bones; Calculus removers; Calculus smashing apparatus; Apparatus for removing obstructions in blood vessels, not otherwise provided for
    • A61B17/221Gripping devices in the form of loops or baskets for gripping calculi or similar types of obstructions
    • AHUMAN NECESSITIES
    • A61MEDICAL OR VETERINARY SCIENCE; HYGIENE
    • A61BDIAGNOSIS; SURGERY; IDENTIFICATION
    • A61B17/00Surgical instruments, devices or methods, e.g. tourniquets
    • A61B17/22Implements for squeezing-off ulcers or the like on the inside of inner organs of the body; Implements for scraping-out cavities of body organs, e.g. bones; Calculus removers; Calculus smashing apparatus; Apparatus for removing obstructions in blood vessels, not otherwise provided for
    • A61B17/221Gripping devices in the form of loops or baskets for gripping calculi or similar types of obstructions
    • A61B2017/2212Gripping devices in the form of loops or baskets for gripping calculi or similar types of obstructions having a closed distal end, e.g. a loop
    • AHUMAN NECESSITIES
    • A61MEDICAL OR VETERINARY SCIENCE; HYGIENE
    • A61BDIAGNOSIS; SURGERY; IDENTIFICATION
    • A61B17/00Surgical instruments, devices or methods, e.g. tourniquets
    • A61B17/28Surgical forceps
    • A61B17/29Forceps for use in minimally invasive surgery
    • A61B2017/2926Details of heads or jaws
    • A61B2017/2927Details of heads or jaws the angular position of the head being adjustable with respect to the shaft
    • A61B2017/2929Details of heads or jaws the angular position of the head being adjustable with respect to the shaft with a head rotatable about the longitudinal axis of the shaft

Definitions

  • the present invention relates to basket-type devices for extracting stones such as ureteral stones, calaceal stones and other calculus and the like from the renal or biliary systems.
  • a typical stone extraction basket includes a wire basket carried by one end of a wire that is received within the lumen of a sheath. The end of the wire opposite the basket is secured to a handle that is used to slide the sheath over the wire, thereby moving the basket into and out of the lumen of the sheath. When the basket is out of the sheath, it expands to receive a stone. The sheath is then moved toward the basket to reduce the size of the basket openings, and the basket and the enclosed stone are removed from the body.
  • the preferred embodiments described below include a new type of handle that permits the stone extraction basket to be rotated easily inside the body by the surgeon. This rotation can be performed by the surgeon using the fingers and/or thumb of the same hand as that used to hold the handle, and the preferred embodiments are therefore single-person, single-hand operating devices. This represents a substantial advance over prior-art devices such as snares that require the use of two hands and/or two persons to operate.
  • the preferred embodiments are readily disassembled by the surgeon when necessary to remove the handle and the associated sheath from the filament that supports the stone extraction basket.
  • a new type of stone extraction basket is described that is well suited to the collection of small stone fragments.
  • the handle described below allows the basket to be rotated inside the body, as for example to orient the basket to admit a stone into the basket.
  • the improved basket designs described below facilitate the retention and extraction of small stone fragments.
  • the stone extraction basket has a large, side-facing opening to admit stones and stone fragments into the interior of the basket, and over half of the surface area of the basket is provided with relatively small openings adapted to retain stones and stone fragments in the basket.
  • the large openings of the basket are oriented to face the sheath, and the stone retention portion of the basket is disposed opposite the sheath.
  • Figure 1 is a perspective view of an endoscopic stone extraction device that incorporates a preferred embodiment of this invention.
  • Figure 2 is a cross-sectional view taken along line 2-2 of Figure 1.
  • Figures 3, 4 and 5 are detailed views of a thumb wheel included in the embodiment of Figures 1 and 2.
  • Figure 6 is an exploded perspective view of a portion of the handle and the end portion of the wire of the embodiment of Figures 1 and 2.
  • Figure 6a is an exploded perspective view of the elements 73, 74 of Figure 6 from another viewing angle.
  • Figure 7 is a cross-sectional view corresponding to that of Figure 2 of a second preferred embodiment of this invention.
  • Figure 8 is a fragmentary side view of selected elements of the embodiment of Figure 7.
  • Figures 9, 10 and 11 are enlarged perspective views of three stone retention baskets suitable for use in the embodiments of Figures 1-8.
  • Figure 12 is an enlarged fragmentary cross sectional view of the end portion of an alternative handle that incorporates a preferred embodiment of this invention.
  • Figure 1 shows an endoscopic stone extraction device 10 that incorporates a preferred embodiment of this invention.
  • the device 10 includes a handle 12 that in turn includes a grip 14 and a slide 16. As explained in greater detail below, the slide 16 is mounted to slide longitudinally along the length of the grip 14.
  • a tubular sheath 18 is secured to the slide 16.
  • the sheath 18 defines a lumen 19, and the sheath 18 can be formed of any suitable flexible material, including the materials described in the above-identified prior-art patents.
  • a strain relief collar 20 is provided at the point where the sheath 18 is secured to the slide 16 to reduce the incidence of kinking.
  • the device also includes a filament 22 having a first end 24 (Figure 2) and a second end 26 ( Figure 1 ).
  • the first end 24 is rotatably secured to the grip 14 ( Figure 2), and the second end 26 supports a stone extraction basket.
  • the filament 22 can be formed of any suitable material, and is typically formed of a flexible metallic wire.
  • the first end 24 is thicker and stiffer than the second end 26 to facilitate insertion and manipulation of the basket 28.
  • the handle 12 includes a tube 30 that defines a longitudinally extending slot 32.
  • the tube 30 forms a bore 34 and terminates at one end in external threads 36.
  • Protruding elements 38 extend away from the perimeter of the tube 30 to facilitate the grasping of the tube 30 by a physician during use.
  • the portion of the tube 30 adjacent the external threads 36 will be referred to as the rear portion 42, and the opposite end of the tube 30 will be referred as the front portion 40.
  • the tube 30 may for example be formed of any suitable, moldable thermoplastic material, though the widest variety of materials can be adapted for use with this invention.
  • the slide 16 includes a guide cylinder 50 sized to slide along the bore 34 of the tube 30.
  • This guide cylinder 50 defines a central opening 52 sized to pass the filament 22 with little or no friction therebetween.
  • the slide 16 also includes an arm 54 that extends from the guide cylinder 50 through the slot 32 to a plate 56. The arm 54 holds the plate 56 in alignment with the centerline of the tube 30.
  • the slide 6 includes a gripping portion 58 that can be pushed or pulled by a physician during use to move the slide 16 along the longitudinal axis of the tube 30. As before, a wide range of materials can be used for the slide 16, including any suitable thermoplastic material. As shown in Figures 1-5, a disk 60 is provided. This disk 60 is positioned adjacent the front portion 40 of the tube 30.
  • the disk 60 is clamped onto the filament 22, and the disk 60 is rotatable with respect to both the tube 30 and the slide 16.
  • the disk 60 includes half-disks 66, 68 that snap together in a releasable manner.
  • the half-disks 66, 68 carry respective elastomeric gripping portions 69 designed to grip the filament 22 therebetween when the half-disks 66, 67 are snapped together.
  • the handle 12 carries a threaded cap 70 that defines a set of internal threads sized to mate with the external threads 36.
  • the cap 70 includes a socket 71 that bears on a chuck 72. When the cap 70 is tightened in place, the chuck 72 is held between the socket 71 and an internal socket 31 formed by the tube 30. The chuck 72 is free to rotate but not to translate with respect to the tube 30.
  • the chuck 72 includes two parts 73, each having a central groove 77 sized to clamp against the filament 22.
  • the groove 77 may be lined with an elastometric layer to ensure good frictional contact between the chuck 72 and the filament 22.
  • Each part 73 defines external threads, and the parts 73 are clamped against the filament by a cap nut 74 such that the chuck 72 rotates and translates in unison with the filament 22.
  • the chuck 72 forms a convex surface 75 that engages the socket 31 , and a convex surface 76 that engages the socket 71.
  • the surfaces 75, 76 are shaped to allow low-friction rotation of the chuck 72 and the filament 22 relative to the tube 30.
  • the chuck 72 and associated elements carried by the tube 30 form a rotational joint.
  • rotational joints including ball-and-socket joints.
  • a ball-and-socket joint may be included in the filament 22 near the first end 24, and the first end 24 may be fixed to the tube 30.
  • the filament may have an enlarged end that forms part of the rotational joint, and the enlarged end may be sized to fit through the lumen of the sheath 18.
  • the enlarged end may be too large to fit through the lumen of the sheath, and may be removable from the body of the filament 22, e.g. by disassembling the enlarged end from the filament 22.
  • the device 10 is assembled as shown in Figures 1 and 2.
  • the slide 16 is advanced (i.e. moved to the right in the view of Figure 2) to move the sheath 18 over the basket 28. This reduces the cross- sectional dimensions of the basket 28 and facilitates insertion of the basket 28 into a region of the body adjacent to the stone to be removed.
  • the slide 16 is then moved to the left in the view of Figure 2 to expose the basket 28, which resiliently assumes an enlarged operational shape.
  • the basket defines one or more large, stone-receiving openings, and in some embodiments the stone- receiving openings are laterally facing.
  • the physician can position the basket as desired by manipulating the disk 60, thereby rotating the filament 22 and the attached basket 28.
  • the handle 12 has been designed to allow a surgeon to control both the axial position of the basket 28 and the rotational position of the basket 28 easily with one hand.
  • the surgeon grips the handle 12 with the palm of one hand against the grip 14. In this position, the surgeon can advance and retract the slide 16 using the thumb of the same hand that holds the grip 14.
  • axial movement of the slide 16 causes a basket 28 to move into and out of the free end of the sheath 18.
  • the disk 60 ( Figure 2) is positioned near the front end of the handle 12, the surgeon can rotate the disk 60 using the thumb and index finger of the same hand that holds the grip 14.
  • a surgeon can both (1 ) use a scope such as a ureteroscope and (2) manipulate the position of the basket both axially and rotationally, without requiring the help of an assistant.
  • the surgeon can hold the scope with the left hand and hold the handle 12 with the right hand, positioning the fingers of the right hand both to control the position of the slide 16 and the rotational position of the disk 60.
  • This arrangement allows quick, intuitive, and precise control of the axial and rotational position of the basket, and eliminates the need for an assistant in many surgical procedures.
  • the disk 60 is an example of a manipulator used to rotate the filament 22 relative to the handle 12.
  • This manipulator can take other forms, including the form shown in Figures 7 and 8.
  • the embodiment of Figures 7 and 8 is similar to that of Figures 1 and 2, except that the disk 60 has been replaced by a lever 80.
  • This lever 80 defines a free end 82 and hinged end 84, and the free end 82 is positioned closer to the first end 24 of the filament 22 than is the hinged end 84.
  • the lever 80 is positioned as shown in Figure 7 in an extended position. In this position the user can apply torques to the lever 80 and therefore to the -filament 22 to rotate the filament 22 as described above.
  • the hinged end 84 is connected to the filament 22 at a hinged joint (e.g. a living hinge or a multiple-part hinge) and the lever 80 can be moved to the retracted position shown in dotted lines in Figure 8. In this retracted position, the lever 80 can be moved through the lumen of the sheath 18, thereby allowing the handle, slide and sheath to be removed from the filament 22 as described above.
  • a hinged joint e.g. a living hinge or a multiple-part hinge
  • the handle 10 described above can be used with any desired stone extraction basket.
  • the preferred stone extraction baskets are formed as shown in Figures 9, 10 and 11.
  • the stone extraction basket 28 of Figure 9 is well adapted for use as a calaceal stone extraction basket and also in the ureter when appropriate.
  • This basket includes a stone entrance region 100 and a stone retention region 102.
  • the retention region 102 extends over more than half the area of the basket.
  • This basket is formed by a set of longitudinal basket wires 104 and a set of lateral basket wires 106.
  • the longitudinal basket wires 104 form a larger opening 108 in the stone entrance region 100, and the basket wires 104, 106 cooperate to form a number of smaller openings 110 in the stone retention region 102.
  • the larger opening 108 is sized to admit a stone that is at least two millimeters in diameter
  • the smaller openings 110 are sized to retain a stone smaller than two millimeters in diameter.
  • the larger opening is sized to admit stones as large as 5 mm in diameter.
  • the wires 104, 106 are preferably small, flexible, kink-resistant wires that are capable of collapsing together to fit within the lumen 19.
  • the basket is shown in its operational configuration in which the basket is fully outside of the lumen 19 of the sheath 18.
  • the sheath 18 can be moved over part of the basket 28 to reduce the size of the larger opening 108.
  • the basket 28 can also be used to capture ureteral stone fragments.
  • the basket is inserted into a tract (such as the urinary tract or the biliary tract) with an endoscope, and the basket is positioned around a stone to be fragmented. Then the stone is fragmented, for example with a laser or an electro-hydraulic stone fragmenting device. On some occasions, the initial stone fragmentation operation will leave stone fragments that are too large for extraction.
  • the surgeon can rotate basket and the partially-fragmented stone to align one of the larger stone fragments with the fragmenting device (e.g. the laser) and then repeat the stone fragmentation operation. In this way, selected stone fragments can be aligned with the stone fragmentation device as necessary to reduce the largest stone fragments to the desired size.
  • Any suitable basket including all of the baskets described herein, can be used to practice this method.
  • Figure 12 shows an enlarged section of the rear end portion of a handle 12 ' that can be identical to the handle 12 shown in Figure 2 except for the differences discussed below.
  • the filament 22 ' is tubular, and it receives an optical fiber 120.
  • the optical fiber 120 slides freely in the filament 22 ' , and it extends to the left as shown in Figure 12 to an optical laser (not shown) and to the right as shown in Figure to the extreme end of the filament 22 ' , where the optical fiber points into the interior of the basket (not shown).
  • the threaded cap 70 ' is identical to the cap 70 described above, except that it includes an opening 122 that allows the optical fiber 120 to pass freely out of the cap 70 ' .
  • the chuck 72 ' is identical to the chuck 72 described above, except that the convex surface 76 ' defines an opening 124 that is aligned with the opening 122 and through which the optical fiber 120 passes.
  • the chuck 72 ' operates as described above to engage the outer surface of the filament 22 ' .
  • the embodiment of Figure 12 is adapted to perform the stone fragmentation process described immediately above.
  • the optical fiber 120 transmits laser pulses from the laser (not shown) to a stone contained within the basket (not shown). If necessary, the surgeon can rotate the basket and the partially-fragmented stone (without rotating the optical fiber 120) to align one of the larger stone fragments with the distal end of the optical fiber 120, and then repeat the stone fragmentation operation.
  • the basket is rotated using the disk 60 of Figure 2 or the lever 80 of Figure 7. Because the optical fiber 120 slides freely within the lumen of the filament 22', rotation of the filament 22 ' preferably does not cause rotation of the optical fiber 120.
  • the optical fiber 120 can be replaced with an elongated component of another stone fragmenting device, such as an electro-hydraulic lithothripter, an ultrasonic lithothripter, or the like, that transmits stone-fragmenting energy to a stone in the basket via the elongated component.
  • the optical fiber 120 is replaced with an electrical cable that interconnects an external transmitter (not shown) with a lithothripter transducer (not shown) positioned at the end of the filament 22' near the basket. All such optical fibers and cables can be taken as examples of lithothripter components.
  • the larger opening 108 faces laterally with respect to a longitudinal basket axis extending through the second end 26 of the filament 22.
  • the filament rotating features of the handle 12 described above can be used to orient the larger opening 108 as desired to facilitate stone capture. Also, in the event a stone is captured that is too large to be removed from the body, the basket can be rotated to point the larger opening 108 downwardly. In this orientation, the weight of the stone tends to move it out of the basket. Once this occurs, the basket can be removed from the body and the stone fragmented using conventional lithothripsy techniques.
  • the basket 28' of Figure 10 is similar to the basket 28 of Figure 9 except that the stone entrance region 100' is positioned adjacent the second end 26 of the filament 22, and the stone retention region 102' is positioned opposite the second end 26 of the filament 22.
  • the basket 28' is well suited for the collection of ureteral stone fragments after laser, ultrasonic, or electro- hydraulic lithothripsy. Also, the basket 28' may be positioned proximally of a stone prior to lithothripsy to prevent stone fragments from migrating up the ureter.
  • the collapsed basket 28' is moved past the stone or stones to be collected, then the sheath 18 is moved to allow the basket 28' to expand to the operational configuration of Figure 10, and then the basket 28' is moved to collect the stones in the stone retention region. At this point, the sheath 18 is moved over the filament 22 to collapse the basket 28' partially, thereby retaining the captured stones in the stone retention region 102'.
  • FIG 11 shows a basket 28" that is similar to the basket 28 of Figure 9, including a stone entrance region 100" and a stone retention region 102".
  • the main difference is that the basket 28" is shaped differently as appropriate for use as a percutaneous stone extraction basket.
  • the wires 104, 106 may be formed continuously with the filament 22, or alternately they may be secured to the filament 22.
  • a variety of materials can be used for the wires 104, 106, but they should be sufficiently small in diameter, flexible and kink-resistant to allow the baskets 28, 28', 28" to be collapsed into the lumen 19.
  • Super-elastic alloys such as the shape memory metal alloys described in U.S. Patent 5,989,266 are suitable.
  • nitinol which can be annealed as described in this patent.
  • Other materials known to those skilled in the art can readily be used to form the baskets 28, 28', 28".
  • the junction between adjacent wires in the baskets 28, 28', 28" can be secured in any suitable way, including sutures, adhesives, and knots of the type described in U.S. Patent 5,989,266.
  • the number of longitudinal basket wires 104 can be varied with the application, and 2, 3, 4, 5, 6 or more longitudinal wires can be used.
  • baskets 28, 28', 28" are not limited to use with any particular handle, and a wide variety of handles can be used.
  • stone is intended broadly to encompass a wide variety of biological stones, calculus and the like, including fragments of stones, calculus and the like formed by any of the techniques described above or other techniques developed in the future.
  • end portion is intended broadly to encompass the end of structure such as a filament along with an adjacent portion of the structure.
  • surface is intended broadly to encompass perforated surfaces.

Abstract

An endoscopic stone extraction device (10) includes a handle (12) that supports a sheath (18), and a filment (22) such as a wire slidably disposed in the sheath (18). One end of the wire (22) is mounted to the handle (12) for rotation with respect to the handle (12) and the other end of the handle (12) supports a stone extraction basket (28). A manipulator (60) is provided on the wire (22) to allow a user to rotate the filament (22) and therefore the basket (28) with respect to the handle (12). The basket (28) can have a side-facing opening (100) or a rear-facing opening (100'). In either case, a stone retention region (102) is provided with relatively small openings (110) sized to retain stones smaller than two millimeters in diameter.

Description

ENDOSCOPIC STONE EXTRACTION DEVICE WITH ROTATABLE BASKET
CROSS REFERENCE TO RELATED APPLICATON This application is a continuation-in-part of copending application Serial
No. 09/761 ,785 filed January 17, 2001 , the entirety of which is hereby incorporated by reference.
BACKGROUND
The present invention relates to basket-type devices for extracting stones such as ureteral stones, calaceal stones and other calculus and the like from the renal or biliary systems.
Various types of stone extraction baskets have been used in the past to extract stones and stone fragments from various biological systems. See for example the devices shown in the following U.S. Patents: Bates U.S. Patent 6,099,534, Okada U.S. Patent 6,093,196, Ouchi U.S. Patent
6,077,274, Bilitz U.S. Patent 6,059,796, Foster U.S. Patent 5,989,266, Bates U.S. Patent 5,957,932, Bates U.S. Patent 5,788,710, Bates U.S. Patent 5,496,330, Dormia U.S. Patent 4,612,931 , and Segura U.S. Patent 4,590,938. A typical stone extraction basket includes a wire basket carried by one end of a wire that is received within the lumen of a sheath. The end of the wire opposite the basket is secured to a handle that is used to slide the sheath over the wire, thereby moving the basket into and out of the lumen of the sheath. When the basket is out of the sheath, it expands to receive a stone. The sheath is then moved toward the basket to reduce the size of the basket openings, and the basket and the enclosed stone are removed from the body.
Recently, ultrasonic, laser, and electro-hydraulic techniques have been used to fragment stones in situ. Typically, the stone fragments are left in the body to be excreted. However, in some cases stone fragments may not be excreted as quickly or as completely as desired. Conventional stone extraction baskets are not optimized for the extraction of shattered stone fragments. Thus, a need presently exists for an improved endoscopic stone extraction device that is easier to use and better suited for the extraction of stone fragments.
SUMMARY
The preferred embodiments described below include a new type of handle that permits the stone extraction basket to be rotated easily inside the body by the surgeon. This rotation can be performed by the surgeon using the fingers and/or thumb of the same hand as that used to hold the handle, and the preferred embodiments are therefore single-person, single-hand operating devices. This represents a substantial advance over prior-art devices such as snares that require the use of two hands and/or two persons to operate. The preferred embodiments are readily disassembled by the surgeon when necessary to remove the handle and the associated sheath from the filament that supports the stone extraction basket. A new type of stone extraction basket is described that is well suited to the collection of small stone fragments.
The handle described below allows the basket to be rotated inside the body, as for example to orient the basket to admit a stone into the basket. The improved basket designs described below facilitate the retention and extraction of small stone fragments.
In one embodiment, the stone extraction basket has a large, side-facing opening to admit stones and stone fragments into the interior of the basket, and over half of the surface area of the basket is provided with relatively small openings adapted to retain stones and stone fragments in the basket. In another embodiment, the large openings of the basket are oriented to face the sheath, and the stone retention portion of the basket is disposed opposite the sheath.
The foregoing section has been provided by way of general introduction, and it should not be used to narrow the scope of the following claims. BRIEF DESCRIPTION OF THE DRAWINGS
Figure 1 is a perspective view of an endoscopic stone extraction device that incorporates a preferred embodiment of this invention.
Figure 2 is a cross-sectional view taken along line 2-2 of Figure 1. Figures 3, 4 and 5 are detailed views of a thumb wheel included in the embodiment of Figures 1 and 2.
Figure 6 is an exploded perspective view of a portion of the handle and the end portion of the wire of the embodiment of Figures 1 and 2.
Figure 6a is an exploded perspective view of the elements 73, 74 of Figure 6 from another viewing angle.
Figure 7 is a cross-sectional view corresponding to that of Figure 2 of a second preferred embodiment of this invention.
Figure 8 is a fragmentary side view of selected elements of the embodiment of Figure 7. Figures 9, 10 and 11 are enlarged perspective views of three stone retention baskets suitable for use in the embodiments of Figures 1-8.
Figure 12 is an enlarged fragmentary cross sectional view of the end portion of an alternative handle that incorporates a preferred embodiment of this invention.
DETAILED DESCRIPTION OF THE PRESENTLY PREFERRED
EMBODIMENTS
Turning now to the drawings, Figure 1 shows an endoscopic stone extraction device 10 that incorporates a preferred embodiment of this invention. The device 10 includes a handle 12 that in turn includes a grip 14 and a slide 16. As explained in greater detail below, the slide 16 is mounted to slide longitudinally along the length of the grip 14.
A tubular sheath 18 is secured to the slide 16. The sheath 18 defines a lumen 19, and the sheath 18 can be formed of any suitable flexible material, including the materials described in the above-identified prior-art patents. A strain relief collar 20 is provided at the point where the sheath 18 is secured to the slide 16 to reduce the incidence of kinking. The device also includes a filament 22 having a first end 24 (Figure 2) and a second end 26 (Figure 1 ). The first end 24 is rotatably secured to the grip 14 (Figure 2), and the second end 26 supports a stone extraction basket. The filament 22 can be formed of any suitable material, and is typically formed of a flexible metallic wire. Preferably, the first end 24 is thicker and stiffer than the second end 26 to facilitate insertion and manipulation of the basket 28.
The following sections will first describe the handle 12 in greater detail, before turning to alternative forms of the basket 28.
The Handle 12 As best shown in Figure 2, the handle 12 includes a tube 30 that defines a longitudinally extending slot 32. The tube 30 forms a bore 34 and terminates at one end in external threads 36. Protruding elements 38 extend away from the perimeter of the tube 30 to facilitate the grasping of the tube 30 by a physician during use. For purposes of discussion, the portion of the tube 30 adjacent the external threads 36 will be referred to as the rear portion 42, and the opposite end of the tube 30 will be referred as the front portion 40. The tube 30 may for example be formed of any suitable, moldable thermoplastic material, though the widest variety of materials can be adapted for use with this invention. Continuing with Figure 2, the slide 16 includes a guide cylinder 50 sized to slide along the bore 34 of the tube 30. This guide cylinder 50 defines a central opening 52 sized to pass the filament 22 with little or no friction therebetween. The slide 16 also includes an arm 54 that extends from the guide cylinder 50 through the slot 32 to a plate 56. The arm 54 holds the plate 56 in alignment with the centerline of the tube 30. The slide 6 includes a gripping portion 58 that can be pushed or pulled by a physician during use to move the slide 16 along the longitudinal axis of the tube 30. As before, a wide range of materials can be used for the slide 16, including any suitable thermoplastic material. As shown in Figures 1-5, a disk 60 is provided. This disk 60 is positioned adjacent the front portion 40 of the tube 30. The disk 60 is clamped onto the filament 22, and the disk 60 is rotatable with respect to both the tube 30 and the slide 16. As shown in Figures 3-5, the disk 60 includes half-disks 66, 68 that snap together in a releasable manner. The half-disks 66, 68 carry respective elastomeric gripping portions 69 designed to grip the filament 22 therebetween when the half-disks 66, 67 are snapped together.
As best shown in Figures 1 , 2, 6 and 6a, the handle 12 carries a threaded cap 70 that defines a set of internal threads sized to mate with the external threads 36. The cap 70 includes a socket 71 that bears on a chuck 72. When the cap 70 is tightened in place, the chuck 72 is held between the socket 71 and an internal socket 31 formed by the tube 30. The chuck 72 is free to rotate but not to translate with respect to the tube 30.
The chuck 72 includes two parts 73, each having a central groove 77 sized to clamp against the filament 22. The groove 77 may be lined with an elastometric layer to ensure good frictional contact between the chuck 72 and the filament 22. Each part 73 defines external threads, and the parts 73 are clamped against the filament by a cap nut 74 such that the chuck 72 rotates and translates in unison with the filament 22. The chuck 72 forms a convex surface 75 that engages the socket 31 , and a convex surface 76 that engages the socket 71. The surfaces 75, 76 are shaped to allow low-friction rotation of the chuck 72 and the filament 22 relative to the tube 30. Thus, the chuck 72 and associated elements carried by the tube 30 form a rotational joint.
Other types of rotational joints may be used, including ball-and-socket joints. For example, a ball-and-socket joint may be included in the filament 22 near the first end 24, and the first end 24 may be fixed to the tube 30. Also, the filament may have an enlarged end that forms part of the rotational joint, and the enlarged end may be sized to fit through the lumen of the sheath 18. Alternatively, the enlarged end may be too large to fit through the lumen of the sheath, and may be removable from the body of the filament 22, e.g. by disassembling the enlarged end from the filament 22. In use, the device 10 is assembled as shown in Figures 1 and 2.
Initially, the slide 16 is advanced (i.e. moved to the right in the view of Figure 2) to move the sheath 18 over the basket 28. This reduces the cross- sectional dimensions of the basket 28 and facilitates insertion of the basket 28 into a region of the body adjacent to the stone to be removed. The slide 16 is then moved to the left in the view of Figure 2 to expose the basket 28, which resiliently assumes an enlarged operational shape. As described in greater detail in the following section relating to the basket, the basket defines one or more large, stone-receiving openings, and in some embodiments the stone- receiving openings are laterally facing. The physician can position the basket as desired by manipulating the disk 60, thereby rotating the filament 22 and the attached basket 28. It should be apparent from the foregoing discussion that rotation of the disk 60 and the filament 22 occurs without rotation of the sheath 18, the slide 16 or the handle 12. This arrangement facilitates rotation of the filament 22 and the basket 28 inside the lumen of the body cavity in which it is inserted, since friction between the sheath 18 and the endoscopic device and between the sheath 18 and adjacent tissue do not impede rotation of the filament 22 and the basket 28. Rotation of the filament 22 is guided by the rotational joint that includes the chuck 72. Once a stone has been captured within the basket, the slide 16 is then moved to the right in the view of Figure 2 to move the sheath over at least a portion of the basket, thereby securely capturing the stone in the basket for removal.
The handle 12 has been designed to allow a surgeon to control both the axial position of the basket 28 and the rotational position of the basket 28 easily with one hand. In use, the surgeon grips the handle 12 with the palm of one hand against the grip 14. In this position, the surgeon can advance and retract the slide 16 using the thumb of the same hand that holds the grip 14.
As explained above, axial movement of the slide 16 causes a basket 28 to move into and out of the free end of the sheath 18. Because the disk 60 (Figure 2) is positioned near the front end of the handle 12, the surgeon can rotate the disk 60 using the thumb and index finger of the same hand that holds the grip 14. With this arrangement, a surgeon can both (1 ) use a scope such as a ureteroscope and (2) manipulate the position of the basket both axially and rotationally, without requiring the help of an assistant. For example, the surgeon can hold the scope with the left hand and hold the handle 12 with the right hand, positioning the fingers of the right hand both to control the position of the slide 16 and the rotational position of the disk 60. This arrangement allows quick, intuitive, and precise control of the axial and rotational position of the basket, and eliminates the need for an assistant in many surgical procedures.
On occasion, it may be necessary to remove the handle 12, the slide 16 and the sheath 18 while leaving the filament 22 and the basket 28 in place. This can readily be accomplished by unscrewing the cap 70 from the handle 12, removing the cap nut 74 from the parts 73, and then removing the parts 73, handle 12, slide 16 and sheath 18 from the filament 22.
The disk 60 is an example of a manipulator used to rotate the filament 22 relative to the handle 12. This manipulator can take other forms, including the form shown in Figures 7 and 8. The embodiment of Figures 7 and 8 is similar to that of Figures 1 and 2, except that the disk 60 has been replaced by a lever 80. This lever 80 defines a free end 82 and hinged end 84, and the free end 82 is positioned closer to the first end 24 of the filament 22 than is the hinged end 84. During normal use, the lever 80 is positioned as shown in Figure 7 in an extended position. In this position the user can apply torques to the lever 80 and therefore to the -filament 22 to rotate the filament 22 as described above. The hinged end 84 is connected to the filament 22 at a hinged joint (e.g. a living hinge or a multiple-part hinge) and the lever 80 can be moved to the retracted position shown in dotted lines in Figure 8. In this retracted position, the lever 80 can be moved through the lumen of the sheath 18, thereby allowing the handle, slide and sheath to be removed from the filament 22 as described above.
The Stone Extraction Basket 28
The handle 10 described above can be used with any desired stone extraction basket. However, the preferred stone extraction baskets are formed as shown in Figures 9, 10 and 11. The stone extraction basket 28 of Figure 9 is well adapted for use as a calaceal stone extraction basket and also in the ureter when appropriate. This basket includes a stone entrance region 100 and a stone retention region 102. The retention region 102 extends over more than half the area of the basket. This basket is formed by a set of longitudinal basket wires 104 and a set of lateral basket wires 106. The longitudinal basket wires 104 form a larger opening 108 in the stone entrance region 100, and the basket wires 104, 106 cooperate to form a number of smaller openings 110 in the stone retention region 102. In this embodiment, the larger opening 108 is sized to admit a stone that is at least two millimeters in diameter, and the smaller openings 110 are sized to retain a stone smaller than two millimeters in diameter. In one example, the larger opening is sized to admit stones as large as 5 mm in diameter. The wires 104, 106 are preferably small, flexible, kink-resistant wires that are capable of collapsing together to fit within the lumen 19.
In Figure 9 the basket is shown in its operational configuration in which the basket is fully outside of the lumen 19 of the sheath 18. As described above, after a stone has been captured within the basket of Figure 9, the sheath 18 can be moved over part of the basket 28 to reduce the size of the larger opening 108.
The basket 28 can also be used to capture ureteral stone fragments. In one example, the basket is inserted into a tract (such as the urinary tract or the biliary tract) with an endoscope, and the basket is positioned around a stone to be fragmented. Then the stone is fragmented, for example with a laser or an electro-hydraulic stone fragmenting device. On some occasions, the initial stone fragmentation operation will leave stone fragments that are too large for extraction. In this case, the surgeon can rotate basket and the partially-fragmented stone to align one of the larger stone fragments with the fragmenting device (e.g. the laser) and then repeat the stone fragmentation operation. In this way, selected stone fragments can be aligned with the stone fragmentation device as necessary to reduce the largest stone fragments to the desired size. Any suitable basket, including all of the baskets described herein, can be used to practice this method.
Figure 12 shows an enlarged section of the rear end portion of a handle 12' that can be identical to the handle 12 shown in Figure 2 except for the differences discussed below. The filament 22' is tubular, and it receives an optical fiber 120. The optical fiber 120 slides freely in the filament 22', and it extends to the left as shown in Figure 12 to an optical laser (not shown) and to the right as shown in Figure to the extreme end of the filament 22', where the optical fiber points into the interior of the basket (not shown). The threaded cap 70' is identical to the cap 70 described above, except that it includes an opening 122 that allows the optical fiber 120 to pass freely out of the cap 70'. Similarly, the chuck 72' is identical to the chuck 72 described above, except that the convex surface 76' defines an opening 124 that is aligned with the opening 122 and through which the optical fiber 120 passes. The chuck 72' operates as described above to engage the outer surface of the filament 22'.
The embodiment of Figure 12 is adapted to perform the stone fragmentation process described immediately above. In particular, the optical fiber 120 transmits laser pulses from the laser (not shown) to a stone contained within the basket (not shown). If necessary, the surgeon can rotate the basket and the partially-fragmented stone (without rotating the optical fiber 120) to align one of the larger stone fragments with the distal end of the optical fiber 120, and then repeat the stone fragmentation operation. In this embodiment the basket is rotated using the disk 60 of Figure 2 or the lever 80 of Figure 7. Because the optical fiber 120 slides freely within the lumen of the filament 22', rotation of the filament 22' preferably does not cause rotation of the optical fiber 120.
The optical fiber 120 can be replaced with an elongated component of another stone fragmenting device, such as an electro-hydraulic lithothripter, an ultrasonic lithothripter, or the like, that transmits stone-fragmenting energy to a stone in the basket via the elongated component. In some cases, the optical fiber 120 is replaced with an electrical cable that interconnects an external transmitter (not shown) with a lithothripter transducer (not shown) positioned at the end of the filament 22' near the basket. All such optical fibers and cables can be taken as examples of lithothripter components. It should be noted that the larger opening 108 faces laterally with respect to a longitudinal basket axis extending through the second end 26 of the filament 22. Because the larger opening 108 is laterally facing, the filament rotating features of the handle 12 described above can be used to orient the larger opening 108 as desired to facilitate stone capture. Also, in the event a stone is captured that is too large to be removed from the body, the basket can be rotated to point the larger opening 108 downwardly. In this orientation, the weight of the stone tends to move it out of the basket. Once this occurs, the basket can be removed from the body and the stone fragmented using conventional lithothripsy techniques.
The basket 28' of Figure 10 is similar to the basket 28 of Figure 9 except that the stone entrance region 100' is positioned adjacent the second end 26 of the filament 22, and the stone retention region 102' is positioned opposite the second end 26 of the filament 22. The basket 28' is well suited for the collection of ureteral stone fragments after laser, ultrasonic, or electro- hydraulic lithothripsy. Also, the basket 28' may be positioned proximally of a stone prior to lithothripsy to prevent stone fragments from migrating up the ureter. In use, the collapsed basket 28' is moved past the stone or stones to be collected, then the sheath 18 is moved to allow the basket 28' to expand to the operational configuration of Figure 10, and then the basket 28' is moved to collect the stones in the stone retention region. At this point, the sheath 18 is moved over the filament 22 to collapse the basket 28' partially, thereby retaining the captured stones in the stone retention region 102'.
Figure 11 shows a basket 28" that is similar to the basket 28 of Figure 9, including a stone entrance region 100" and a stone retention region 102". The main difference is that the basket 28" is shaped differently as appropriate for use as a percutaneous stone extraction basket. The wires 104, 106 may be formed continuously with the filament 22, or alternately they may be secured to the filament 22. A variety of materials can be used for the wires 104, 106, but they should be sufficiently small in diameter, flexible and kink-resistant to allow the baskets 28, 28', 28" to be collapsed into the lumen 19. Super-elastic alloys such as the shape memory metal alloys described in U.S. Patent 5,989,266 are suitable. One such shape-memory material is nitinol, which can be annealed as described in this patent. Other materials known to those skilled in the art can readily be used to form the baskets 28, 28', 28". The junction between adjacent wires in the baskets 28, 28', 28" can be secured in any suitable way, including sutures, adhesives, and knots of the type described in U.S. Patent 5,989,266.
The number of longitudinal basket wires 104 can be varied with the application, and 2, 3, 4, 5, 6 or more longitudinal wires can be used.
For the reasons discussed above, it is preferred to use the baskets 28, 28', 28" with the handle 12 of Figures 1 and 2. However, it should be clearly understood that the baskets of this invention are not limited to use with any particular handle, and a wide variety of handles can be used.
Conclusion
It should be apparent from the foregoing detailed description that improved endoscopic stone extraction devices have been described that are well suited to the collection of a wide variety of stones, including stone fragments. The stone extraction devices described above can be used with the widest variety of endoscopes, including ureteroscopes, nephroscopes and other endoscopic devices. Urinary tract stones and biliary tract stones are two examples. The handle 12 can be adapted for use with various surgical tools designed for use with other long and narrow body cavities, e.g. the common bile duct and its tributaries and branches, the urethra, and blood vessels of the vascular system.
As used herein, the term "stone" is intended broadly to encompass a wide variety of biological stones, calculus and the like, including fragments of stones, calculus and the like formed by any of the techniques described above or other techniques developed in the future.
The term "end portion" is intended broadly to encompass the end of structure such as a filament along with an adjacent portion of the structure. The term "surface" is intended broadly to encompass perforated surfaces.
The foregoing detailed description has discussed only a few of the many forms that this invention can take. For this reason, this detailed description is intended by way of illustration and not limitation. It only the following claims, including all equivalents, that are intended to define the scope of this invention.

Claims

1. An endoscopic stone-extraction device comprising: a filament comprising a first end portion and a second end portion; a sheath comprising a lumen, said filament disposed in the lumen such that the sheath is slideable with respect to the filament; a stone-extraction basket carried by the first end portion of the filament; a handle coupled with the second end portion of the filament, said handle comprising a front portion and a rear portion, said basket positioned nearer the front portion than the rear portion, measured along the filament; and a manipulator coupled with the filament and exposed for manual manipulation adjacent the front portion of the handle, said manipulator rotatable with respect to the handle such that rotation of the manipulator rotates the filament and the basket relative to the handle.
2. The invention of Claim 1 wherein the manipulator is removably attached to the filament.
3. The invention of Claim 1 wherein the manipulator comprises first and second elements removably secured together, thereby clamping the filament therebetween.
4. The invention of Claim 1 wherein the manipulator comprises an element hinged to the filament to move between an extended position, in which the element extends away from the filament for manipulation, and a retracted position, in which the element extends along the filament for passage through the handle.
5. The invention of Claim 4 wherein the element comprises a free end and a hinged end, and wherein the free end is closer than the hinged end to the second end of the filament.
6. The invention of Claim 1 further comprising: a rotatable joint interconnecting the second end portion of the filament and the handle such that the second end portion of the filament is rotatable with respect to the handle, said rotatable joint substantially preventing translational movement between the second end portion of the filament and the handle along a direction oriented parallel to the second end portion of the filament.
7. An endoscopic stone-extraction device comprising: a filament comprising a first end portion and a second end portion; a sheath comprising a lumen, said filament disposed in the lumen such that the sheath is slideable with respect to the filament; a stone-extraction basket carried by the first end portion of the filament; a handle; and a rotatable joint interconnecting the second end portion of the filament and the handle such that the second end portion of the filament is rotatable with respect to the handle, said rotatable joint substantially preventing translational movement between the second end portion of the filament and the handle along a direction oriented parallel to the second end portion of the filament.
8. The invention of Claim 1 or 7 wherein the handle comprises a slide and a grip, wherein the slide is mounted for translation relative to the grip, wherein the sheath is coupled with the slide, and wherein the filament is coupled with the grip.
9. The invention of Claim 6 or 7 wherein the rotatable joint comprises a chuck removably clamped to the second end portion of the filament.
10. The invention of Claim 9 wherein the chuck comprises a convex surface shaped for rotation relative to the handle.
1 1. The invention of Claim 1 or 6 wherein said basket comprises a stone-entrance region and a stone-retention region, said stone-entrance region comprising a first opening sized to admit a stone into the basket, said stone-retention region comprising a plurality of second openings, all of the second openings being smaller than the first opening; said first opening facing the first end portion of the support filament, said stone-retention region positioned on a side of the basket opposite the first end portion of the support filament.
12. The invention of Claim 1 or 6 wherein said basket comprises a stone-entrance region and a stone-retention region, said stone-entrance region comprising a first, larger opening sized to admit a stone into the basket, said stone-retention region comprising a plurality of second openings, all of the second openings being smaller than the first opening; said first opening facing laterally away from a longitudinal axis extending through the basket and passing through the first end portion of the support filament, said stone-retention region extending over more than one-half of a total surface area defined by the basket.
13. The invention of Claim 11 wherein the stone-retention region defines an internally concave surface facing the first end portion of the support filament.
14. The invention of Claim 11 wherein the basket comprises a set of longitudinal basket filaments radiating from the first end portion of, the support filament and a set of lateral basket filaments extending between the longitudinal basket filaments, said lateral basket filaments positioned substantially entirely in the stone-retention region of the basket.
15. The invention of Claim 11 wherein the second openings are all smaller than 2 mm in minimum dimension.
16. The invention of Claim 15 wherein the first opening is larger than 2 mm in minimum dimension.
17. The invention of Claim 11 wherein the basket is configured to collapse into the lumen when the basket is moved into the lumen, and to expand to an operational shape when the basket is moved out of the lumen.
18. The invention of Claim 11 wherein the filament and the basket are free of attachment to the sheath, such that the entire basket is movable into the lumen of the sheath.
19. The invention of Claim 12 wherein the basket comprises a set of longitudinal basket filaments radiating from the first end portion of the support filament and a set of lateral basket filaments extending between the longitudinal basket filaments, said lateral basket filaments positioned substantially entirely in the stone-retention region of the basket.
20. The invention of Claim 12 wherein the second openings are all smaller than 2 mm in minimum dimension.
21. The invention of Claim 20 wherein the first opening is larger than 2 mm in minimum dimension.
22. The invention of Claim 12 wherein the basket is configured to collapse into the lumen when the basket is moved into the lumen, and to expand to an operational shape when the basket is moved out of the lumen.
23. The invention of Claim 12 wherein the filament and the basket are free of attachment to the sheath, such that the entire basket is movable into the lumen of the sheath.
24. The invention of Claim 1 or 7 wherein the filament carries an elongated lithothripter component that passes through the handle and extends adjacent to the stone extraction basket.
25. A method for fragmenting a biological stone situated in a tract, said method comprising:
(a) positioning a stone in a basket with an endoscopic device inserted into a tract;
(b) partially fragmenting the stone after (a);
(c) rotating the basket after (b), thereby repositioning the partially-fragmented stone of (b); and then
(d) further fragmenting the stone positioned in the basket.
26. The method of Claim 25 wherein the basket of (a) comprises a laterally-facing stone-entrance region.
27. The method of Claim 25 wherein the basket of (a) comprises a stone-entrance region facing the endoscopic device.
28. The method of Claim 25 wherein (b) and (d) comprise transmitting laser pulses through an optical fiber carried by a filament that supports the basket.
29. The method of Claim 25 wherein (b) and (d) comprise transmitting energy to the stone via an elongated component carried by a filament that supports the basket.
PCT/US2002/005128 2001-01-17 2002-01-10 Endoscopic stone extraction device with rotatable basket WO2002056944A2 (en)

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US09/761,785 US6494885B1 (en) 2001-01-17 2001-01-17 Endoscopic stone extraction device with rotatable basket
US09/870,348 US6419679B1 (en) 2001-01-17 2001-05-30 Endoscopic stone extraction device with rotatable basket
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CN112842465A (en) * 2020-12-24 2021-05-28 上海埃尔顿医疗器械有限公司 Flower-shaped stone-taking net basket for flexible endoscope

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CN112842465A (en) * 2020-12-24 2021-05-28 上海埃尔顿医疗器械有限公司 Flower-shaped stone-taking net basket for flexible endoscope

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