WO2003035716A1 - Methods of making decomposable thin films of polyelectrolytes and uses thereof - Google Patents

Methods of making decomposable thin films of polyelectrolytes and uses thereof Download PDF

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Publication number
WO2003035716A1
WO2003035716A1 PCT/US2002/034191 US0234191W WO03035716A1 WO 2003035716 A1 WO2003035716 A1 WO 2003035716A1 US 0234191 W US0234191 W US 0234191W WO 03035716 A1 WO03035716 A1 WO 03035716A1
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thin film
poly
polymer
polyelectrolyte
substrate
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PCT/US2002/034191
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French (fr)
Inventor
David M. Lynn
Eduardo Vazquez
Robert S. Langer
Paula Hammond
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Massachusetts Institute Of Technology
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Publication of WO2003035716A1 publication Critical patent/WO2003035716A1/en

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    • C09D151/00Coating compositions based on graft polymers in which the grafted component is obtained by reactions only involving carbon-to-carbon unsaturated bonds; Coating compositions based on derivatives of such polymers
    • C09D151/08Coating compositions based on graft polymers in which the grafted component is obtained by reactions only involving carbon-to-carbon unsaturated bonds; Coating compositions based on derivatives of such polymers grafted on to macromolecular compounds obtained otherwise than by reactions only involving carbon-to-carbon unsaturated bonds
    • AHUMAN NECESSITIES
    • A61MEDICAL OR VETERINARY SCIENCE; HYGIENE
    • A61KPREPARATIONS FOR MEDICAL, DENTAL OR TOILETRY PURPOSES
    • A61K9/00Medicinal preparations characterised by special physical form
    • A61K9/48Preparations in capsules, e.g. of gelatin, of chocolate
    • A61K9/50Microcapsules having a gas, liquid or semi-solid filling; Solid microparticles or pellets surrounded by a distinct coating layer, e.g. coated microspheres, coated drug crystals
    • A61K9/5005Wall or coating material
    • A61K9/5021Organic macromolecular compounds
    • A61K9/5026Organic macromolecular compounds obtained by reactions only involving carbon-to-carbon unsaturated bonds, e.g. polyvinyl pyrrolidone, poly(meth)acrylates
    • AHUMAN NECESSITIES
    • A61MEDICAL OR VETERINARY SCIENCE; HYGIENE
    • A61KPREPARATIONS FOR MEDICAL, DENTAL OR TOILETRY PURPOSES
    • A61K9/00Medicinal preparations characterised by special physical form
    • A61K9/48Preparations in capsules, e.g. of gelatin, of chocolate
    • A61K9/50Microcapsules having a gas, liquid or semi-solid filling; Solid microparticles or pellets surrounded by a distinct coating layer, e.g. coated microspheres, coated drug crystals
    • A61K9/5073Microcapsules having a gas, liquid or semi-solid filling; Solid microparticles or pellets surrounded by a distinct coating layer, e.g. coated microspheres, coated drug crystals having two or more different coatings optionally including drug-containing subcoatings
    • AHUMAN NECESSITIES
    • A61MEDICAL OR VETERINARY SCIENCE; HYGIENE
    • A61KPREPARATIONS FOR MEDICAL, DENTAL OR TOILETRY PURPOSES
    • A61K9/00Medicinal preparations characterised by special physical form
    • A61K9/48Preparations in capsules, e.g. of gelatin, of chocolate
    • A61K9/50Microcapsules having a gas, liquid or semi-solid filling; Solid microparticles or pellets surrounded by a distinct coating layer, e.g. coated microspheres, coated drug crystals
    • A61K9/5089Processes
    • BPERFORMING OPERATIONS; TRANSPORTING
    • B01PHYSICAL OR CHEMICAL PROCESSES OR APPARATUS IN GENERAL
    • B01JCHEMICAL OR PHYSICAL PROCESSES, e.g. CATALYSIS OR COLLOID CHEMISTRY; THEIR RELEVANT APPARATUS
    • B01J13/00Colloid chemistry, e.g. the production of colloidal materials or their solutions, not otherwise provided for; Making microcapsules or microballoons
    • B01J13/02Making microcapsules or microballoons
    • BPERFORMING OPERATIONS; TRANSPORTING
    • B01PHYSICAL OR CHEMICAL PROCESSES OR APPARATUS IN GENERAL
    • B01JCHEMICAL OR PHYSICAL PROCESSES, e.g. CATALYSIS OR COLLOID CHEMISTRY; THEIR RELEVANT APPARATUS
    • B01J13/00Colloid chemistry, e.g. the production of colloidal materials or their solutions, not otherwise provided for; Making microcapsules or microballoons
    • B01J13/02Making microcapsules or microballoons
    • B01J13/20After-treatment of capsule walls, e.g. hardening
    • B01J13/22Coating
    • BPERFORMING OPERATIONS; TRANSPORTING
    • B82NANOTECHNOLOGY
    • B82YSPECIFIC USES OR APPLICATIONS OF NANOSTRUCTURES; MEASUREMENT OR ANALYSIS OF NANOSTRUCTURES; MANUFACTURE OR TREATMENT OF NANOSTRUCTURES
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    • C08F283/00Macromolecular compounds obtained by polymerising monomers on to polymers provided for in subclass C08G
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    • C08F283/00Macromolecular compounds obtained by polymerising monomers on to polymers provided for in subclass C08G
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    • C08L51/00Compositions of graft polymers in which the grafted component is obtained by reactions only involving carbon-to-carbon unsaturated bonds; Compositions of derivatives of such polymers
    • C08L51/006Compositions of graft polymers in which the grafted component is obtained by reactions only involving carbon-to-carbon unsaturated bonds; Compositions of derivatives of such polymers grafted on to block copolymers containing at least one sequence of polymer obtained by reactions only involving carbon-to-carbon unsaturated bonds
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    • C08L51/00Compositions of graft polymers in which the grafted component is obtained by reactions only involving carbon-to-carbon unsaturated bonds; Compositions of derivatives of such polymers
    • C08L51/08Compositions of graft polymers in which the grafted component is obtained by reactions only involving carbon-to-carbon unsaturated bonds; Compositions of derivatives of such polymers grafted on to macromolecular compounds obtained otherwise than by reactions only involving unsaturated carbon-to-carbon bonds
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    • C08L53/00Compositions of block copolymers containing at least one sequence of a polymer obtained by reactions only involving carbon-to-carbon unsaturated bonds; Compositions of derivatives of such polymers
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    • C08L73/00Compositions of macromolecular compounds obtained by reactions forming a linkage containing oxygen or oxygen and carbon in the main chain, not provided for in groups C08L59/00 - C08L71/00; Compositions of derivatives of such polymers
    • C08L73/02Polyanhydrides
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    • C08LCOMPOSITIONS OF MACROMOLECULAR COMPOUNDS
    • C08L85/00Compositions of macromolecular compounds obtained by reactions forming a linkage in the main chain of the macromolecule containing atoms other than silicon, sulfur, nitrogen, oxygen and carbon; Compositions of derivatives of such polymers
    • C08L85/02Compositions of macromolecular compounds obtained by reactions forming a linkage in the main chain of the macromolecule containing atoms other than silicon, sulfur, nitrogen, oxygen and carbon; Compositions of derivatives of such polymers containing phosphorus
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    • C09D151/00Coating compositions based on graft polymers in which the grafted component is obtained by reactions only involving carbon-to-carbon unsaturated bonds; Coating compositions based on derivatives of such polymers
    • C09D151/006Coating compositions based on graft polymers in which the grafted component is obtained by reactions only involving carbon-to-carbon unsaturated bonds; Coating compositions based on derivatives of such polymers grafted on to block copolymers containing at least one sequence of polymer obtained by reactions only involving carbon-to-carbon unsaturated bonds
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    • C09D153/00Coating compositions based on block copolymers containing at least one sequence of a polymer obtained by reactions only involving carbon-to-carbon unsaturated bonds; Coating compositions based on derivatives of such polymers
    • YGENERAL TAGGING OF NEW TECHNOLOGICAL DEVELOPMENTS; GENERAL TAGGING OF CROSS-SECTIONAL TECHNOLOGIES SPANNING OVER SEVERAL SECTIONS OF THE IPC; TECHNICAL SUBJECTS COVERED BY FORMER USPC CROSS-REFERENCE ART COLLECTIONS [XRACs] AND DIGESTS
    • Y10TECHNICAL SUBJECTS COVERED BY FORMER USPC
    • Y10TTECHNICAL SUBJECTS COVERED BY FORMER US CLASSIFICATION
    • Y10T428/00Stock material or miscellaneous articles
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    • Y10T428/24942Structurally defined web or sheet [e.g., overall dimension, etc.] including components having same physical characteristic in differing degree
    • YGENERAL TAGGING OF NEW TECHNOLOGICAL DEVELOPMENTS; GENERAL TAGGING OF CROSS-SECTIONAL TECHNOLOGIES SPANNING OVER SEVERAL SECTIONS OF THE IPC; TECHNICAL SUBJECTS COVERED BY FORMER USPC CROSS-REFERENCE ART COLLECTIONS [XRACs] AND DIGESTS
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    • YGENERAL TAGGING OF NEW TECHNOLOGICAL DEVELOPMENTS; GENERAL TAGGING OF CROSS-SECTIONAL TECHNOLOGIES SPANNING OVER SEVERAL SECTIONS OF THE IPC; TECHNICAL SUBJECTS COVERED BY FORMER USPC CROSS-REFERENCE ART COLLECTIONS [XRACs] AND DIGESTS
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    • Y10T428/2984Microcapsule with fluid core [includes liposome]
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    • Y10T428/2985Solid-walled microcapsule from synthetic polymer
    • YGENERAL TAGGING OF NEW TECHNOLOGICAL DEVELOPMENTS; GENERAL TAGGING OF CROSS-SECTIONAL TECHNOLOGIES SPANNING OVER SEVERAL SECTIONS OF THE IPC; TECHNICAL SUBJECTS COVERED BY FORMER USPC CROSS-REFERENCE ART COLLECTIONS [XRACs] AND DIGESTS
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    • Y10T428/2985Solid-walled microcapsule from synthetic polymer
    • Y10T428/2987Addition polymer from unsaturated monomers only
    • YGENERAL TAGGING OF NEW TECHNOLOGICAL DEVELOPMENTS; GENERAL TAGGING OF CROSS-SECTIONAL TECHNOLOGIES SPANNING OVER SEVERAL SECTIONS OF THE IPC; TECHNICAL SUBJECTS COVERED BY FORMER USPC CROSS-REFERENCE ART COLLECTIONS [XRACs] AND DIGESTS
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Definitions

  • LBL layer-by-layer
  • the LBL approach is _ based on electrostatic attractions between polyelectrolytes and oppositely charged surfaces.
  • a negatively charged substrate is first dipped in a polycation solution. Electrostatic attractions result in deposition of the polycation and a resulting reversal of surface charge (see Figure 1, step 1).
  • the positively charged substrate is then submerged in a polyanion solution, resulting in deposition of the polyanion and restoration of the negative charge on the surface (see Figure 1, step 2). Repetition of these steps leads to the buildup of layers of alternating oppositely charged polyelectrolytes on the substrate surface.
  • LBL assembly The array of materials available for LBL assembly is broad, including synthetic polyelectrolytes, conducting polymers, dyes, and metal colloids, as well as a variety of biological species such as proteins, viruses, and DNA.
  • Applications as diverse as conductive and light-emitting films, biologically-active surfaces, selective membranes, patterned films, and hollow multi-layer structures underscore the potential of the LBL technique (for a review of applications, see Hammond, Curr. Opin. Coll. Interface Sci. 3:32, 1998, the contents of which are incorporated herein by reference).
  • the invention is a decomposable thin film.
  • the thin film comprises a plurality of polyelectrolyte layers of alternating charge.
  • the thin film may comprise alternating polycationic and polyanionic layers.
  • decomposition of the thin film is characterized by hydrolytic degradation of at least a portion of the polyelectrolyte layers.
  • decomposition of the thin film may be characterized by enzymatic, thermal, and/or photolytic degradation of at least a portion of the polyelectrolyte layers. The degradation rate need not be constant.
  • the degradable polyelectrolytes may be synthetic, natural, or a mixture of both.
  • the polyelectrolyte layers may, for example, include hydrolytically degradable polymers such as polyesters, polyanhydrides, polyorthoesters, polyphosphazenes, polyphosphoesters, or any combination thereof.
  • An anionic and/or cationic group may be incorporated into the polymer backbone, covalently attached to the polymer backbone, or attached to a pendant group of the polymer.
  • the degradable polyelectrolytes may be zwitterionic polymers.
  • the polyelectrolyte layers may further include biodegradable polyelectrolytes. Additionally, the polyelectrolyte layers may include a mixture of degradable and non-degradable polyelectrolytes.
  • the degradation rate of the polyelectrolyte layers may be varied such that the decomposition rate of the thin film is not a constant.
  • a layer of cells may be deposited on the surface of the thin film.
  • the thin films may include electroactive polymers.
  • a portion of the layers may comprise a biomolecule, small molecule, bioactive agent, or some combination of these.
  • the concentration of the biomolecule, small molecule, or bioactive agent may vary with depth, and it may be associated with or mixed with the polyelectrolytes in a layer of the thin film.
  • a cell adhesion sequence, targeting sequence, or both may be disposed in the top layer of the thin film.
  • the film may be deposited upon a non- planar substrate or may be a hollow shell. The substrate may diffuse through the thin film or dissolve after decomposition of the thin film.
  • the invention is a method of releasing an entity from a thin film.
  • the method comprises associating or mixing the entity with a thin film comprising a plurality of polyelectrolyte layers of alternating charge and placing the thin film in a medium in which at least a portion of the thin film decomposes via the substantially sequential degradation of at least a portion of the polyelectrolyte layers.
  • the degradation may be at least partially hydrolytic, at least partially enzymatic, at least partially thermal, and/or at least partially photolytic.
  • the substrate material may be allowed to diffuse through the thin film or may be dissolved following decomposition of the thin film.
  • the method may furtlier comprise placing the thin film in a second medium in which a second portion of the thin film decomposes.
  • the medium may be characterized by endosomal conditions or physiological conditions.
  • the method may include adding a primer layer interposed between the thin film and the substrate.
  • the method may further comprise producing the thin film via layer-by- layer assembly.
  • the polyelectrolyte layers may be deposited by dip coating, spray coating, brush coating, roll coating, spin casting, or some combination of these. After predetermined layers are deposited, the entity may be associated with them.
  • the invention is a method of generating a three dimensional microstructure on a substrate surface.
  • the method comprises creating a charged region on a substrate surface, depositing a plurality of polyelectrolyte layers of alternating charge on the charged region, depositing a first non-degradable material over the substrate and the plurality of polyelectrolyte layers, and placing the coated substrate in a medium in which at least a portion of the polyelectrolyte layers degrade.
  • the surface composition of the substrate may vary.
  • the charged region may be created by stamping a self-assembled monolayer, by depositing a uniform coating of a polymer on the substrate surface and patterning the uniform coating by photolithography, or ' by selectively exposing the substrate surface to plasmas, electromagnetic radiation, or electron beams.
  • the method may further comprise creating a charged region on the first non-degradable material, depositing a plurality of polyelectrolyte layers of alternating charge on the charged region, and depositing a second non-degradable material over the first non-degradable material and the plurality of layers.
  • the two non-degradable materials may be the same or different and the methods used to create the charged region or regions may be the same or different.
  • animal refers to humans as well as non- human animals, including, for example, mammals, birds, reptiles, amphibians, and fish.
  • the non-human animal is a mammal (e.g., a rodent, a mouse, a rat, a rabbit, a monkey, a dog, a cat, a primate, or a pig).
  • An animal may be a transgenic animal.
  • Associated with When two entities are “associated with” one another as described herein, they are linked by a direct or " indirect covalent or non-covalent interaction. Desirable non-covalent interactions include hydrogen bonding, van der aals interactions, hydrophobic interactions, magnetic interactions, electrostatic interactions, etc. Preferred non-covalent interactions are electrostatic interactions and hydrogen bonds.
  • Biomolecules refers to molecules (e.g., proteins, amino acids, peptides, polynucleotides, nucleotides, carbohydrates, sugars, lipids, nucleoproteins, glycoproteins, lipoproteins, steroids, etc.) whether naturally-occurring or artificially created (e.g., by synthetic or recombinant methods) that are commonly found in cells and tissues.
  • molecules e.g., proteins, amino acids, peptides, polynucleotides, nucleotides, carbohydrates, sugars, lipids, nucleoproteins, glycoproteins, lipoproteins, steroids, etc.
  • biomolecules include, but are not limited to, enzymes, receptors, neurotransmitters, hormones, cytokines, cell response modifiers such as growth factors and chemotactic factors, antibodies, vaccines, haptens, toxins, interferons, ribozymes, anti-sense agents, plasmids, DNA, and RNA.
  • Biocompatible The term “biocompatible”, as used herein is intended to describe materials that do not elicit a substantial detrimental response in vivo.
  • Biodegradable As used herein, “biodegradable” polymers are polymers that degrade fully under physiological or endosomal conditions. In preferred embodiments, the polymers and biodegradation byproducts are biocompatible.
  • Biodegradable polymers are not necessarily hydrolytically degradable and may require enzymatic action to fully degrade.
  • “Degradation” The phrase “degradation”, as used herein, relates to the cleavage of a covalent polymer backbone. Full degradation of a polymer breaks the polymer down to monomeric species.
  • Endosomal conditions The phrase “endosomal conditions”, as used herein, relates to the range of chemical (e.g., pH, ionic strength) and biochemical (e.g., enzyme concentrations) conditions likely to be encountered within endosomal vesicles.
  • chemical e.g., pH, ionic strength
  • biochemical e.g., enzyme concentrations
  • Hydrolytically degradable polymers are polymers that degrade fully in the sole presence of water. In preferred embodiments, the polymers and hydrolytic degradation byproducts are biocompatible.
  • non-hydrolytically degradable refers to polymers that do not fully degrade in the sole presence of water.
  • physiological conditions relate to the range of chemical (e.g., pH, ionic strength) and biochemical (e.g., enzyme concentrations) conditions likely to be encountered in the intracellular and extracellular fluids of tissues.
  • chemical e.g., pH, ionic strength
  • biochemical e.g., enzyme concentrations
  • Polyelectrolyte or “polyion”: The terms “polyelectrolyte” or “polyion”, as used herein, refer to a polymer which under some set of conditions (e.g., physiological conditions) has a net positive or negative charge. Polycations have a net positive charge and polyanions have a net negative charge. The net charge of a given polyelectrolyte or polyion may depend on the surrounding chemical conditions, e.g., on the H.
  • Polynucleotide refers to a polymer of nucleotides.
  • a polynucleotide comprises at least three nucleotides. DNAs and RNAs are polynucleotides.
  • the polymer may include natural nucleosides (i.e., adenosine, thymidine, guanosine, cytidine, uridine, deoxyadenosine, deoxythymidine, deoxyguanosine, and deoxycytidine), nucleoside analogs (e.g., 2__ aminoadenosine, 2-thiothymidine, inosine, pyrrolo-pyrimidine, 3-methyl adenosine, C5-propynylcytidine, C5-propynyluridine, C5-bromouridine, C5-fluorouridine, C5-iodouridine, C5-methylcytidine, 7-deazaadenosine, 7-deazaguanosine, 8-oxoadenosine, 8-oxoguanosine, 0(6)-methylguanine, and 2-thiocytidine), chemically modified bases, biologically modified bases
  • Polypeptide “peptide”, or “protein”: According to the present invention, a “polypeptide”, “peptide”, or “protein” comprises a string of at least three amino acids linked together by peptide bonds.
  • the terms “polypeptide”, “peptide”, and “protein”, may be used interchangeably.
  • Peptide may refer to an individual peptide or a collection of peptides.
  • Inventive peptides preferably contain only natural amino acids, although non-natural amino acids (i.e., compounds that do not occur in nature but that can be incorporated into a polypeptide chain; see, for example, http://www.cco.caltech.edu/ ⁇ dadgrp/Unnatstruct.gif, which displays structures of non-natural amino acids that have been successfully incorporated into functional ion channels) and/or amino acid analogs as are known in the art may alternatively be employed.
  • non-natural amino acids i.e., compounds that do not occur in nature but that can be incorporated into a polypeptide chain; see, for example, http://www.cco.caltech.edu/ ⁇ dadgrp/Unnatstruct.gif, which displays structures of non-natural amino acids that have been successfully incorporated into functional ion channels
  • amino acid analogs as are known in the art may alternatively be employed.
  • one or more of the amino acids in an inventive peptide may be modified, for example, by the addition of a chemical entity such as a carbohydrate group, a phosphate group, a farnesyl group, an isofaraesyl group, a fatty acid group, a linker for conjugation, functionalization, or other modification, etc.
  • a chemical entity such as a carbohydrate group, a phosphate group, a farnesyl group, an isofaraesyl group, a fatty acid group, a linker for conjugation, functionalization, or other modification, etc.
  • the modifications of the peptide lead to a more stable peptide (e.g., greater half-life in vivo). These modifications may include cyclization of the peptide, the incorporation of D-amino acids, etc. None of the modifications should substantially interfere with the desired biological activity of the peptide.
  • Polysaccharide “carbohydrate” or “oligosaccharide”: The terms “polysaccharide”, “carbohydrate”, or “oligosaccharide” refer to a polymer of sugars. The terms “polysaccharide”, “carbohydrate”, and “oligosaccharide”, may be used interchangeably. Typically, a polysaccharide comprises at least three sugars.
  • the polymer may include natural sugars (e.g., glucose, fructose, galactose, mannose, arabinose, ribose, and xylose) and/or modified sugars (e.g., 2'-fluororibose, 2'- deoxyribose, and hexose).
  • natural sugars e.g., glucose, fructose, galactose, mannose, arabinose, ribose, and xylose
  • modified sugars e.g., 2'-fluororibose, 2'- deoxyribose, and hexose
  • Small molecule As used herein, the term “small molecule” is used to refer to molecules, whether naturally-occurring or artificially created (e.g., via chemical synthesis), that have a relatively low molecular weight. Typically, small molecules are monomeric and have a molecular weight of less than about 1500 g/mol. Preferred small molecules are biologically active in that they produce a local or systemic effect in animals, preferably mammals, more preferably humans.
  • the small molecule is a drug. Preferably, though not necessarily, the drug is one that has already been deemed safe and effective for use by the appropriate governmental agency or body. For example, drugs for human use listed by the FDA under 21 C.F.R. ⁇ 330.5, 331 through 361, and 440 through 460; drugs for veterinary use listed by the FDA under 21 C.F.R. ⁇ 500 through 589, incorporated herein by reference, are all considered acceptable for use in accordance with the present invention.
  • Bioactive agents As used herein, “bioactive agents” is used to refer to compounds or entities that alter, inhibit, activate, or otherwise affect biological or chemical events.
  • bioactive agents may include, but are not limited to, anti-AIDS substances, anti-cancer substances, antibiotics, immunosuppressants, anti-viral substances, enzyme inhibitors, neurotoxins, opioids, hypnotics, anti- histamines, lubricants, tranquilizers, anti-convulsants, muscle relaxants and anti-Parkinson substances, anti-spasmodics and muscle contractants including channel Mockers, miotics and anti-cholinergics, anti-glaucoma compounds, anti-parasite and/or anti-protozoal compounds, modulators of cell-extracellular matrix interactions including cell growth inhibitors and anti-adhesion molecules, vasodilating agents, inhibitors of DNA, RNA or protein synthesis, anti-hypertensives, analgesics, anti-pyretics, steroidal and non-steroidal anti-inflammatory
  • SPS poly(styrene sulfonate)
  • PAA poly(acrylic acid)
  • LPEI linear polyethylene imine
  • PDAC poly(diaIlyl dimethyl ammonium chloride)
  • PAH poly(allylamine hydrochloride)
  • PAZO is the azobenzene functionalized polymer poly ⁇ l-[4-(3-carboxy-4- hydroxyphenylazo) benzensulfonamido]-l,2 -ethanediyl ⁇ .
  • Figure 1 is a schematic illustrating the construction of a thin film via layer-by- layer deposition of polyelectrolytes on a charged substrate
  • Figure 2 is a schematic illustrating the construction and decomposition of a thin film according to one embodiment of the invention by (A) layer-by-layer deposition of alternating polyanionic and polycationic layers and (B) degradation of polycationic layers and release of polyanionic components;
  • Figure 3 depicts the chemical structure of exemplary hydrolytically degradable polycations for the fabrication of a decomposable thin film
  • Figure 4 depicts the chemical structure of exemplary non-degradable polyanions and polycations for the fabrication of a thin film according to one embodiment of this invention
  • Figure 5 is a schematic illustrating entities (shown as black triangles), e.g., biomolecules or small molecules that are non-covalently associated with polycations of a thin film according to one embodiment of the invention
  • Figure 6 is a schematic illustrating entities (shown as black triangles), e.g., biomolecules or small molecules that are covalently associated with polycations of a thin film according to one embodiment of the invention
  • Figure 7 depicts the chemical structure of PAZO, an azobenzene functionalized photochromic polyanion;
  • Figure 8 is a schematic illustrating the deposition of a decomposable thin film on a particulate template and construction of a decomposable hollow thin film microcapsule by dissolution of the template
  • Figure 9 is a schematic illustrating the construction of a tunnel-like microstructure according to one embodiment of the invention by (A) deposition of an ionic or polar self-assembled monolayer (SAM), e.g., by micro-contact printing, (B) layer-by-layer deposition of a decomposable thin film, (C) flooding of the substrate with a non-degradable material, and (D) decomposition of the thin film;
  • SAM ionic or polar self-assembled monolayer
  • Figure 10 depicts the chemical structure of Polymer 1 (Poly 1), a hydrolytically degradable poly( ⁇ -amino ester);
  • Figure 11 is a profilometry scan of ten bilayers of Poly 1/SPS deposited on ten precursor bilayers of LPEI/SPS;
  • Figure 12 illustrates the thickness change as bilayers of Poly 1/SPS are deposited on ten precursor bilayers of LPEI/SPS;
  • Figure 13 is a reflective FTIR scan of ten bilayers of Poly 1/SPS deposited on ten precursor bilayers of LPEI/SPS on a gold substrate (1734 cm "1 carboxyl stretch indicated);
  • Figure 14 illustrates the decomposition in PBS buffer at pH 7.4 (at 37°C) of a thin film comprising Poly 1/SPS bilayers deposited on precursor bilayers of LPEI/SPS;
  • Figure 15 illustrates the decomposition in TAE buffer at pH 8.3 (at 37°C) of a thin film comprising Poly 1/SPS bilayers deposited on precursor bilayers of LPEI/SPS;
  • Figure 16 illustrates the thickness of six different thin films comprising Poly 1/DNA bilayers deposited on ten precursor bilayers of LPEI/SPS;
  • Figure 17 illustrates the decomposition in PBS buffer at pH 7.4 (at 37°C) of a thin film comprising Poly 1/DNA bilayers deposited on precursor bilayers of LPEI/SPS.
  • the present invention provides a method for the gradual and controlled release of one or more entities from decomposable thin films.
  • the decomposition is characterized by the substantially sequential degradation of at least a portion of the polyelectrolyte layers that make up the thin films.
  • the degradation may be at least partially hydrolytic, at least partially enzymatic, at least partially thermal, and/or at least partially photolytic.
  • multi-layer films are permeable to small molecules (e.g., ibuprofen and fluorescein), they are much less permeable to molecules with molecular weights larger than 4 kDa (see Sukhorukov et al, J. Phys. Chem. B 103:6434, 1999), and are therefore less well-suited to the diffusive release of biomolecules, e.g., DNA, RNA, and proteins.
  • the released entities are structural polyelectrolyte components of the inventive films.
  • One such embodiment of the invention is illustrated in Figure 2.
  • the thin film is deposited on a substrate via layer-by-layer assembly as depicted in Figure 1.
  • the thin film includes a plurality of alternating polyanionic and polycationic layers.
  • the polycationic layers include a degradable polycation.
  • the thin film is exposed to a degrading medium (e.g., intracellular fluid), whereupon the polycationic layers degrade and the polyanionic layers delaminate sequentially from the surface toward the substrate.
  • the component polyanions of the exposed polyanionic layers are thus gradually and controllably released from the surface of the thin film.
  • the released polyanions are biomolecules, for example, DNA molecules.
  • the polycations and their degradation byproducts are preferably biocompatible. It will be appreciated that the roles of the two layers of the thin film can be reversed.
  • the polyanionic layers include a degradable polyanion and the polycationic layers may include, for example, a polycationic protein.
  • both the polycationic and polyanionic layers may both include degradable polyelectrolytes.
  • a variety of materials can be used as substrates of the present invention such as, but not limited to, metals, e.g., gold, silver, platinum, and aluminum; metal-coated materials; metal oxides; plastics; ceramics; silicon; glasses; mica; graphite; hydrogels; polymers such as polyamides, polyphosphazenes, polypropylfumarates, polyethers, polyacetals, polycyanoacrylates, polyurethanes, polycarbonates, polyanhydrides, polyorthoesters, polyhydroxyacids, polyacrylates, ethylene vinyl acetate polymers and other cellulose acetates, polystyrenes, poly(vinyl chloride), ⁇ oly(vinyl fluoride), poly(vinyl imidazole), poly(vinyl alcohol), poly(ethylene terephthalate), polyesters, polyureas, polypropylene, polymethacrylate, polyethylene, poly(ethylene oxide)s and chlorosulphonated polyolefins
  • materials with an inherently charged surface are particularly attractive substrates for LBL assembly of an inventive thin film.
  • a range of methods are known in the art that can be used to charge the surface of a material, including but not limited to plasma processing, corona processing, flame processing, and chemical processing, e.g., etching, micro-contact printing, and chemical modification.
  • plastics can be used as substrates, particularly if they have been chemically modified to present polar or charged functional groups on the surface.
  • substrates can be primed with specific polyelectrolyte bilayers such as, but not limited to, LPEI/SPS, PDAC/SPS, PAH/SPS, LPEI/PAA, PDAC/PAA, and PAH/PAA bilayers, that form readily on weakly charged surfaces and occasionally on neutral surfaces.
  • primer layers provide a uniform surface layer for further LBL assembly and are therefore particularly well suited to applications that require the deposition of a uniform thin film on a substrate that includes a range of materials on its surface, e.g., an implant or a complex tissue engineering construct.
  • Any degradable polyelectrolyte can be used in a thin film of the present invention, including, but not limited to, hydrolytically degradable, biodegradable, thermally degradable, and photolytically degradable polyelectrolytes.
  • Hydrolytically degradable polymers known in the art include for example, certain polyesters, polyanhydrides, polyorthoesters, polyphosphazenes, and polyphosphoesters.
  • Biodegradable polymers known in the art include, for example, certain polyhydroxyacids, polypropylfumerates, polycaprolactones, polyamides, poly(amino acids), polyacetals, polyethers, biodegradable polycyanoacrylates, biodegradable polyurethanes and polysaccharides.
  • biodegradable polymers that may be used in the present invention include but are not limited to polylysine, poly(lactic acid) (PLA), poly(glycolic acid) (PGA), poly(caprolactone) (PCL), poly(lactide-co-glycolide) (PLG), poly(lactide-co-caprolactone) (PLC), and poly(glycolide-co-caprolactone) (PGC).
  • PLA poly(lactic acid)
  • PGA poly(glycolic acid)
  • PCL poly(caprolactone)
  • PLA poly(lactide-co-glycolide)
  • PLA poly(lactide-co-caprolactone)
  • PLC poly(glycolide-co-caprolactone)
  • PLC poly(glycolide-co-caprolactone)
  • the anionic polyelectrolytes are preferably degradable polymers with anionic groups distributed along the polymer backbone.
  • the anionic groups which may include carboxylate, sulfonate, sulphate, phosphate, nitrate, or other negatively charged ionizable groupings, may be disposed upon groups pendant from the backbone or may be incorporated in the backbone itself.
  • the cationic polyelectrolytes are preferably degradable polymers with cationic groups distributed along the polymer backbone.
  • the cationic groups which may include protonated amine, quaternary ammonium or phosphonium derived functions, may be disposed in side groups pendant from the backbone, may be attached to the backbone directly, or can be inco ⁇ orated in the backbone itself.
  • polyesters examples include ⁇ oly(L-lactide-co-L-lysine) (Barrera et al. J. Am. Chem. Soc. 115:11010- 11011, 1993; incorporated herein by reference), poly (serine ester) (Zhou et al. Macromolecules 23:3399-3406, 1990; which is incorporated herein by reference), poly(4-hydroxy-L-proline ester) (Putnam et al. Macromolecules 32:3658-3662, 1999.; Lim etal. I. Am. Chem. Soc.
  • poly( ⁇ -amino ester)s prepared from the conjugate addition of primary or secondary amines to diacrylates, are suitable for use with the invention.
  • poly( ⁇ -amino ester)s have one or more tertiary amines in the backbone of the polymer, preferably one or two per repeating backbone unit.
  • a copolymer may be used in which one of the components is a poly( ⁇ -amino ester).
  • Exemplary poly( ⁇ -amino ester)s are shown in Figure 3.
  • Exemplary R groups include hydrogen, branched and unbranched alkyl, branched and unbranched alkenyl, branched and unbranched alkynyl, aryl, halogen, hydroxyl, alkoxy, carbamoyl, carboxyl ester, carbonyldioxyl, amide, thiohydroxyl, alkylthioether, amino, alkylamino, dialkylamino, ttialkylamino, cyano, ureido, a substituted alkanoyl group, cyclic, cyclic aromatic, heterocyclic, and aromatic heterocyclic groups, each of which may be substituted with at least one substituent selected from the group consisting of branched and unbranched alkyl, branched and unbranched alkenyl, branched and unbranched alkynyl, amino, alkylamino, dialkylamino, ti ⁇ alky
  • Exemplary linker groups A and B include carbon chains of 1 to 30 carbon atoms, heteroatom-containing carbon chains of 1 to 30 atoms, and carbon chains and heteroatom-containing carbon chains with at least one substituent selected from the group consisting of branched and unbranched alkyl, branched and unbranched alkenyl, branched and unbranched alkynyl, amino, alkylamino, dialkylamino, trialkylamino, aryl, ureido, heterocyclic, aromatic heterocyclic, cyclic, aromatic cyclic, halogen, hydroxyl, alkoxy, cyano, amide, carbamoyl, carboxylic acid, ester, carbonyl, carbonyldioxyl, alkylthioether, and thiol groups.
  • the polymer preferably has between 5 and 10,000 repeat units.
  • zwitterionic polyelectrolytes may be used. Such polyelectrolytes may have both anionic and cationic groups incorporated into the backbone or covalently attached to the backbone as part of a pendant group. Such polymers may be neutrally charged at one pH, positively charged at another pH, and negatively charged at a third pH.
  • a film may be deposited by LBL deposition using dip coating in solutions of a first pH at which one layer is anionic and a second layer is cationic. If the film is put into a solution having a second different pH, then the first layer may be rendered cationic while the second layer is rendered anionic, thereby changing the charges on those layers.
  • the LBL assembly of inventive films may involve a series of dip coating steps in which the substrate is dipped in alternating polycationic and polyanionic solutions (see Figure 1). Additionally or alternatively, it will be appreciated that deposition of alternating polycationic and polyanionic layers may also be achieved by spray coating, brush coating, roll coating, spin casting, or combinations thereof.
  • the composition of the polyanionic and polycationic layers can be fine-tuned to adjust the degradation rate of each layer within the film.
  • the degradation rate of hydrolytically degradable polyelectrolyte layers can be decreased by associating hydrophobic polymers such as hydrocarbons and lipids with one or more of the layers.
  • the polyelectrolyte layers may be rendered more hydrophilic to increase their hydrolytic degradation rate.
  • the degradation rate of a given layer can be adjusted by including a mixture of polyelectrolytes that degrade at different rates or under different conditions.
  • the polyanionic and/or polycationic layers may include a mixture of degradable and non-degradable polyelectrolytes.
  • non-degradable polyelectrolyte can be used with the present invention.
  • exemplary non-degradable polyelectrolytes that could be used in thin films of the present invention are shown in Figure 4 and include poly(styrene sulfonate) (SPS), poly(acrylic acid) (PAA), linear poly(ethylene imine) (LPEI), poly(diallyldimethyl ammonium chloride) (PDAC), and poly(allylamine hydrochloride) (PAH).
  • SPS poly(styrene sulfonate)
  • PAA poly(acrylic acid)
  • LPEI linear poly(ethylene imine)
  • PDAC poly(diallyldimethyl ammonium chloride)
  • PAH poly(allylamine hydrochloride)
  • the degradation rate may be fine-tuned by associating or mixing non-biodegradable, yet biocompatible polymers (polyionic or non-polyionic) with one or more of the polyanionic and/or polycationic layers.
  • Suitable non-biodegradable, yet biocompatible polymers are well known in the art and include polystyrenes, certain polyesters, non-biodegradable polyurethanes, polyureas, poly(ethylene vinyl acetate), polypropylene, polymethacrylate, polyethylene, polycarbonates, and poly(ethylene oxide)s.
  • the composition of individual layers may be varied to tailor the degradation rate of various portions of the film.
  • the upper layers of the film, closer to the surface may be adjusted to degrade faster than the layers of the film closer to the substrate, or vice versa.
  • the degradation rate within the film may be varied cyclically (e.g., for periodic release).
  • the upper layers of the film, closer to the surface may be adjusted to degrade under a first set of conditions (e.g., endosomal conditions) while the layers of the film that are closer to the substrate are adjusted to degrade under a second set of conditions (e.g., physiological conditions).
  • the released entity need not act as a structural component of the film (see Figures 5 and 6).
  • polyelectrolytes may be associated or mixed with polymeric or non-polymeric moieties to regulate the degradation rate.
  • neutral, zwitterionic, or charged biomolecules, small molecules, or bioactive agents may be associated or mixed with a polycation or polyanion and inco ⁇ orated into a layer.
  • the charged atoms on a zwitterionic molecule may facilitate electrostatic interactions with both the polyanionic and polycationic layers.
  • a zwitterionic biomolecule, small molecule, or bioactive agent may be combined in solution with the polyelectrolytes for one of the layers or placed in a separate solution to form a "sandwich" between two layers. When the thin film degrades, the biomolecule, small molecule, or bioactive agent will be released.
  • a biomolecule, small molecule, or bioactive agent may be associated with a polyelectrolyte under conditions which facilitate a strong interaction between the molecule and the polyelectrolyte, while the medium in which the biomolecule, small molecule, or bioactive agent is released is one which competes with the polyelectrolyte for the biomolecule, small molecule, or bioactive agent, thereby decreasing the strength of the interaction with the polyelectrolyte.
  • composition of the various layers may be adjusted to release different entities as the thin film degrades.
  • a thin film may be designed to release a chemotactic factor tailored to attract cells to an implant site for a specified number of layers, followed by a growth factor tailored to stimulate a desired metabolic or proliferative activity in cells now at the implant site.
  • inventive thin films can, for example, be investigated using a variety of known techniques, including ellipsometry, dynamic light scattering (DLS), zeta-potential analysis, quartz crystal microbalance (QCM), and atomic force microscopy (AFM).
  • the QCM method is particularly attractive since it can be used with rough films and allows continuous monitoring without removal of the thin films from the degradation milieu.
  • AFM can be also used to monitor changes in the multi-layer surface mo ⁇ hology as a function of degradation.
  • a model chromic compound e.g., the commercially available photochromic polyanion PAZO (see Figure 7
  • the thin film may also be used to create a degradable substrate for cell seeding and culture. Some cells, for example, chondrocytes, proliferate better when deposited on a substrate to which they can attach. However, to use these cells in other applications, they may need to be separated from the substrate. Cells may be deposited on the surface of a multi-layer thin film and maintained in vitro. As the thin film degrades, the cells are released into the surrounding medium, freeing them for seeding onto tissue engineering matrices or for analysis. Integrins and cell adhesion sequences (e.g., the RGD sequence) may be included in the top layer or layers of the film to facilitate cell adhesion.
  • Integrins and cell adhesion sequences e.g., the RGD sequence
  • Integrins are part of a large family of cell adhesion receptors which are involved in cell-extracellular matrix and cell-cell interactions.
  • the RGD sequence present in proteins such as fibronectin, has been shown to be active in promoting cell adhesion and proliferation (see Massia et al, J. Cell. Biol. 114:1089, 1991).
  • the thin films may include electroactive polymers. In the presence or absence of a voltage, conductive polymers may enhance the proliferation and metabolism of cells deposited thereon (USPN 6,095,148, issued Aug. 1, 2000, and 6,190,893, issued Feb. 20, 2001).
  • the voltage may be an externally applied voltage. Alternatively, a voltage may be applied by native tissue, for example, nerve. Bone is piezoelectric, and physiologic loading will generate a potential across a film implanted therein.
  • Exemplary electroactive polymers include, but are not limited to, polypyrrole, poly(p- phenylene), poly(p-phenylene vinylene), polythiophene, polyaniline, polypo ⁇ hyrin, polyheme, and derivatives thereof. These polymers may be derivatized. For example, hydrocarbon groups, methoxy, cyano, phenyl, alkoxy, amino, and halides may be added to aromatic groups in the polymer, and except for halides (which would lead to the production of poly(phenylene acetylene)), to the non-aromatic carbons. Of course, if the film is intended for biological applications, the resulting derivative should be biocompatible.
  • the invention can employ a wide range of cell types and is not limited to any specific cell type.
  • cell types that may be used include but are not limited to bone or cartilage forming cells such as chondrocytes and fibroblasts, other connective tissue cells, epithelial cells, endothelial cells, blood vessel cells, cancer cells, organ cells such as hepatocytes, islet cells, kidney cells, intestinal cells, and lymphocytes, smooth muscle cells, skeletal muscle cells, heart muscle cells, nerve cells, and stem cells such as human embryonic stem cells or mesenchymal stem cells.
  • the thin film may encapsulate a decomposable substrate (e.g., a drug nano- or micro-crystal).
  • the thin film may be exploited to regulate diffusion of the substrate into the surrounding medium.
  • it may be desirable to target an encapsulated substrate to a particular cell or tissue.
  • agents that can direct an encapsulated substrate to particular cells are known in the art (see, for example, Gotten et al, Methods Enzym. 217:618, 1993).
  • useful targeting agents include, but are in no way limited to, low-density lipoproteins (LDLs), transferr n, asiaglycoproteins, g ⁇ l20 envelope protein of the human immunodeficiency virus (HIV), toxins, antibodies, and carbohydrates.
  • Certain preferred encapsulated substrates of the present invention mclude one or more targeting agents that are associated with polyelectrolyte components of the inventive thin film and/or with the entity to be released.
  • the substrate geometry may be manipulated to deposit films having a variety of shapes.
  • films may be deposited on particles, tubes, or spheres to facilitate a more uniform release distribution.
  • Films may be deposited on strands such as sutures to release factors such as analgesics or antibiotics at a surgical site.
  • these films may be deposited onto capillary networks or tissue engineering constructs.
  • a thin film deposited on a three-dimensional tissue engineering construct may be used to attract cells to a newly implanted ⁇ construct and then to promote specific metabolic or proliferative activity.
  • the methods of the invention may also be used to create three-dimensional microstructures.
  • the thin film may be deposited on a substrate that can be dissolved to leave a hollow shell of the thin film (see Figure 8).
  • multi-layers may be deposited having regions that are more and less degradable.
  • Degradation of the degradable portions leaves a three-dimensional microstructure (see Figure 9).
  • a first step the surface of a substrate is divided into regions in which LBL deposition of an inventive thin film is more or less favorable (see Figure 9, step A).
  • a pattern of self-assembled monolayers (SAMs) is deposited on a substrate surface by microcontact printing (see, for example, U.S. Patent No.
  • the substrate surface is neutral and the exposed surface of the deposited SAMs is polar or ionic (i. e. , charged).
  • polar or ionic head groups are known in the art of self-assembled monolayers.
  • a uniform coating of a polymer is deposited on a substrate, and that coating is transformed into a patterned layer by means of photolithography.
  • the substrate surface is selectively exposed to plasmas, various forms of electromagnetic radiation, or to electron beams.
  • the substrate may possess the desired surface characteristics by virtue of its inherent composition.
  • the substrate may be a composite in which different regions of the surface have differing compositions, and thus different affinities for the polyelectrolyte to be deposited.
  • polyelectrolyte layers of alternating charge are deposited by
  • Poly 1 has also been shown to form electrostatic complexes with polyanions such as DNA in solution, we hypothesized that it would readily absorb to negatively-charged surfaces and model polyanions such as poly(styrene sulfonate) (SPS) and poly(acrylic acid) (PAA) commonly used for LBL assembly.
  • SPS poly(styrene sulfonate)
  • PAA poly(acrylic acid)
  • Poly(sodium 4-styrenesulfonate), "SPS”, MW ⁇ 70,000 and highly polymerized calf thymus DNA were obtained from Sigma-Aldrich, St Louis, MO.
  • Linear poly(ethylene imine), “LPEI”, MW ⁇ 25,000, poly(dimethyldiallylammonium chloride) “PDAC”, MW ⁇ 240,000) and poly(acrylic acid), "PAA”, MW ⁇ 90,000 were obtained from Polysciences, Warrington, PA.
  • Poly 1 (see Figure 10, MW ⁇ 10,000), was synthesized as described in Lynn et al, J. Am. Chem. Soc. 122:10761- 10768, 2000, the contents of which are hereby inco ⁇ orated by reference.
  • Poly 1 was dissolved in a 100 mM sodium acetate buffer. Other solutions were prepared with deionized water and the pH was adjusted using sodium hydroxide and hydrochloric acid.
  • the water used for all experimental procedures was obtained from a Milli-Q Reagent Water System (Millipore, Bedford, MA) at 18.2 M ⁇ cm.
  • PBS buffer pH 7.4 0.1 mM Na 2 HP0 4 , 150 mM NaCl, 0.027 mM KCl
  • 100 mM sodium acetate buffer pH 5.1 and TAE buffer pH 8.3 0.4 mM Tris-acetate and 0.01 mM EDTA
  • All buffered solutions used for decomposition were salt (NaCl) adjusted to 150 mM to maintain a physiologically relevant salt concentration.
  • GEMP Gaertner Ellipsometry Measurement Program
  • the slide stainer was programmed to submerge the substrates in the polycation solution for five minutes and then to rinse the substrates in two successive deionized water baths. The first rinse was of one minute and the following of two minutes and thirty seconds. The substrates were then submerged five more minutes in the polyanion solution and then rinsed in the same manner. After one bilayer was deposited, the substrates were ultra sonicated for four minutes and thirty seconds. This ultra sonication step is believed to improve the surface's topography. The program was then cycled to obtain the desirable bilayers of film. After deposition, films were dried with nitrogen to remove visible drops of solution from the surface before ellipsometry or profilometry was performed.
  • Multilayers inco ⁇ orating poly 1 were removed from aqueous water baths immediately after final layers were deposited, dried under a stream of dry nitrogen, placed in a vacuum dessicator and dried overnight to minimize degradation due to inco ⁇ orated water. Root mean square roughness was determined using a Tencor Co ⁇ oration KLA Model P10 Surface Profilometer with a 2um stylus. Reflective FTIR spectra were recorded using a Nicolet Magna-IR 550 Series II Spectrometer. Substrates to be used for reflective FTIR analysis were coated with a thin layer of gold using a thermal evaporator.
  • Decomposition experiments were performed by submerging the substrates in buffered solutions at room temperature or 37°C and taking measurements by ellipsometry or UV- visible spectroscopy at desired time intervals. The thickness of each sample was determined by ellipsometry at nine different predetermined locations on the substrate surface (measured in triplicate), and the sample was returned to the buffer solution.
  • Poly 1/SPS and Poly 1/PAA films The deposition of multi-layer films was followed by ellipsometry as well as profilometry (see Figure 11).
  • Poly 1/SPS films composed of 10 bilayers (on top of the 10 substrate bilayers) were determined to be around 1000 A thick by profilometry and around 1400 A thick using ellipsometry. Bilayer growth proved to be directly proportional to film thickness (see Figure 12). Films formed from 10 bilayers of Poly 1/PAA films were thicker than those formed from Poly 1/SPS (around 6000 A).
  • Poly 1/SPS films were grown on gold substrates for analysis by reflective FTIR.
  • the observation of a strong peak between 1725 and 1750 cm “1 corresponding to the carboxyl stretch of Poly 1 confirms the presence of Poly 1 in the films (see Figure 13).
  • the Poly 1/SPS system was selected for the FTIR, rather than the Poly 1/PAA systems, to prevent the carboxyl group of the PAA from obscuring the CO stretch in Poly 1.
  • Film erosion rates were also dependent on the structures of the inco ⁇ orated polyanions. For example, while 100 nm thick Poly 1/SPS films eroded completely over a period of 40 hours at pH 7.4 ( Figure 2), 600 nm films formed from Poly 1 and PAA degraded completely over a period of 9 hours under identical conditions. This behavior is consistent with the pH/dissolution profile observed for other weak polyacid multilayer systems, in which the increased ionization of PAA at elevated pH contributes to repulsive electrostatic interactions (Sukhishvili, S.A., et al, S. Macromolecules, 35:301-310, 2002; Sukhishvili, S.A., et al.,J. Am. Chem.
  • films containing thick layers of PAA often possess a lower overall effective crosslink density than more compact films constructed from strong polyelectrolytes such as SPS (Shiratori, S.S., 2000; Lvov, Y., etal., Langmuir, 9:481-486, 1993); the less crosslinked mo ⁇ hology may support more rapid permeation of water and breakdown of the polymer layers.
  • Preliminary AFM analysis of partially eroded films is also consistent with this gradual erosion process - surface roughness values for partially eroded films (RMS roughness - 6.9 nm) were less than the thickness of an average bilayer (10 nm) and surfaces were consistent over 1 ⁇ m (Hammond, P.T., 1998) portions of the film.
  • RMS roughness - 6.9 nm surface roughness values for partially eroded films
  • the different decomposition rates provide a potential means for controlling the exact decomposition rates of films by customization with these two or any other polyanions.
  • Controlled release of DNA from Poly 1/DNA films Preliminary experiments designed to explore the application of these decomposable thin films to the controlled release of polyanions were done by adsorbing polyanionic dyes and calf thymus DNA into the decomposable polymeric films. Adso ⁇ tion of DNA by electrostatic layer-by- layer deposition was achieved by the negative charge of the phosphate-sugar group that composes the helix. Poly 1/DNA films were deposited on silicon substrates previously prepared with ten precursor bilayers of LPEI/SPS. These films were measured by ellipsometry and film thickness ranged from 800 A to 1000 A (see Figure 16). Poly 1/DNA films decomposed over a 50-hour period in PBS buffer pH 7.4 at 37 °C (see Figure 17).

Abstract

A decomposable thin film comprising a plurality of polyelectrolyte layers of alternating charge, wherein decomposition of the thin film is characterized by degradation of at least a portion of the polyelectrolyte layers.

Description

METHODS OF MAKING DECOMPOSABLE THIN FILMS OF POLYELECTROLYTES AND USES THEREOF
Government Funding The work described herein was supported, in part, by grants from the National
Institutes of Health (GM26698; NRSA Fellowship # 1 F32 GM20227-01). Accordingly, the Government may have certain rights in this invention.
Background of the Invention The layer-by-layer (LBL) adsorption of oppositely-charged polyelectrolytes on surfaces has emerged as a simple, versatile, and inexpensive technique for the fabrication of thin multi-layer films, often with nanometer-scale control over the spatial distribution of ionized species within a film (Decher, G., Science, 277:1232- . 1237, 1997; Hammond P.T., Curr. Opin. Coll. Interface Sci., 3:32-39, 1998).. First introduced by Decher in the early 90's (see Decher and Hong, Ber. Bunsenges. Phys. Chem. 95:1430, 1991 and Decher, Science, 277:1232, 1997), the LBL approach is _ based on electrostatic attractions between polyelectrolytes and oppositely charged surfaces. In the example shown in Figure 1, a negatively charged substrate is first dipped in a polycation solution. Electrostatic attractions result in deposition of the polycation and a resulting reversal of surface charge (see Figure 1, step 1). The positively charged substrate is then submerged in a polyanion solution, resulting in deposition of the polyanion and restoration of the negative charge on the surface (see Figure 1, step 2). Repetition of these steps leads to the buildup of layers of alternating oppositely charged polyelectrolytes on the substrate surface. In addition to electrostatics, other factors and secondary interactions such as hydrophobicity, salt interactions, solvent quality, polymer concentrations, and deposition time may affect the multi-layer growth of the film (for a review of these factors, see Dubas and Schlenoff, Macromolecules 32:8153, 1999, the contents of which are incorporated herein by reference). 35716
The array of materials available for LBL assembly is broad, including synthetic polyelectrolytes, conducting polymers, dyes, and metal colloids, as well as a variety of biological species such as proteins, viruses, and DNA. Applications as diverse as conductive and light-emitting films, biologically-active surfaces, selective membranes, patterned films, and hollow multi-layer structures underscore the potential of the LBL technique (for a review of applications, see Hammond, Curr. Opin. Coll. Interface Sci. 3:32, 1998, the contents of which are incorporated herein by reference).
Despite the incorporation of new functionality, there are relatively few examples of multi-layer thin films designed to release incorporated or encapsulated compounds. In particular, there remains a need in the art for thin film controlled release systems that function under physiological conditions.
Summary of the Invention In one aspect, the invention is a decomposable thin film. The thin film comprises a plurality of polyelectrolyte layers of alternating charge. For example the thin film may comprise alternating polycationic and polyanionic layers. In certain embodiments, decomposition of the thin film is characterized by hydrolytic degradation of at least a portion of the polyelectrolyte layers. Additionally or alternatively, decomposition of the thin film may be characterized by enzymatic, thermal, and/or photolytic degradation of at least a portion of the polyelectrolyte layers. The degradation rate need not be constant. The degradable polyelectrolytes may be synthetic, natural, or a mixture of both. The polyelectrolyte layers may, for example, include hydrolytically degradable polymers such as polyesters, polyanhydrides, polyorthoesters, polyphosphazenes, polyphosphoesters, or any combination thereof. An anionic and/or cationic group may be incorporated into the polymer backbone, covalently attached to the polymer backbone, or attached to a pendant group of the polymer. The degradable polyelectrolytes may be zwitterionic polymers. The polyelectrolyte layers may further include biodegradable polyelectrolytes. Additionally, the polyelectrolyte layers may include a mixture of degradable and non-degradable polyelectrolytes. The degradation rate of the polyelectrolyte layers may be varied such that the decomposition rate of the thin film is not a constant. A layer of cells may be deposited on the surface of the thin film. The thin films may include electroactive polymers. A portion of the layers may comprise a biomolecule, small molecule, bioactive agent, or some combination of these. The concentration of the biomolecule, small molecule, or bioactive agent may vary with depth, and it may be associated with or mixed with the polyelectrolytes in a layer of the thin film. A cell adhesion sequence, targeting sequence, or both may be disposed in the top layer of the thin film. The film may be deposited upon a non- planar substrate or may be a hollow shell. The substrate may diffuse through the thin film or dissolve after decomposition of the thin film.
In another aspect, the invention is a method of releasing an entity from a thin film. The method comprises associating or mixing the entity with a thin film comprising a plurality of polyelectrolyte layers of alternating charge and placing the thin film in a medium in which at least a portion of the thin film decomposes via the substantially sequential degradation of at least a portion of the polyelectrolyte layers. The degradation may be at least partially hydrolytic, at least partially enzymatic, at least partially thermal, and/or at least partially photolytic. The substrate material may be allowed to diffuse through the thin film or may be dissolved following decomposition of the thin film. The method may furtlier comprise placing the thin film in a second medium in which a second portion of the thin film decomposes. The medium may be characterized by endosomal conditions or physiological conditions. The method may include adding a primer layer interposed between the thin film and the substrate. The method may further comprise producing the thin film via layer-by- layer assembly. For example, the polyelectrolyte layers may be deposited by dip coating, spray coating, brush coating, roll coating, spin casting, or some combination of these. After predetermined layers are deposited, the entity may be associated with them.
In another aspect, the invention is a method of generating a three dimensional microstructure on a substrate surface. The method comprises creating a charged region on a substrate surface, depositing a plurality of polyelectrolyte layers of alternating charge on the charged region, depositing a first non-degradable material over the substrate and the plurality of polyelectrolyte layers, and placing the coated substrate in a medium in which at least a portion of the polyelectrolyte layers degrade. The surface composition of the substrate may vary. The charged region may be created by stamping a self-assembled monolayer, by depositing a uniform coating of a polymer on the substrate surface and patterning the uniform coating by photolithography, or' by selectively exposing the substrate surface to plasmas, electromagnetic radiation, or electron beams. Following a step of depositing the first non-degradable material, the method may further comprise creating a charged region on the first non-degradable material, depositing a plurality of polyelectrolyte layers of alternating charge on the charged region, and depositing a second non-degradable material over the first non-degradable material and the plurality of layers. Of course, the two non-degradable materials may be the same or different and the methods used to create the charged region or regions may be the same or different.
Definitions "Animal": The term animal, as used herein, refers to humans as well as non- human animals, including, for example, mammals, birds, reptiles, amphibians, and fish. Preferably, the non-human animal is a mammal (e.g., a rodent, a mouse, a rat, a rabbit, a monkey, a dog, a cat, a primate, or a pig). An animal may be a transgenic animal.
"Associated with": When two entities are "associated with" one another as described herein, they are linked by a direct or" indirect covalent or non-covalent interaction. Desirable non-covalent interactions include hydrogen bonding, van der aals interactions, hydrophobic interactions, magnetic interactions, electrostatic interactions, etc. Preferred non-covalent interactions are electrostatic interactions and hydrogen bonds.
"Biomolecules": The term "biomolecules", as used herein, refers to molecules (e.g., proteins, amino acids, peptides, polynucleotides, nucleotides, carbohydrates, sugars, lipids, nucleoproteins, glycoproteins, lipoproteins, steroids, etc.) whether naturally-occurring or artificially created (e.g., by synthetic or recombinant methods) that are commonly found in cells and tissues. Specific classes of biomolecules include, but are not limited to, enzymes, receptors, neurotransmitters, hormones, cytokines, cell response modifiers such as growth factors and chemotactic factors, antibodies, vaccines, haptens, toxins, interferons, ribozymes, anti-sense agents, plasmids, DNA, and RNA.
"Biocompatible": The term "biocompatible", as used herein is intended to describe materials that do not elicit a substantial detrimental response in vivo. "Biodegradable": As used herein, "biodegradable" polymers are polymers that degrade fully under physiological or endosomal conditions. In preferred embodiments, the polymers and biodegradation byproducts are biocompatible.
Biodegradable polymers are not necessarily hydrolytically degradable and may require enzymatic action to fully degrade. "Degradation": The phrase "degradation", as used herein, relates to the cleavage of a covalent polymer backbone. Full degradation of a polymer breaks the polymer down to monomeric species.
"Endosomal conditions": The phrase "endosomal conditions", as used herein, relates to the range of chemical (e.g., pH, ionic strength) and biochemical (e.g., enzyme concentrations) conditions likely to be encountered within endosomal vesicles. For most endosomal vesicles, the endosomal pH ranges from about 5.0 to
6.5.
"Hydrolytically degradable": As used herein, "hydrolytically degradable" polymers are polymers that degrade fully in the sole presence of water. In preferred embodiments, the polymers and hydrolytic degradation byproducts are biocompatible.
As used herein, the term "non-hydrolytically degradable" refers to polymers that do not fully degrade in the sole presence of water.
"Physiological conditions": The phrase "physiological conditions", as used herein, relates to the range of chemical (e.g., pH, ionic strength) and biochemical (e.g., enzyme concentrations) conditions likely to be encountered in the intracellular and extracellular fluids of tissues. For most tissues, the physiological pH ranges from about 7.0 to 7.4.
"Polyelectrolyte" or "polyion": The terms "polyelectrolyte" or "polyion", as used herein, refer to a polymer which under some set of conditions (e.g., physiological conditions) has a net positive or negative charge. Polycations have a net positive charge and polyanions have a net negative charge. The net charge of a given polyelectrolyte or polyion may depend on the surrounding chemical conditions, e.g., on the H.
"Polynucleotide", "nucleic acid", or "oligonucleotide": The terms "polynucleotide", "nucleic acid", or "oligonucleotide" refer to a polymer of nucleotides. The terms "polynucleotide", "nucleic acid", and "oligonucleotide", may be used interchangeably. Typically, a polynucleotide comprises at least three nucleotides. DNAs and RNAs are polynucleotides. The polymer may include natural nucleosides (i.e., adenosine, thymidine, guanosine, cytidine, uridine, deoxyadenosine, deoxythymidine, deoxyguanosine, and deoxycytidine), nucleoside analogs (e.g., 2__ aminoadenosine, 2-thiothymidine, inosine, pyrrolo-pyrimidine, 3-methyl adenosine, C5-propynylcytidine, C5-propynyluridine, C5-bromouridine, C5-fluorouridine, C5-iodouridine, C5-methylcytidine, 7-deazaadenosine, 7-deazaguanosine, 8-oxoadenosine, 8-oxoguanosine, 0(6)-methylguanine, and 2-thiocytidine), chemically modified bases, biologically modified bases (e.g., methylated bases), intercalated bases, modified sugars (e.g., 2'-fluororibose, ribose, 2'-deoxyribose, arabinose, and hexose), or modified phosphate groups (e.g., phosphorothioates and 5'- N-phosphoramidite linkages).
"Polypeptide", "peptide", or "protein": According to the present invention, a "polypeptide", "peptide", or "protein" comprises a string of at least three amino acids linked together by peptide bonds. The terms "polypeptide", "peptide", and "protein", may be used interchangeably. Peptide may refer to an individual peptide or a collection of peptides. Inventive peptides preferably contain only natural amino acids, although non-natural amino acids (i.e., compounds that do not occur in nature but that can be incorporated into a polypeptide chain; see, for example, http://www.cco.caltech.edu/ ~dadgrp/Unnatstruct.gif, which displays structures of non-natural amino acids that have been successfully incorporated into functional ion channels) and/or amino acid analogs as are known in the art may alternatively be employed. Also, one or more of the amino acids in an inventive peptide may be modified, for example, by the addition of a chemical entity such as a carbohydrate group, a phosphate group, a farnesyl group, an isofaraesyl group, a fatty acid group, a linker for conjugation, functionalization, or other modification, etc. In a preferred embodiment, the modifications of the peptide lead to a more stable peptide (e.g., greater half-life in vivo). These modifications may include cyclization of the peptide, the incorporation of D-amino acids, etc. None of the modifications should substantially interfere with the desired biological activity of the peptide.
"Polysaccharide", "carbohydrate" or "oligosaccharide": The terms "polysaccharide", "carbohydrate", or "oligosaccharide" refer to a polymer of sugars. The terms "polysaccharide", "carbohydrate", and "oligosaccharide", may be used interchangeably. Typically, a polysaccharide comprises at least three sugars. The polymer may include natural sugars (e.g., glucose, fructose, galactose, mannose, arabinose, ribose, and xylose) and/or modified sugars (e.g., 2'-fluororibose, 2'- deoxyribose, and hexose).
"Small molecule": As used herein, the term "small molecule" is used to refer to molecules, whether naturally-occurring or artificially created (e.g., via chemical synthesis), that have a relatively low molecular weight. Typically, small molecules are monomeric and have a molecular weight of less than about 1500 g/mol. Preferred small molecules are biologically active in that they produce a local or systemic effect in animals, preferably mammals, more preferably humans. In certain preferred embodiments, the small molecule is a drug. Preferably, though not necessarily, the drug is one that has already been deemed safe and effective for use by the appropriate governmental agency or body. For example, drugs for human use listed by the FDA under 21 C.F.R. §§ 330.5, 331 through 361, and 440 through 460; drugs for veterinary use listed by the FDA under 21 C.F.R. §§ 500 through 589, incorporated herein by reference, are all considered acceptable for use in accordance with the present invention.
"Bioactive agents": As used herein, "bioactive agents" is used to refer to compounds or entities that alter, inhibit, activate, or otherwise affect biological or chemical events. For example, bioactive agents may include, but are not limited to, anti-AIDS substances, anti-cancer substances, antibiotics, immunosuppressants, anti-viral substances, enzyme inhibitors, neurotoxins, opioids, hypnotics, anti- histamines, lubricants, tranquilizers, anti-convulsants, muscle relaxants and anti-Parkinson substances, anti-spasmodics and muscle contractants including channel Mockers, miotics and anti-cholinergics, anti-glaucoma compounds, anti-parasite and/or anti-protozoal compounds, modulators of cell-extracellular matrix interactions including cell growth inhibitors and anti-adhesion molecules, vasodilating agents, inhibitors of DNA, RNA or protein synthesis, anti-hypertensives, analgesics, anti-pyretics, steroidal and non-steroidal anti-inflammatory agents, anti-angiogenic factors, anti-secretory factors, anticoagulants and/or antithrombotic agents, local anesthetics, ophthalmics, prostaglandins, anti-depressants, anti-psychotic substances, anti-emetics, and imaging agents. In certain embodiments, the bioactive agent is a drug.
A more complete listing of bioactive agents and specific drugs suitable for use in the present invention may be found in "Pharmaceutical Substances: Syntheses, Patents, Applications" by Axel Kleemann and lurgen Engel, Thieme Medical Publishing, 1999; the "Merck Index: An Encyclopedia of Chemicals, Drugs, and Biologicals", Edited by Susan Budavari et al, CRC Press, 1996, and the United States Pharmacopeia-25/National Formulary-20, published by the United States Pharmcopeial Convention, Inc., Rockville MD, 2001, all of which are incorporated herein by reference.
Acronyms
The following acronyms are used herein: "SPS" is poly(styrene sulfonate), "PAA" is poly(acrylic acid), "LPEI" is linear polyethylene imine), "PDAC" is poly(diaIlyl dimethyl ammonium chloride), "PAH" is poly(allylamine hydrochloride), and "PAZO" is the azobenzene functionalized polymer poly{l-[4-(3-carboxy-4- hydroxyphenylazo) benzensulfonamido]-l,2 -ethanediyl}.
Description of the Drawing
The invention is described with reference to several figures of the drawing, in which:
Figure 1 is a schematic illustrating the construction of a thin film via layer-by- layer deposition of polyelectrolytes on a charged substrate; Figure 2 is a schematic illustrating the construction and decomposition of a thin film according to one embodiment of the invention by (A) layer-by-layer deposition of alternating polyanionic and polycationic layers and (B) degradation of polycationic layers and release of polyanionic components;
Figure 3 depicts the chemical structure of exemplary hydrolytically degradable polycations for the fabrication of a decomposable thin film;
Figure 4 depicts the chemical structure of exemplary non-degradable polyanions and polycations for the fabrication of a thin film according to one embodiment of this invention;
Figure 5 is a schematic illustrating entities (shown as black triangles), e.g., biomolecules or small molecules that are non-covalently associated with polycations of a thin film according to one embodiment of the invention;
Figure 6 is a schematic illustrating entities (shown as black triangles), e.g., biomolecules or small molecules that are covalently associated with polycations of a thin film according to one embodiment of the invention; Figure 7 depicts the chemical structure of PAZO, an azobenzene functionalized photochromic polyanion;
Figure 8 is a schematic illustrating the deposition of a decomposable thin film on a particulate template and construction of a decomposable hollow thin film microcapsule by dissolution of the template; Figure 9 is a schematic illustrating the construction of a tunnel-like microstructure according to one embodiment of the invention by (A) deposition of an ionic or polar self-assembled monolayer (SAM), e.g., by micro-contact printing, (B) layer-by-layer deposition of a decomposable thin film, (C) flooding of the substrate with a non-degradable material, and (D) decomposition of the thin film;
Figure 10 depicts the chemical structure of Polymer 1 (Poly 1), a hydrolytically degradable poly(β-amino ester);
Figure 11 is a profilometry scan of ten bilayers of Poly 1/SPS deposited on ten precursor bilayers of LPEI/SPS; Figure 12 illustrates the thickness change as bilayers of Poly 1/SPS are deposited on ten precursor bilayers of LPEI/SPS;
Figure 13 is a reflective FTIR scan of ten bilayers of Poly 1/SPS deposited on ten precursor bilayers of LPEI/SPS on a gold substrate (1734 cm"1 carboxyl stretch indicated); Figure 14 illustrates the decomposition in PBS buffer at pH 7.4 (at 37°C) of a thin film comprising Poly 1/SPS bilayers deposited on precursor bilayers of LPEI/SPS;
Figure 15 illustrates the decomposition in TAE buffer at pH 8.3 (at 37°C) of a thin film comprising Poly 1/SPS bilayers deposited on precursor bilayers of LPEI/SPS;
Figure 16 illustrates the thickness of six different thin films comprising Poly 1/DNA bilayers deposited on ten precursor bilayers of LPEI/SPS; and
Figure 17 illustrates the decomposition in PBS buffer at pH 7.4 (at 37°C) of a thin film comprising Poly 1/DNA bilayers deposited on precursor bilayers of LPEI/SPS.
Detailed Description
The present invention provides a method for the gradual and controlled release of one or more entities from decomposable thin films. The decomposition is characterized by the substantially sequential degradation of at least a portion of the polyelectrolyte layers that make up the thin films. The degradation may be at least partially hydrolytic, at least partially enzymatic, at least partially thermal, and/or at least partially photolytic. Several groups have reported the deposition of polyelectrolytes onto microcrystalline templates to yield semi-permeable films that release compounds via diffusion (see Qiu et al., Langmuir 17:5375, 2001 and Antipov et al., J. Phys. Chem. B 105:2281, 2001). However, while multi-layer films are permeable to small molecules (e.g., ibuprofen and fluorescein), they are much less permeable to molecules with molecular weights larger than 4 kDa (see Sukhorukov et al, J. Phys. Chem. B 103:6434, 1999), and are therefore less well-suited to the diffusive release of biomolecules, e.g., DNA, RNA, and proteins.
Recent work has also demonstrated that certain multi-layer films can be "deconstructed" at high salt concentrations (see Dubas and Schlenoff, Macromolecules 34:3736, 2001). As described by Dubas and Schlenoff, at high salt concentrations the free ions compete for the charged groups of the polyelectrolytes and hence weaken intermolecular interactions within the film, thereby causing it to fall apart. This concept has been extended to the fabrication of films that release DNA in the presence of salt (see Schϋler and Caruso, Biomacromolecules 2:921, 2001). Unfortunately, deconstruction occurs under conditions of high ionic strength (e.g., salt concentrations of 0.6 - 5 M), and is therefore not well-suited to the release of molecules under physiological conditions.
In certain embodiments of the instant invention, the released entities are structural polyelectrolyte components of the inventive films. One such embodiment of the invention is illustrated in Figure 2. In step A of this embodiment, the thin film is deposited on a substrate via layer-by-layer assembly as depicted in Figure 1. The thin film includes a plurality of alternating polyanionic and polycationic layers. The polycationic layers include a degradable polycation. In step B, the thin film is exposed to a degrading medium (e.g., intracellular fluid), whereupon the polycationic layers degrade and the polyanionic layers delaminate sequentially from the surface toward the substrate. The component polyanions of the exposed polyanionic layers are thus gradually and controllably released from the surface of the thin film. In preferred embodiments, the released polyanions are biomolecules, for example, DNA molecules. If the thin film is to be disposed in vivo, the polycations and their degradation byproducts are preferably biocompatible. It will be appreciated that the roles of the two layers of the thin film can be reversed. In such embodiments, the polyanionic layers include a degradable polyanion and the polycationic layers may include, for example, a polycationic protein. Alternatively, both the polycationic and polyanionic layers may both include degradable polyelectrolytes. A variety of materials can be used as substrates of the present invention such as, but not limited to, metals, e.g., gold, silver, platinum, and aluminum; metal-coated materials; metal oxides; plastics; ceramics; silicon; glasses; mica; graphite; hydrogels; polymers such as polyamides, polyphosphazenes, polypropylfumarates, polyethers, polyacetals, polycyanoacrylates, polyurethanes, polycarbonates, polyanhydrides, polyorthoesters, polyhydroxyacids, polyacrylates, ethylene vinyl acetate polymers and other cellulose acetates, polystyrenes, poly(vinyl chloride), ρoly(vinyl fluoride), poly(vinyl imidazole), poly(vinyl alcohol), poly(ethylene terephthalate), polyesters, polyureas, polypropylene, polymethacrylate, polyethylene, poly(ethylene oxide)s and chlorosulphonated polyolefins; and combinations thereof. For example, a substrate of one material may be coated with a second material, or two materials may be combined to form a composite.
It will be appreciated that materials with an inherently charged surface are particularly attractive substrates for LBL assembly of an inventive thin film. Alternatively, a range of methods are known in the art that can be used to charge the surface of a material, including but not limited to plasma processing, corona processing, flame processing, and chemical processing, e.g., etching, micro-contact printing, and chemical modification. For example, plastics can be used as substrates, particularly if they have been chemically modified to present polar or charged functional groups on the surface. Additionally or alternatively, substrates can be primed with specific polyelectrolyte bilayers such as, but not limited to, LPEI/SPS, PDAC/SPS, PAH/SPS, LPEI/PAA, PDAC/PAA, and PAH/PAA bilayers, that form readily on weakly charged surfaces and occasionally on neutral surfaces. It will be appreciated that primer layers provide a uniform surface layer for further LBL assembly and are therefore particularly well suited to applications that require the deposition of a uniform thin film on a substrate that includes a range of materials on its surface, e.g., an implant or a complex tissue engineering construct.
Any degradable polyelectrolyte can be used in a thin film of the present invention, including, but not limited to, hydrolytically degradable, biodegradable, thermally degradable, and photolytically degradable polyelectrolytes. Hydrolytically degradable polymers known in the art include for example, certain polyesters, polyanhydrides, polyorthoesters, polyphosphazenes, and polyphosphoesters. Biodegradable polymers known in the art, include, for example, certain polyhydroxyacids, polypropylfumerates, polycaprolactones, polyamides, poly(amino acids), polyacetals, polyethers, biodegradable polycyanoacrylates, biodegradable polyurethanes and polysaccharides. For example, specific biodegradable polymers that may be used in the present invention include but are not limited to polylysine, poly(lactic acid) (PLA), poly(glycolic acid) (PGA), poly(caprolactone) (PCL), poly(lactide-co-glycolide) (PLG), poly(lactide-co-caprolactone) (PLC), and poly(glycolide-co-caprolactone) (PGC). Those skilled in the art will recognize that this is an exemplary, not comprehensive, list of biodegradable polymers. The properties of these and other polymers and methods for preparing them are further described in the art. See, for example, U.S. Patents Nos. 6,123,727; 5,804,178; 5,770,417; 5,736,372; 5,716,404 to Vacanti; 6,095,148; 5,837,752 to Shastri; 5,902,599 to Anseth; 5,696,175; 5,514,378; 5,512,600 to Mikos; 5,399,665 to Barrera; 5,019,379 to Domb; 5,010,167 to Ron; 4,806,621; 4,638,045 to Kohn; and 4,946,929 to d'Amore; see also Wang et αZ., J. Am. Chem. Soc. 123:9480, 2001; Lim etal, J. Am. Chem. Soc. 123:2460, 2001; Langer, Ace. Chem. Res. 33:94, 2000; Langer, J. Control Release 62:7, 1999; and Uhrich et al., Chem. Rev. 99:3181, 1999. Of course, co-polymers, mixtures, and adducts of these polymers may also be employed. The anionic polyelectrolytes are preferably degradable polymers with anionic groups distributed along the polymer backbone. The anionic groups, which may include carboxylate, sulfonate, sulphate, phosphate, nitrate, or other negatively charged ionizable groupings, may be disposed upon groups pendant from the backbone or may be incorporated in the backbone itself. The cationic polyelectrolytes are preferably degradable polymers with cationic groups distributed along the polymer backbone. The cationic groups, which may include protonated amine, quaternary ammonium or phosphonium derived functions, may be disposed in side groups pendant from the backbone, may be attached to the backbone directly, or can be incoφorated in the backbone itself.
For example, a range of hydrolytically degradable amine containing polyesters bearing cationic side chains have recently been developed (Putnam et al. Macromolecules 32:3658-3662, 1999; Barrera et al. J. Am. Chem. Soc. 115:11010- 11011, 1993; Kwon et al. Macromolecules, 22:3250-3255, 1989; Lim et al. I. Am. Chem. Soc. 121 :5633-5639, 1999; Zhou et al. Macromolecules 23:3399-3406, 1990; each of which is incorporated herein by reference). Examples of these polyesters include ρoly(L-lactide-co-L-lysine) (Barrera et al. J. Am. Chem. Soc. 115:11010- 11011, 1993; incorporated herein by reference), poly (serine ester) (Zhou et al. Macromolecules 23:3399-3406, 1990; which is incorporated herein by reference), poly(4-hydroxy-L-proline ester) (Putnam et al. Macromolecules 32:3658-3662, 1999.; Lim etal. I. Am. Chem. Soc. 121:5633-5639, 1999; each of which is incorporated herein by reference), and more recently, poly[α-(4-aminobutyl)-L-glycolic acid]. In addition, poly(β-amino ester)s, prepared from the conjugate addition of primary or secondary amines to diacrylates, are suitable for use with the invention. Typically, poly(β-amino ester)s have one or more tertiary amines in the backbone of the polymer, preferably one or two per repeating backbone unit. Alternatively, a copolymer may be used in which one of the components is a poly(β-amino ester). Poly(β-amino ester)s are described in USSN 09/969,431, filed October 2, 2001, entitled "Biodegradable poly(β-amino esters) and uses thereof and Lynn etal, J. Am. Chem. Soc. 122:10761-10768, 2000, the entire contents of both of which are incorporated herein by reference.
Exemplary poly(β-amino ester)s are shown in Figure 3. Exemplary R groups include hydrogen, branched and unbranched alkyl, branched and unbranched alkenyl, branched and unbranched alkynyl, aryl, halogen, hydroxyl, alkoxy, carbamoyl, carboxyl ester, carbonyldioxyl, amide, thiohydroxyl, alkylthioether, amino, alkylamino, dialkylamino, ttialkylamino, cyano, ureido, a substituted alkanoyl group, cyclic, cyclic aromatic, heterocyclic, and aromatic heterocyclic groups, each of which may be substituted with at least one substituent selected from the group consisting of branched and unbranched alkyl, branched and unbranched alkenyl, branched and unbranched alkynyl, amino, alkylamino, dialkylamino, tiϊalkylamino, aryl, ureido, heterocyclic, aromatic heterocyclic, cyclic, aromatic cyclic, halogen, hydroxyl, alkoxy, cyano, amide, carbamoyl, carboxylic acid, ester, carbonyl, carbonyldioxyl, alkylthioether, and thiol groups. Exemplary linker groups A and B include carbon chains of 1 to 30 carbon atoms, heteroatom-containing carbon chains of 1 to 30 atoms, and carbon chains and heteroatom-containing carbon chains with at least one substituent selected from the group consisting of branched and unbranched alkyl, branched and unbranched alkenyl, branched and unbranched alkynyl, amino, alkylamino, dialkylamino, trialkylamino, aryl, ureido, heterocyclic, aromatic heterocyclic, cyclic, aromatic cyclic, halogen, hydroxyl, alkoxy, cyano, amide, carbamoyl, carboxylic acid, ester, carbonyl, carbonyldioxyl, alkylthioether, and thiol groups. The polymer preferably has between 5 and 10,000 repeat units.
Alternatively, zwitterionic polyelectrolytes may be used. Such polyelectrolytes may have both anionic and cationic groups incorporated into the backbone or covalently attached to the backbone as part of a pendant group. Such polymers may be neutrally charged at one pH, positively charged at another pH, and negatively charged at a third pH. For example, a film may be deposited by LBL deposition using dip coating in solutions of a first pH at which one layer is anionic and a second layer is cationic. If the film is put into a solution having a second different pH, then the first layer may be rendered cationic while the second layer is rendered anionic, thereby changing the charges on those layers.
In certain embodiments, the LBL assembly of inventive films may involve a series of dip coating steps in which the substrate is dipped in alternating polycationic and polyanionic solutions (see Figure 1). Additionally or alternatively, it will be appreciated that deposition of alternating polycationic and polyanionic layers may also be achieved by spray coating, brush coating, roll coating, spin casting, or combinations thereof.
The composition of the polyanionic and polycationic layers can be fine-tuned to adjust the degradation rate of each layer within the film. For example, the degradation rate of hydrolytically degradable polyelectrolyte layers can be decreased by associating hydrophobic polymers such as hydrocarbons and lipids with one or more of the layers. Alternatively, the polyelectrolyte layers may be rendered more hydrophilic to increase their hydrolytic degradation rate. In certain embodiments, the degradation rate of a given layer can be adjusted by including a mixture of polyelectrolytes that degrade at different rates or under different conditions. In other embodiments, the polyanionic and/or polycationic layers may include a mixture of degradable and non-degradable polyelectrolytes. Any non-degradable polyelectrolyte can be used with the present invention. Exemplary non-degradable polyelectrolytes that could be used in thin films of the present invention are shown in Figure 4 and include poly(styrene sulfonate) (SPS), poly(acrylic acid) (PAA), linear poly(ethylene imine) (LPEI), poly(diallyldimethyl ammonium chloride) (PDAC), and poly(allylamine hydrochloride) (PAH).
Alternatively or additionally, the degradation rate may be fine-tuned by associating or mixing non-biodegradable, yet biocompatible polymers (polyionic or non-polyionic) with one or more of the polyanionic and/or polycationic layers. Suitable non-biodegradable, yet biocompatible polymers are well known in the art and include polystyrenes, certain polyesters, non-biodegradable polyurethanes, polyureas, poly(ethylene vinyl acetate), polypropylene, polymethacrylate, polyethylene, polycarbonates, and poly(ethylene oxide)s. Furthermore, because the thin film is produced in a layer-by-layer fashion, the composition of individual layers may be varied to tailor the degradation rate of various portions of the film. For example, the upper layers of the film, closer to the surface, may be adjusted to degrade faster than the layers of the film closer to the substrate, or vice versa. Depending on the thickness of the film, the degradation rate within the film may be varied cyclically (e.g., for periodic release). Additionally or alternatively, the upper layers of the film, closer to the surface, may be adjusted to degrade under a first set of conditions (e.g., endosomal conditions) while the layers of the film that are closer to the substrate are adjusted to degrade under a second set of conditions (e.g., physiological conditions).
The released entity need not act as a structural component of the film (see Figures 5 and 6). As noted above, polyelectrolytes may be associated or mixed with polymeric or non-polymeric moieties to regulate the degradation rate. In addition, neutral, zwitterionic, or charged biomolecules, small molecules, or bioactive agents may be associated or mixed with a polycation or polyanion and incoφorated into a layer. For example, the charged atoms on a zwitterionic molecule may facilitate electrostatic interactions with both the polyanionic and polycationic layers. A zwitterionic biomolecule, small molecule, or bioactive agent may be combined in solution with the polyelectrolytes for one of the layers or placed in a separate solution to form a "sandwich" between two layers. When the thin film degrades, the biomolecule, small molecule, or bioactive agent will be released. Alternatively, a biomolecule, small molecule, or bioactive agent may be associated with a polyelectrolyte under conditions which facilitate a strong interaction between the molecule and the polyelectrolyte, while the medium in which the biomolecule, small molecule, or bioactive agent is released is one which competes with the polyelectrolyte for the biomolecule, small molecule, or bioactive agent, thereby decreasing the strength of the interaction with the polyelectrolyte.
The composition of the various layers may be adjusted to release different entities as the thin film degrades. For example, a thin film may be designed to release a chemotactic factor tailored to attract cells to an implant site for a specified number of layers, followed by a growth factor tailored to stimulate a desired metabolic or proliferative activity in cells now at the implant site.
It will be appreciated that in preparing a thin film that degrades with a desired rate and profile one may need to test various thin film compositions experimentally. The degradation rates and profiles of inventive thin films can, for example, be investigated using a variety of known techniques, including ellipsometry, dynamic light scattering (DLS), zeta-potential analysis, quartz crystal microbalance (QCM), and atomic force microscopy (AFM). The QCM method is particularly attractive since it can be used with rough films and allows continuous monitoring without removal of the thin films from the degradation milieu. AFM can be also used to monitor changes in the multi-layer surface moφhology as a function of degradation. Additionally or alternatively, one may choose to monitor the rate at which a non-degradable structural polymer, biomolecule, small molecule, or bioactive agent is released from the thin film. If the released entity absorbs or emits light in an uncrowded region of the ultraviolet or visible electiOmagnetic spectrum, one could measure the rate of release by UV- visible spectroscopy. It will be appreciated that a variety of synthetic and recombinant techniques exist that allow one to attach a light absorbing or emitting group, e.g., a fluorescent group or a dye to a polymer or small molecule that lacks such functionality. Alternatively, one could incoφorate a model chromic compound, e.g., the commercially available photochromic polyanion PAZO (see Figure 7), into a range of thin films for this puφose.
The thin film may also be used to create a degradable substrate for cell seeding and culture. Some cells, for example, chondrocytes, proliferate better when deposited on a substrate to which they can attach. However, to use these cells in other applications, they may need to be separated from the substrate. Cells may be deposited on the surface of a multi-layer thin film and maintained in vitro. As the thin film degrades, the cells are released into the surrounding medium, freeing them for seeding onto tissue engineering matrices or for analysis. Integrins and cell adhesion sequences (e.g., the RGD sequence) may be included in the top layer or layers of the film to facilitate cell adhesion. Integrins are part of a large family of cell adhesion receptors which are involved in cell-extracellular matrix and cell-cell interactions. The RGD sequence, present in proteins such as fibronectin, has been shown to be active in promoting cell adhesion and proliferation (see Massia et al, J. Cell. Biol. 114:1089, 1991). The thin films may include electroactive polymers. In the presence or absence of a voltage, conductive polymers may enhance the proliferation and metabolism of cells deposited thereon (USPN 6,095,148, issued Aug. 1, 2000, and 6,190,893, issued Feb. 20, 2001). The voltage may be an externally applied voltage. Alternatively, a voltage may be applied by native tissue, for example, nerve. Bone is piezoelectric, and physiologic loading will generate a potential across a film implanted therein.
Exemplary electroactive polymers include, but are not limited to, polypyrrole, poly(p- phenylene), poly(p-phenylene vinylene), polythiophene, polyaniline, polypoφhyrin, polyheme, and derivatives thereof. These polymers may be derivatized. For example, hydrocarbon groups, methoxy, cyano, phenyl, alkoxy, amino, and halides may be added to aromatic groups in the polymer, and except for halides (which would lead to the production of poly(phenylene acetylene)), to the non-aromatic carbons. Of course, if the film is intended for biological applications, the resulting derivative should be biocompatible.
The invention can employ a wide range of cell types and is not limited to any specific cell type. Examples of cell types that may be used include but are not limited to bone or cartilage forming cells such as chondrocytes and fibroblasts, other connective tissue cells, epithelial cells, endothelial cells, blood vessel cells, cancer cells, organ cells such as hepatocytes, islet cells, kidney cells, intestinal cells, and lymphocytes, smooth muscle cells, skeletal muscle cells, heart muscle cells, nerve cells, and stem cells such as human embryonic stem cells or mesenchymal stem cells. In another embodiment, the thin film may encapsulate a decomposable substrate (e.g., a drug nano- or micro-crystal). Additionally or alternatively, the thin film may be exploited to regulate diffusion of the substrate into the surrounding medium. In certain embodiments, particularly for drug delivery, it may be desirable to target an encapsulated substrate to a particular cell or tissue. A variety of agents that can direct an encapsulated substrate to particular cells are known in the art (see, for example, Gotten et al, Methods Enzym. 217:618, 1993). Examples of useful targeting agents include, but are in no way limited to, low-density lipoproteins (LDLs), transferr n, asiaglycoproteins, gρl20 envelope protein of the human immunodeficiency virus (HIV), toxins, antibodies, and carbohydrates. Certain preferred encapsulated substrates of the present invention mclude one or more targeting agents that are associated with polyelectrolyte components of the inventive thin film and/or with the entity to be released.
The substrate geometry may be manipulated to deposit films having a variety of shapes. For example, films may be deposited on particles, tubes, or spheres to facilitate a more uniform release distribution. Films may be deposited on strands such as sutures to release factors such as analgesics or antibiotics at a surgical site. Alternatively, these films may be deposited onto capillary networks or tissue engineering constructs. For example, a thin film deposited on a three-dimensional tissue engineering construct may be used to attract cells to a newly implanted construct and then to promote specific metabolic or proliferative activity.
The methods of the invention may also be used to create three-dimensional microstructures. For example, the thin film may be deposited on a substrate that can be dissolved to leave a hollow shell of the thin film (see Figure 8). Alternatively, multi-layers may be deposited having regions that are more and less degradable.
Degradation of the degradable portions leaves a three-dimensional microstructure (see Figure 9). In a first step, the surface of a substrate is divided into regions in which LBL deposition of an inventive thin film is more or less favorable (see Figure 9, step A). In one embodiment, a pattern of self-assembled monolayers (SAMs) is deposited on a substrate surface by microcontact printing (see, for example, U.S. Patent No.
5,512,131 to Kumar et al, see also Kumar et al, Langmuir 10:1498, 1994; Jiang and Hammond, Langmuir, 16:8501, 2000; Clark et al., Supramolecular Science 4:141, 1997; and Hammond and Whitesides, Macromolecules 28:7569, 1995). In preferred embodiments, the substrate surface is neutral and the exposed surface of the deposited SAMs is polar or ionic (i. e. , charged). A variety of polymers with polar or ionic head groups are known in the art of self-assembled monolayers. In another embodiment, a uniform coating of a polymer is deposited on a substrate, and that coating is transformed into a patterned layer by means of photolithography. Other embodiments are also contemplated in which the substrate surface is selectively exposed to plasmas, various forms of electromagnetic radiation, or to electron beams. In yet other embodiments, the substrate may possess the desired surface characteristics by virtue of its inherent composition. For example, the substrate may be a composite in which different regions of the surface have differing compositions, and thus different affinities for the polyelectrolyte to be deposited. In a second step, polyelectrolyte layers of alternating charge are deposited by
LBL on receptive regions of the surface (see Figure 9, step B) as described for a homogeneous surface above and selective regions in Jiang and Hammond, Langmuir, 16:8501, 2000; Clark et al, Supramolecular Science 4:141, 1997; and Hammond and Whitesides, Macromolecules 28:7569, 1995. The surface is subsequently flooded with a non-degradable polymer (see Figure 9, step C) and placed in a medium wherein at least a portion of the polyelectrolyte layers degrade, thereby creating a three-dimensional "tunnel-like" structure that reflects the pattern on the original surface (see Figure 9, step D). It will be appreciated that more complex microstructures could be created based on these simple principles (e.g., by depositing SAMs with different electrostatic character in different regions of a substrate surface and or by iterative additions of subsequent structures above the deposited non- degradable polymer).
Examples Materials and Methods:
Polymers: The poly(β-amino ester) "Poly 1" (Figure 10) was selected for use in initial experiments based on the relatively slow degradation rate of this polymer at acidic pH (tø > 10 h at pH = 5.1, 37 °C) (Lynn, D.M., et al, I. Am. Chem. Soc, 122:10761-10768, 2000). As Poly 1 has also been shown to form electrostatic complexes with polyanions such as DNA in solution, we hypothesized that it would readily absorb to negatively-charged surfaces and model polyanions such as poly(styrene sulfonate) (SPS) and poly(acrylic acid) (PAA) commonly used for LBL assembly. Poly(sodium 4-styrenesulfonate), "SPS", MW ~ 70,000 and highly polymerized calf thymus DNA were obtained from Sigma-Aldrich, St Louis, MO. Linear poly(ethylene imine), "LPEI", MW ~ 25,000, poly(dimethyldiallylammonium chloride) "PDAC", MW ~ 240,000) and poly(acrylic acid), "PAA", MW ~ 90,000 were obtained from Polysciences, Warrington, PA. Poly 1 (see Figure 10, MW ~ 10,000), was synthesized as described in Lynn et al, J. Am. Chem. Soc. 122:10761- 10768, 2000, the contents of which are hereby incoφorated by reference. All polyelectrolytes were used without further purification or filtration, with the exception of Poly 1. Poly 1 solutions were filtered using a 0.45 μm membrane syringe filter prior to use. All polymer solutions used for deposition were pH adjusted to 5.1 with a concentration of 5 mM for' Poly 1 and 20 mM for all other polyelectrolytes
(calculations based on monomer unit). Poly 1 was dissolved in a 100 mM sodium acetate buffer. Other solutions were prepared with deionized water and the pH was adjusted using sodium hydroxide and hydrochloric acid.
Other Chemicals: The water used for all experimental procedures was obtained from a Milli-Q Reagent Water System (Millipore, Bedford, MA) at 18.2 MΩcm. For degradation, PBS buffer pH 7.4 (0.1 mM Na2HP04, 150 mM NaCl, 0.027 mM KCl ), 100 mM sodium acetate buffer pH 5.1 and TAE buffer pH 8.3 (0.4 mM Tris-acetate and 0.01 mM EDTA) were used. All buffered solutions used for decomposition were salt (NaCl) adjusted to 150 mM to maintain a physiologically relevant salt concentration.
Polyelectrolyte Deposition: Silicon substrates were cut to approximately 1 cm x 2 cm and rinsed with acetone and ethanol. They were then dried using a nitrogen stream and plasma etched to remove any organic materials and to charge the surface with oxygen radicals. Glass substrates underwent the same procedure. The optical constants (Ns and Ks) for the substrates were then obtained from a Gaertner Variable Angle Ellipsometer (6328 nm, incident angle = 70°). Data were collected and processed using the Gaertner Ellipsometry Measurement Program (GEMP), Version 1.2 software package.
Substrates were then placed in a Carl Zeiss HMS Series Programmable Slide Stainer (Carl Zeiss, Thornwood, NY) where ten precursor bilayers (ca. 100-200 A) of LPEI/SPS or PDAC/PAA were deposited, terminating with the polyanion monolayer. This was done to assure a strong known net charge on the surface. After measuring the film thickness using ellipsometry, ten bilayers of Poly 1/SPS or Poly 1/PAA were deposited on top of the original film.
The slide stainer was programmed to submerge the substrates in the polycation solution for five minutes and then to rinse the substrates in two successive deionized water baths. The first rinse was of one minute and the following of two minutes and thirty seconds. The substrates were then submerged five more minutes in the polyanion solution and then rinsed in the same manner. After one bilayer was deposited, the substrates were ultra sonicated for four minutes and thirty seconds. This ultra sonication step is believed to improve the surface's topography. The program was then cycled to obtain the desirable bilayers of film. After deposition, films were dried with nitrogen to remove visible drops of solution from the surface before ellipsometry or profilometry was performed. Multilayers incoφorating poly 1 were removed from aqueous water baths immediately after final layers were deposited, dried under a stream of dry nitrogen, placed in a vacuum dessicator and dried overnight to minimize degradation due to incoφorated water. Root mean square roughness was determined using a Tencor Coφoration KLA Model P10 Surface Profilometer with a 2um stylus. Reflective FTIR spectra were recorded using a Nicolet Magna-IR 550 Series II Spectrometer. Substrates to be used for reflective FTIR analysis were coated with a thin layer of gold using a thermal evaporator. Decomposition experiments were performed by submerging the substrates in buffered solutions at room temperature or 37°C and taking measurements by ellipsometry or UV- visible spectroscopy at desired time intervals. The thickness of each sample was determined by ellipsometry at nine different predetermined locations on the substrate surface (measured in triplicate), and the sample was returned to the buffer solution.
Results and Discussion:
Growth of Poly 1/SPS and Poly 1/PAA films: The deposition of multi-layer films was followed by ellipsometry as well as profilometry (see Figure 11). Poly 1/SPS films composed of 10 bilayers (on top of the 10 substrate bilayers) were determined to be around 1000 A thick by profilometry and around 1400 A thick using ellipsometry. Bilayer growth proved to be directly proportional to film thickness (see Figure 12). Films formed from 10 bilayers of Poly 1/PAA films were thicker than those formed from Poly 1/SPS (around 6000 A). These results are consistent with previous studies showing a relationship between film thickness and pH for weak polyacid systems (Shiratori, S.S., etal, Macromolecules, 33:4213-4219, 2000). The films formed from both polymer systems were extremely smooth considering their thickness; the root mean square roughness (RMS) for both systems obtained by profilometry ranged from 16.9 A to 60.2 A.
To verify that Poly 1 was being incoφorated in the films, Poly 1/SPS films were grown on gold substrates for analysis by reflective FTIR. The observation of a strong peak between 1725 and 1750 cm"1 corresponding to the carboxyl stretch of Poly 1 confirms the presence of Poly 1 in the films (see Figure 13). The Poly 1/SPS system was selected for the FTIR, rather than the Poly 1/PAA systems, to prevent the carboxyl group of the PAA from obscuring the CO stretch in Poly 1.
Decomposition of Poly 1/SPS and Poly 1/PAA films: Once procedures for the construction of films using Poly 1 were optimized, experiments to investigate film decomposition were performed. Films were incubated at pH 5.1, 7.4 and 8.3 in order to examine decomposition at pH and temperature values likely to be encountered in controlled release applications. Poly 1/SPS films decomposed over a 40-hour period in PBS pH 7.4 at 37 °C (see Figure 14). Interestingly, decomposition appeared to occur by surface erosion and films remained smooth and consistent throughout the decomposition process, allowing decomposition to be monitored conveniently by ellipsometry. In general, the rate of decomposition increased with increasing pH. Poly 1/SPS films placed in TAE buffer at pH 8.3 decomposed in under nine hours (see Figure 15) and more slowly under acidic conditions. These pH/rate data are consistent with a hydrolytic mechanism of degradation and erosion, similar to that previously observed for polymer 1 in solution (Lynn, D.M., 2000). Poly 1 is insoluble in aqueous media atpH 7.4, suggesting that degradation or erosion is occurring via hydrolysis rather than decomplexation and dissociation of layers of Poly 1 at higher pH.
Film erosion rates were also dependent on the structures of the incoφorated polyanions. For example, while 100 nm thick Poly 1/SPS films eroded completely over a period of 40 hours at pH 7.4 (Figure 2), 600 nm films formed from Poly 1 and PAA degraded completely over a period of 9 hours under identical conditions. This behavior is consistent with the pH/dissolution profile observed for other weak polyacid multilayer systems, in which the increased ionization of PAA at elevated pH contributes to repulsive electrostatic interactions (Sukhishvili, S.A., et al, S. Macromolecules, 35:301-310, 2002; Sukhishvili, S.A., et al.,J. Am. Chem. Soc, 122:9550-9551, 2000). Additionally, films containing thick layers of PAA often possess a lower overall effective crosslink density than more compact films constructed from strong polyelectrolytes such as SPS (Shiratori, S.S., 2000; Lvov, Y., etal., Langmuir, 9:481-486, 1993); the less crosslinked moφhology may support more rapid permeation of water and breakdown of the polymer layers. The ellipsometric data in Figure 2 suggest that film erosion occurs gradually, rather than by the bulk deconstruction observed for weak polyacid or salt- deconstructed systems (Sukhishvili, S.A., 2002; Sukhishvili, S.A., 2000; For general examples of salt-induced "deconstruction" of polyelectrolyte multilayers, see: Dubas, S.T.; Schlenoff, J.B., Macromolecules, 34:3736-3740, 2001; Schiiler, C, et al, Biomacromolecules, 2:921-926, 2001). Preliminary AFM analysis of partially eroded films is also consistent with this gradual erosion process - surface roughness values for partially eroded films (RMS roughness - 6.9 nm) were less than the thickness of an average bilayer (10 nm) and surfaces were consistent over 1 μm (Hammond, P.T., 1998) portions of the film. We continue to investigate the factors governing erosion at various length scales and spatial resolutions, as the ability to control erosion in a "top-down" manner could introduce significant advantages from a release standpoint and allow precise control over the sequences by which one or more incoφorated components are released. The different decomposition rates provide a potential means for controlling the exact decomposition rates of films by customization with these two or any other polyanions.
Controlled release of DNA from Poly 1/DNA films: Preliminary experiments designed to explore the application of these decomposable thin films to the controlled release of polyanions were done by adsorbing polyanionic dyes and calf thymus DNA into the decomposable polymeric films. Adsoφtion of DNA by electrostatic layer-by- layer deposition was achieved by the negative charge of the phosphate-sugar group that composes the helix. Poly 1/DNA films were deposited on silicon substrates previously prepared with ten precursor bilayers of LPEI/SPS. These films were measured by ellipsometry and film thickness ranged from 800 A to 1000 A (see Figure 16). Poly 1/DNA films decomposed over a 50-hour period in PBS buffer pH 7.4 at 37 °C (see Figure 17).
Other embodiments
Those of ordinary skill in the art will appreciate that the foregoing has been a description of certain preferred embodiments of the present invention. This description is not intended to limit the spirit or scope of the present invention, as embodied in the following claims.

Claims

Claims What is claimed is:
1. A decomposable thin film comprising a plurality of polyelectrolyte layers of alternating charge, wherein decomposition of the thin film is characterized by degradation of at least a portion of the polyelectrolyte layers.
2. The decomposable thin film of claim 1, wherein: the thin film comprises alternating polycationic and polyanionic layers, and decomposition of the thin film is characterized by hydrolytic degradation of a member of the polycationic layers, the polyanionic layers, and both.
3. The decomposable thin film of claim 1, wherein a portion of the polyelectrolyte layers comprises a member of a synthetic polyelectrolyte, a natural polyelectrolyte, and both.
4. The decomposable thin film of claim 1, wherein at least a portion of the polyelectrolyte layers comprises a polymer selected from polyesters, polyanhydrides, polyorthoesters, polyphosphazenes, polyphosphoesters, and any combination thereof.
5. The decomposable thin film of claim 4-, wherein the polyesters are selected from poly(β-amino ester)s, poly(L-lactide-co-L-lysine), poly(serine ester), poly(4-hydroxy-L-proline ester), poly[α-(4-aminobutyl)-L-glycolic acid], and any combination thereof.
6. The decomposable thin film of claim 5, wherein the poly(β-amino ester) is selected from
Figure imgf000029_0001
wherem: linker A and linker B are each independently selected from the group consisting of carbon chains of 1 to 30 carbon atoms, heteroatom-containing carbon chains of 1 to 30 atoms, and carbon chains and heteroatom-containing carbon chains with at least one substituent selected from the group consisting of branched and unbranched alkyl, branched and unbranched alkenyl, branched and unbranched alkynyl, amino, alkylamino, dialkylamino, trialkylamino, aryl, ureido, heterocyclic, aromatic heterocyclic, cyclic, aromatic cyclic, halogen, hydroxyl, alkoxy, cyano, amide, carbamoyl, carboxylic acid, ester, carbonyl, carbonyldioxyl, alkylthioether, and thiol groups; Rj and R2 are each independently selected from the group consisting of hydrogen, branched and unbranched alkyl, branched and unbranched alkenyl, branched and unbranched alkynyl, aryl, halogen, hydroxyl, alkoxy, carbamoyl, carboxyl ester, carbonyldioxyl, amide, thiohydroxyl, alkylthioether, amino, alkylamino, dialkylamino, trialkylamino, cyano, ureido, a substituted alkanoyl group, cyclic, cyclic aromatic, heterocyclic, and aromatic heterocyclic groups, each of which may be substituted with at least one substituent selected from the group consisting of branched and unbranched alkyl, branched and unbranched alkenyl, branched and unbranched alkynyl, amino, alkylamino, dialkylamino, trialkylamino, aryl, ureido, heterocyclic, aromatic heterocyclic, cyclic, aromatic cyclic, halogen, hydroxyl, alkoxy, cyano, amide, carbamoyl, carboxylic acid, ester, carbonyl, carbonyldioxyl, alkylthioether, and thiol groups; and n is an integer between 5 and 10,000.
7. The decomposable thin film of claim 5, wherem the poly(β-amino ester) is
Figure imgf000030_0001
8. The decomposable thin film of claim 4, wherem at least a portion of the polymer comprises a member of an anionic group, a cationic group, and any combination thereof.
9. The decomposable thin film of claim 8, wherein the member is incoφorated in the backbone of the polymer, covalently attached to the backbone of the polymer, or covalently attached to a pendant group of the polymer.
10. The decomposable thin film of claim 8, wherein the member comprises a carboxylate, sulfonate, sulphate, phosphate, nitrate, protonated amine, quaternary ammonium, or phosphonium group.
11. The decomposable thin film of claim 1 , wherein at least a portion of the polyelectrolyte layers comprises a polymer selected from poly(styrene sulfonate), poly(acrylic acid), linear poly(ethylene imine), poly(diallyl dimethyl ammonium chloride), poly(allylamine hydrochloride), and any combination thereof.
12. The decomposable thin film of claim 1, wherein the degradation is characterized by at least one of hydrolytic, thermal, enzymatic, and photolytic.
1 13. The decomposable thin film of claim 1, wherein at least a portion of the
2 polyelectrolyte layers comprises a biodegradable polymer. 3
4 14. The decomposable thin film of claim 13, wherein the biodegradable polymer
5 is selected from polyhydroxyacids, polypropylfumerates, polycaprolactones,
6 polyamides, poly(amino acids), polyacetals, polyethers, biodegradable
7 polycyanoacrylates, biodegradable polyurethanes, polysaccharides, and co-
8 polymers, mixtures,' and adducts thereof. 9
10 15. The decomposable thin film of claim 1 , wherein at least a portion of the
11 polyelectrolyte layers comprises a thermally degradable polymer. 12
13 16. The decomposable thin film of claim 1, wherein at least a portion of the
14 polyelectrolyte layers comprises a photolytically degradable polymer. "15
16 17. The decomposable thin film of claim 1 , wherein at least a portion of the
17 polyelectrolyte layers comprises an electroactive polymer. 18
19 18. The decomposable thin film of claim 1, wherein at least a portion of the
20 polyelectrolyte layers comprises a zwitterionic polymer. 21
22 19. The decomposable thin film of claim 18, wherein at least a portion of the
23 polyelectrolyte layers comprises alternating layers of a first zwitterionic
24 polymer and a second zwitterionic polymer, wherein the first polymer is a
25 polycation and the second polymer is a polyanion at a selected non- 26 physiological pH and the first polymer is a polyanion and the second polymer 27 is a polycation at a physiological pH.
28
29 20. The decomposable thin film of claim 1, wherein at least a portion of the
30 polyelectrolyte layers comprises a mixture of degradable and non-degradable polyelectrolytes.
21. The decomposable thin film of claim 1, wherein the degradation rate of the layers varies such that the decomposition rate of the thin film is not a constant.
2 222.. The decomposable thin film of claim 1, further comprising a layer of cells deposited on the surface of the thin film.
23. The decomposable thin film of claim 22, wherein the cells are selected from connective tissue cells, organ cells, muscle cells, nerve cells, stem cells, cancer cells, and any combination thereof.
24. The decomposable- thin film of claim 1, wherein at least a portion of the layers comprise an entity selected from a biomolecule, a small molecule, a bioactive agent, and any combination thereof.
25. The decomposable thin film of claim 24, wherein a second portion of the layers comprise a second entity selected from a biomolecule, a small molecule, a bioactive agent, and any combination thereof.
26. The decomposable thin film of claim 24, wherein the concentration of the entity in the thin film varies with depth.
27. The decomposable thin film of claim 24, wherein the small molecule is a drug.
28. The decomposable thin film of claim 24, wherein the entity is associated with a polyelectrolyte in a layer of the thin film.
29. The decomposable thin film of claim 28, wherein the entity is associated via an interaction selected from covalent bond, a hydrogen bond, an electrostatic 1 interaction, a van der Waals interaction, a hydrophobic interaction, a magnetic
2 interaction and any combination of the above.
3
4 30. The decomposable thin film of claim 24, wherein the entity is mixed with a
5 polyelectrolyte in a layer of the thin film.
6
7 31. The decomposable thin film of claim 1, further comprising a member of a cell
8 adhesion sequence, a targeting sequence, and both disposed in a top layer of
9 the thin film.
10
11 32. The decomposable thin film of claim 1, wherein the thin film is deposited on a
12 non-planar substrate.
13
14 33, The decomposable thin film of claim 32, wherein the thin film is deposited on
15 a substrate having a shape selected from particles, tube, sphere, strand, coiled _
16 strand, and capillary network.
17
18 34. The decomposable thin film of claim 32, wherein degradation of the thin film
19 enables dissolution of the substrate material. on
21 35. The decomposable thin film of claim 1, wherein the thin film is adapted and
22 constructed as a hollow shell.
23
24 36, The decomposable thin film of claim 32, wherein the substrate material
25 diffuses through the thin film when the thin film-substrate combination is
26 placed in a pre-selected medium.
27
28 37, The decomposable thin film of claim 32, wherein the substrate comprises a
29 drug.
30
38. The decomposable thin film of claim 1, wherein the thin film is disposed on a substrate, wherein the surface properties of the substrate vary across a surface of the substrate.
39. The decomposable thin film of claim 1, wherem the thin film is disposed on a substrate comprising a material selected from metals, metal oxides, plastics, ceramics, silicon, glasses, mica, graphite, hydrogels, polymers, and any combination thereof.
40. The decomposable thin film of claim 39, wherein a primer layer is inteφosed between the thin film and the substrate, wherem the primer layer comprises a polyelectrolyte bilayer.
41. The decomposable thin film of claim 40, wherein the polyelectrolyte bilayer comprises a polymer selected from poly(styrene sulfonate) and poly(acrylic acid) and a polymer selected from linear poly(ethylene imine), poly(diallyl dimethyl ammonium chloride), and poly(allylamine hydrochloride).
42. A method of releasing an entity from a thin film comprising: associating the entity with a thin film comprising a plurality of polyelectrolyte layers of alternating charge; and placing the thin film in a medium in which at least a portion of the thin film decomposes via the substantially sequential degradation of at least a portion of the polyelectrolyte layers.
43. The method of claim 42, wherein the degradation is at least partially hydrolytic.
44. The method of claim 42, wherein the degradation is at least partially enzymatic.
45. The method of claim 42, wherein the degradation is at least partially thermal.
46. The method of claim 42, wherein the degradation is at least partially photolytic.
47. The method of claim 42, wherein the degradation rate is not constant.
48. The method of claim 42, further comprising depositing alternating polyanionic and polycationic layers on a substrate, wherein the step of associating comprises associating the entity with at least a portion of a member of the polycationic and polyanionic layers.
49. The method of claim 42, wherein the entity to be released is a member of a component of the polycationic layers., a component of the polyanionic layers, and both.
50. The method of claim 42, further comprising depositing the thin film on a substrate.
51. The method of claim 50, wherein the substrate has a shape selected from non- planar, particles, tube, sphere, strand, coiled strand, and capillary network.
52. The method of claim 50, further comprising allowing the substrate material to diffuse through the thin film.
53. The method of claim 50, further comprising dissolving the substrate.
54. The method of claim 42, further comprising preparing a substrate, and depositing the plurality of polyelectrolyte layers on the substrate.
55. The method of claim 54, wherein the step of preparing the substrate comprises a member of charging the surface of the substrate, depositing a primer layer on the substrate, and any combination thereof.
56. The method of claim 55, wherein the step of charging the surface of the substrate comprises a member of depositing a self-assembled monolayer on the substrate surface, depositing a uniform coating of a polymer on the substrate surface and patterning the uniform coating by photolithography, selectively exposing the substrate surface to plasmas, selectively exposing the substrate surface to electromagnetic radiation, selectively exposing the substrate surface to electron beams, and any combination thereof.
57. The method of claim 55, wherein the step of depositing a primer layer comprises at least one polyelectrolyte bilayer.
58. The method of claim 57, wherein the polyelectrolyte bilayer comprises a polymer selected from poly(styrene sulfonate) and poly(acrylic acid) and a polymer selected from linear poly(ethylene imine), poly(diallyl dimethyl ammonium chloride), and poly(allylamine hydrochloride).
59. The method of claim 42, further comprising disposing a member of a cell adhesion sequence, a targeting sequence, and both in a top layer of the thin film.
60. The method of claim 42, wherein the entity is a plurality of cells deposited on a surface of the thin film.
61. The method of claim 42, further comprising associating a second entity with the thin film. 1
2 62. The method of claim 42, wherein the entity is not released at a constant rate.
3
4 63. The method of claim 42, wherein at least a portion of the polyelectrolyte
5 layers comprises a polymer selected from polyesters, polyanhydrides,
6 polyorthoesters, polyphosphazenes, polyphosphoesters, and any combination
7 thereof. 8
9 64. The method of claim 63, wherein the polyesters are selected from poly(β-
10 amino ester)s, poly(L-lactide-co-L-lysine), poly(serine ester), poly(4-hydroxy-
11 L-proline ester), poly[α-(4-aminobutyl)-L-glycolic acid], and any combination
12 thereof. 13
14 65. The decomposable thin film of claim 64, wherein the poly(β-amino ester) is
15. selected from
Figure imgf000037_0001
17 wherein:
18 linker A and linker B are each independently selected from the group
19 consisting of carbon chains of 1 to 30 carbon atoms, heteroatom-containing 0 carbon chains of 1 to 30 atoms, and carbon chains and heteroatom-containing 1 carbon chains with at least one substituent selected from the group consisting 2 of branched and unbranched alkyl, branched and unbranched alkenyl, 3 branched and unbranched alkynyl, amino, alkylamino, dialkylamino, 4 trialkylamino, aryl, ureido, heterocyclic, aromatic heterocyclic, cyclic, aromatic cyclic, halogen, hydroxyl, alkoxy, cyano, amide, carbamoyl, carboxylic acid, ester, carbonyl, carbonyldioxyl, alkylthioether, and thiol groups; Ri and R2 are each independently selected from the group consisting of hydrogen, branched and unbranched alkyl, branched and unbranched alkenyl, branched and unbranched alkynyl, aryl, halogen, hydroxyl, alkoxy, carbamoyl, carboxyl ester, carbonyldioxyl, amide, thiohydroxyl, alkylthioether, amino, alkylamino, dialkylamino, trialkylamino, cyano, ureido, a substituted alkanoyl group, cyclic, cyclic aromatic, heterocyclic, and aromatic heterocyclic groups, each of which may be substituted with at least one substituent selected from the group consisting of branched and unbranched alkyl, branched and unbranched alkenyl, branched and unbranched alkynyl, amino, alkylamino, dialkylamino, trialkylamino, aryl, ureido, heterocyclic, aromatic heterocyclic, cyclic, aromatic cyclic, halogen, hydroxyl, alkoxy, cyano, amide, carbamoyl, carboxylic acid, ester, carbonyl, carbonyldioxyl, alkylthioether, and thiol groups; and n is an integer between 5 and 10,000.
66. The decomposable thin film of claim 64, wherein the poly(β-amino ester) is
Figure imgf000038_0001
67. The method of claim 63, wherein at least a portion of the polymer comprises a member of an anionic group, a cationic group, and any combination thereof.
68. The method of claim 67, wherein the member is incoφorated in the backbone of the polymer, covalently attached to the backbone of the polymer, or covalently attached to a pendant group of the polymer.
69. The method of claim 67, wherein the member comprises a carboxylate, sulfonate, sulphate, phosphate, nitrate, protonated amine, quaternary ammonium, or phosphonium group.
70. The method of claim 42, wherein at least a portion of the polyelectrolyte layers comprises a member of the group consisting of poly(styrene sulfonate), poly(acrylic acid), linear poly(ethylene imine), poly(diallyl dimethyl ammonium chloride), poly(allylamine hydrochloride), and any combination thereof.
71. The method of claim 42, wherein at least a portion of the polyelectrolyte layers comprises a biodegradable polymer.
72. The method of claim 71, wherein the biodegradable polymer is selected from polyhydroxyacids, polypropylfumerates, polycaprolactones, polyamides, poly(amino acids), polyacetals, polyethers, biodegradable polycyanoacrylates, biodegradable polyurethanes, polysaccharides, and co-polymers, mixtures, and adducts thereof.
73. The method of claim 42, wherein at least a portion of the polyelectrolyte layers comprises a non-biodegradable biocompatible polymer.
74. The method of claim 73, wherein the non-biodegradable biocompatible polymer is selected from polystyrenes, polyesters, non-biodegradable polyurethanes, polyureas, poly(ethylene vinyl acetate), polypropylene, polymethacrylate, polyethylene, polycarbonates, poly(ethylene oxide)s, and co-polymers, mixtures, and adducts thereof.
1 75. The method of claim 74, wherein the non-biodegradable biocompatible
2 polymer comprises a charged group incoφorated in the backbone of the
3 polymer, covalently attached to the backbone of the polymer, or covalently
4 attached to a pendant group of the polymer. 5
6 76. The method of claim 42, wherein at least a portion of the polyelectrolyte
7 layers comprises a thermally degradable polymer. 8
9 77. The method of claim 42, wherein at least a portion of the polyelectrolyte
10 layers comprises a photolytically degradable polymer. 11
12 78. The method of claim 42, wherein at least a portion of the polyelectrolyte
13 layers comprises an electroactive polymer. 14
15 79. The method of claim 42, wherein at least a portion of the polyelectrolyte
16 layers comprises a zwitterionic polymer. _17
18 80. The method of claim 79, wherein at least a portion of the polyelectrolyte
19 layers comprises alternating layers of a first zwitterionic polymer and a second
20 zwitterionic polymer, wherein the first polymer is a polycation and the second
21 polymer is a polyanion at a selected non-physiological pH and the first
22 polymer is a polyanion and the second polymer is a polycation at a
23 physiological pH. 24
25 81. The method of claim 42, wherein at least a portion of the polyelectrolyte
26 layers comprises a mixture of degradable and non-degradable polyelectrolytes. 27
28 82. The method of claim 42, wherein at least a portion of the layers comprise a
29 moiety selected from a biomolecule, a small molecule, a bioactive agent, and
30 any combination thereof.
83. The method of claim 82, wherein the concentration of the moiety in the thin film varies with depth.
84. The method of claim 82, wherein the small molecule is a drug.
85. The method of claim 82, wherein the moiety is associated with a polyelectrolyte in a layer of the thin film.
86. The method of claim 82, wherein the moiety is mixed with a polyelectrolyte in a layer of the thin film.
87, The method of claim 85, wherein associating comprises linking the entity to a polyelectrolyte material through a member of a covalent bond, a hydrogen bond, an electrostatic interaction, a van der Waals interaction, a hydrophobic interaction, a magnetic interaction and any combination of the above.
88, The method of claim 42, wherein the method further comprises depositing the plurality of polyelectrolyte layers on a substrate.
89 The method of claim 42, further comprising depositing the thin film on a substrate via layer-by-layer deposition.
90 The method of claim 89, wherein the step of associating comprises, after a predetermined layer is deposited, associating the entity with the layer.
91. The method of claim 89, wherein the layers are deposited by a member of dip coating, spray coating, brush coating, roll coating, spin casting, and any combination thereof.
92. The method of claim 42, further comprising placing the thin film in a second medium in which a second portion of the thin film decomposes.
93. The method of claim 42, wherein the medium is characterized by a member of endosomal conditions and physiological conditions.
94. A method of generating a three dimensional microstructure on a substrate surface, comprising steps of: creating a charged region on the substrate surface; depositing a plurality of polyelectrolyte layers of alternating charge on the charged region; depositing a first non-degradable material over the substrate and the plurality of polyelectrolyte layers; and placing the coated substrate in a medium in which at least a portion of the polyelectrolyte layers degrade.
95. The method of claim 94, wherein the degradation is characterized by a member of hydrolytic, enzymatic, thermal, photolytic, and any combination of the above.
96. The method of claim 94, wherein the step of creating a charged region comprises depositing a self-assembled monolayer.
97. The method of claim 94, wherein the step of creating a charged region comprises depositing a uniform coating of a polymer on the substrate surface and patterning the uniform coating by photolithography.
98. The method of claim 94, wherein the step of creating a charged region comprises selectively exposing the substrate surface to a member from the group consisting of plasmas, electromagnetic radiation, electron beams, and any combination thereof.
99. The method of claim 94, further comprising, following the step of depositing a non-degradable material, creating a charged region on the first non-degradable material; depositing a plurality of polyelectrolyte layers of alternating charge on the charged region; and depositing a second non-degradable material'over the first non- degradable material and the plurality of layers.
100. The method of claim 99, wherein the step of creating a charged region on the first non-degradable material comprises depositing a self-assembled monolayer.
101. The method of claim 99, wherein the second non-degradable material is the same as the first non-degradable material.
102. The method of claim 94, wherein a surface composition of a first portion of the substrate is not the same as the surface composition of a second portion of the substrate.
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