WO2011088358A2 - Craniospinal fusion method and apparatus - Google Patents

Craniospinal fusion method and apparatus Download PDF

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Publication number
WO2011088358A2
WO2011088358A2 PCT/US2011/021351 US2011021351W WO2011088358A2 WO 2011088358 A2 WO2011088358 A2 WO 2011088358A2 US 2011021351 W US2011021351 W US 2011021351W WO 2011088358 A2 WO2011088358 A2 WO 2011088358A2
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WO
WIPO (PCT)
Prior art keywords
clamp
cranial
vertebral
rod
clamp member
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PCT/US2011/021351
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French (fr)
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WO2011088358A3 (en
Inventor
Fraser Cummins Henderson, Sr.
John W. Newman
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Polaris Biotechnology, Inc.
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Publication of WO2011088358A2 publication Critical patent/WO2011088358A2/en
Publication of WO2011088358A3 publication Critical patent/WO2011088358A3/en

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Classifications

    • AHUMAN NECESSITIES
    • A61MEDICAL OR VETERINARY SCIENCE; HYGIENE
    • A61BDIAGNOSIS; SURGERY; IDENTIFICATION
    • A61B17/00Surgical instruments, devices or methods, e.g. tourniquets
    • A61B17/56Surgical instruments or methods for treatment of bones or joints; Devices specially adapted therefor
    • A61B17/58Surgical instruments or methods for treatment of bones or joints; Devices specially adapted therefor for osteosynthesis, e.g. bone plates, screws, setting implements or the like
    • A61B17/68Internal fixation devices, including fasteners and spinal fixators, even if a part thereof projects from the skin
    • A61B17/70Spinal positioners or stabilisers ; Bone stabilisers comprising fluid filler in an implant
    • A61B17/7055Spinal positioners or stabilisers ; Bone stabilisers comprising fluid filler in an implant connected to sacrum, pelvis or skull
    • AHUMAN NECESSITIES
    • A61MEDICAL OR VETERINARY SCIENCE; HYGIENE
    • A61BDIAGNOSIS; SURGERY; IDENTIFICATION
    • A61B17/00Surgical instruments, devices or methods, e.g. tourniquets
    • A61B17/56Surgical instruments or methods for treatment of bones or joints; Devices specially adapted therefor
    • A61B17/58Surgical instruments or methods for treatment of bones or joints; Devices specially adapted therefor for osteosynthesis, e.g. bone plates, screws, setting implements or the like
    • A61B17/68Internal fixation devices, including fasteners and spinal fixators, even if a part thereof projects from the skin
    • A61B17/70Spinal positioners or stabilisers ; Bone stabilisers comprising fluid filler in an implant
    • A61B17/7001Screws or hooks combined with longitudinal elements which do not contact vertebrae
    • A61B17/7002Longitudinal elements, e.g. rods
    • A61B17/7011Longitudinal element being non-straight, e.g. curved, angled or branched
    • AHUMAN NECESSITIES
    • A61MEDICAL OR VETERINARY SCIENCE; HYGIENE
    • A61BDIAGNOSIS; SURGERY; IDENTIFICATION
    • A61B17/00Surgical instruments, devices or methods, e.g. tourniquets
    • A61B17/56Surgical instruments or methods for treatment of bones or joints; Devices specially adapted therefor
    • A61B17/58Surgical instruments or methods for treatment of bones or joints; Devices specially adapted therefor for osteosynthesis, e.g. bone plates, screws, setting implements or the like
    • A61B17/68Internal fixation devices, including fasteners and spinal fixators, even if a part thereof projects from the skin
    • A61B17/70Spinal positioners or stabilisers ; Bone stabilisers comprising fluid filler in an implant
    • A61B17/7001Screws or hooks combined with longitudinal elements which do not contact vertebrae
    • A61B17/7043Screws or hooks combined with longitudinal elements which do not contact vertebrae with a longitudinal element fixed to one or more transverse elements which connect multiple screws or hooks
    • AHUMAN NECESSITIES
    • A61MEDICAL OR VETERINARY SCIENCE; HYGIENE
    • A61BDIAGNOSIS; SURGERY; IDENTIFICATION
    • A61B17/00Surgical instruments, devices or methods, e.g. tourniquets
    • A61B17/56Surgical instruments or methods for treatment of bones or joints; Devices specially adapted therefor
    • A61B17/58Surgical instruments or methods for treatment of bones or joints; Devices specially adapted therefor for osteosynthesis, e.g. bone plates, screws, setting implements or the like
    • A61B17/68Internal fixation devices, including fasteners and spinal fixators, even if a part thereof projects from the skin
    • A61B17/70Spinal positioners or stabilisers ; Bone stabilisers comprising fluid filler in an implant
    • A61B17/7001Screws or hooks combined with longitudinal elements which do not contact vertebrae
    • A61B17/7044Screws or hooks combined with longitudinal elements which do not contact vertebrae also having plates, staples or washers bearing on the vertebrae
    • AHUMAN NECESSITIES
    • A61MEDICAL OR VETERINARY SCIENCE; HYGIENE
    • A61BDIAGNOSIS; SURGERY; IDENTIFICATION
    • A61B17/00Surgical instruments, devices or methods, e.g. tourniquets
    • A61B17/56Surgical instruments or methods for treatment of bones or joints; Devices specially adapted therefor
    • A61B17/58Surgical instruments or methods for treatment of bones or joints; Devices specially adapted therefor for osteosynthesis, e.g. bone plates, screws, setting implements or the like
    • A61B17/68Internal fixation devices, including fasteners and spinal fixators, even if a part thereof projects from the skin
    • A61B17/70Spinal positioners or stabilisers ; Bone stabilisers comprising fluid filler in an implant
    • A61B17/7049Connectors, not bearing on the vertebrae, for linking longitudinal elements together
    • AHUMAN NECESSITIES
    • A61MEDICAL OR VETERINARY SCIENCE; HYGIENE
    • A61BDIAGNOSIS; SURGERY; IDENTIFICATION
    • A61B17/00Surgical instruments, devices or methods, e.g. tourniquets
    • A61B17/56Surgical instruments or methods for treatment of bones or joints; Devices specially adapted therefor
    • A61B17/58Surgical instruments or methods for treatment of bones or joints; Devices specially adapted therefor for osteosynthesis, e.g. bone plates, screws, setting implements or the like
    • A61B17/68Internal fixation devices, including fasteners and spinal fixators, even if a part thereof projects from the skin
    • A61B17/70Spinal positioners or stabilisers ; Bone stabilisers comprising fluid filler in an implant
    • A61B17/7049Connectors, not bearing on the vertebrae, for linking longitudinal elements together
    • A61B17/7052Connectors, not bearing on the vertebrae, for linking longitudinal elements together of variable angle or length
    • AHUMAN NECESSITIES
    • A61MEDICAL OR VETERINARY SCIENCE; HYGIENE
    • A61BDIAGNOSIS; SURGERY; IDENTIFICATION
    • A61B17/00Surgical instruments, devices or methods, e.g. tourniquets
    • A61B17/56Surgical instruments or methods for treatment of bones or joints; Devices specially adapted therefor
    • A61B17/58Surgical instruments or methods for treatment of bones or joints; Devices specially adapted therefor for osteosynthesis, e.g. bone plates, screws, setting implements or the like
    • A61B17/68Internal fixation devices, including fasteners and spinal fixators, even if a part thereof projects from the skin
    • A61B17/80Cortical plates, i.e. bone plates; Instruments for holding or positioning cortical plates, or for compressing bones attached to cortical plates
    • A61B17/8061Cortical plates, i.e. bone plates; Instruments for holding or positioning cortical plates, or for compressing bones attached to cortical plates specially adapted for particular bones

Abstract

A spinal stabilization system that may be used to fix craniocervical junction. The system includes a cranial spinal attachment system that anchors one or more surgical instruments to a cranial surface using at least one cranial clamp and cranial fastener. The cranial spinal attachment system may be positioned along a perimeter of a cranial defect.

Description

CRANIOSPINAL FUSION METHOD AND APPARATUS
[0001] This application claims benefit of priority to U.S. Patent Application No. 12/688,848, filed January 15, 2010; the entire disclosure of which is incorporated herein by reference.
BACKGROUND OF THE INVENTION
1. Field of the Invention
[0002] The present invention relates to a system and method for spinal fixation, stabilization and/or fusion of the human occipito-cervical junction. Additionally, the invention is further directed to an apparatus and method for the treatment of an abnormal neuraxial angle, abnormal clivo-axial angle and mitigation of neurological conditions underlying neurobehavioral disorders arising as a result of abnormalities of the neuraxial angle, clivo-axial angle, skull base, craniocervical, posterior fossa and combinations thereof, which, without wishing to be bound by theory in a subset of individuals, cause neuro-behavioral disorders such as autism, autism spectrum of disorders, bipolar disorder and other neurological disorders. The present invention is directed to the treatment of these neurological disorders through the recognition, diagnosis, and normalization of the craniospinal relationship by fixation, stabilization and/or fusion of the human occipito-cervical junction.
2. Description of the Related Technology
[0003] The normal range of motion of the craniospinal junction includes about 27° of flexion and extension, and 90° of lateral rotation; the craniospinal junction is thus the most mobile and articulating part of the human body. It is also the most active part of the human body in movement throughout the day, typically performing greater than 3 million motions a year.
Because the craniospinal junction transmits the entire nervous structure to the body (with the exception of the vagus nerve), and is thus unfortunately susceptible to a host of degenerative disorders that can cause cranio-cervical instability. Common causes of cranio-cervical instability, include traumatic fractures, which account for approximately 3,000 fractures of the upper spine related to head trauma each year; congenital diseases, such as Ehlers Danlos syndrome, Down's syndrome, Morquio's syndrome and spondyloepiphyseal dysplasia syndrome, with a prevalence of at least 50,000; and osteogenesis imperfecta, with a prevalence of 7,000 patients. Additionally there are numerous causes of bone softening related to malabsorption syndromes and other renal/metabolic and endocrine syndromes that result in abnormal craniospinal relationships. Cancer and infections that involve the craniocervical junction can also cause destruction of the stabilizing elements.
[0004] Surgical intervention is often necessary to stabilize the craniocervical junction, restore neurologic function and prevent further neurologic deterioration. Hitherto, patients undergoing craniospinal stabilization have required an extensive surgical correction. Some patients undergo decompressive surgery from the front of the neck (transoral resection of the uppermost part of the spine), followed by fusion in the back of the neck and 3 months of stabilization in a halo brace, which encompasses the head (held by 4 screws in the skull) and the upper body. Other traditional fixation devices and methods are described in U.S. Patent Nos. 5,030,220; 5,034,011; 5,545,164; 5,507,745; 6,547,790; 6,524,315 and 6,902,565 B2 as well as U.S. Published Patent Applications US2005/0288669 Al, US2005/0283153 Al and US2005/0080417 Al.
[0005] Conventional fixation systems and methods, however, are not suitable for
circumstances wherein problems arise due to poor bone quality or bone defects, such as an inadequate amount of bone to which a fixation system may be anchored.
[0006] For example, approximately 70,000 suboccipital craniotomies have been preformed for Chiari malformation, of which about half require revision involving the reduction of the clivo-axial angle and fusion stabilization. Presently, Chiari malformations are treated by simple decompression, which involves removal of approximately 12 cm of the suboccipital
cranium. However, it has been clearly established in the literature, that approximately half of all patients with Chiari malformation require decompresssion as well as correction of the craniocervical relationship. The latter may involve normalization of the clivo-axial angle, traction to eliminate basilar invagination, or stabilization of the cranioocervical junction to eliminate the instability inherent in hypermobility syndromes. In hypermobility syndromes, abnormal movement and angulation of the skull on the spine causes pathological stress injury to the brainstem and upper spinal cord.
[0007] Unfortunately, standard "simple decompression" results in the loss of most of the cranial surface area that is needed for both fusion, and for attachment of the dozen suboccipital muscles to the skull base. These muscles are important for stastabilizing and and turning the skull. Therefore, the "simple decompression" results in increased instability of the cranio-cervical junction and exacerbation of the pain and neurological deficits that occur following decompression. The symptoms that follow decompression are in aggregate descibed as the "cervico-medullary syndrome". [0008] The cervico-medullary syndrome is treated in subsequent surgery, by normalizing the cranio- vertebral relationship and performing a fusion. However, standard instrumentation for performing the craniocervical stabilization cannot be used after the simple decompression, because there is no bone surface area remaining for the purpose of attaching the cranio-spinal stabilization device. Traditional fixation and cranial attachment devices are unsuitable in these circumstances in view of the limited amount of remaining bone, the width of the craniotomy defect or the thinness of the overlying scalp toward the midline. Furthermore the width and height of the cranial defect does not leave enough space to fasten a device below the transverse sinus of the calvarium, thereby providing very little bone surface area for fusion and muscle reattachment.
[0009] Therefore, there exists a need for an improved apparatus, system and methodology that enables craniospinal stabilization in patients suffering from poor bone quality and bone defects. Specifically, there exists a need to develop an improved apparatus, system and methodology wherein a cranial clamp may be positioned on edge of the cranium and requires little surface area that can otherwise be used for bone fusion and muscle reattachment.
Furthermore, in contrast to conventional craniospinal systems that use a bolt- rod concept resulting in a protruding profile that results in pain and possibly erosion of the scalp over the device, there is a need to develop a cranial clamp that has a low profile, so as to avoid pressure under the overlying scalp.
SUMMARY OF THE INVENTION
[0010] Accordingly, it is an object of the invention to provide a cranial spinal stabilization system including a clamp adapted for surgical implantation. The clamp engages an edge of said cranial bone and includes a first clamp member adapted for engaging an exterior surface of a cranial bone. The first clamp member includes a distal end and a drill guide region comprising a first hole positioned therein, wherein the drill guide region has a greater thickness than and tapers towards the distal end. The clamp further includes a second clamp member adapted for engaging an interior surface of said cranial bone. The system further includes a fastener is positioned through said first hole and anchors said clamp to the cranial bone, wherein said fastener includes a second hole positioned through a width of the fastener. The system also includes a rod is positioned within said second hole for connecting said clamp to a portion of a spine. [0011] In an alternative embodiment, the invention is directed to a cranial spinal stabilization system including a clamp adapted for surgical implantation. The clamp includes a first clamp member adapted for engaging an exterior surface of a cranial bone, wherein said first clamp member comprises a first hole. A clamp further includes a second clamp member is adapted for engaging a interior surface of said cranial bone, wherein said second clamp member is spaced apart from and opposes said first clamp member. The system further includes a fastener positioned through said first hole and anchors said clamp to the cranial bone. The system also includes a rod for connecting said clamp to a portion of a spine, wherein the rod includes a distal end connected to a surface of said clamp selected from the group consisting of: said first clamp member, said second clamp member, said third clamp member, and combinations thereof.
[0012] In yet another embodiment, the invention is directed to a cranial clamp adapted for surgical implantation in a cranium and which engages an edge of a cranial bone. The clamp includes a first clamp member adapted for engaging an exterior surface of the cranial bone and a second clamp member adapted for engaging an interior surface of the cranial bone. The first clamp member includes a distal first clamp member end and a drill guide region including a first hole positioned therein, wherein the drill guide region has a greater thickness than and tapers towards the distal first clamp member end. The clamp further includes a fastener positioned through said first hole, wherein the fastener anchors the clamp to the cranial bone.
[0013] These and various other advantages and features of novelty that characterize the invention are pointed out with particularity in the claims annexed hereto and forming a part hereof. However, for a better understanding of the invention, its advantages, and the objects obtained by its use, reference should be made to the drawings which form a further part hereof, and to the accompanying descriptive matter, in which there is illustrated and described a preferred embodiment of the invention.
BRIEF DESCRIPTION OF THE DRAWINGS
[0014] FIGURE 1 is a fragmentary perspective view of a system for effecting fusion of the human occipitocervical junction according to an exemplary embodiment of the invention;
[0015] FIGURE 2 is a fragmentary cross-sectional view of a portion of the system that is depicted in FIGURE 1;
[0016] FIGURE 3 is a fragmentary perspective of an exemplary embodiment of a drill guide positioned on the occiput of the cranium for creating oblique screw holes; [0017] FIGURE 4 is a fragmentary perspective of a triple threaded screw obliquely inserted in the occiput;
[0018] FIGURE 5(a) is a fragmentary cross-section showing a drill bit received in the drill guide and creating an oblique screw hole in the occiput bone;
[0019] FIGURE 6 is a fragmentary perspective of a drill angularly received in drill guide;
[0020] FIGURE 7(a) is a fragmentary perspective view of a system for effecting fusion of the human occipitocervical junction using an articulating rod system;
[0021] FIGURE 7(b) is a fragmentary perspective view of a system for effecting fusion of the human occipitocervical junction using an alternative articulating rod system that is directly connected to a side member of the cranial clamp;
[0022] FIGURE 7(c) is a fragmentary perspective view of a system for effecting fusion of the human occipitocervical junction wherein the articulating rod system is connected to an inner member of the cranial clamp ventrally positioned relative to the cranial bone;
[0023] FIGURE 8(a) is a fragmentary cross-sectional view depicting a fastening assembly that is constructed according to a preferred embodiment of the invention;
[0024] FIGURE 8(b) is a fragmentary top plan view of the fastening assembly that is depicted in FIGURE 8(a);
[0025] FIGURE 9(a) is a fragmentary cross-sectional view depicting another fastening assembly that is constructed according to a preferred embodiment of the invention;
[0026] FIGURE 9(b) is a fragmentary top plan view of the fastening assembly that is depicted in FIGURE 9(a);
[0027] FIGURE 10 is a diagrammatical depiction of a fastening tool that is designed to be used in conjunction with the fastening assembly that is depicted in FIGURES 8(a)-9(b), shown in a first operative position;
[0028] FIGURE 11 is a diagrammatical depiction of the fastening tool that is shown in FIGURE 10, shown in a second operative position;
[0029] FIGURE 12 is a fragmentary side elevational view of one component of the system that is depicted in FIGURE 1; [0030] FIGURE 13 is a fragmentary perspective view showing another embodiment of the invention;
[0031] FIGURE 14 is a cross-sectional view depicting certain components of the system that is shown in FIGURE 1;
[0032] FIGURE 15 is a fragmentary cross-sectional view depicting certain components of the portion of the system shown FIGURE 1 that is depicted in FIGURE 14;
[0033] FIGURE 16 is a diagrammatical depiction of certain components of the portion of the system that is shown in FIGURE 14;
[0034] FIGURE 17 is a perspective view of an exemplary embodiment of a CI attachment system being utilized to connect the CI vertebra to another system that stabilizes the skull and spine;
[0035] FIGURE 18(a) is a perspective view of an exemplary embodiment of the clamp;
[0036] FIGURE 18(b) is a perspective view of an exemplary embodiment of the clamp on the posterior region arch of the CI vertebra;
[0037] FIGURE 18(c) shows a drill creating a hole that penetrates the posterior arch of the CI vertebra from the dorsal to ventral side;
[0038] FIGURE 18(d) is a perspective view of a screw placed through the clamp and adjacent to the posterior arch of the CI vertebra;
[0039] FIGURE 18(e) is a cross section of a screw placed through the plate, the clamp, and posterior arch of the CI vertebra that is secured with a spiral locking mechanism in the screw head;
[0040] FIGURE 19 is a perspective view of an exemplary attachment system wrapping around the spinous process of the thoracic vertebra using sublaminal screws;
[0041] FIGURE 20(a) is a top view of an exemplary embodiment of a plate;
[0042] FIGURE 20(b) is a side view of an exemplary embodiment of the plate shown in FIGURE 20(a);
[0043] FIGURE 21(a) is a perspective view of an attachment system wherein the clamps and plate are constructed as an integral device; [0044] FIGURE 21(b) is a perspective view of the attachment system of FIGURE 21(a) fastened to an occiput plate;
[0045] FIGURE 21(c) is a perspective view of the attachment system of FIGURE 21(a) with an applied bone graft material;
[0046] FIGURE 22(a) shows a perspective view of an exemplary cranial attachment system positioned along a perimeter of a calvarial defect;
[0047] FIGURE 22(b) shows a perspective view of the cranial attachment system of
FIGURE 22(a) enclosing an edge of the calvarial defect;
[0048] FIGURE 22(c) shows an exemplary cranial clamp including a base member and a plurality of extension members;
[0049] FIGURE 23(a) is an exemplary cranial clamp having a V shaped third member and an integral drill guide region formed as part of the first member;
[0050] FIGURE 23(b) is an exemplary cranial clamp having a U shaped third member and an integral drill guide region formed as part of the first member;
[0051] FIGURE 23(c) is an obliquie view of the cranial clamp of FIGURE 23(b) attached to the cranium.
[0052] FIGURE 23(d) shows the support rod and cranial clamp of FIGURE 23(c) in conjunction with a removable cranial clamp.
[0053] FIGURE 23(e) is a cross-sectional view of the cranial clamp of FIGURE 23(b) attached to the cranium.
[0054] FIGURE 23(f) is a cross-sectional view of the cranial clamp of FIGURE 23(b) attached to the cranium.
[0055] FIGURE 24(a) shows an exemplary embodiment of a connector; [0056] FIGURE 24(b) shows another exemplary embodiment of a connector; [0057] FIGURE 24(c) shows a third exemplary embodiment of a connector; [0058] FIGURE 25(a) shows a guide plate in conjunction with a connector; [0059] FIGURE 25(b) shows another view of the guide plate in conjunction with a connector;
[0060] FIGURE 26 shows a dorsal inferior view of the transvertebral stabilization system including a connector, two connector assemblies and a system fastener;
[0061] FIGURE 27 shows an exemplary embodiment of a connector with a sprocket drive;
[0062] FIGURE 28 shows an exemplary embodiment of a connector that does not penetrate the spinous process;
[0063] FIGURE 29(a) shows an exemplary embodiment of the post of the connector assembly;
[0064] FIGURE 29(b) shows an exemplary embodiment of the cap of the connector assembly;
[0065] FIGURE 30(a) shows an exemplary embodiment of the osteointegration apparatus oriented on the subocciput, CI vertebra and C2 vertebra;
[0066] FIGURE 30(b) is a cross-section of an exemplary embodiment of the osteointegration apparatus showing the device attached from the skull to C2;
[0067] FIGURE 31(a) shows another exemplary embodiment of the osteointegration apparatus oriented on the subocciput, CI vertebra and C2 vertebra with a bone graft material oriented on the midline fold of device;
[0068] FIGURE 31(b) is a cross-section of an exemplary modular embodiment of the osteointegration apparatus with a plurality of independently movable segments;
[0069] FIGURE 32 is a cross-section an exemplary embodiment of the osteointegration apparatus attached through C2 spinous process and C2 lateral mass;
[0070] FIGURE 33(a) is a fragmentary perspective of the CI vertebral attachment system showing a fastener penetrating a trabecular mesh porous body and the CI posterior arch;
[0071] FIGURE 33(b) is a fragmentary perspective of the CI vertebral attachment system engaging the osteointegration apparatus;
[0072] FIGURE 34 shows an apparatus for testing trial clamps; [0073] FIGURE 35 shows a connector being guided with forceps;
[0074] FIGURE 36 shows an anatomical cross-sectional image of a brainstem;
[0075] FIGURE 37 is a calculation demonstrating that strain may be expressed as the thickness of the neuraxis divided by the length of the radius of the arc subtended by the angle σ over the deformity;
[0076] FIGURE 38 is a graph of conduction amplitude as a function of strain.
DETAILED DESCRIPTION OF THE PREFERRED EMBODIMENT(S)
[0077] For illustrative purposes, the principles of the present invention are described by referencing various exemplary embodiments. Although certain embodiments of the invention are specifically described herein, one of ordinary skill in the art will readily recognize that the same principles are equally applicable to, and can be employed in other systems and methods. Before explaining the disclosed embodiments of the present invention in detail, it is to be understood that the invention is not limited in its application to the details of any particular embodiment shown. Additionally, the terminology used herein is for the purpose of description and not of limitation. Furthermore, although certain methods are described with reference to steps that are presented herein in a certain order, in many instances, these steps may be performed in any order as may be appreciated by one skilled in the art; the novel method is therefore not limited to the particular arrangement of steps disclosed herein.
[0078] It must be noted that as used herein and in the appended claims, the singular forms "a", "an", and "the" include plural references unless the context clearly dictates otherwise. Thus, for example, reference to "a neurological disorder" may include a plurality of neurological disorders and equivalents thereof known to those skilled in the art, and so forth. As well, the terms "a" (or "an"), "one or more" and "at least one" can be used interchangeably herein. It is also to be noted that the terms "comprising", "including", and "having" can be used
interchangeably.
[0079] For purposes of the present invention, "clivo-axial angle", as used herein refers to the angle between the dorsal aspect of the clivus and the dorsal aspect of the axis, i.e. C2 vertebra. Also known as the clivo-vertebral angle, clivus spinal angle, and clival canal angle, the clivo- axial angle is a surrogate measurement of the neuraxis and reflects the concomitant angulation of the neuraxis, i.e. curvature of the neuraxis, resulting from abnormalities of the craniocervical junction and a central component of the measurement of brainstem stress. A normal clivo-axial angle is approximately 165° + about 10° in the neutral position and about 145° + about 10° when fully flexed, reflects a normal relationship between the cranium and the spine, and therefore a normal alignment of the central nervous system, or the neuraxis, i.e. brainstem and spinal cord. This angle becomes more acute in the presence of platybasia, basilar invagination, retroflexed odontoid, and functional cranial settling. The presence of a relatively acute clivo- axial angle, for example an angle less than about 140°, results in deformative stresses within the neuraxis.
[0080] For purposes of the present invention, "neuraxial angle", as used herein refers to the angle between the medulla oblongata and upper spinal cord. The neuraxial angle and clivo-axial angle are directly related such that the neuraxial angle decreases as the clivo-axial angle decreases.
[0081] As referred to herein, "neurological disorder" refers to any neurological disease, neurological illness, neurological condition, neurological behavior, and/or any symptom related thereto. Additionally, as used herein, a method for "treating neurological disorders" refers to any method for preventing, reducing the incidence of, improving the condition of, improving a symptom associated with and/or, curing a neurological disorder or combinations thereof.
Exemplary neurological disorders that may be treated using the method of the present invention may include but is not limited to: cortical motor function disorders, such as spasticity, paresis, clonus, and hyperreflexia; cortical sensory perception disorders, such as vestibular function disorders, balance and coordination disorders, dizziness, gait problems, dyslexia, clumsiness, development delay, audition discrimination and modulation disorders, delayed and mechanical speech disorders, vision problems, eye movement and coordination disorders, and sensory disturbance disorders; lower cranial nerve dysfunctions, such as lack of coordination between speech, swallowing and smooth articulation; bowel function disorders, such as gastro-esophageal sphincter control problems; abnormal urinary functioning, such as enuresis, bedwetting, and urinary bladder control disorders; psychological problems, such as anxiety, bipolar disorder, scizophrenia, and depression; respiratory dysfunctions, such as excessive snoring, obstructive or central apnea, and abnormal respiratory response to oxygen and carbon dioxide levels; sleep- disordered breathing, such as sleep apnea, muscular dysfunction, and sudden infant death;
congenital diseases, such as Down's Syndrome, Ehlers Danlos Syndrome, Morquio's syndrome, spondyloepiphyseal dysplasia, achondroplasia, and osteogenesis; developmental disorders, such as Chiari Malformation, autism spectrum disorders, such as autism, Asperger Syndrome, and pervasive developmental disorder-not otherwise specified, and Attention Deficit Hyperactivity Disorder; anatomic conditions, such as platybasia, retroflexed odontoid, basilar invagination, and foramen magnum stenosis; acquired bone- softening conditions, such as Rickets, Paget' s disease, and hyperparathyroidism; and metabolic bone disorders; connective tissue disorders; renal, metabolic, and endocrine syndromes. The invention may also be used to treat autonomic neural function disorders that cause abnormal blood flow to the skin, abnormal sexual response, GERDS, dyspraxia, idiopathic scoliosis, headaches, neck pain, back pain, head pain,
encephalomyelopathy in the setting of trauma, neoplasm, positional orthostatic tachycardia, and bulbar findings.
[0082] As used herein, the term "spinal stabilization" may refer to any system or method for stabilizing the craniospinal junction and/or any other portion of the spine. In an exemplary embodiment, spinal stabilization may refer to any system or method for spinal and/or
craniospinal alignment, spinal and/or craniospinal adjustment, correction of any spinal and/or craniospinal deformity or a combination thereof. An exemplary spinal stabilization system or method may involve fixation of the occipitocervical junction or fixation of one or more vertebra.
[0083] The present invention relates to a novel system and method for spinal stabilization. In an exemplary embodiment, the invention is directed to a system for stabilizing the craniospinal junction and a method for treating an abnormal neuraxial angle or clivo-axial angle as well as a wide variety of neurological disorders that may arise from the imposition of abnormal biomechanical stress and/or strain on the brainstem. The technology of the present invention may be predicated upon: reducing spinal deformities, particularly deformities at the craniospinal junction, which in an exemplary embodiment may be accomplished by correcting the
relationship between the cranium and spine, and thereby normalizing the shape and geometry of the brainstem and spinal cord. This geometry may be described by the angulation between skull and spine (the clivo-axial angle), or the inherent angle between the medulla oblongata and spinal cord (the medullospinal angle). The present invention minimizes the invasive nature of the surgical procedure and provides sufficient surface area and milieu to render the surface conducive to fixation or osteointegration. This may be accomplished in part by increasing the available bone surface area for fixation and/or by applying a load to a bone graft. Furthermore, using novel surgical tools, such as a triple screw, posterior attachment devices, oblique trajectory instruments and trans-vertebral drills, the spinal stabilization system and method of the present invention may minimize surgical exposure and complications, resulting in a shorter surgery with fewer risks in comparison to conventional procedures. Consequently, the invention may decrease the risk of morbidity and the duration of a patient's hospital stay. [0084] Referring now to the drawings, wherein like reference numerals designate corresponding structure throughout the various views, and referring in particular to FIGURE 1, an exemplary embodiment of spinal stabilization system 100 of the present invention may include a bone scaffold system 200, a plate 300, a connection system 400, a vertebral attachment system 500, a trans-vertebral stabilization system 600, osteointegration apparatus 700, cranial attachment system 900 or combinations thereof. Spinal stabilization system 100 may be designed for a wide variety of applications and therefore include any combination of the aforementioned components. Spinal stabilization system 100 may be modular and/or modified for use in a wide variety of spinal stabilization applications. In an exemplary embodiment, it may be used to surgically fuse the occipito-cervial junction and/or treat a neurological disorder by minimizing or eliminating abnormal biomechanical stresses of the central nervous system and/or any deformities of the neuraxial angle.
Bone Scaffold System
[0085] Spinal stabilization system 100 may include a bone scaffold system 200 that may enhance fixation, osteointegration and/or load bearing capabilities of spinal stabilization system 100. This system may include one or more scaffold members 212, 214 that may facilitate fusion between spinal stabilization system 100 and biological tissue, such as a vertebra and/or cranium. Additionally, the scaffold members may further connect various components of spinal stabilization system 100 and/or multiple biological tissues.
[0086] Scaffold members 212, 214 may have any structural configuration and material composition to facilitate fixation, osteointegration and/or load bearing capability of one or more components of spinal stabilization system 100. In the exemplary embodiment of FIGURE 1, bone scaffold system 200 may include one or more scaffold members 212, 214 that are at least partially porous and have a large surface area suitable for osteointegration. These scaffold members 212, 214 may be secured between any anatomical tissue, such as a vertebra or cranium, and one or more components of spinal stabilization system 100, such as plate 300, flange 325, connection system 400 and/or vertebral attachment system 500. The scaffold member 212, 214 may have a thickness that substantially spans the distance between a biological tissue and a surface of a spinal stabilization system 100 component such that the scaffold member 212, 214 may be tight secured therebetween. A component of spinal stabilization system 100 may apply a compressive force against the scaffold member 212, 214 such that the scaffold member is substantially positioned in continuous contact with or otherwise tightly held against an anatomical tissue. In an exemplary embodiment, the scaffold member 212, 214 may have a thickness of about 1 cm . The scaffold member 212, 214 may further have a length that spans one or more spinal vertebrae and/or spans the distance between the cranium and one or more spinal vertebrae.
[0087] A first scaffold member 212 and a second scaffold member 214 may facilitate the support, positioning and fixation of connection system 400 to portions of the spine and/or cranium. The first scaffold member 212 may have a first portion 220 that is positioned and biased against at least one portion of a vertebra so as to promote osteointegration and fusion therebetween. Similarly, the second scaffold member 14 may have a first portion 222 that is positioned and biased against at least one portion of a vertebra so as to promote osteointegration and fusion therebetween. First portions 220, 222 may be fused to any vertebrae. For purposes of spinal cranial fixation, in one embodiment, first portions 220, 222 may be fused to at least one portion of the cervical vertebra, preferably, a portion of the CI vertebra and/or C2 vertebra. As shown in FIGURE 1, the scaffold members cooperate with plate 300, flange 325 and vertebral attachment system 500 to enhance the fixation of connection system 400.
[0088] Scaffold members 212, 214 may further include one or more additional portions that enable fusion with other vertebrae and/or portions of the cranium to facilitate spinal
stabilization. In an exemplary embodiment, scaffold member 212, 214 may include second portions 216, 218 that are positioned and biased against at least one portion of the cranium so as to promote cranial bone fusion and osteointegration.
[0089] As is shown in FIGURE 2, the second portion 218 of second scaffold member 214 is preferably positioned within the graft accommodation space 332 defined by the flange 325 so that the inner surface 330 of the plate 300 is biased to provide compressive pressure against second scaffold member 14. This compression will facilitate bone fusion between the second scaffold member 14 and the cranium. As shown in FIGURE 1, the second portion 216 of the first scaffold member 212 is similarly positioned within the graft accommodation space 332 and impressively biased against the cranial bone to promote bone fusion. Plate 300 may be fabricated so as to include more than one graft accommodation space 332, so that each of the two scaffold members 212, 214 could be separately positioned within different spaces 332 defined by separate regions of the inner surface 330 of the plate 300.
[0090] Bone scaffold system 200 may be fabricated from any suitable biocompatible material that facilitates osteointegration, osteogenesis, fixation or a combination thereof. The scaffold members 212, 214 may be bone grafts that are harvested from another part of the patient's body, such as a rib, grafts from a cadaver, or a material that is constructed and arranged to facilitate the growth of bone. The invention is accordingly not limited to bone, but may use bone substitutes or non-osseous materials to accomplish long-term fixation of the cranium to the spine. For example, the scaffold members 212, 214 may be fabricated from a metallurgically bonded porous metal coating that is constructed and arranged to encompass and contain bone graft material, such as the material that is marketed under the trade name TRABECULAR METAL™ by Zimmer Inc. of Warsaw, Indiana.
[0091] The scaffold members 212, 214 may alternatively be fabricated from a bone forming material such as a bone substitute having a collagen base and containing bone forming materials, or bone enhancing chemicals. Thus a bone forming material could be embodied as a fabricated mesh that functions as a bone conductor (that a form into which bone growth would occur, or as a bone-like medium such as coralline hydroxyapatite, which serves as an osteoconductor for blood vessel formation and subsequent deposition of bone, which could be injected or poured into the space between the bones to be fused.
[0092] Alternatively, the scaffold members may be fabricated from a metallic mesh-like substance that encourages or enables bone growth, such as tantalum mesh, which could be molded to fit into the space between the occiput and the spine, a bone allograft or a xenograft.
Plate
[0093] Spinal stabilization system 100 may include one or more plates 300 that facilitate spinal fixation, facilitate osteointegration and/or minimize wear and inflammation. Plate 300 may have any shape, size or configuration suitable for fixation to any bone structure. For example, plate 300 may be ovoid, rectangular, polyhedral or may have any shape comprising a composite of straight and curved edges. In an exemplary embodiment, plate 300 may be preformed to conform to a surface of one or more spinal, cranial or facial bones. Alternatively, plate 300 may be modular such that the shape of plate 300 may be manipulated to conform to a surface of a bone.
[0094] As shown in the exemplary embodiment of FIGURES 1-2, plate 300 may be a monolithic cranial plate sized and configured to enable secure fixation of the cranium to one or more vertebrae. The surface of plate 300 may be slightly curved to correspond to a surface of the cranium. In an exemplary embodiment, plate 300 may be further configured to define a space 332 for accommodating one or more osteogenic materials, particularly bone scaffold system 200. As shown in FIGURE 2, space 332 may be at least partially positioned between plate 300 and the cranium. As best shown in FIGURES 1-2, plate 300 may include one or more edges 326, an outer surface 328 and an inner surface 330. Edge 326 may be curved and plate 300 may have a low profile so as to have no substantially sharp edges or protuberances in order to minimize wear, inflammation and stresses fractures. In an exemplary embodiment, edge 326 may have thickness of about 1 mm to about 1 cm. Additionally, plate 300 may vary in thickness along various regions of its body. For example, at least portion of edge 326 may be about 1 mm while the central portion of plate 300 may gradually increase in thickness to about 15 mm. Plate 300 may further include a plurality of perforations 334 to facilitate the growth of blood vessels within the newly formed bone tissue. Perforations 334 may be uniform or may vary in size and shape. These perforations 334 may be positioned in one or more regions or throughout the entire body of plate 300. In an exemplary embodiment, perforations 334 may have a diameter of at least 400 microns. A portion 348 of the outer surface 328 of the plate 300 may be grooved in order to accommodate instrumentation, as will be described in greater detail below.
[0095] Plate 300 may be composed from any biocompatible material having the material and mechanical properties suitable for bone fixation and load bearing applications. The material may be non-porous, porous or include porous and non-porous regions. In an exemplary embodiment, plate 300 may be at least partially porous and may be constructed and arranged to encompass and contain bone graft material, such as TRABECULAR METAL™. Additionally, plate 300 may be composed of a biocompatible material that is either chemically inert or may induce
osteointegration. Exemplary materials may be metals, metal alloys, ceramics, polymers, such as a polymer from the polyaryl ether ketone family (PAEK), such as poyetheretherketones (PEEK) or polyether ketone ketone (PEKK), bio-absorbable compounds, bone, bone substitutes or a combination thereof. Preferably, the material may include a metal alloy, such as stainless steel and/or titanium. In an exemplary embodiment, one or more regions of plate 300, such as inner surface 330 and outer surface 328, may be composed of and/or coated with the same or different materials. In an exemplary embodiment, inner surface 330 may be composed of and/or coated with a material that promotes bone fusion, such as any conventional bone growth promoting substances. Optionally, the surface of plate 300 may be treated to adjust its frictional, wear or biocompatibility properties. In one embodiment, at least one portion of plate 300 may be coated with a material, shaped and/or textured to limit a range of motion of plate 300 relative to a cranial surface and/or one or more components of cranial stabilization system 900. At least one surface of plate 300 may be optionally coated with a material capable of enhancing, accelerating and/or promoting osteogenesis and/or promote bone fusion. In an exemplary embodiment, plate 300 may optionally have a metallurgically bonded porous metal coating, such as osteointegration apparatus 700.
[0096] Plate 300 may further include one or more flanges 325 that may be integrally formed with or subsequently attached to plate 300 to facilitate fixation and/or osteointegration. Flange 325 may also function to incorporate, enclose or provide a fulcrum in which a bone scaffold system 200, bone graft materials or bone substitutes may be held for the purpose of achieving a bone union or other permanent rigid or non-rigid attachment between the cranium and the spine. By entrapping the bone forming substances or other structural members in close union with the underlying cranium, flange 325 may facilitate morphogenesis through application of load; that is, through pressure and stabilization of the bone forming substances to enhance the milieu favoring new bone formation. In an exemplary embodiment, flange 325 may serve to provide a non- osseous or osseous union between the cranium and spine. Thus flange 325 thus may have both a physiological function and a mechanical function.
[0097] While an exemplary embodiment of flange 325 may have curved surfaces and edges as well as an unobtrusive low profile that conforms to an anatomic contour flange 325 may have any suitable shape, size, configuration or material composition that would facilitate fixation and/or osteointegration. Exemplary flanges 325 may be ovoid, rectangular, cubical, box-like or polyhedral in shape. In one embodiment, flange 325 may be curved and constructed to have a low profile suitable for being positioned over the cranium of an asthenic child where the thickness of skin and muscle contraindicate thickness of construct. In another exemplary embodiment, flange 325 may be a larger box-like adaptation for adolescences or adults, designed to facilitate the incorporation of rectangular, synthetic bone-forming substances or other non- osseous compounds. It is thus envisioned that flange 325 may have a plurality of configurations suitable for a wide variety of applications and may conform to different anatomical
morphologies.
[0098] Flange 325 may be a preformed structure having a shape that corresponds to a bone surface. Alternatively, flange 325 may be a modular structure capable of being mechanically altered in shape to conform to an anatomical surface and/or compress or retain a bone graft material. Furthermore, flange 325 may have a non-porous structure, include one or more porous regions or may be an entirely porous structure with a plurality of perforation 334 to facilitate osteointegration. The perforations 334 may be uniform or different in size and/or shape so as to create a mesh-like construction that allows in-growth of bodily tissue or blood vessels. In one embodiment, flange 325 may have both porous and non-porous regions, wherein the porous region may be about more than 15% of the area of plate 300.
[0099] As shown in FIGURE 1, flange 325 may be positioned adjacent to an edge 326 and/or centrally positioned in plate 300. Additionally, flange 325 may be partially or completely surrounded by or incorporated within plate 300 so as to create a substantially continuous and low profile structure. In an exemplary embodiment, flange 325 may have a thickness of about 0.5 to about 5 mm thickness.
[0100] In one embodiment, flange 325 and/or plate 300 may partially or completely cover a cranial defect, such as a hole in the cranium caused by trauma, disease or craniotomy, wherein screws may be placed in flange 325 and/or plate 300 rostral to the cranial defect. In an alternative embodiment, screws may be placed along a perimeter of the cranial defect as well as a perimeter of flange 325 and/or plate 300. For example, flange 325 and/or plate 300 may be configured to substantially span the width of the occiput, wherein the screws may be placed on either side of flange 325 and/or plate 300 and allow screw purchase on either side of the occiput to accommodate the situation where a central part of the occiput has been removed, for example, as a result of an occipital craniotomy.
[0101] Flange 325 may also at least partially define a boundary of space 332, as shown in FIGURE 2. In an exemplary embodiment, flange 325 may have an elevated contour that arises from a caudal edge 326 of plate 300 away from the cranium so that space 332 forms a tunnel with one or more open ends. Flange 325 may arise from any portion of plate 300, including a lower, a central, an upper and/or a side region of plate 300. In an exemplary embodiment, flange 325 may rise from a region of plate 300 in direct contact with the cranial bone for a distance that is more than about 5mm. The elevation of flange 325 exposes the underlying cranial bone surface, making this surface available for fusion to the overlying bone graft. The elevation may be sized to allow placement of a bone scaffold system 200or a sufficient amount of bone graft materials or bone substitutes adequate to provide stability for growth. As shown in FIGURE 2, the inner surface of flange 325 is substantially parallel to and spaced apart from the cranium, defining a graft accommodation space between the inner flange surface and the cranium when the plate 300 has been secured to the cranium. It is envisioned that malleable, or woven-bone forming substrates could be used to promote fusion, or provide the scaffolding itself for fusion. Conversely, other materials could be used beneath the flange 325 to provide non-osseous, non- rigid fixation. [0102] The flange 325 may be constructed from any suitable material to facilitate fixation or osteointegration. In one embodiment, flange 325 may be composed of the same material as a portion of plate 300. Alternatively, flange 325 may be composed of a different material than plate 300.
Plate 300 and/or flange 325 may include one or more apertures 336, 338, 340, 344, 346 that receive fastener 42 to enable fixation of plate 300 and/or flange 325 to a bone and/or one or more fastener assemblies 462, 464 to connect plate 300 and/or flange 325 with one or more components of spinal stabilization system 100, such as support rods 450, 452. A plurality of apertures 336, 338, 340, 344, 346, 372 may be arranged in any formation, such as clusters, arcs or lines, contiguously oriented, positioned in disparate locations, randomly positioned, uniformly positioned, overlying one another or a combination thereof. In one embodiment, one or more of these apertures 336, 338, 340, 344, 346, 372 may be placed around an edge or perimeter of the flange 325 and/or plate 300. The apertures 336, 338, 340, 344, 346, 372 may also be positioned on a flat or curved surface of plate 300. Additionally, these apertures may be reinforced with extra thickness to secure attachment and may further be threaded, partially threaded or free from threads. In one embodiment, two or more apertures may have a different size, shape or dimension designed to engage with different fasteners 42, which may be any device that enables fixation, such as a threaded component, hook, latch, pin, nail, wire, tether, or combinations thereof. Exemplary fasteners 42 may include a screw, rivet, bolt, triple screw 70 or combination thereof.
[0103] In an exemplary embodiment, one or more centrally positioned apertures 340, when coupled with fastener 42, will serve to anchor plate 300 and/or flange 325 to the cranium. A central aperture 340 may lie approximately in the midline of the patient' s body and cranium in order to permit placement of fastener 42 into the thickest part of the skull, which usually runs from the inion to the opisthion. Centrally positioned apertures 340 may be threaded, partially threaded or not threaded. On each side of the midline, additional apertures 336, 338, 344, 346, 372 which may also be treaded, partially threaded or not threaded, can be positioned to receive fastener 42.
[0104] When coupled to centrally positioned aperture 340, fastener 42 may provide a primary attachment of plate 300 and/or flange 325 or to the skull. In this embodiment, fastener 42 may be a robust, cortically threaded screw of variable length, preferably having a month within a range of about 7mm to about 12mm. The screw preferably has a thickness within a range of about 2mm to about 10mm, with a blunted end. It may have an optional spiral lock feature that locks the screw into plate 300 and/or flange 325. The screw may also be optionally lagged to provide increased loading pressure on plate 300 and/or flange 325. In an exemplary embodiment, the screw may be made of titanium alloy, of bone, or of a bone forming or bone compatible substance. For example, a ceramic, or hydroxyl-apatite composite or metal alloy/bone composite could be used.
[0105] In an alternative embodiment, when inserted in centrally positioned aperture 340, fastener 42 may be a screw/rivet that enables rapid application. The screw or screw /rivet would preferably have torque strength of greater than 35 inch lb and generate sufficient pullout strength to prevent dislodgement from the cortex. The screw or screw /rivet would be placed near the middle of plate 300, and be fashioned to pass through the centrally positioned aperture 340 on plate 300. As shown in FIGURE 3, a unique drill guide 800 may be used to guide a power drill to prepare holes in and/or insert fasteners 42 into the cranium or other bone structure for anchoring a surgical instrument, such as plate 300 and/or flange 325, thereto.
[0106] Drill guide 800 may enable angled insertion of a fastener 42 relative to the site of insertion, as shown in FIGURE 4, to ensure secure attachment of any component of spinal stabilization system 100, including any component of plate 300, connection system 400, vertebral attachment system 500, transvertebral stabilization system 600, osteointegration apparatus 700 and cranial clamp 900, to an anatomical surface as well as to minimize the surgical exposure and risks associated with spinal stabilization procedures. In particular,
FIGURE 4 shows the insertion of a fastener 42, namely triple threaded screw 70, through a screw flange of the occipito-cervical spinal stabilization system and received in an oblique screw hole such that triple screw 70 is positioned oblique to the occiput. In an exemplary embodiment, drill guide 800 may be coupled to and conform to a curved anatomical surface so as to enable the insertion of a fastener 42 in an oblique direction thereto. Because drill guide 800 enables angled insertion of fastener 42 without creating a large incision, surgical risk and recovery time is minimized. The drill guide 800 may be used to insert any fastener 42 into any bone or soft tissue structure, including a vertebra and the cranium. As shown in FIGURE 5, by inserting the fastener 42 at an oblique angle to the site of insertion, a greater length of the fastener 42 may is available for anchoring to and engaging an anatomical structure than would have been available if inserted perpendicular to the insertion site. Consequently, drill guide 800 creates a stronger and more secure attachment between fastener 42 and the anatomical structure to which it is anchored. [0107] In the exemplary embodiment shown in FIGURE 3, drill guide 800 has a guide body 802 defined by a lower surface 806, upper surface 808 and sidewalls 810. Guide body 802 may have any size, dimension or configuration suitable to guide and facilitate angled insertion of fastener 42 to an anatomical structure. Exemplary configurations may include a rectangular, square, pyramidal, spherical or domed structure. Similarly, lower surface 806, upper surface 808 and side walls 810 may have any suitable size, dimension or configuration, including a rectangular, square, triangular, circular or elliptical shape.
[0108] Lower surface 806 of guide body 802 may have a curved or multiplanar surface designed to conform to one or more contours of an anatomical surface, such as a bone surface. Exemplary anatomical surfaces may include any spinal or cranial surface, particularly any surface of the cranium or vertebra. Preferably, drill guide 800 may have a graduated depth with a slanted lower surface 806. For example, FIGURES 3 and 6 show a lower surface 806 of drill body 802 that is positioned on and conforms to the curvature of the occiput to enhance gripping and prevent slippage of drill guide 800 during use. In an exemplary embodiment, the lower surface 806 may be sufficiently malleable so as to enable a surgeon to mold and conform lower surface 806 to any anatomical surface; guide body 802, however, should remain substantially rigid in order to guide a drill bit and maintain its structural integrity and configuration during drilling so as to enable the steady insertion of a fastener 42 at a predetermined angle.
[0109] As shown in FIGURE 5-6, drill guide 800 may further include one or more guide fasteners 804 positioned on a portion of the lower surface 806 to facilitate placement of drill guide 800 on an anatomical surface. Guide fasteners 804 function to removably secure drill guide 800 to an anatomical surface, preferably a bone surface, so as to cause little to no trauma during attachment or upon removal. Exemplary guide fasteners 804 may include teeth, hooks, barbs, ridges, latches or an adhesive means. Guide fasteners 804 may be positioned anywhere along lower surface 806, preferably along a perimeter, edge, corner, central region or combination thereof. In one embodiment, guide fasteners 804 may be configured as
protuberances, such as teeth, hooks or barbs, that are extend from and are positioned at the corners and/or intermittently along an edge of lower surface 806. In an alternative embodiment, guide fasteners 804 may be configured as a ridge like protuberances that extends from and along one or more edges, preferably two or more edges of lower surface 806.
[0110] As shown in FIGURES 5-6, an upper surface 808 of the guide body 802 may include one or more apertures 812 that extend through drill guide 800 for receiving a drill bit and/or fastener 42. Additionally, drill guide 800 may also include one or more support structures 814 that extend upwards from upper surface 800 and may be configured as a tube like structure aligned with apertures 812 to further guide drill bit and/or fastener 42. In one embodiment, support structure 814 may be substantially rigid and linearly aligned with aperture 812, wherein aperture 812 and/or support surface 814 is substantially perpendicular to upper surface 808 of guide body 802. In one embodiment, drill guide 800 may include two or more, three or more or a plurality of apertures 812 and/or support structures 814 that have an assortment of different angles relative to upper surface 808, ranging from about 45 ° to about 90°, so as to enable oblique insertion of a drill or fastener 42 relative to the site of insertion. Multiple apertures 812 and/or support structures 814 may further allow for the simultaneous drilling and/or insertion of two or more fasteners 42.
[0111] Guide body 802 further includes a plurality of sidewalls 810, each of which may have the same or different heights. In one embodiment, one or more sidewalls 810 may vary in height along the length of the sidewall. In the embodiment shown in FIGURE 5, drill guide 800 may have at least two sidewalls 810 of different heights to conform to a curved surface such that guide body 802 has a graduated depth along its length and/or width and a substantially level and horizontal planer upper surface 808. The difference in height between two or more sidewalls 810 creates a sloped lower surface 806 of about 4° to about 40°, preferably about 15° to about 20°. Therefore, when drill guide 800 is placed on a curved anatomical surface, wherein aperture 812 and/or support body 814 is substantially perpendicular to upper surface 808, a drill that passes therethrough will be inserted either at an acute, obtuse or oblique angle relative to the site of insertion, preferably at an angle of about 10° to about 45°, more preferably about 15° to about 30°.
[0112] As shown in FIGURE 3, drill guide 800 may further includes a rigid handle 807 integrally or removably attached to a surface of the guide body 802 to facilitate orientation of drill guide 800 as well as to maintain placement of drill guide 800 during drilling or insertion of fastener 42. Handle 807 has a hand grip region 809 connected to an elongated shaft 811 that may be integrally formed with or removably attached to an upper surface 808 or sidewalls 810 of guide body 802. Alternatively, shaft 811 may be removably inserted in or integrally formed within a surface of guide body 802 defining aperture 812 and/or support structure 814. When configured to enable removable attachment, a distal end of elongated shaft 811 may include a handle fastener that may be coupled to one or more corresponds guide body fasteners.
Exemplary handle fasteners and corresponding guide body fasteners may be hooks, latches, notches, male fasteners, or female fasteners. Preferably, a plurality of guide body fasteners may be positioned on an upper surface 808, a side surface 810, an interior surface of guide body 802 defining aperture 812, an interior or exterior surface of support structure 814, or combinations thereof.
Connection System
[0113] Spinal stabilization system 100 may further include a connection system 400 that functions to connect the various components of spinal stabilization system 100 to enable a wide variety of spinal applications, such as rigid fixation. Connection system 400 may be modular so as to accommodate and enable fixation of a plurality of different spinal stabilization components that may be oriented in a wide variety of different orientations. In the exemplary embodiment of FIGURE 1, connection system 400 may include one or more support rods 450, 452 and one or more fastener assemblies 462, 464, 402, 404, 406, 408.
[0114] As shown in the exemplary embodiment of FIGURE 1, connection system 400 may be operatively associated with the apertures 336, 338, 340, 344, 346 of plate 300 and/or flange 325, which may be configured as pre-drilled threaded mounting holes 336, 338, 340, 344, 346, 372 to facilitate attachment of plate 300 and/or flange 325 to one or more components of spinal stabilization system 100, such as vertebra attachment system 500 and cranial attachment system 900. In an exemplary embodiment, one or more support rods 450, 452 may pass through one or more perforation 334 in plate 300 and/or flange 325 to connect to the triple screw, either by inserting a support rod 450, 452 through a hole 69 defined in the triple screw 70 or by inserting the triple screw 70 through a hole 468 defined in a support rod 450, 452. Alternately, plate 300 and/or flange 325 may have a groove, a pop-out section or may have a region that possesses the faculty of perforability to allow passage of the stabilization element connecting cranium to spine. This configuration may be advantageous in lowering the overall profile of the rod, thereby minimizing the potential deformity of overlying tissue.
[0115] In an exemplary embodiment, first portions 454, 458 of first and second support rods 450, 452 may be connected to plate 300 and/or flange 325 by means of first and second fastening assemblies 462, 464, respectively. The plate 300 therefore preferably includes manifold screw holes in order to permit the support rods 450, 452 to be secured to the plate 300 and locations that are most suitable for an individual patient. Second portions 456, 460 of the first and second support rods 450, 452 are secured to the cervical spine of the patient, as will be described in greater detail below. As shown in FIGURE 1, fasteners 42 and fastener assemblies 462 engaged in plate 300 and/or flange 325 may serve to anchor stabilization elements, such as rods, plates or other structures, of spinal stabilization system 100.
[0100] The first and second support rods 450, 452 provide the main structural connection between the cranium and the upper cervical spine during the immediate postoperative period. Support rods 450, 452 are preferably standard titanium rods, approximately of about 3-4 mm gauge, bent to conform to the correct craniospinal angle. The salient distinguishing features of support rods 450, 452 relative to other rods currently available are two-fold. The first is bending rods 450, 452 at an γ angle reflecting the corrected reduction of the angle between the cranium and that of the spine, as shown in FIGURE 12; in the preferred embodiment, this will be pre-set, thus introducing a bend in the rod having an angle, γ , within a range of about 70° to about 90°, preferably about 75° to about 90° to achieve an obtuse angle of preferably about 110° to about 90°, more preferably about 105° to about 90°, between the occiput of the cranium and the posterior lamina of the cervical vertebra, as shown in FIGURE 2. Accordingly, the first and second support rods 450, 452 are contoured to ensure a postoperative craniospinal relationship that confers a clivo-axial angle (the angle between the dorsum of the second cervical vertebra and the dorsum of the clivus) approaching about 145° to about 165°, and more preferably about 155° to about 165°. Simultaneously, the degree of ventral brainstem compression should be rendered close to zero, by virtue of the reduction of angulation between the cranium and spine, and in some cases by the posterior translation of cranium upon the spine.
[0101] Second, the craniospinal support rods 450, 452 will have a pre-established rise option (the β rise, FIGURE 12), to accommodate the non-linearity of the level of the posterior ring of the first cervical vertebra CI to the surface of the lamina of C2 and lateral mass of C3.
Accordingly, the presence of the pre-established β rise will allow the support rods 450, 452 to contact the CI and C2 laminae.
[0102] In an alternative embodiment shown in FIGURE 7(a), connection system 400 may include an articulating rod system having one or more articulating support rods 470, 472 that may be attached to a cranial and vertebral surface as well as to one or more components of spinal stabilization system 100, including one or more components of plate 300, cranial attachment system 900, vertebral attachment system 500 or combinations thereof. Each of first and second articulating support rods 470, 472 may have one or more rod members 474, 476, 478, 480 configured as conventional rigid spinal rods suitable for load bearing applications. Additionally, articulating support rods 470, 472 may be constructed from the same material as that of the previous discussed embodiment, preferably a plastic material having an elastic characteristic or a carbon fiber material. These rod members may be connected by one or more, two or more, three or more, preferably no more than about three, articulating joints 482 to permit a limited amount of rotational motion, lateral bending or combinations thereof. Exemplary joints, may include a swivel mechanism or ball and socket couplings, enable articulating support rod 470, 472 to enable limited rotation, lateral bending or combinations thereof. In the embodiments shown in FIGURE 7(a), articulating joint 482 enables rotation of a first pairs of rod members 474, 476 and second pair of rod members 478, 480 relative to one another. In an exemplary embodiment, the articulating rod system enables up to and including about 20° of lateral bending in flexion extension mode in the sagital plane, about 10° in each direction. Preferably, the system may enable about 10° to about 15° of lateral bending in one or both directions. The system may also enable up to and including about 10° of rotation and up to and including about 10° of side to side movement, preferably up to and including about 5° of side to side movement. Articulating support rods 470, 472 therefore may be used to facilitate spinal stabilization but does not fuse the skull and spine.
[0103] In an alternative embodiment, the articulating rod system may have a bifurcated configuration such that a base rod member 473 of articulating support rod 471 branches into a first rod member 475 and a second rod member 477. Base rod member 473 may have the same diameter, smaller diameter or larger diameter than first and second rod member 475, 477. Base rod member 473 of articulating support rod 471 terminates in a first distal rod 47 end and a second distal rod end 471" that are spaced apart from one another. Each of these distal rod ends can be directly connected to a cranial surface, a plate 300, cranial attachment system 900 or combinations thereof. In an exemplary embodiment shown in FIGURE 7(b)-7(c), the bifurcated distal rod ends a 471 'and 471" are directly connected to a cranial clamp, later described in the application. In order to lower the profile of articulating support rod 471, the bifurcated distal rod ends 47 , 471" are preferably connected to a second clamp member 906 ventrally positioned with respect to the cranium or a third clamp member 907 abutting the cranial edge. In another embodiment, articulating rod 471 may branch into multiple rod members and thereby terminate in two or more, three or more, four or more or a plurality of distal rod ends. A cranial clamp may be directly attached to each distal rod end to facilitate attachment of articulating support rod 471 to a cranial surface.
[0104] Base rod member 473 of articulating support rod 471 may also bifurcate into a third rod member 475' and fourth rod member 477' that is adapted to be connected to the cervical vertebrae and/or a vertebral attachment system, forming a forked Y shaped configuration. In one embodiment base rod member 473 may have the same diameter, smaller diameter or larger diameter than third or fourth rod member 475' , 477' . In an exemplary embodiment, base rod member 473 has a larger diameter of about 4 mm to about 9 mm than the third or fourth rod member 475', 477' .
[0105] In the embodiment shown in FIGURE 7(b)-7(c), articulating support rod 471 may be bifurcated both at a distal end for attaching to two cranial clamps 912 and at a proximal end for attaching to two different portions of a vertebra. As shown, articulating joint 482 is located in the middle of and removably attaches the two ends of base rod member 473. In this embodiment, articulating joint 482 is a swivel mechanism that connects the proximal and distal bifurcated portions of articulating support rod 471 and enables rotational motion about a horizontal y axis at articulating joint 482. In another embodiment, articulating joint 482 may be a ball and socket connection that enables rotational and lateral bending. To enable further motion, base rod member 473, and first rod members 475, second rod member 477, third rod member 475' and fourth rod member 477' may include additional articulating joints positioned along a length thereof.
[0106] The articulating rod system may be used with any component of spinal stabilization system 100 of the present invention, including the various embodiments of bone scaffold system 200, plate 300, vertebral attachment system 500, cranial attachment system 900, a trans-vertebral stabilization system 600 and an osteo-generation apparatus 700. Alternatively, the articulating rod system may be used with any other spinal stabilization system.
[0107] First and second fastening assemblies 462, 464 connect support rod 450, 452 to a craniospinal surface and optionally, to one or more other surgical instruments, such as a component of plate 300 and/or cranial attachment system 900. An exemplary first and second fastening assembly 462, 464 configured as a triple screw 70 is shown in greater detail in
FIGURES 8(a)-8(b). In the preferred embodiment, an unthreaded hole 468 is defined in the first portion 454 of the first support rod 450 and a threaded hole 372 is provided in the plate 300. Triple screw 70 advantageously has a first threaded portion 76 at a lower section or distal end thereof that is constructed and arranged to be screwed into the cranial bone 78 and a second portion 74 at an intermediate section thereof that is sized and pitched to mate with the threaded hole 372 in the plate 300.
[0108] Triple screws 70 have the unique characteristic of deriving stability from fixation within the skull, the plate 300 and around the rod or plate that connects the cranium to the spine. In addition, the triple screw 70 is tri-purposive: first, it connects the plate to the cranium; second, it screws into or fits tightly and secures the plate, third it attaches to and secures the plate to the craniospinal connecting devices; by attaching to the skull, it eliminates plate torque around the central screw 42. In so doing, it eliminates one of the steps common to all other craniospinal devices: that of an additional and independent means of attaching the plate 300 to the
craniospinal rod or plate connector.
[0109] Triple screws 70 are so-called because they possess three functional portions of the screw length: a threaded first portion 76 for attachment to the cranial bone 78, a threaded, or non- threaded, second portion 74 that may be configured to engage a first surgical instrument, such as plate 300, and a third threaded portion 80 for attaching a second surgical instrument, such as support rod 450. The central or intermediate first portion may be threaded to enhance binding to the plate 300, or non-threaded to allow a lag effect upon the plate 300, in order to allow the insertion of the screw to tighten the plate down to the cranial bone 78, depending upon the requirements of the particular stabilization. Additionally, each portion may have a different diameter, a different sized threading, or different contour, different length, or combinations thereof that is customized to for the aforementioned function.
[0110] The triple screws 70 may be placed in one of many potential screw holes on each side of the plate 300, in order to accommodate to the variability of the system that attaches the cranium to the cervical spine. Whilst the triple screws 70 are shown in the upper portion of the plate in the illustrated embodiment, they may in another embodiment be placed in the lower aspect of the plate. They are not limited to being positioned at lateral opposite sides of the plate 300, but may be placed near the middle of the plate 300. The triple screw 70 can be turned to any direction to accommodate the craniospinal rod 450, 452 or connection system 400.
[0111] The triple screw 70 will preferably be inserted through the plate and screwed into the skull. The triple screw 70 will provide increased stability to the plate and rod system by virtue of the combined fixation of the screw within the plate and the skull. The triple screw 70 may be threaded at the level of the skull with a cortical or cancellous thread, or could in another embodiment utilize a rivet-type fixation. In any event, the internal portion of the screw is firmly fixated to the skull.
[0112] Triple screw 70 further includes a third threaded portion 80 at an upper portion thereof that is sized in pitch to mate with an internally threaded hexagonal nut 82. As is shown in
FIGURE8(b), which provides a top plan view of the first fastening assembly 462 configured as a triple screw 70, wherein an upper surface of the triple screw 70 and/or nut 82 is provided with a slot 84 for receiving a screwdriver blade.
[0113] In the exemplary embodiment shown in FIGURES 9(a)-9(b), first and second fastening assemblies 462, 464 are configured as alternative triple screws embodiment that further includes a hole 69 defined through the width of triple screw 70 and below nut 82 for receiving, engaging and retaining the first support rod 450. Hole 468 may be positioned in any body portion of triple screw 70, including the first, second and third portions 76, 74 and 80. As shown in
FIGURE 9(a), hole 69 is preferably located between the first and third portions 76, 80.
[0114] Additional fastening assemblies 402, 404 , 406, 408 having the same structure and configuration as first and second fastening assemblies 462, 464 may connect support rods 450, 452 to spinal vertebrae and/or one or more surgical instruments, such as one or more
components of vertebral attachment system 500.
[0115] FIGURES 10-11 depict a unique tool 86 that is constructed and arranged to be used in conjunction with the fastening assembly 462, particularly when configured as triple screw 70. Tool 86 includes a handle 88 and a shaft 90 that may be provided with a universal joint 92 for accessibility purposes, e.g. to accommodate non-orthogonal placement of the screw. For instance, if access to the triple screw 70 is encumbered by a patient's corpulence, the screw may be inserted at an angle. A screwdriver blade 94 is provided at a distal end of the shaft 90 and is preferably sized and shaped to be effectively received by the slot 84 that is defined in the upper surface of the triple screw 70. Additionally, tool 86 preferably includes a sleeve 96 that is slidable upwardly and downwardly on the lower portion of the shaft 90 between a first retracted position that is shown in FIGURE 10 and a second, extended operative position that is shown in FIGURE 11. Sleeve 96 is shaped to define an internally threaded socket that mates with the external thread of third portion 80 of the triple screw 70. Sleeve 96 is further mounted to the shaft 90 so that it is prevented from rotating with respect to the shaft 90. Accordingly, a surgeon may use the tool 86 in the operative position that is shown in FIGURE 10 in order to tighten the triple screw 70 with respect to the plate 300 and the cranial bone 78 with the sleeve 96 stabilizing the tool 86 with respect to the triple screw 70 and preventing the blade 94 from slipping out of the slot 84.
Integrated Plate and Connection System
[0116] Referring now to FIGURE 13, spinal stabilization system 100 of the present invention may be constructed according to an alternative exemplary embodiment including an integrated fixation member 382 wherein plate 380 is integral and preferably unitary with first and second appendages 350, 352. The appendages 350, 352 would intimately relate to the posterior ring of CI (the first vertebra and the lateral mass of C2, C3 and to any of the lower vertebrae, even as low as the thoracic vertebrae). The goal of the monolithic design would be to simplify and increase the efficiency of application and stabilization of the device to the craniospinal junction.
[0117] Plate portion 380 is preferably constructed identically to plate 300 described above with reference to the previously described embodiment except as is described otherwise herein. The first and second appendages 350, 352 are preferably rigid and in the preferred embodiment are integral with and/or extend from a pair of generally parallel extending rod members 450, 452. Appendages 350, 352 are preferably preformed as described above with reference to the first embodiment of the invention so as to be bent at an angle reflecting the corrected reduction of the γ angle, shown in FIGURE 12, between the cranium and that of the spine, which in the preferred embodiment this will be pre-set within a range of about 75° to about 90°, preferably about 75° to about 90° to achieve an obtuse angle of preferably about 110° to about 90°, more preferably about 105° to about 90°, between the occiput of the cranium and the posterior lamina of the cervical vertebra. Accordingly, the first and second integrated appendages 350, 352 are contoured to ensure a postoperative craniospinal relationship that confers a clivo-axial angle (the angle between the dorsum of the second cervical vertebra and the dorsum of the clivus) approaching about 145° to about 165°, more preferably about 155° to about 165° and more preferably about 165°. Simultaneously, the degree of ventral brainstem compression should be rendered zero, by virtue of the reduction of angulation between the cranium and spine, and in some cases by the purposeful posterior translation of cranium upon spine.
[0118] In addition, the integrated appendages 350, 352 preferably incorporate a pre- established rise option (the β rise, described above with reference to FIGURE 12), to accommodate the non-linearity of the level of the posterior ring of the first cervical vertebra CI to the surface of the lamina of C2 and lateral mass of C3. The presence of the pre-established β rise will allow the integrated appendages 350, 352 to contact the CI and C2 laminae, as shown in FIGURE 12.
[0119] Another advantageous feature of the embodiment of the invention that is depicted in FIGURE 13 is the provision of adjustment slots 382, 384 in the first and second appendages 350, 352, respectively, to permit positional adjustment of the integrated fixation member 382 with respect to the fastener assemblies 402, 404 that are used to secure the first and second appendages 350, 352, respectively, to the pedicle of the C2 vertebrae. As FIGURE 13 shows, adjustment slot 384 as well as adjustment slot 382 may include a plurality of prepositioned apertures or adjustment holes 386, 388 to permit indexing of fastener assembly 404 within the appendage 352 or variability of screw purchase.
[0120] Likewise, adjustment slots 384, 382 may be provided in the respective portions of the first and second appendages 350, 352 that are constructed and arranged to be secured to the CI vertebrae by fastener assemblies 406, 408. This portion of the appendages 350, 352 is preferably constructed so as to be slightly flared at the CI vertebrae to allow lateral variability.
[0121] As may be visualized from viewing FIGURE 13, several possibilities of latitude are offered for the screw heads at CI, and several options for the screw heads of C2 are also available. The appendages 350, 352 may be solid, tubular, porous or even a metallurgically bonded porous metal coating that is constructed and arranged to encompass and contain bone graft material, such as the material that is marketed under the trade name TRABECULAR METAL™ by Zimmer Inc. of Warsaw, Indiana.
Vertebral Attachment System
[0122] Referring now to FIGURES 14-16, spinal stabilization system 100 may further include a unique vertebral attachment system 500 for positioning and biasing the second portions 220, 222 of the first and second scaffold members 212, 214 against at least one cervical vertebral body of a human cervical spine so as to promote bone fusion between the cervical vertebral body and the respective scaffold member 212, 214.
[0123] In a first exemplary embodiment shown in FIGURES 14-16, vertebral attachment system 500 includes a transversely oriented vertebral plate 550 that is positioned to compress the first scaffold member 212 and second scaffold member 214 against a vertebral body such as the vertebral body C2 that is depicted in FIGURE 14. The vertebral plate 550 serves several purposes. First, the vertebral plate 550 holds the graft material (the bone, bone substitute or other non-osseous material) in close contact, and usually under pressure, with the underlying spinal vertebrae, to facilitate in-growth of blood vessels or other tissue, as is dramatically depicted in FIGURES 14-15. Second, the vertebral plate 550 stabilizes the two sides of the spinal stabilization system 100, connecting the respective support rods 450, 452 from one side to that of the other, thereby decreasing the potential for toggling. [0124] Accordingly, the vertebral plate 550 is connected to the first support rod 450 at one portion thereof that includes a first clamping structure 552 for releasably clamping one end of the vertebral plate 550 to the first support rod 450. In the preferred embodiment, the first clamping structure 552 includes a curved plate portion 556 that curves about most of the circumference of a first support rod 450. A fastener 42, preferably configured as a screw, extends through first and second holes that are defined in the curved plate portion 556 for tightening and loosening the first clamping structure 552 with respect to the first support rod 450.
[0125] Likewise, the vertebral plate 550 is connected to the second support rod 452 at a second portion thereof that includes a second clamping structure 554 for releasably clamping a second, opposite end of the vertebral plate 550 to the second support rod 452. The second clamping structure 554 includes a curved plate portion 558 that curves about most of the circumference of the second support rod 452. A screw 120 extends through first and second holes that are defined in the curved plate portion 558.
[0126] The curved plate portions 556, 558 of the respective clamping mechanisms 552, 554 preferably extend around the circumference of the respective support rod 450, 452 as viewed in transverse cross-section for an angular distance of at least three radians. In addition, the fasteners 42, preferably configured as clamping screws, are preferably positioned on the medial side of the respective support rod 450, 452.
[0127] The vertebral plate 550 is preferably curved so as to be concave on a side thereof that is positioned to contact the first scaffold member 212 and said second scaffold member 212.
[0128] The vertebral plate 550 further preferably includes structure for permitting adjustment of a length of the vertebral plate 550, whereby a lateral spacing distance between said first and second laterally spaced support rods may be adjusted. In the preferred embodiment, this is accomplished by constructing the vertebral plate 550 out of two separate components that are attachable to each other, specifically a first curved connector portion 564 and a second curved connector portion 566, as is best shown in FIGURE 16.
[0129] The first connector portion 564 has a plurality of adjustment holes 570 defined therein while the second connector portion 566 similarly has a plurality of adjustment holes 572 defined therein. A top-loading fastener 42, preferably configured as a screw, which is best shown in FIGURE 14, is provided for securing the first connector portion 564 to the second connector portion 566 and is preferably applied centrally in a precise manner in order to stabilize the first and second connector portions 564, 566. Fastener 42 is preferably although not necessarily a lock screw having a snap off head. A Vernier scale option may be used to generate the best precise fit, but other adaptations may be used, with the most important requirement being that a secure fit is created.
[0130] The graft loading vertebral plate component arms 564, 566 are preferably curved, and may possess a plurality of curve sizes to accommodate the specific graft or implanted material size. In one possible alternative embodiment, the vertebral plate arms are straight with a rise to accommodate the underlying material.
[0131] The surgically implantable instrumentation of the spinal stabilization system 100 that has been described above, including the plate 300 the support rods 450, 452 and the vertebral plate 550 may alternatively be fabricated from a bioabsorbable material that progressively loses its strength and mass over time as it is absorbed into the human body. The ideal bioabsorbable material would have a composition that would retain sufficient strength for a sufficient period of time for adequate bone fusion and bone mass to develop so that the first and second bone forming material based structural members 212, 214 would provide adequate structural strength to maintain the fusion of the human occipitocervical junction at all times and under all foreseeable circumstances.
[0132] In a second exemplary embodiment shown in FIGURES 17-21(c), vertebral attachment system 500 may include at least one vertebral clamp 512, at least one vertebral fastener 522, and at least one vertebral plate 510 configured to be securely fastened to any vertebra of the spinal column. Vertebral attachment system 500 may be designed such that vertebral clamp 512 and vertebral fastener 522 securely anchor vertebral plate 510 to a portion of a vertebra, as shown in FIGURE 17. Vertebral plate 510 in turn may be connected to other orthopedic structures and assemblies. In an exemplary embodiment, vertebral attachment system 500 may be structurally configured to enable attachment to a posterior region of vertebra and may be able to withstand at least normal spinal loads. It is envisioned that the system of the present invention may be compatible with any orthopedic structure or assembly to enable spinal stabilization between vertebrae and/or enable stabilization of the occipitocervical junction.
[0133] Vertebral clamp 512 may have any structure, dimension, configuration or geometric shape suitable for gripping, clasping, clipping or otherwise retaining a portion of a vertebra so as to enclose, surround and retain an upper, lower and side surface of a vertebra. In one
embodiment, at least one portion of vertebral clamp 512 conforms to a surface of a vertebra. Preferably, vertebral clamp 512 may be sized and shaped to surround a posterior region of a vertebra. As shown in FIGURES 18(a)-18(b), vertebral clamp 512 may include a curved surface having a circumference of approximately 4 radians that encircles an upper, lower and side portion of the posterior arch of the CI vertebra. In an exemplary embodiment, vertebral clamp 512 may have at least two members, a first member 505 for engaging an upper surface of a vertebra and a second member 506 for engaging a lower surface of a vertebra that is separated by a space sized to accommodate a portion of vertebra. First and second members 505, 506 may be opposed and spaced apart from one another in a parallel or V shaped configuration. Vertebral clamp 512 may also include a third member 507 that connects first and second members 505, 506 so as to abut and engage a side surface of the posterior arch to further facilitate the retention of vertebra. As shown in FIGURE 18(a), vertebral clamp 512 may have a U, semi-circular or collar like shape. Preferably, vertebral clamp 512 is configured to be sufficiently thin and have a low profile such that it does not substantially obstruct, compress or impinge any adjacent vertebral components. In an alternative embodiment, first and second members 505, 506 may have the same structure and configuration as first and second members 905, 906 of cranial clamp 912 shown in FIGURE 23(c).
[0134] In an exemplary embodiment, at least one aperture 508 may be defined in vertebral clamp 512 for receiving vertebral fastener 522. The inner surface of aperture 508 may be smooth, partially threaded or completely threaded; aperture 508 may also include bevels, collars, insets or any other structure that would facilitate the retention of vertebral fastener 522. In an exemplary embodiment, vertebral clamp 512 may include a plurality of apertures 508, preferably two or more pairs of apertures 508 defined in first and second members 505, 506. Preferably, at least one aperture 508 defined in a first member 505 may be geometrically aligned with an aperture 508 defined in a second member 506. Apertures 508 of vertebral clamp 512 may have a variety of different sizes and shapes to accommodate different vertebral fasteners 522.
[0135] Vertebral clamp 512 may be fabricated from any high strength and biocompatible material. In an exemplary embodiment, vertebral clamp 512 may be fabricated from any material having sufficient material and mechanical properties that would enable load bearing applications including spinal stabilization. The material used to fabricate vertebral clamp 512 may include a biocompatiable metal, metal alloy, ceramic, polymer, such as a polymer from the
polyaryletherketone family (PAEK) family, such as polyether ether ketone (PEEK) or polyether ketone ketone (PEKK), or composite material. Preferably, the material may include a metal alloy, such as a titanium alloy. Optionally, the surface of vertebral clamp 512 may be treated to adjust the frictional, wear or biocompatibility properties of vertebral clamp 512. In an exemplary embodiment, at least one portion of vertebral clamp 512 may be coated with a material, contoured, and/or textured to limit a range of motion of vertebral clamp 512 relative to the vertebra and/or vertebral plate 510. In another embodiment, vertebral clamp 512 may be coated with a material to minimize wear of vertebral clamp 512 and/or facilitate osteointegration.
[0136] Vertebral attachment system 500 may include any number of vertebral clamps 512 to attach vertebral plate 510 to a vertebra. In an exemplary embodiment, a sufficient number of vertebral clamps 512 may be attached to a vertebra to enable spinal stabilization applications. Preferably, the system may include at least about one to three vertebral clamps 512, more preferably, about two to three vertebral clamps 512.
[0137] As shown in FIGURES 18(a)-18(d), vertebral fastener 522 may removably secure vertebral clamp 512 to a vertebra. Vertebral fastener 522 may be any element that is compatible with vertebral clamp 512 and vertebral plate 510 so as to enable load bearing applications, such as spinal stabilization. In an exemplary embodiment, vertebral fastener 522 may have the same configuration as fastener 42 and/or fastening assembly 462. Vertebral fastener 522 may have any suitable dimension, configuration or geometric shape. In an exemplary embodiment, vertebral fastener 522 may include a threaded component, hook, latch, pin, nail, wire, tether, or combinations thereof. Preferably, vertebral fastener 522 may be sized and shaped to secure vertebral clamp 512 to a posterior region of a vertebra. Vertebral attachment system 500 may include a plurality of vertebral fasteners 522 having different configurations and/or dimensions compatible with vertebral clamp 512 and vertebral plate 510.
[0138] Vertebral fastener 522 may be fabricated from any material suitable for securing vertebral clamp 512 to a vertebra. In an exemplary embodiment, vertebral fastener 522 may be fabricated from any high strength and biocompatible material. The material used to fabricate vertebral fastener 522 may include a biocompatiable metal, metal alloy, ceramic, polymer, such as a polymer from the polyaryl ether ketone family (PAEK) family, such as polyether ether ketone (PEEK) or polyether ketone ketone (PEKK), or composite material. Preferably, the material may include a metal alloy, such as titanium.
[0139] Optionally, vertebral fastener 522 may also include a lock 509 to further secure the retention of a portion of a vertebra. Lock 509 may be any mechanism that ensures that vertebral fastener 522 is securely attached to vertebral clamp 512, vertebral plate 510 and/or a vertebra. Lock 509 may also have any suitable dimension, configuration or geometric shape and may be fabricated from any suitable material. In an exemplary embodiment, lock 509 may be a threaded component, hook, latch, pin, nail, wire, tether, or combinations thereof.
[0140] In an exemplary embodiment, lock 509 may be threaded component, such as a screw, bolt, rivet, or nut. As shown in FIGURE 18(e), lock 509 may be a nut coupled to the head of vertebral fastener 522. Vertebral fastener 522 may be secured by preventing it from being unscrewed or otherwise detached from vertebral clamp 512, vertebral plate 510 and/or a vertebra without first removing the nut. In one example, to remove the nut, it must be turned in the opposite direction in which a threaded vertebral fastener 522 must be turned to detach vertebral fastener 522.
[0141] As shown in FIGURES 18(a)-20, in one exemplary embodiment, vertebral fastener 522 may be a threaded component, such as a screw, rivet, or bolt. Preferably, vertebral fastener 522 may be a triple screw that possesses three functional portions along the length of the screw: a threaded portion for attachment to bone; a threaded or non-threaded portion to engage vertebral plate 510, and a threaded or non-threaded portion to engage vertebral clamp 512. Each portion may have a different diameter, a different sized threading, or different contour, different length, or combinations thereof that is customized to for the aforementioned functions. The triple screw may provide increased stability by virtue of the combined fixation of the screw within vertebral plate 510, vertebral clamp 512 and the vertebra. Triple screw 70 further includes a threaded portion at an upper portion thereof that is sized in pitch to mate with an internally threaded hexagonal nut 82 that may be used to retain another surgical instrument, such as a support rod 450, 452. For example, triple screw 70 may engage a support rod 450, 452 either by inserting the triple screw 70 through a hole defined in the body of support rod 450, 452 or by inserting the support rod 450, 452 through a hole 468 defined in the body of triple screw 70. In one embodiment, the hole 468 positioned in the triple screw 70 may be positioned below nut 82 and arranged in any body portion of the triple screw 70, preferably between the threaded portion for attachment to bone and the threaded portion for engaging with nut 82. The threaded component may have a small diameter, for example, about 1.5 mm to about 4 mm and a length of about 6 to about 20 mm. Vertebral fastener 522 may couple vertebral clamp 512 to a vertebra by penetrating a portion of a vertebra and vertebral clamp 512 at the dorsal and/or ventral apertures 508. Vertebral fastener 522 may also include a lock 509, such as a nut, that prevents loosening under applied physiological loads. In the exemplary embodiment shown in FIGURE 18(a), the tip of vertebral fastener 522 does not extend substantially past ventral aperture 508 of vertebral clamp 512 so as to injure the vertebral artery, vertebral vein, spinal nerve roots and/or spinal cord.
[0142] In the alternative exemplary embodiment of FIGURE 18(d), vertebral fastener 522 may be located adjacent to but does not penetrate the vertebra. In this embodiment, vertebral fastener 522 extends through vertebral clamp 512 at the dorsal and/or ventral apertures 508, and secures a vertebra by functioning as a clasp or latch, passing adjacent to the vertebra. Because vertebral fastener 522 does not penetrate the vertebral body, this embodiment minimizes trauma and vertebra erosion. When vertebral fastener 522 is a triple screw, the length of the screw that extends adjacent to the vertebral body may optionally be non-threaded in this embodiment. As discussed above, vertebral fastener 522 may also include a lock 509 to prevent loosening under applied physiological loads.
[0143] Vertebral fastener 522 may be used to attach vertebral clamp 512 to any portion of a vertebra that would enable load bearing applications, such as spinal stabilization. In exemplary embodiment, vertebral clamp 512 and vertebral fastener 522 may be attached to a posterior region of a vertebra, preferably at a location sufficiently distanced from the vertebral artery, vertebral vein, spinal nerve roots, spinal cord or a combination thereof to minimize the risk of possibly severing, compressing, impinging, or otherwise injuring the aforementioned spinal components. In an exemplary embodiment, vertebral clamp 512 and vertebral fastener 522 may be attached to the posterior arch of the CI vertebra. Vertebral clamp 512 and vertebral fastener 522 may also be attached to a posterior region, such as the spinous process, pedicle or lamina, of the lumbar vertebrae, thoracic vertebrae, sacrum vertebrae, or coccygeal vertebrae. FIGURE 19 shows vertebral attachment system 500 attached to a posterior region of an upper level thoracic vertebra, wherein a translamina screw engages the spinal canal by penetrating the cancellous and/or cortical bone of a vertebra to secure vertebral attachment system 500. The same vertebral attachment system 500, with minor modifications, may be similarly located on any cervical, thoracic or lumbar vertebrae.
[0144] As shown in FIGURE 20(a), vertebral attachment system 500 of the present invention may further include at least one modular vertebral plate 510 that may be attached to vertebral clamp 512 and a vertebra using vertebral fastener 522. Vertebral plate 510 functions as a scaffold that may be fastened to and stabilize one more other orthopedic structure, including spinal stabilization assemblies. Vertebral plate 510 may optionally be used to also position and bias a bone graft material, such as bone, a bone substitute or other non-osseous material, into close contact with and/or under pressure against, at least one vertebra so as to promote bone fusion.
[0145] Vertebral plate 510 may have any configuration, shape or dimension that may be compatible with vertebral clamp 512 and vertebral fastener 522 and that may enable load bearing applications, such as spinal stabilization. In an exemplary embodiment, the system may include a plurality of vertebral plates having different dimensions, configurations and sizes that may be customized to different vertebral regions or application. As shown in the exemplary embodiment of FIGURE 20(b), vertebral plate 510 may be curved along a portion of its body that may correspond to the curved surface of the CI vertebra's posterior arch. Preferably, vertebral plate 510 may be sized and/or shaped to complement a posterior region of a vertebra. As shown in FIGURE 17, vertebral plate 510 may be a thin curved plate having at least one dimension that is approximately the same as that of a vertebra.
[0146] Vertebral plate 510 may also be elevated or extended to accommodate an enlarged vertebra caused by expansion duroplasty or an increased spinal canal size. In an exemplary embodiment, vertebral plate 510 may further include structure for adjusting a length of vertebral plate 510, whereby a lateral spacing distance between said first and second laterally spaced vertebral fastener 522 may be adjusted. In a preferred embodiment, this may be accomplished by constructing vertebral plate 510 out of two separate components that are attachable to each other, specifically a first connector portion 564 and a second connector portion 566, as is best shown in FIGURE 16. The plurality of apertures 570, 572 in vertebral plate 510 may be used to adjust the first connector portion 564 relative to the second connector portion 566. A fastener 42 may be provided for securing the first connector portion 564 to the second connector portion 566 and is preferably applied centrally in a precise manner in order to stabilize the first and second connector portions 564, 566. Fastener 42 may be a threaded component, hook, latch, pin, nail, wire, tether, or combinations thereof. In an exemplary embodiment, fastener 42 is a threaded component, such as a rivet, bolt or screw, preferably a lock screw having a snap off head. A Vernier scale option may be used to generate the best precise fit, but other adaptations may be used, with the most important requirement being that a secure fit is created. Vertebral plate 510, including connector portions 564, 566 may be loaded with graft material and may be contoured or sized to accommodate the specific graft or implanted material size. In one possible alternative embodiment, the connector portions may be curved or may be straight with a rise to
accommodate the anatomy of the vertebra and/or the application of any bone graft material. [0147] Vertebral plate 510 may be coupled to a vertebra and vertebral clamp 512 any manner. In an exemplary embodiment, vertebral plate 510 may include one or more apertures 520 that may be compatible with vertebral fastener 522 and/or other orthopedic structures. Apertures 520 may be arranged in any manner along the body of vertebral plate 510. By incorporating a plurality of apertures 520 spread out along vertebral plate 510, vertebral attachment system 500 may support or connect to other vertebral attachment systems 500 and/or other orthopedic structures situated in various different locations. Additionally, apertures 520 may have a variety of different sizes and/or shapes so that vertebral plate 510 may be compatible with different vertebral fasteners 522 and/or orthopedic structures.
[0148] As shown in the exemplary embodiment of FIGURE 17, vertebral plate 510 may be anchored to the vertebral lamina or the posterior arch of a CI vertebra by inserting vertebral fastener 522 through aperture 520 of vertebral plate 510, a portion of a vertebra and the dorsal and/or ventral apertures 508 of vertebral clamp 512. Vertebral plate 510 may be located between vertebral clamp 512 and a vertebra. Alternatively, as shown in FIGURE 18(e), vertebral clamp 512 may be located between vertebral plate 510 and a vertebra.
[0149] Vertebral plate 510 may be fabricated from any high strength and biocompatible material. In an exemplary embodiment, vertebral plate 510 may be fabricated from any material having sufficient material and mechanical properties for load bearing applications, such as spinal stabilization. The material used to fabricate vertebral plate 510 may include a biocompatiable metal, metal alloy, ceramic, polymer, such as a polymer from the polyaryl ether ketone family (PAEK) family, such as polyether ether ketone (PEEK) or polyether ketone ketone (PEKK), or composite material. Preferably, the material may include a metal alloy, such as stainless steel and/or titanium. Optionally, the surface of vertebral plate 510 may be treated to adjust the frictional, wear or biocompatibility properties of vertebral plate 510. In an exemplary
embodiment, at least one portion of vertebral plate 510 may be coated with a material, shaped and/or textured to limit a range of motion of vertebral plate 510 relative to the vertebra and/or vertebral clamp 512. In another embodiment, vertebral plate 510 may be coated with a material to minimize wear of vertebral plate 510 and/or facilitate osteointegration.
[0150] The modular attachment system of the present invention may be operatively assembled and customized to enable a wide variety of applications and to create a custom fit for each patient. For example, the attachment system may include a combination of any number of vertebral clamps 512, vertebral fastener 522, vertebral plates 510, and connection system 400 having any of the above discussed configurations, shapes or dimensions. Vertebral clamp 512, vertebral plate 510 and vertebral fastener 522 of exemplary vertebral attachment system 500 may be assembled during surgery. Alternatively, as shown in another exemplary embodiment of vertebral attachment system 500 of FIGURES 21(a)-21(c), one or more vertebral clamp 512 and vertebral plate 510 may be prefabricated as an integral device and subsequently fastened to a vertebra using vertebral fastener 522 during surgery. Any orthopedic structure, such as a cranial and/or vertebral plate, may be fastened to the attachment system. FIGURES 21(b)-21(c) show an occipital plate anchored to a vertebral attachment system 500, enabling stabilization of the occipitocervical junction.
[0151] The attachment systems of the present invention provides numerous advantageous over spinal fixation systems of the prior art. Because the attachment system may be located on the posterior portion of any vertebra, such as the posterior arch of the CI vertebra, it encumbers only the dorsal aspect of a vertebra where the major tension forces exerted during flexion of the neck occur, and where therefore, fusion is most retarded. Typically the posterior surface of the CI vertebra is the least acceptable locus of fusion because of the high shear over the posterior surface in flexion, extension and rotation; the major loading/compression forces in extension occur on the cranial and caudal surfaces of the CI vertebral arch, and these surfaces are more condoning of the fusion than the posterior surface of the posterior CI ring. The attachment system is also advantageous because it may have a unique structural configuration that is:
compatible with a posterior region of a vertebra, sufficiently thin to minimize the risk of neural or spinal cord compression, and/or does not significantly weaken the vertebra to which it is fastened. Additionally, because the attachment system may also be formulated as a modular kit including a plurality of vertebral clamps 512, vertebral fastener 522, vertebral plates 510 and connection system 400 of varying sizes and configurations, it may be customized for each application and/or patient. Furthermore, the attachment system provides an effective, fast and safe means for vertebra attachment. In addition to attaching to a vertebral surface, vertebral attachment system 500 may also be adapted for use in anchoring one or more surgical instruments to any anatomical surface, particularly any bone structure. Specifically, it is envisioned that vertebral attachment system 500 may be adapted to be attach to any cranial or craniospinal surface so as to be used in conjunction with spinal stabilization system 100 or other spinal stabilization system. Vertebral attachment system 500 may be used independent of spinal stabilization system 100. For example, vertebral attachment system 500 may be adapted to anchor one or more surgical instruments to a long bone. Cranial Attachment System
[0152] Referring now to FIGURES 7(a)-7(c), 22(a)-23(f), spinal stabilization system 100 may further include a cranial attachment system 900 that connects one or more surgical instruments, such as one or more components of plates 300, osteointegration apparatuses 700, connection system 400 or combinations thereof, to a cranial bone, such as the occipital plate, occiput or calvarium. Using cranial attachment system 900, only a minimal amount of cranial bone is necessary to anchor the surgical instruments. Cranial attachment system 900 therefore enables a surgeon to connect one or more surgical instruments to the cranium even when a substantial portion of the occipital plate has been removed due to a craniotomy or trauma.
Cranial stabilization system 900 may be particularly suited to anchoring an upper end of one or more support rods 450 and/or plates 300 to the cranium after a suboccipital craniotomy has been performed.
[0153] As best shown in FIGURES 22(a)-22(b), cranial attachment system 900 may include at least one cranial clamp 912 configured to engage a cranial surface and at least one cranial fastener 922 that may be coupled with cranial clamp 912 and one or more surgical instruments, such as support rod 450, plate 300, flange 325, porous member 750 or frame member 760, which in turn may be connected to or otherwise operatively associated with other orthopedic structures, such as vertebral attachment system 500. Intended to anchor one or more components of plate 300, osteointegration apparatus 700, connection system 400 or combinations thereof to bone, cranial attachment system 900 is designed to withstand at least normal spinal loads. It is envisioned that the cranial attachment system of the present invention may also be compatible with other orthopedic structures or assemblies for enabling stabilization of the occipitocervical junction.
[0154] In one embodiment, cranial clamp 912 may have the same or similar structural configuration and material construction as clamping structures 552, 554 or vertebral clamp 512, preferably adapted to engage a cranial surface, and cranial fastener 922 may have the same or similar structural configuration and material construction screws 122 or fastener 522, preferably adapted for engaging a cranial surface. Cranial stabilization system 900 may also have the same or similar structural components as the vertebral attachment system 500 that have been adapted for engaging and/or attaching to a cranial surface.
[0155] Cranial clamp 912 may have any structure capable of enclosing, surrounding and retaining an upper, lower and side surface of the cranium. In one embodiment, cranial clamp 912 surrounds an edge of a cranial surface, such as the lower edge of the occipital plate or a cranial edge defining a cranial defect. For example, cranial clamp 912 may surround and enclose an edge of a hole defined in the cranium caused by trauma, disease or surgical incision. Cranial clamp 912 may have any dimension, configuration or geometric shape suitable for gripping, clasping or otherwise retaining a portion of a cranial surface adjacent to a cranial edge.
[0156] In one embodiment, cranial clamp 912 has at least two member portions, a first member 905 for engaging an upper surface of the cranial bone and a second member 906 for engaging a lower surface of a cranial bone that is spaced apart from first member 905. First and second members 905, 906 are opposed and spaced apart from one another. Preferably, first and second members 905, 906 are spaced apart from one another by about 1 mm to about 3 cm, more preferably, by about 1 mm to about 1 cm and most preferably, by about 2 mm to about 1 cm. In one embodiment, first and second members 905, 906 may be angled relative to one another and form a V like configuration, wherein the point at which first and second members 905 and 906 join surrounds and abuts the edge of the cranial bone. The angle formed between the inner surface of the first and second members 905, 906 may be about 40° to about 80°, preferably about 50° to about 60°. In instances wherein such a V shaped cranial clamp is integrally formed on an end of support rod 450, the point at which first and second members 905, 906 are joined may be attached to support rod distal end 450' to form a Y shaped configuration.
[0157] As shown in FIGURE 22(b), cranial clamp 912 can have three member portions, a first and second member 905, 906 for engaging an exterior, dorsal surface and interior, ventral surface of a cranial bone, respectively and a third member 907 that abuts and engages the cranial edge and connects first and second members 905, 906. Third member 907 is integrally formed with first and second members 905, 906 and may be configured as an extension of first and second members 905, 906. Preferably, third member 907 has a concave, curved inner surface that engages, surrounds and conforms to the edge of the cranial bone. In one embodiment, cranial clamp 912 may have a U, semi-circular or collar like shape. For example, as shown in FIGURES 22(b) and 23(b), cranial clamp 912 has a substantially U shaped configuration wherein first and second members 905, 906 may be substantially parallel relative to one another and are joined at a proximal end by a third member 907 forming the curved lower portion of the U. In another embodiment shown in FIGURE 23(a), third member 907 may have a V shaped configuration, the V shaped inner surface of third member 907 may be integrally connected to two opposite and substantially parallel first and second members 905, 906. Preferably first, second and third members 905, 906 and 907 may have a low profile that avoids or minimizes the occurrence of cranial deformities that may cause pain and discomfort to the patient. To decrease the profile of cranial clamp 912, first, second and third members 905, 906 and 907 may have a continuous, smooth curved exterior surface. In one embodiment, at least one member of cranial clamp 912 conforms to a surface of a cranium, such as a curved exterior surface of a cranial bone, a curved interior surface a cranial bone or curved side surface of a cranial edge. For example, the inner proximal end of first and/or second members 905, 906 adjacent to the cranial edge or an inner surface of third member 907 may have a curved configuration that conforms to and is adapted to secure a cranial edge. In one embodiment, the inner surface of third member 907 or the inner surface of the proximal end of first and second members 905, 906 may have an angle of curvature of about 10° to about 80°, preferably about 45° to about 55°. In another embodiment, the inner surface of third member 907 may be substantially perpendicular to the inner surface of first and second members 905, 906. First and second members 905, 906 may have a length of about 5 mm to about 5cm, preferably, about 5 mm to about 3cm, more preferably, about 10mm to about 15 mm, more preferably, more preferably about 12 mm to about 18 mm, and most preferably about 13 mm to about 14 mm. First and second members 905, 906 may have a width of about 3 mm to about 20 mm, preferably about 5 mm to about 20 mm, more preferably, about 3 mm to about 12 mm, and most preferably, about 10 mm to about 13 mm. First and second members 905, 906 may have a thickness of about 1 mm to about 9 mm, preferably, about 2.5 mm to about 5 mm. In one embodiment first and second members 905, 906 may have a uniform thickness. Alternatively, to decrease the profile of cranial clamp 912, first and second members 905, 906 may be tapered so as to be thicker at a proximal end adjacent to a cranial edge and thinner at a distal end. In one embodiment, third member 907 may have the same length, width and thickness dimensions.
[0158] In the embodiments shown in FIGURES 23(a)-23(b), first member 905 of cranial clamp 912 positioned on a dorsal exterior surface of the cranial bone may have a varying thickness along its length. A drill guide region and drill support surface 905' of first member 905 may have a substantial thickness of about 2mm to about 7mm, preferably about 4 mm to about 6 mm wherein one or more screw holes 908 are positioned through bodily region 905'. The substantial thickness of drill guide region 905' functions to guide, support and assists the insertion of a fastener through first and second members 905, 906. The thickness of first member 905 decreases as it extends away from drill guide region 905' towards its distal end 905" and proximal end 905"', forming a tapered configuration. The exterior surface of drill guide region 905' therefore protrudes out relative to proximal and distal ends 905" and 905"'. In one embodiment, first member 905' has a concave configuration, wherein distal end 905" of first member 905 has a thickness of about 1 mm to about 5 mm, preferably about 2 mm to about 3 mm and a proximal end 905"'of first member 905, adjoining to third member 907, is about 3 mm to about 6 mm, more preferably about 3 mm to about 4 mm. Preferably, first member 905 has an exterior curvilinear surface having a concave configuration with a maximum thickness at drill guide region 905' . In one embodiment, the radius of curvature of an exterior surface of first member 507 subtending an angle h defined by the proximal and distal end 905", 905"' is about 0.5 to about 2, preferably about 0.8 to about 1.2.
[0159] Second member 906 may have the same or similar structural configuration as first member 905. Similarly, in one embodiment, second member 906 may have a drill guide region or drill support surface 906' and a thickness that tapers as extends away from this region towards its distal end 906" and proximal end 906"' . Alternatively, second member 906 may have a uniform thickness along its length.
[0160] First and second members 905, 906 may have any shape, dimension or configuration suitable for positioning and engaging a cranial bone therebetween. Exemplary configurations may include a discoid, rectangular, oval, circular, square, star or triangular shape. In an alternative embodiment shown in FIGURE 22(c), first and second members 905, 906 each have a base member 909 connected to a plurality of extension members 910 to enhance attachment to a cranial bone. One or more, preferably two or more, more preferably three or more, and most preferably five or more extension members 910 may be extend from base member 909 in a finger like configuration. In an exemplary embodiment, base member 909 and/or extension members 910 may have a discoid, rectangular, ovid, circular, square, star or triangular shape. In one embodiment, extension members 910 may have different sizes, shapes and dimensions. For example, two or more extension members 910 may have different lengths or direction and degrees of curvature to facilitate attachment to a cranial bone. In another embodiment, extension members 910 may have be sufficiently malleable to enable a surgeon to movably arrange extension members 910 relative to one another to facilitate and customize attachment about a cranial edge. In this embodiment, extension members 910 may be substantially rigid yet is sufficiently flexible to enable a surgeon to bendably position the extension member to conform to a cranial surface of a patient.
[0161] One or more holes 908 may be defined in first member 905 and/or second member 906 for receiving cranial fastener 922. In one embodiment, holes 908 may be located in a region of first and second members 905, 906 having substantial thickness that functions as a drill guide or and support surface to facilitate the insertion of one or more fasteners. In an exemplary embodiment, this drill guide region 905', 906' may have a thickness of about 2 mm to about 7 mm, preferably, about 4 mm to about 6 mm. In one embodiment, one hole 908 centrally defined in a first member 905 may be correspondingly aligned with another hole 908 centrally defined in second member 906. In one embodiment, cranial clamp 912 may include a plurality of holes 908 positioned at a distal end of extension members 910 as well as a central region of base member 909. Cranial clamp 912 may also include a plurality of holes 908 having a variety of different sizes and shapes to accommodate different cranial fasteners 922. The structure, contour and configuration of hole 908 may be the same as that of aperture 508.
[0162] Cranial attachment system 900 may include any number of cranial clamps 912 for attaching one or more surgical instruments to a cranial surface. In one embodiment, cranial attachment system 900 includes at least one or more cranial clamps 912 for connecting a distal, upper end of each of support rods 450, 452, 471 to a cranial surface. Preferably, the system may include at least about 1 to 6 cranial clamps 912, more preferably, about 2 to 4 cranial clamps 912. The cranial clamps 912 may be positioned equidistantly, symmetrically or asymmetrically along and about a perimeter of a cranial edge that defines a cranial defect, preferably at least two cranial clamps 912 may be arranged on opposing sides of a cranial defect. In one embodiment, one or more cranial clamps 912 may be arranged along a cranial edge that defines an upper end of the cranial defect.
[0163] As shown in FIGURES 22(a)-22(c), a cranial fastener 922 may removably secure cranial clamp 912 to a cranial surface and enable load bearing applications, such as spinal stabilization. Cranial fastener 922 may be any fastener that is sized and configured to secure cranial clamp 912 as well as one or more surgical instruments to a cranial surface. In one embodiment, cranial fastener 922 may have the same structural components, configuration and material construction as vertebral fastener 522. Cranial attachment system 900 may also include a plurality of cranial fasteners 922 having the different configurations or dimensions that are compatible with holes 908 that may vary in size and shape. In an exemplary embodiment, cranial fastener 922 is configured as a screw, such as a set screw.
[0164] In an exemplary embodiment, cranial fastener 922 may be a triple screw 70 that possesses at least three functional portions along the length of the screw. The triple screw 70 may be inserted into a cranial bone, such as the occipital plate, occiput, or calvarium, such that a first threaded portion is positioned within and engages the intervening cranial bone.
Alternatively, the triple screw 70 can pass through the cranial bone into second member 906 of cranial clamp 912, such that a first threaded portion engages both the intervening cranial bone and/or second member 906 of cranial clamp 912. A second threaded or non-threaded portion may engage first member 905 of cranial clamp 912. A third threaded or non-threaded portion may engage one or more surgical instruments. The triple screw may further include a top loading externally threaded portion for engaging with an internally threaded nut 82. Each portion may have a different diameter, a different sized threading, or different contour, different length, or combinations thereof that are customized for the aforementioned functions. In one embodiment, a hole 468 for receiving a support rod 450, 452 is defined in the body of triple screw 70 below the nut 82. The hole 468 may be arranged in any portion of the triple screw 70, preferably between the first threaded portion for attachment to bone and the threaded portion for engaging with a nut 82. In an alternative embodiment, a hole may be defined in support rods 450, 452 through which triple screw 70 may be inserted and coupled. The triple screw 70 may provide increased stability by virtue of the combined fixation of the screw to a surgical instrument, cranial clamp 912 and the cranium. In one embodiment, the threaded component may have a small diameter, for example, about 1.5 mm to about 4 mm and a length of about 6 to about 20 mm.
[0165] Cranial fastener 922 may couple cranial clamp 912 to a cranial surface by passing through a portion of the cranial bone as well as a ventral hole 908 defined in first member 905 and/or a dorsal hole 908 defined in second member 906. In one embodiment, the tip of cranial fastener 922 penetrates the cranial plate, dorsal hole 908 of second member 906 and ventral hole 908 of first member 905. In an alternative embodiment, the tip of cranial fastener 922 does not extend past or does not extend substantially past ventral hole 908 of second member 906 so as to minimize the risk of injuring the brain or spinal cord. Additionally, to prevent cranial fastener 922 from perforating the dura, the distal tip of cranial fastener 922 may be rounded so that it gently pushes away the underlying dura when implanted in the cranium. Additionally, the length of cranial fastener 922 may be about 1 cm or less to further prevent perforating the dura.
[0166] One or more cranial clamp 912 may be removably attached and/or integral with support rods 450, 452 and 471. As shown in FIGURES 22(a)-22(c), cranial clamp 912 may be removably attached anywhere along the length of support rod 450 using a triple screw embodiment of cranial fastener 922.
[0167] As shown in FIGURES 23(a)-23(f) and 7(a)-7(c), cranial clamp 912 may be integrally formed on a distal end of support rod 450, 471. In these embodiments, support rod 450, 471 are integrally formed with an exterior surface of cranial clamp 912, preferably an exterior surface of third member 907. These rods may be connected to the first cranial clamp member 905, second cranial clamp member 906, third cranial clamp member 907 or
combinations thereof. In an exemplary embodiment, the rods are directly connected to second cranial clamp member 906, third cranial clamp member 907 or the region wherein first and second cranial clamp members 905, 906 are joined, thereby lowering and reducing the profile of spinal rod relative to the cranium. This arrangement, wherein the distal, upper end of the spinal rod is directly and integrally connected to second cranial clamp member 906 and/or third cranial clamp member 907 further minimizes patient discomfort and enhances the structural integrity of the craniospinal system.
[0168] To further enhance cranial attachment, support rod 450, 471 may branch into multiple rod members, terminating in two or more, three or more, four or more or a plurality of distal rod ends. A cranial clamp may be integrally formed on one or more of each distal rod end to further secure support rod 450, 471 to the cranium. Additionally, one or more cranial clamps 912 may be integrally formed at any location along support rod 450, 471. Along this integral cranial clamp support rod apparatus, one or more removable cranial clamps 912 may also be attached to a cranial surface and removably attached to support rod 450 using a triple screw embodiment of cranial fastener 922, as shown in FIGURE 23(d).
[0169] The integral cranial clamp 912 and support rod 450 configuration may be configured to specifically correct an abnormal clivoaxial angle. As shown in of FIGURES 23(e)-23(f), the configuration of support rod 450 and the position of cranial clamp 912 relative to support rod 450 may be designed to correct abnormalities of the clivoaxial angle. In one embodiment, support rod 450 may be bent at a location about 1 cm to about 5 cm from the distal end 450'of the support rod 450, wherein the radius of curvature subtending an angle x shown in FIGURE 23(e) defined by the beginning and end points along support rod 450 that defines the bend is about 1.4 to about 2.2, preferably about 1.9 to about 2.1. In another embodiment, support rod 450 may have a sinusoidal curved configuration including a first convex region and a second concave region. In an exemplary embodiment, the radius of curvature subtending an angle y shown in FIGURE 23(f) defined by the beginning and end points along support rod 450 that defines the first convex region is about 0.1 to about 0.4, preferably about 0.2 to about 0.4. The radius of curvature subtending an angle z shown in FIGURE 23(f) defined by the beginning and end points along support rod 450 that defines the first concave region is about 0.8 to about 1.7, preferably about 1.1 to about 1.4. In these embodiments, the longitudinal axis of support rod 450, specifically support rod distal end 450' is linearly aligned with the longitudinal axis of cranial clamp 912, as best shown in FIGURE 23(a)-23(b). Third member 907, preferably an inner surface of third member 907, is substantially perpendicular to support rod distal end 450' .
[0170] In a preferred embodiment, cranial clamp 912 of cranial attachment system 900 may be used in lieu of plate 300 to anchor support rods 450, 452 to a cranial bone. As cranial clamp 912 only requires a small cranial surface area to anchor a surgical instrument, such as support rods 450, 452, it may be particularly useful in circumstances wherein a large portion of the cranium has been removed. Additionally, cranial clamps 912 also enables a surgeon to more freely arrange and anchor support rods 450, 452 to a cranial surface than would be possible using a conventional cranial fixation plate. To lower the profile of the cranial attachment system 900, cranial fastener 922 may be recessed within cranial clamp 912.
[0171] In an alternative embodiment, cranial attachment system 900 may be operatively associated with a plate 300, osteointegration apparatus 700, support rods 450, 452, 471 or combinations thereof. For example, plate 300 may be anchored to a cranial surface by inserting cranial fastener 922 through one or more apertures 336, 338, 340, 344, 346 of plate 300, through the dorsal and/or ventral holes 908 of first and second members 905, 906 of cranial clamp 912 and into a portion of the cranial bone. Plate 300 may be seated between an upper surface of first cranial clamp member 905 and the upper distal end of cranial fastener 922 so that cranial clamp 912 is positioned between the cranium and plate 300. Alternatively, plate 300 may be positioned between first member 905 of cranial clamp 912 and the cranium. In another embodiment, cranial clamp 912 and cranial fastener 922 may be indirectly attached to a plate 300 and/or
osteointegration apparatus 700. For example, plate 300 and/or osteointegration apparatus 700 may be attached to the support rods 450, 452 at one location, and support rods 450, 452 may be attached to cranial fastener 922 at another location. Similarly, plate 300 and/or osteointegration apparatus 700 may be directly attached to cranial fastener 922 and indirectly attached to the support rods 450, 452.
[0172] The modular cranial attachment system of the present invention may be operatively assembled and customized to enable a wide variety of applications and to create a custom fit for each patient. For example, cranial clamp 912, cranial fastener 922 and one or more surgical instrument, such as plate 300 and/or support rod 450, 452, may be assembled during surgery. Alternatively, one or more cranial clamps 912 and surgical instruments may be prefabricated as an integral device and subsequently fastened to a cranial surface using cranial fastener 922 during surgery. [0173] Cranial attachment system 900 offers numerous advantages over conventional cranial fixation systems of the prior art. Whereas conventional cranial attachment devices are dependent upon the amount of bone for anchoring, width of the craniotomy defect and thickness of the overlying scape toward the midline, cranial attachment system 900 can engage and be positioned in multiple sites around a craniotomy defect, is not limited by bone (calvarial) thickness, and may be rapidly and safely implanted. Furthermore, cranial attachment system 900 has a low profile designed to minimize pain and discomfort.
[0174] In addition to attaching to a cranial surface, cranial attachment system 900 may also be adapted for use in anchoring one or more surgical instruments to any anatomical surface, particularly any bone structure. Specifically, it is envisioned that the cranial attachment system 900 may be adapted to be attach to any vertebral or craniospinal surface so as to be used in conjunction with spinal stabilization system 100 or other spinal stabilization system. Cranial attachment system 900 may be used independent of spinal stabilization system 100. For example, cranial attachment system 900 may be adapted to anchor one or more surgical instruments to a long bone.
Trans-vertebral Stabilization System
[0175] In an exemplary embodiment, spinal stabilization system 100 may further include a trans-vertebral stabilization system 600 that may function to facilitate and enhance fixation of the connection system 400 and/or vertebral attachment system 500. The trans-vertebral stabilization system 600 may be designed to enhance fixation of a vertebral implant by anchoring the implant in a direction substantially orthogonal to the implant pull-out force. In an exemplary embodiment, trans-vertebral stabilization system 600 may comprise one or more connectors 601 and one or more connector assemblies 602. The trans-vertebral stabilization system 600 of the present invention may be used in association with any spinal stabilization system, including spinal stabilization system 100 of the present invention.
[0176] The connector 601 of the trans-vertebral stabilization system 600 may be any structure having a shape, configuration, size and texture adapted for vertebral coupling and capable of resisting an implant pull-out force. The connector 601 may have an elongate cylindrical or rectangular body 603, such as a rod or plate, that spans a length of the vertebra and cooperates with one or more components of spinal stabilization system 100. In an exemplary embodiment, the connector body 603 may have a length of about 15 mm to about 50mm, preferably about 25 mm to about 40 mm, and most preferably, about 30 mm to about 35 mm. Body 603 may have a low profile and a smooth surface area to minimize wear and inflammation. Portions of connector 601 may also be threaded, ribbed or include other mating features to facilitate coupling with the connector assembly 602, enable penetration of or anchoring to a vertebra and/or facilitate osteointegration with a vertebra. In an exemplary embodiment, connector 601 may be splined, so as to include grooves or other contours in the surface of the connector 601 to facilitate vertebral fixation. Connector 601 may be fabricated from any biocompatible material having a
compressive strength and elastic modulus capable of resisting or withstanding the pull-out force of a vertebral implant. Exemplary materials may include titanium, composite metals, carbon fibers, PEEK or a combination thereof.
[0177] In the exemplary embodiment of FIGURES 24(a)-24(c), connector 601 may be a rod that penetrates a portion of the vertebral body, such as the spinous process or lamina. The rod may include a distal end 604 that tapers to a point. The distal end 604 and/or at least a substantial length of the rod may be threaded to facilitate penetration and/or passage into the vertebra. A notch 605 may be located adjacent to the distal end 604. After the rod is inserted into the vertebra, a concentrated force may be applied to notch 605 to break distal end 604 from the rod. A proximal end 606, distal end 604, and portion of the rod adjacent to distal end 604 may be blunted, smooth, splined, threaded or may include mating features to facilitate engagement with one or more connector assemblies 602.
[0178] Optionally, as shown in FIGURES 25(a)-25(b), a guide plate 607 may surround the portion of the vertebra penetrated by the connector 601. Guide plate 607 may include apertures 608 arranged to position, receive and support connector 601. Guide plate 607 may function to provide structural reinforcement to and further anchor spinal stabilization system 100 to the vertebra. As shown in FIGURE 26, alternatively or in addition to guide plate 607, one or more washers 609 may be positioned adjacent to the point where connector 601 penetrates and exits the vertebra. In an exemplary embodiment, washers 609 may have a shape that conforms to a portion of the vertebral surface. A locking mechanism 610, such as a nut, may be fastened to the washer to prevent loosening or movement of the connector 601 relative to the vertebra.
[0179] As shown in FIGURE 27, connector 601 may further include an integral or removably attached sprocket 611. Sprocket 611 may include a plurality of protrusions, grooves, indentations, notches or combinations thereof. These structures may correspond to a plurality of mating elements 612 located on a cable, cord, chain or other gearing mechanism 613. A motor 614 or other mechanical means may be used to drive gearing mechanism 613 and rotate connector 601. The rotational driving force applied to connector 601 may be used to penetrate and create a hole through a portion of the vertebra.
[0180] In the alternative embodiment shown in FIGURE 28, the connector 601 may be a rod or plate that substantially conforms to and abuts a portion of the vertebra but does not penetrate the vertebra. Connector 601 may be configured so as to curve around a portion of the vertebra, such as the spinous process or lamina, which functions to anchor and further stabilize a vertebral implant or spinal stabilization system relative to the vertebra. The curved portion 615 of connector 601 may abut a portion of the vertebra that provides a resistive force substantially orthogonal to the anteriorly positioned connector assemblies 602. In this embodiment, the body of connector 601 may have a low profile thickness with a substantially smooth and continuous surface. Portions of the rod or plate may be threaded or may include mating features that facilitate coupling with the connector assemblies 602.
[0181] In general, connector 601 may be positioned relatively or substantially orthogonal to the pull-out force direction of a vertebral implant or pull-out force direction of connector assembly 602. In one exemplary embodiment, connector 601 may be positioned between about 45° to about 135° relative to the direction of the pull-out force or a connecter assembly 602. For vertebral implants or spinal stabilization systems 100 fixed in an anterior direction, as shown in FIGURES 26-27, connector 601 of the present invention may be substantially orthogonally oriented relative to the fixation means of the vertebral implant so as to anchor and enhance stabilization. Because connector 601 is positioned substantially orthogonal to the direction of fixation and/or pull-out force of the vertebral implant, spinal stabilization system 100 and/or connector assembly 602, the invention increases the stability of plates and screws in the posterior region of the spine. Furthermore, trans-vertebral stabilization system 600 opposes rotational, medio-lateral bending or distractive tendency, thereby greatly enhancing the overall stability of the vertebral implant and spinal stabilization system 100. Stability is further enhanced because rigid fixation of connector 601 within the spinous process and contralateral screw coupling opposes supero-inferior bending and movement. Because the present invention is able to successfully mitigate and/or counter non-orthogonal stresses and reduce the overall pull-out forces exerted on any given screw or fixation means, it is possible to use a wide variety of fixations means of different caliber and still maintain stabilization. For example, it may be possible to utilize screws having lower compressive strength, smaller diameters, shorter lengths, fewer threads, less prominent threads or a combination thereof while still ensuring spinal stabilization. [0182] As shown in FIGURES 26-27, connector 601 may be unilaterally or bilaterally coupled to one or more connector assemblies 602 of a spinal stabilization system 100. In the exemplary embodiments of FIGURE 28, the connector assembly 602 may include at least one fastener 616, such as a threaded component, hook, latch, pin, nail, wire, tether, or combinations thereof that may function as part of spinal stabilization system 100; preferably, fastener 616 may be a threaded component, such as a screw, rivet or bolt. Fastener 616 may be a triple screw which possesses three functional portions along the length of the screw: a threaded portion for attachment to bone; a threaded or non-threaded portion to engage connector 601, and a threaded or non-threaded portion to engage a system connector 617.
[0183] Fastener 616 may include a post 618 having one or more slots 619 for receiving connector 601 and/or system connectors 617. The device may be modular, wherein post 618 may include one or more slots 617 for retaining connector 601. The slots 619 may have different sizes and/or shapes and may also be oriented in different directions relative to one another to accommodate different fasteners 616 and to enable a wide variety of applications. As shown in FIGURES 29(a)-29(b), the walls of post 618 which form slot 619 may have a threaded outer surface which can be coupled to a cap 620, such as a nut or top loading screw, for securing connector 601 within the slot 619. Alternative embodiments may include a non-polyaxial head or a splined portion that fits within post 618 for a tighter fit.
[0184] In an exemplary embodiment, connector assembly 602 may further be coupled to a system connector 617, which may be used to couple one or more components of stabilization systems 100 to each other and/or to other orthopedic structures anchored to different regions of the spinal column or cranium. In an exemplary embodiment, system connector 617 may be a component of connection system 400, such as a support rod 450, 452. As shown in FIGURE 26, connector assembly 602 may attach connector 601 to a system connector 617, such as a lateral mass rod. The lateral mass rod may be attached to a vertebra above and/or below the vertebra coupled to connector 601. In an exemplary embodiment, system connector 617 may be angled and/or contoured to enable connection with orthopedic structures located at different positions. Additionally, system connector 617 may be oriented, angled, or contoured to minimize or eliminate injuries, such as ventral brainstem compression. System connector 617 may also include an optional pre-established rise option to accommodate the non-linearity of the level of the posterior arch of the cervical vertebrae relative to other orthopedic structures and/or other anatomical surfaces. System connector 617 may be secured within one or a plurality of slot 619 in post 618 using cap 620. [0185] In the alternative embodiment shown in FIGURE 26, system connector 617 may also be separate from connector assembly 602. In this embodiment, system connector 617 may still be attached to connector 601 using a system fastener 621. In an exemplary embodiment, system fastener 621 may be a flexible fitting or sleeve that fits around connector 601. System fastener 621 may be removably or integrally fitted and tightened about a portion of connector 601 and may be tightened with a turn screw or nut. In another embodiment, system fastener 621 may also be integral with connector 601 and/or connector assembly 602. System fastener 621 may include a fixed screw head or a flexible polyaxial screw head that would enable fixation of a screw, rod or other spinal stabilization device in a wide variety of orientations. In another embodiment, system fastener 621 may be coupled to a lateral mass screw or pedicle screw. System fastener 621 may further include a system post 622 having a system slot 623 for receiving system connector 617. A system lock 624 may secure system fastener 621 within system slot 623.
[0186] Connector assembly 602 may be constructed from any high strength and
biocompatible material. In an exemplary embodiment, connector assembly 602 may be fabricated from any material having sufficient material and mechanical properties that would enable load bearing applications, such as spinal stabilization. The material used to fabricate connector assembly 602 may include a bio-compatible metal, metal alloy, ceramic, polymer, such as a polymer from the polyaryl ether ketone family (PAEK) family, such as polyether ether ketone (PEEK) or polyether ketone ketone (PEKK), or composite material. Preferably, the material may include a metal alloy, such as stainless steel and/or titanium. Optionally, the surface of connector assembly 602 may be treated to adjust the frictional, wear or
biocompatibility properties of connector assembly 602. In an exemplary embodiment, at least one portion of connector assembly 602 may be coated with a material, shaped and/or textured to limit a range of motion of connector assembly 602 relative to connector 601. In another embodiment, connector assembly 602 may be coated with a material to minimize wear and/or facilitate osteointegration.
[0187] An osteogenic bone graft material may be applied to the junctions between stabilization system 100, the vertebral body and/or system connector 617 to facilitate bone fusion. In an exemplary embodiment, osteogenic material may include, without limitation, autograft, allograft, xenograft, demineralized bone, synthetic and natural bone graft substitutes, such as bio-ceramics and polymers, and osteo-inductive factors. In an exemplary embodiment, osteogenic material may include a bone morphogenetic protein (BMP), transforming growth factor βΐ, insulin-like growth factor, platelet-derived growth factor, fibroblast growth factor, LEVI mineralization protein (LMP), and combinations thereof or other therapeutic or infection resistant agents, separately or held within a suitable carrier material. Additionally, osteogenic material may also be applied partially along or completely cover any surface of connector 601, connector assembly 602 and/or any other orthopedic structure to which stabilization system 100 is directly or indirectly connected to promote osteoblast generation and facilitate bone fusion. The bone graft material may be placed above, below or on any surface of stabilization system 100 as well as on any corresponding orthopedic structure. In an exemplary embodiment, connector 602 may be a scaffold coated and/or impregnated with osteogenic bone graft material, the structure of which may be naturally replaced with bone over time.
[0188] The trans-vertebral stabilization system 600 of the present application may be useful for a wide variety of applications to facilitate and enhance spinal stabilization by anchoring a vertebral implant in a direction substantially orthogonal to the pull-out force. In particular, it is envisioned that the invention may be particularly useful where a C2 pedicle is too narrow to receive a screw or where an encroaching vertebral artery prohibits placement of a transarticular screw through the facet joint or a lateral mass. Furthermore, trans-vertebral stabilization system 600 may be used in association with any stabilization system or vertebral implant to enhance stabilization and prevent loosening of vertebral implants and/or spinal stabilization systems 100 in the cervical, thoracic, lumbar and sacral levels.
Osteointegration Apparatus
[0189] Spinal stabilization system 100 may further include an osteointegration apparatus 700 that promotes bone fusion. Osteointegration apparatus 700 may have any shape, size or configuration suitable for a wide variety of applications involving tissue adhesion and/or fusion. The osteointegration apparatus 700 may also provide attachment to soft tissue, such as muscles, tendons and ligaments. In an exemplary embodiment, the apparatus may be particularly suitable for facilitating bone fusion, particularly with vertebrae, cranial bones, facial bones, teeth, or other parts of the appendicular skeleton.
[0190] When used as a component of spinal stabilization system 100, osteointegration apparatus 700 may function to facilitate fixation between one or more vertebrae and/or the cranium in order to enhance stabilization or normalization of the craniospinal junction. In the exemplary embodiment of FIGURES 30(a)-30(b), osteointegration apparatus 700 may be positioned over a portion of spinal stabilization system 100, such as plate 300, flange 325, and/or vertebra attachment 100, and/or one or more biological tissues, such as a bone surface, to assist fixation and bone fusion. By enhancing spinal fusion, the osteointegration apparatus 700 may obviate the need for using deeply penetrating screws during spinal stabilization, thereby decreasing the risk of injuring sensitive regions of the anatomy, including the vertebral artery, brainstem or nerve roots. The device is also advantageous in that it can be quickly applied, minimizing the time required to perform a surgical procedure and may be inserted through a small incision, thereby minimizing surgical exposure and risk.
[0191] As shown in the exemplary embodiment of FIGURE 30(a), osteointegration apparatus 700 may include a porous member 750 and a frame member 760. The porous member 750, shown in FIGURES 30(a) and 31(a), may have any shape or configuration suitable for facilitating fixation and/or osteointegration. In an exemplary embodiment, the porous member may have a shape that at least partially or substantially conforms to a surface of a vertebra and/or cranium so as to facilitate attachment thereto. In the exemplary embodiment shown in FIGURE 30(a)-31(b), which shows the position of osteointegration apparatus 700 relative to a patient's brainstem 701, spinal cord 702, cinus 703, opisthion 704, suboccipital cranium 705, anterior tubercle of the CI vertebra 706, posterior arch of the CI vertebra 707, spinous process of the C2 vertebra 708, odontoid process of the C2 vertebra 713, C3 vertebra 714, bifid spinous process with muscular attachments of the C2 vertebra 719, superior nuchal line 720, vertebral artery 723 and C2 vertebral body 724, porous member 750 may at least partially contact and abut a bone surface to facilitate osteointegration. Preferably, the porous member 750 may substantially contact and conform to one or more bone surfaces along a substantial length of the porous member 750. Porous member 750 may further include a plurality of perforations sized to allow for and encourages in-growth and through-growth of blood vessels and other mesenchymal tissues. The perforations may be either uniform or may have different sizes and shapes. In an exemplary embodiment, the perforations having a small diameter of about 200 to about 1000 microns, more preferably about 400 to about 600 microns, and most preferably about 500 microns, to enhance osteointegration. In an exemplary embodiment, the porous member 750 may have a tensile strength, hardness and thickness of about to facilitate bone fusion In the region of the surface over the host fusion surface, the porous mesh may preferably have a tensile strength of about 100 to about 5000 psi, or more preferably about 200 to about 3000 psi, closer to the range of cancellous bone; in the external surface of the porous mesh where more structural strength is needed, a tensile strength of about 10,000 to about 25,000 psi, and a yield strength of about 14,500 psi similar that of cortical bone may be preferable. [0192] The porous member 750 may be synthesized from any suitable biocompatible material. In an exemplary embodiment, the material may include an adhesive component to facilitate bonding of the porous body with the surrounding tissues, including bone and/or soft tissue. The material may also include an osteogenesis and/or osteointegration compound to encourage fusion. The material may be substantially bioresorbable so as to be biologically incorporated into the host bone structures. The material may be composed of a polymethacrylate polymer that can be premolded or molded at the time of the stabilization procedure. The poly compound, such as polymethylmethacrylate may have other compounds mixed in to facilitate attachment, antibiosis or porosity. In an exemplary embodiment, the porous member may be any porous osseomeric mesh, a mesh of trabecular pattern that resembles the trabecular, or cancellous bone or other biocompatible material having a structure similar to cancellous (or trabecular) bone. The porous material could be fabricated from metal, such as metallic alloys of titanium or tantalum, carbon-composite, stainless steel, cobalt-chromium, ceramic, or biological materials such as coralline hydroxyapatite, cancellous bone or processed cortical bone.
Alternatively, or in addition, the porous member 750 may be coated with an adhesive and/or osteogenesis material or chemical to facilitate attachment and osteointegration. Exemplary coatings may include osteoconductive coating includes , bone morphogenic proteins, hydroxyapatite, tissue in-growth and on-growth facilitating proteins, or glycoprotein's, or compounds or alloys of titanium, tantalum, carbon, calcium phosphate, zirconium, niobium or hafnium.
[0193] As shown in the exemplary embodiment of FIGURE 30(a), osteointegration apparatus 700 may further include one or more frame members 760 that reinforces and strengthen porous member 750. The frame member 760 may be either internal or external to the porous member 750 to enhance structural rigidity or strength and may have any shape or configuration suitable for use in securely anchoring the osteointegration apparatus 700. In an exemplary embodiment, one or more portions of the frame member 760 may conform to the shape of one or more tissue surfaces. For example, a frame member 760 may conform to the shape and contours of one or more vertebrae.
[0194] One or more frame member 760 may be uniformly or randomly positioned throughout the body of the porous member 750, including along a perimeter of, over the entire surface of (as shown in FIGURE 31(a)), part of the surface of or throughout the central region of the porous member 750. In the exemplary embodiment of FIGURE 30(a), the frame member 760 may be positioned along a portion of the perimeter of porous member 750. Specifically, frame member 760 may be a continuous unitary structure is substantially positioned along the entire perimeter of the porous body 750. Alternatively, a plurality of separate frame members 760 may be arranged substantially along the perimeter of the porous member 750 body. Multiple frame members 760 may be arranged in any formation that would be conducive to facilitating structural reinforcement and attachment of the porous member 750. In another embodiment, one or more frame members 760 may be interspersed within porous member 750 so as to create a reinforcing web. In this embodiment, the frame member 760 may be constructed from structurally enhanced filaments that are woven into the porous member 750 body. The reinforcing web may be interwoven, superficial or added upon as a modular component.
[0195] The frame member 760 may be fabricated from any suitable high strength
biocompatible material that provides added support and reinforcement to porous member 750 and osteointegration apparatus 700. In an exemplary embodiment, the frame member 760 may be fabricated from titanium, carbon fiber, or a combination thereof. The material may be
substantially bioresorbable so as to be biologically incorporated into the host bone structures.
[0196] One or more portions of the porous member 750 and/or frame member 760 may support or may be coated with an osteogenic bone graft material 721 to facilitate bone fusion. Exemplary osteogenic material 721 may include, without limitation, autograft, allograft, xenograft, demineralized bone, malleable, cohesive, shape-retaining putty including mineral particles, insoluble collagen fibers and soluble collagen, bone cement, polymethylmethacrylate (PM A), calcium phosphate (CaP), demineralized bone matrix (DBM), bi-calcium phosphate matrix, platelet gel, bone sialoprotein rnorphogenetic protein (B P) in a carrier matrix, patented recombinant human protein, calcium phosphate-based materials, methomaihactuloid, cranial plast, calcium-sulfaie, or combination thereof, synthetic and natural bone graft substitutes, such as bio-ceramics and polymers, and osteo-inductive factors. In an exemplary embodiment, osteogenic material 721 may include a bone rnorphogenetic protein (BMP), transforming growth factor βΐ, insulin-like growth factor, platelet-derived growth factor, fibroblast growth factor, LEVI mineralization protein (LMP), and combinations thereof or other therapeutic or infection resistant agents, separately or held within a suitable carrier material and also biological agents, fleeces containing osteoprogenitor cells derived from periosteum. This material may be applied to any surface of the osteointegration apparatus 700. As shown in FIGURES 32-33(b), it may be positioned between either a biologic tissue, such as a bone surface, or other component of spinal stabilization system 100 and the porous member 750 and/or frame member 750 of the osteointegration apparatus 700. Fasteners used to secure the osteointegration apparatus 700 to a biological tissue or spinal stabilization component 100 may apply a compressive force so that osteointegration apparatus 700 and/or osteogenic material 721 may be substantially pressed against a bone surface to facilitate osteointegration.
[0197] In addition to the porous osteointrative structure and adhesive properties of osteointegration apparatus 700, the apparatus may be further fixed to a biologic tissue, such as bone, and/or component of spinal stabilization system 100 with one or more apertures and fastener. As shown in FIGURE 32, the fastener may be used to directly anchor an
osteointegration to a portion of a vertebra. Alternatively, as shown in FIGURES 33(a)-33(b), the fasteners may anchor the osteointegration apparatus 700 to a spinal stabilization system 100 component, such as vertebral attachment system 500. The fastener may serve to simultaneously attach both osteointegration system 700 and one or more components of spinal stabilization system 100, such as a vertebral clamp or plate 200, to a vertebral body and/or portion of the cranium.
[0198] Porous member 750 and/or frame member 760 may include one or more apertures 780 for receiving a fastener. The apertures 780 may have different sizes and shapes and may be either placed along any surface of the frame member, porous member or a combination thereof. In an exemplary embodiment, the apertures may be reinforced with extra thickness to secure attachment and/or may be threaded, partially threaded or free from threads. The apertures 780 may be conventionally positioned to establish a secure attachment with bone. Exemplary locations may be in the subocciput, through the keel of the suboccipital bone, CI ring, CI or C2 pedicle, C2 lateral mass, a C2 spinous process or combinations thereof. As shown in the embodiment of FIGURES 31(a)-31(b), the osteointegration system 700 may include a central suboccipital aperture and fastener 710, a CI vertebra aperture and fastener 711, a C2 spinous process aperture and fastener 712, a C2 lateral mass aperture and fastener 715, C2 pedicle aperture and fastener 717, a C2 transarticular aperture and fastener 718 and lateral suboccipital aperture and fastener 722. In one embodiment, the aperture may be a transarticular screw hole that passes through a vertebral pedicle. The location of the apertures and fastener may also be selected to avoid compressing sensitive regions of the anatomy, such as the vertebral artery 723, brainstem 701 or spinal cord 702, as well as avoid overlapping fastener placement, which may be accomplished by using a segmentation algorithm. A CT rendering may map and/or show the preordained placement of fasteners and/or other components of spinal stabilization system 100 on a patient's cranium and/or spine. For example, certain parts of the CT rendering of a pedicle would be registered and any overlying screw position may be identified. [0199] The fastener may be any device capable of securing osteointegration apparatus 700 to a bone and/or portion of spinal stabilization system 100, such as a threaded component, hook, latch, pin, nail, wire, tether, or combinations thereof. Preferably, the fastener may be a threaded component such as a screw, bolt, rivet or nut. In an exemplary embodiment, the fastener may have a shallow penetration depth to prevent inadvertent injury to the vertebral artery, spinal cord or nerve roots which may induce a cerebrospinal fluid leak. Alternatively, osteointegration apparatus 700 may also include depth penetrating fastener to enhance fixation. In this
embodiment, apertures may be specifically designated and positioned for receiving depth penetrating fasteners in order to minimize the risk of injury to the vertebral artery, spinal cord or nerve roots.
[0200] In a preferred embodiment, osteointegration apparatus 700 may substantially conform to the patient's anatomy and/or to implanted devices, such as spinal stabilization system 100. To accomplish this, in one exemplary embodiment, osteointegration apparatus 700 may be a preformed custom constructed from a 3D image of a CT rendering. For example, one or more portions of the osteointegration apparatus 700 may be designed to conform to the anatomy of the subocciput, CI and the C2 laminae, as shown in FIGURES 30(a)-31(a), based on a preoperative digitalized computer generated rendering of a patient's anatomy, to ensure fixation. The osteointegration apparatus 700 may be personalized to create a custom fit having no sharp edges.
[0201] In another exemplary embodiment, osteointegration apparatus 700 may be a modular preformed device capable of being manipulated to conform to a patient' s anatomy. In one aspect, osteointegration apparatus 700 may be a flexible preformed structure that can be mechanically manipulated so as to change and/or retain a particular shape. The shape of osteointegration apparatus 700 may signal to the surgeon when appropriate normalization of bone relationship has occurred, and thereby when normalization of neurological architecture has occurred. That is, the osteointegration apparatus 700 will have various preformed geometries that require the normalization of the craniospinal angle. In an exemplary embodiment, an angle between the clivus and the posterior surface of the odontoid process (the clivo-axial angle) will have been manipulated to achieve approximately 165°, which is the normal angle for the population at large. Thus apparatus 700 may serve to identify in situ the correct clivo-axial angle, thus accomplishing a transformation of abnormal anatomy to normal anatomy. FIGURE 30(b) shows the intrinsic angle between the cranial portion of the plate and the extensions onto the lower vertebral surfaces. A wide variety of angles, ranging from about 130° to about 170°, may encompass the full spectrum of abnormalities. The maximum correction of the clivo-axial angle is for most patients in the order of about 22°. Therefore a patient with a clivo-axial angle of about 110° could only be expected to undergo a correction to about 130°. In another aspect shown in the exemplary embodiment of FIGURE 31(b), osteointegration apparatus 700 may be composed of one or more segments 730 that may be independently moveable relative to one another to facilitate modular reconstruction, adjustment, placement and/or anatomical conformation of osteointegration apparatus 700 to a patient's anatomy. These modular segments 730 may include porous members 750 and/or strong structural frame members 760. Each segment 730 may be separated from one another, for example as shown by gap 729 located between segments 730 in FIGURE 31(b). Segments 730 may be entirely separate from, may cooperate with or may overlap with other segments 730 to facilitate fixation. In an exemplary embodiment, segments 730 may be hinge together to facilitate achievement of conformality. For example, osteointegration system 700 may have a plurality of porous members 750 that are independent moveable relative to one another but each individually hinged to a continuous frame member 760. In an exemplary embodiment, the porous/ trabecular mesh structure may be soft enough ventrally or may contain slits in the porous body to better conform to contours of a bone. Additionally, each section may be either rigid or may be flexible so as to be mechanically manipulated during surgery to conform to a patient's anatomy. To facilitate fusion, the patient's anatomy may further be modified by sculpting to conform to the contours of the osteointegration apparatus 700. This ability to create an osteointegration structure that substantially conforms to a patient's anatomy may confer stability and strength to spinal stabilization system 100.
Method for Spinal Stabilization
[0202] A method for achieving occipitocervical fusion according to a preferred embodiment of the invention will now be described. The method of the present invention may be used to enable stabilization and/or fusion of the junction between one or more vertebrae and/or the occipitocervical junction of humans as well as animals. Specifically, the invention may be used to enable spinal or occipitocervical instability due to trauma or chronic spinal conditions, such as degenerative spinal diseases, metabolic spinal diseases, congenital spinal diseases,
endocrinological spinal diseases, neoplastic or infectious spinal diseases, or cancer. Examples of chronic spinal conditions which may be treated in part using the vertebra attachment system of the present invention include degenerative diseases, such as systemic lupus erythematosis and rheumatoid arthritis, and metabolic conditions, such as osteomalacia, osteogenesis imperfecta, hyperparathyroidism, Ricket's Disease and Hurler's Disease; which cause basilar invagination. Other examples of conditions which may be assisted with the present invention may include congenital conditions, such as Down's syndrome and Morquio's Syndrome or miscellaneous conditions, such as Chiari Malformation, assimilation of the atlas, Klippel-Feil syndrome, condylus tertius, hypochordal bow, dystopic odontoideum, which may cause compression of the upper spinal cord or brainstem. The method for spinal stabilization may involve: pre-operatively scanning the region of the spine to be fused, manufacturing a customized osteointegration apparatus 700, surgically fusing the spine by connecting one or more vertebral attachment systems and/or cranial plates and implanting the osteointegration apparatus 700.
[0203] During the pre-operative scanning procedure, a patient may be positioned on a computed tomographic scanning table. In an exemplary embodiment, the patient's spinal alignment and/or deformity may be corrected or otherwise mitigated pre-operatively by manipulating the cranium and/or spine using non-surgical methods. When correcting a deformity of the occipitocervical junction, the patient's head is extended and the neuraxial and/or clivo- axial angle may then be normalized by applying gentle traction, extension of the cranium on the cervical spine, and/or posterior translation. The patient's head, neck and/or torso may be retained in this corrected position with a brace, such as a neck brace, that may be molded to conform to the patient's correctly positioned anatomy to accomplish closed reduction of deformity.
Optionally, a radiographic image of the region to be stabilized may be obtained to confirm that the spinal alignment and/or deformity was corrected.
[0204] Subsequently, this anatomical region of the spine may be imaged using a
computerized tomographic (CT) scan, which may produce thin image slices of about 1mm. The images may be subsequently downloaded in any suitable electronic format, such as DICOM, and sent to a manufacturer to create a customized osteointegration apparatus 700 based on the anatomic specifications of the scanned images. In an exemplary embodiment, the
osteointegration apparatus 700 may be a 3-dimensional form-fitting trabecular mesh designed to lay over the region of spinal fixation during surgery.
[0205] In an alternative embodiment a patient' s the skull and spine may be sculpted to conform to a standard preformed osteointegration apparatus 700 intraoperatively. During surgery, the patient's anatomy may be sculpted to conform to the shape of the preformed osteointegration apparatus 700. Subtle changes in the host anatomy may be sculpted to conform to the device, and the device in turn may be capable of being manipulated or shaped to conform to the patient's anatomy. [0206] The patient may then be intubated and prepared for surgery by immobilizing the cranium and/or torso. The patient may be first positioned prone with a Mayfield pin headrest in an appropriate sterile surgical environment. The posterior cranium (subocciput) will then be surgically exposed.
[0207] The suboccipital bone will then preferably be lightly drilled or sculpted in order to create a flat and even surface for the positioning of the plate 300. The plate 300 will then be aligned with the long axis of the patient's body and will be positioned symmetrically about the midline axis, so that the central screw hole 340 is preferably bisected by the midline axis of the patient's cranium as viewed in rear elevation. The center of the central screw hole 340 will then be marked on the cranium, and the plate 300 will be removed.
[0208] A central hole will then be surgically drilled in the cranium, preferably to a depth of 5- 10 mm. using a high speed drill, then by a conventional surgical hand drill to complete the drilling, preferably to a total depth of between about 8 mm to about 12 mm. The screw hole will be tapped to a depth that is about 1 mm. longer than the screw to be used. (For example, for a 10mm screw, tap to 11 mm depth). The plate 300 will then be repositioned on the midline.
[0209] The central hole may be obliquely angled and may be created by the previously discussed novel drill guide 800. For example, as shown in FIGURE 3, the drill guide platform may be positioned on the occiput, approximately 3 cm above the opisthion. After positioning, drill guide 800 may be temporarily secured to the bone surface by taping its teeth into the bone with a tamp. Because drill guide 800 may include one or more angled drill bit receiving apertures and/or angled drill supports, a power drill may then be received by drill guide 800 to create an obliquely angled holes. Consequently, a greater screw length is inserted in the bone than would be had the aperture been oriented perpendicular to the bone surface, thereby enhancing fixation and screw purchase strength. This enhanced fixation therefore obviates the need for bone struts, structural bone, bone matrix or other bone substitutes for ensuring secure fastener attachment. The drill guide 800 may be used to create obliquely angled holes for receiving any fasteners of spinal stabilization system 100. Consequently, drill guide 800 may be used to position and orient various components of spinal stabilization system 100, including plate 300, flange 325 and/or vertebral attachment system.
[0210] The central cortical screw 42 will then be inserted into the tapped hole and tightened, lagging down the plate 300 to achieve solid fixation. [0211] When there exists a cranial defect, such as wherein a substantial amount of bone that has been removed as a result of an occipital craniotomy, plate 300 and/or flange 24 may be positioned over and preferably cover the cranial defect. In an alternative embodiment, triple screw 70 or cranial attachment system 900 may be used to engage plate 300, flange 24, osteointegration apparatus 700, support rods 450, 452 or combinations thereof, wherein multiple cranial clamps 912 may be positioned around the perimeter of the craniotomy defect. In one embodiment, cranial clamps 912 may be positioned substantially equidistant relative to one another and/or symmetrically about the perimeter of the craniotomy defect, wherein at least one cranial fastener 922 directly engages a calvarial bone, clamp 912, plate 300, flange 24, and support rod 450 or combinations thereof. In one embodiment, cranial clamps 912 may be removably and/or integrally connected to spinal rod 450. For example, one or more cranial clamps 912 and cranial fasteners 922 can be positioned along a perimeter of the cranial defect, wherein cranial fastener 922 directly and removably attaches cranial clamp 912 to support rod 450. An integral cranial clamp 912 positioned on the end of support rod 450 may also be attached to a cavarial bone or a cranial edge, as shown in FIGURES 23(c)-23(d) so as to lower the profile of support rod 450 relative to the cranium. In this embodiment, cranial clamp 912 may be used to entirely replace plate 300. Alternatively, plate 300 may be separately attached to the cranium over the cranial defect and cranial attachment system 900.
[0212] The method may involve exposing the posterior arch of the CI and/or C2 vertebrae without injuring the vertebral vein or artery in the vertebral artery sulci. Before proceeding with the operation, the surgeon may check the CT or MRI to ensure that there is no stenosis at the level of the CI vertebra.
[0213] The left CI and C2 fastener assemblies 402, 406 will then be respectively inserted into the CI and C2 vertebral bodies as is best shown in FIGURES 1 and 13.
[0214] The left pre-contoured support rod 450 is loosely positioned within the first clamping mechanism on 12 of the vertebral plate 550 and is secured to the left CI and C2 fastener assemblies 402, 406.
[0215] The triple screw position for the first fastening assembly 462 that best aligns with the pre-contoured occipito-cervical rod 450 is then selected. The triple screw purchase selected is then drilled in the cranium. The lateral screw purchase may then be tapped if it is not been pre- threaded. The triple screw 70 is inserted. [0216] The same operation is performed, again choosing the most appropriate position for the triple screw for the second fastening assembly 464.
[0217] The Mayfield headholder is then released, and an open reduction of the craniocervical junction is performed under fluoroscopy and under direct inspection. It is ensured that the abnormal angulation (kyphosis) of the craniospinal angle, and any abnormal translation of the skull is reduced, and that there is no rotation or lateral bending and no subluxation at lower spinal levels. The head-holder is then relocked.
[0218] The clivioaxial angle is then measured with the goal of achieving an optimal clivioaxial angle of about 150° to about 165°.
[0219] The support rods 450, 452 are then placed into the holes in triple screws 70 within the respective fastening assembly 462, 464 and the hex nuts 82 are placed over the screws 70 and tightened, as shown in FIGURES 8(a)-9(b).
[0220] The exposed suboccipital bone, the posterior ring of CI and the lamina and facet joints of C2 are then surgically decorticated.
[0221] The first portions 216, 218 of the first and second bone forming material based structural member 212, 214 are then inserted into the graft accommodation space 332 that is defined between the plate 300 and the cranium, as is best shown in FIGURE 2. The cephalad part of the bone forming material based structural member should be fashioned to fit precisely and under pressure beneath the flange 325 of the plate 300. In some embodiments, the caudal edge 326 of the plate 300 may now be bent down towards the cranium to further compress the graft. The caudal end of the graft should lie on the decorticated CI and C2 (and lower levels where indicated) dorsal elements.
[0222] The graft loading vertebral plate is then positioned to hold down, under pressure, the portions of the first and second bone forming material based structural members 212, 214 that are positioned over and against the CI and C2 dorsal elements using the vertebral attachment system 500 of FIGURES 14-15.
[0223] The fasteners 42 are then tightened and locked on the vertebral plate.
[0224] Demineralized bone matrix may then be applied to the fusion areas and more cancellous bone may be applied to complete the fusion. A layered wound closure is then performed conventionally over a drain. [0225] In another embodiment, a curved instrument 544, such as a curette, as shown in
FIGURE 34, may be used to open the plane ventral to the posterior arch. The same curved curette serves as a trial template for the vertebral clamp to be fitted around the posterior arch of a patient, in order to select the most appropriately sized vertebral clamp 512 for implantation. The selected vertebral clamp 512 may be inserted approximately 10-15 mm on one side of the midline of the posterior arch by friction fitting vertebral clamp 512 around a portion of the posterior arch. A second vertebral clamp 512 may be inserted approximately 10-15 mm on the opposite side of the midline. Optionally, a third vertebral clamp 512 may be placed at the midline of the posterior arch. In instances where only one vertebral clamp 512 is used to anchor vertebral plate 510 to a vertebra, vertebral clamp 512 may be inserted at the midline. Vertebral plate 510 may be inserted between the posterior vertebra and the vertebral clamps 512, as shown in FIGURE 18(e), or placed above vertebral clamps 512, as shown in FIGURE 17. One or more apertures 10 of vertebral plate 510 may then be aligned with one or more apertures 508 of vertebral clamp 512. Alternatively, one or more vertebral clamps 512 and vertebral plates 510 may be constructed as an integral device and fastened to a region that is safely distanced from the spinal cord, spinal nerve roots, vertebral artery and/or vertebral vein so as to avoid severing, compressing, impinging or otherwise injuring the these spinal components. In one embodiment the attachment system may be fastened to a posterior region, such as the posterior arch of the CI vertebra, spinous process pedicle or lamina.
[0226] An osteogenic bone graft material 17, may be applied to the between vertebral attachment system 500 and a vertebra or portion of the cranium to facilitate bone fusion. In an exemplary embodiment, osteogenic material 17 may include, without limitation, autograft, allograft, xenograft, demineralized bone, synthetic and natural bone graft substitutes, such as bio-ceramics and polymers, and osteo-inductive factors. In an exemplary embodiment, osteogenic material 17 may include a bone morphogenetic protein (BMP), transforming growth factor βΐ, insulin-like growth factor, platelet-derived growth factor, fibroblast growth factor, LEVI mineralization protein (LMP), and combinations thereof or other therapeutic or infection resistant agents, separately or held within a suitable carrier material. Additionally, osteogenic material 17 may also be applied partially along or completely cover any surface of vertebral clamp 512, fastener 522, vertebral plate 510, and/or any other orthopedic structure to which vertebral attachment system 500 is directly or indirectly connected to promote osteoblast generation and facilitate bone fusion. As shown in FIGURE 21(c), bone graft material 517 may be placed above, below or on any surface of vertebral attachment system 500 as well as any corresponding orthopedic structure. [0227] A trans vertebral stabilization system 100 may be use to enhance spinal stabilization by anchoring a vertebral implant in a direction substantially orthogonal to the pull-out force. In particular, it is envisioned that the invention may be particularly useful where a C2 pedicle is too narrow to receive a screw or where an encroaching vertebral artery prohibits placement of a transarticular screw through the facet joint or a lateral mass. The transvertebral stabilization system 100 may be used in association with any stabilization system or vertebral implant to enhance stabilization and prevent loosening of vertebral implants and/or spinal stabilization systems 200.
[0228] In one embodiment, transvertebral stabilization system 100 may be implanted after fastener 616 is inserted into the vertebra, preferably through the lateral mass or on either side of the pedicle. Fasteners 616 of connector assemblies 602 may be located on various vertebra, establishing the frame work of spinal stabilization system 200. Connector 601 may then unilaterally or bilaterally inserted in fastener 616 of connector assembly 602. As shown in
FIGURE 26, connector 601 may fit into connector assemblies 602 bilaterally, to stabilize connector assemblies 602 transversely, and via the coupling devices, longitudinally and rotationally.
[0229] In an exemplary embodiment, connector 601 of transvertebral stabilization system 100 may penetrate a portion of the vertebral body, such as the spinous process, to secure the connector assembly 602 to the vertebra. For example connector 601 may be placed through the base of the spinous process, connecting and coupling the lateral mass fasteners 616 bilaterally, thus conferring enhanced stability. Penetration and passage through the vertebral body may be affected in a variety of ways. In one embodiment, cortex perforators may be used to align connector 601 relative to the connector assemblies 602 and create a through hole through the vertebral body. The blunt proximal end 606 of connector 601 may be inserted into slot 619 of connector assembly fastener 616, and the tapered distal end 605 of connector 601 may be inserted through the through hole of the vertebral body.
[0230] In an alternative embodiment shown in FIGURE 35, forceps 625, preferably a vice grip forcep, may be used to position and precisely align connector 601 relative to the connector assembly 602. The blunt proximal end 606 of the rod may be placed in the connector assembly fastened 616 to the lateral mass. The tapered distal end 605 of connector 601 may be forced into the perforated entry site of the spinous process by applying pressure to forcep 625. Forcep 625 may be used to guide and push the rod through the vertebral spinous process, as shown in
FIGURE 35. [0231] In another exemplary embodiment, connector 601 having a sprocket 11 may be used to drill a hole through the vertebral body. A motor or other mechanical means may be used to drive a gearing mechanism 13, which in turn rotates connector 601. The rotating tapered threaded tip of the connector 601 consequently penetrates and drills a hole through the spinous process. In an exemplary embodiment, drilling may occur while connector 601 is supported and guided by vice grip forcep 625. Vice grip forcep 625 may be used to hold, direct and advance the shaft of connector 601 through the spinous process.
[0232] After connector 601 is bilaterally fastened to two connection assemblies 602, a top loading nut or screw may be tightened on each post 618 to secure connector 601. System connectors 617 may then be bilaterally coupled to connector 601 to complete the stabilization system. For instance, the system connectors 617 may be connected superiorly to the cranium and may engage connector 601 and/or connector assembly 602.
[0233] A method according to an alternative embodiment of the invention would utilize the integrated fixation member 142 that is depicted in FIGURE 13. In this method, the preferred steps are preferably slightly reordered. First, placement of the screws into the lateral mass or ring or CI and into the lateral mass or pedicle of C2, or into the lateral masses of the lower cervical or thoracic vertebrae would be performed.
[0234] Second the monolithic construct including the plate portion 380 and the integrated appendages 350, 352, which are surrogates for the rods 450 and 452 described with reference to the first embodiment of the invention, is applied over the screw heads.
[0235] Third, the craniospinal reduction is performed.
[0236] Fourth, the plate portion 380 is screwed to the skull with the central screw 42. The top loading nuts of fastening assemblies 406, 408 are then tightened down over the screw heads of the vertebral screws.
[0237] In all other respects, this method is identical to the method first described above.
[0238] The aforementioned spinal stabilization procedures may be minimally invasive only requiring a small surgical exposure. Specifically, the procedure need only expose the portion of the vertebrae and/or cranium to be attached to the spinal stabilization system. For example, the method for fusing the occipitocervical junction of the present invention only requires exposing the subocciput, CI ring and C2 lamina. Incisions may be performed under fluoroscopic guidance to further minimize the surgical aperture. Additionally, neither implantation of the spinal stabilization device of the present invention nor implantation of the osteointegration apparatus 700 requires dissection of muscles away from the tip of the C2 spinous process. This minimizes the injury to the muscle attachments that hold up the neck. Vertebral attachment systems may be placed upon the posterior ring of the CI vertebrae to anchor the CI vertebra, obviating the necessity of inserting CI lateral mass screws.
[0239] Prior to implanting the osteointegration apparatus 700, the patient may be positioned so as to normalize the angle of the skull base with respect to the spine. This may be
accomplished by applying gentle traction, extension of the cranium on the cervical spine, posterior translation or any other mechanical manipulation of the anatomy of the patient. The osteointegration apparatus 700 may then orthotopically lowered onto the stabilized anatomical region and/or spinal fixation system. For methods involving the fixation of the occipitocervical junction, the osteointegration apparatus 700 may be laid over an exposed subocciput, CI fixator screws and/or the prepared lamina of C2.
[0240] In an exemplary embodiment, an abrasive tool, such as a drill, may be used to sculpt a bone surface so as to create a more perfect union between the osteointegration apparatus 700 and anatomy of the patient. A sheet of pressure indicator-contact paper may be placed under the construct device to determine what areas or points of the osteointegration apparatus 700 are not conformal and what underlying bone may be removed or sculpted to create a substantially complete and/or continuous contact and conformality with the osteointegration apparatus 700.
[0241] When conformality is acceptable, portions of the cranium or spine may be
decorticated to enhance osteointegration. For example, during occipitocervical stabilization, the suboccipital skull and the laminae of the first and second vertebrae may be decorticated with a high speed drill, to allow penetration of blood vessels into the osteointegration apparatus 700 and to provide a substrate rich in bone morphogenic protein (BMP) upon which to lay the osteointegration apparatus 700. The osteointegration apparatus 700 may be positioned over the spinal stabilization fasteners and may be fastened directly to one or more vertebrae, cranium and/or components of the spinal stabilization system. As shown in the exemplary embodiment of FIGURE 30(a), the osteointegration apparatus 700 may be laid over the CI screws and directly fastened to the CI and/or C2 vertebra. Fasteners, such as screws, may also be placed through the osteointegration apparatus 700 into the subocciput to further enhance cranial fixation. Fasteners may also be positioned in the C2 lamina, lateral mass or spinous process. Optionally, fasteners may also be placed through the pedicle onto the body of C2 or through the lateral mass into the lateral mass of CI in a C1-C2 transarticular technique. [0242] It may be necessary to adjust the degree of extension by repeating open reduction of the craniospinal angle. Fluoroscopy may be used to confirm conformality, and adequate normalization of the neuraxial and/or clivo-axial angle. When there appears to be substantially complete contact between the osteointegration apparatus 700 and bone, locking elements, such as CI lock nuts, may be tightened to more fully secure the osteointegration apparatus 700.
[0243] An autologous graft and/or allograft may be placed within the central region, i.e. cradle, of the osteointegration apparatus 700 facilitate fusion between the subocciput, CI and C2. Exposed surfaces of the osteointegration apparatus 700 may also be covered in morsellised graft or graft substitute.
[0244] The incision may be closed over a drain in three to four layers, and a brace may surround the surgical region for about two to four weeks in order to allow for adhesion between the osteointegration apparatus 700 and surrounding tissue, thereby enabling spinal stabilization. Because the osteointegration apparatus 700 facilitates adhesion and osteointegration, the need for deeply penetrating screws is obviated.
Method for Treating A Neurological Disorder by Spinal Stabilization
[0245] The system and method for spinal stabilization of the present invention, specifically the system and method for stabilizing the occipitalcervical junction, may be used to
treatneurological disorders that arise from abnormal biomechanical stress and strain of the brainstem. Without wishing to be bound by theory, abnormal biomechnically induced neuraxial stress and strain may contribute to or cause neurological disorders. Deformities at the level of the brainstem may cause pain, observed neurological deficit, and, over time, may altered
neurological behavior. Specifically, bio-mechanically-induced stresses at the level of the brainstem may result in sleep disorders, abnormal gastroesophageal function (including
GERDS), vision and reading difficulties, a multitude of behavioral disorders, of abnormal functioning of the autonomic nervous system, of scoliosis, abnormal gait and posture, and of abnormal urinary and sexual functioning. Without wishing to be bound by theory, stress due to biomechanical deformity, even in the absence of compression, may alter cell membrane physiology and may cause a change in neurological behavior. By mechanically normalizing the neuraxial stress and strain on the brainstem and upper spinal cord using spinal stabilization, it may be possible to treat the neurological disorder. Therefore, by stabilizing the occipitalcervical junction, it may be possible to correct abnormalities of the neuraxial angle and clivo-axial angle and thereby treat a neurological disorder. Without wishing to be bound by theory, neurological disorders may be genetically linked to or have a pathophysiological causation in relation to abnormalities of the neuraxial angle and clivo-axial angle. Therefore, it may be possible to treat one or more neurological disorders, such as positional orthostatic tachycardia, dizziness, head and neck pain, sensory disturbance, and bulbar findings, caused by hypermobility of the craniocervical junction induced by an abnormal clivo-axial angle, i.e. the angle between the clivus and the posterior axial line, such as a clivo-axial angle of less than about 140° in the cranial functional setting. In an exemplary embodiment, the invention may be used to treat a neurological disorder that underlies or otherwise contributes to a phenotypical feature or expression in patients diagnosed with any neurological disorder, including the exemplary neurological disorders described in present application, such as autism spectrum disorder.
[0246] Patients who have been diagnosed with or present symptoms associated with a neurological condition may be examined to determine whether abnormal brainstem compression or strain may be causing or contributing to their neurological symptoms. The present method for treating a neurological disorder may involve obtaining radiographic images of the
occipitocervical junction, evaluating the neuraxial angle, neuraxial strain and/or neuraxial stress, determining the probability of whether a neuraxial deformation may be contributing to and/or causing the neurological disorder and treating the neurological disorder by stabilizing the occipitocervical junction, including reducing or correcting a neuraxial deformity, such as an abnormal neuraxial angle. A medical imaging computational device and/or computer readable software program may be used to determine the relationship between an abnormal neuraxial angle, abnormal clivo-axial angle, abnormal neuraxial stress and strain, and a neurological disorder.
[0247] The method for diagnosing and/or treating a neurological disorder may involve obtaining a radiographic image, such as an MRI, CT scan, CT with myelography, or x-rays of the occipitocervical junction. The calculation of biomechanically induced stress and strain may be accomplished by using dynamic radiographs or other imaging means to measure the degree of maximum stress, such as might occur in flexion of the craniospinal junction or flexion of adjacent bone members. In an exemplary embodiment, the radiographic image may clearly show the brainstem and/or spinal cord, as well as the anatomy of the skull base and upper spine at the occipitocervical junction. Preferably, a plurality of images showing the length and curvature of the brainstem and/or spinal cord from a variety of different perspectives, including a dorsal and ventral perspective, may be obtained. The most advantageous view for examining and determining the clivo-axial angle and neuraxial angle is the sagittal view of T2 weighted images in the neutral and flexed positions, centered at the craniospinal junction. Diffusion tensor imaging, cerebrospinal flow images, and spectroscopic MRI may also be of assistance in the determination of biomechanically induced pathophysiology.
[0248] These radiographic images may be captured by and/or transferred to a medical imaging computational device that supports, runs and/or is controlled by a computer readable software medium designed specifically to calculate or measure the neuraxial angle, clivo-axial angle, neuraxial stress, neuraxial strain, and combinations thereof, as well as determine the relationship of one or more of these properties with respect to a neurological disorder, specifically the probability as to whether the aforementioned properties either partially or substantially induce or contribute to a neurological disorder. In an exemplary embodiment, the medical imaging computational device and software medium may be programmed to identify and/or measure one or more aspects of one or more anatomical features of the captured images, including the occipitocervical junction, brainstem and/or spinal cord. The medical imaging computational device and software medium may be capable of calibrating the captured images so as to enable accurate measurements and/or calculations of various anatomical features. For example, it may be possible to measure the length of an outside perimeter, insider perimeter or midline of the brainstem and spinal cord as well as the width or thickness of multiple regions of the brainstem and spinal cord. The medical imaging computational device and software program may further be capable of comparing and/or mathematically manipulating these measurements to obtain meaningful calculations indicative and/or determinative of the presence of abnormal stresses and strains of the brainstem caused by anatomical deformities of the craniospinal junction that may in turn cause or contribute to a neurological disorder. In an exemplary embodiment, this may be accomplished by measuring the neuraxial angle to calculate the neuraxial stress and strain. In addition, measurements of the length of medulla and upper spinal cord on the ventral and dorsal surface (for the fourth ventral) may be taken. This allows the immediate calculation of stress and strain and thereby probability of altered conductivity and altered behavior. Without wishing to be bound by theory, the medullospinal angle of the neuraxis, i.e. neuraxial angle, accurately reflects the deleterious biomechanical stresses within the brainstem and upper spinal cord that may cause an alteration of gene expression, cell membrane physiology and neurological behavior. The medullospinal angle a, also known as the neuraxial angle at the medullospinal junction, is that angle subtended at the epicenter of the arc of the medulla oblongata and spinal cord, centered at the craniospinal junction (defined by McRae' s Line), and delimited superiorly by the pontomeduUary junction, and inferiorly by a point in the spinal cord is equidistant from the center (McRae' s Line) to the pontomeduUary line (See FIGURE 36). The medullospinal angle measures the loss of linearity of the brainstem and spinal cord, and is reflective of the subsequent stress and strain generated by the angulation of the neuraxis over the odontoid process at the craniospinal junction. The clivo-axial angle, which measures the angle between the dorsal aspect of the clivus and the dorsal aspect of the axis, i.e. C2 vertebra, is a surrogate measurement reflecting the concomitant angulation of the neuraxis resulting from abnormalities of the craniocervical junction, such as from basilar invagination. Secondarily, the medical imaging computational device and software program may also measure the clivo-axial angle to provide an estimate of the neuraxial stress and strain.
[0249] In an exemplary embodiment, the computer readable software medium and medical imaging computational device may be used to analyze the dynamic relationships of a patient's anatomy, including the angle between the bone members encasing the CNS, neuraxial angle, clivo-axial angle and/or neuraxial strain and stress. The neuraxial stress and strain may be caused by an abnormal neuraxial angle, abnormal flexion, ligament weakness, non-physiological movement, or any process that results in abnormal stretching of the neurons comprising the neuraxis. Without wishing to be bound by theory, amongst other biochemical changes, it is believed that neuraxial stress and strain may cause altered permeability of Na+ and Ca++ channels, loss of neuronal electro-negativity and subsequent loss of conductivity.
[0250] In an exemplary embodiment, the medical imaging computational device and software medium may be programmed to estimate or calculate neuraxial stress and strain using a number of different methods. Additionally, because strain and stress may occur simultaneously in multiple directions, neuraxial strain and stress may be analyzed in the x, y and z dimensions. In general, strain, ε, is defined as a change in length divided by an original length, as expressed in equation 1. ε = AL I L0 Equation 1
[0251] Based on this formula, in one exemplary embodiment, it may be possible to calculate neuraxial strain by measuring the increase in neuraxial anglulation that occurs in the presence of a skull based deformity, especially during flexion of the neck. Specifically, the method may involve calculating the increased length of the brainstem (medulla oblongata) as compared to the normal position within the base of the skull.
[0252] According to this method, assuming that the brainstem and spinal cord subtends a neuraxial angle, a, as shown in FIGURE 36, which is subtended at the epicenter, then the length, 1, of the dorsal columns will increase in flexion by virtue of the increased radius, r. That is, the dorsal columns, lying more distally from the epicenter are x cm more distant from the epicenter than the anterior surface (the black line) from the epi-center, and therefore, the dorsal columns are longer by the ratio of 2π(Γ+χ)/ 2πΓ
= r+x/r Equation 2
Applying the increased length of the dorsal columns/original length, the strain ε that develops with a medullary kink is given by: ε = (r+x/r)/r Equation 3
Where r is the radius of the arc subtended by the curve caused by the kyphosis of the brainstem, and where x approximates the thickness of the spinal cord (about 1 cm) or brainstem (about 1.8 cm).
[0253] Given that the medullary curve occurs both in the brainstem (about 2 cm in length) and the upper spinal cord (about 2 cm in length), then the inner surface of the curved arc is about 4 cm. An arc subtending an angle of about 57 ° would have a radius, therefore, equal to the length of the arc, or about 4 cm. Therefore, for a uniform length of the neuraxis, the radius is given by, r = a (in degrees)/ 57° · 4 cm Equation 4 and the strain is therefore given by, δ ε = [(α/57 · 4 cm) + x/ (α/57 · 4 cm)] / [a (in degrees)/ 57° · 4 cm] Equation 5
[0254] Neuraxial stress may be subsequently determined based on the calculated strain value or may also be independently determined.
[0255] Generally, the angle between the skull base ventral and contiguous to the brainstem and the spine ventral and contiguous to the upper spinal cord is normally in the range of 165° +/- 10° depending upon whether the neck is flexed or extended. A neuraxial angle and/or clivo-axial angle of less than 135° may indicate the likelihood of deleterious stresses in the CNS; a computer readable software medium and medical imaging computational device may
consequently prompt a recommendation to normalize the relationship between the concatenated bone encasing elements and stabilizing these elements so as to normalize the stresses of the CNS. [0256] In another exemplary embodiment, neuraxial strain may be calculated without measuring the neuraxial angle. A simpler means of estimating the change in neuraxial strain may involve analyzing the relationship between an inside curvature of the brainstem, i.e. the inner ventral surface of the brainstem, and a longer outer curvature of the brainstem, i.e. outer dorsal surface of the brainstem.
[0257] As shown in the exemplary embodiment of FIGURE 36, the dotted line represents a line of best fit through the ventral aspect of the brainstem/spinal cord, i.e. neuraxis, and approximates the both the ventral and dorsal length of the neuraxis before deformation. The solid line of FIGURE 36 that runs substantially parallel to dotted line represents a line of best fit over the elongated dorsal aspect of the neuraxis. An approximation of neuraxial strain may be calculated by dividing the difference in the length of these lines by the length of the dotted best fit ventral line.
[0258] In a third exemplary embodiment, neuraxial strain can be calculated from the thickness of the neuraxis. Referring to FIGURE 37, LF represents the length of the dorsum of the neuraxis after stretching over a deformity, x represents the thickness of the neuraxis at the region of the deformity, and r represents the length of the radius from the center of the arc of rotation of the neuraxis to the ventral surface of the neuraxis, subtended by the angle σ radians. Since the arc L0, subtended by one radian, is equal in length of the radius r, strain ε may be equal to the thickness of the neuraxis divided by the length of the radius of the arc subtended by the angle σ over the deformity, as shown in Equation 6. ε = x/r Equation 6
[0259] With abnormal angulation of the neuraxis (medullo spinal kyphosis), radius r becomes smaller and the thickness of the neuraxis at the apex of deformity becomes the dominant variable in assessing the strain across the dorsal half of the neuraxis.
[0260] This expression of neuraxial strain may be used to determine the electro-conductivity of a system. In general, the relationship of strain and electro-conductivity is non-linear. In the pathological range of strain, (that is, approximately ε = .17-.21) conductivity, C, decreases with increased strain in an exponential fashion. That is, the change, δ, of C is inversely proportional to the exponential of the change, δ, of strain ε. The new expression can be inserted into the expression for neuronal conduction amplitude, and other derivative equations, to reflect alteration of conduction amplitude. It is therefore possible to determine the relationship between strain and a change in neurological physiology. In a subset of patients, neurological physiology will be related to behavior. That is to say, neurological function and behavior, at least in a subset of patients, is a function of the deformative stress across the neuraxis.
[0261] Experimental data demonstrates that neuronal conduction amplitude is related to strain. Allowing 100% conductance at zero strain, and zero conduction at excessive strains ( ε of > about 0.3), then conduction amplitude C can be shown to satisfy a quadratic expression that can be most simply expressed in this format, thus:
C = 1- k · ε 2 Equation 7
= 1- k · (x/r)2 Equation 8 where ε is the strain of the neuraxis, x is the thickness of the neuraxis at the point of maximum deformation, r is the length of the radius to the arc of the ventral aspect of the neuraxis (See FIGURE 37), and where k is a constant for a particular neuronal system that is algebraically related to the strain at which the particular neuronal system ceases to conduct an impulse. K may vary, namely increase, according to rapidity of strain (See FIGURE 37), frequency of strain, modulus of elasticity of the neuraxial tissue, the ambient cerebrospinal fluid pressure, and will vary up or down according to the ionic state of the bathing fluid (CSF), and many other factors.
[0262] Many other polynomial expressions could be used to more closely represent the conduction amplitude for given conditions.
[0263] In FIGURE 38, animal research has shown that conduction amplitude decreases with magnitude of strain, and that amplitude decreases to a greater degree with the speed at which the strain is applied.
[0264] Without wishing to be bound by theory, it is believed that some behavioral changes may be related to abnormal conductional amplitude of specific neural tracts within the brainstem and spinal cord (neuraxis). The probability of abnormal behavior, Φ, relates inversely to the decrement in conduction amplitude, such that as conduction amplitude decreases, the probability of abnormal behavior increases. The following algorithms may be used to calculate this probability of abnormal neurological behavior as a function of conduction and neuraxial strain.
Φ = f(C ) _1 Equation 9
[0265] An aggregate of abnormal conduction amplitudes within various neuronal tracts can be related to behavior change (Φ), expressed thus: Φ = (f∑n ( C ) /n ) 1 Equation 10 where n is the number of the various pertinent neural fiber tracts inherent in any behavior. For instance, articulation of speech involves the nucleus ambiguous fibers, fibers to the hypoglossal nucleus and ponto-cerebellar fibers.
[0266] Substituting the equivalent expression for conduction amplitude, then the overall behavior change will be a function of various conduction amplitudes across the pertinent nerve tracts or groupings:
Φ = f∑D ( 1- k ε 2 ) Equation 11 where k is a constant for a given nerve environment, relating to the strain ε at which conduction amplitude approaches zero, and n is a series of pertinent neural tracts.
[0267] Altered neuronal function (hence neurological behavior) is a function of the aggregate of strain, rate of strain, anatomically specific conduction decrement and time. The behavior change Φ will relate to the rate of decay of conduction amplitudes.
[0268] Therefore,
Φ = { f∑n ( l- k £ 2 ) } f (t)} 1 Equation 12
= 1/ { f∑D [ 1- k (x/r) 2 ] } · f (t) Equation 13 where x is the distance between the pertinent fiber tract and the ventral surface of the neuraxis. For instance, x for a fiber tract in the midsection of the neuraxis, is equal to half of the width of the neuraxis, whereas a nerve tract on the dorsum of the neuraxis would have a magnitude equal to the thickness of the neuraxis.
[0269] And where r is the radius to the arc drawn along the ventral surface of the neuraxis (FIGURE 37). Now k is proportional to rate of strain application, such that k will increase directly with rate of strain of the neuraxis.
[0270] The formula is based on the supposition of a relationship between the probability of behavioral change and various factors, such as the aggregation of von Mises stress on composite nerve fibers, such as the deformative stress of the nerve fibers of the cortical spinal tract, dorsal spinal tract, dorsal column tract, autonomic function tract, and respiratory function tract. Without wishing to be bound by theory, neural conductivity is diminished by deformative stresses, and neurological dysfunction is related to abnormal stress inducing modulation of the brainstem and upper spinal. Additionally, the formulation above reflects only the effects of biomechanical stress on neurological behavior, and does not assume to convey the effects of the multitude of other factors, such as, but not limited to, disorders of embryology, metabolism and
endocrinology, the effects of toxins, tumor or pharmacology, altered circulation, anatomy and trauma.
[0271] The aforementioned mathematical algorithms can be incorporated in a computer readable software medium or medical imaging computational device to measure neuraxial strain, neuraxial stress, and predict the probability of developing abnormal behavior, such as a neurological disorder, in a given subject. Specifically, in a population of subjects with pain, bulbar symptoms, myelopathy, and an abnormal clivo-axial angle, abnormal neuraxial angle, and/or abnormal neuraxial strain and stress, the computer readable software medium and/or medical imaging computational device may calculate a value, based on images of the patient' s brainstem and spinal cord, that can be compared with tables of predetermined values to provide a relative probability of the subject expressing abnormal behavior as a result of the observed neuraxial deformation. The computer readable software medium and medical imaging computational device may also potentially be used as a useful diagnostic tool for
neuroradiologists to determine whether a patient's existing neurological disorder may be attributed to or exacerbated by abnormal neuraxial deformation. In an exemplary embodiment, the software medium and medical imaging computational device may be used to: accurately measure various anatomical features of a patient, and analyze the dynamic relationships of a patient's anatomy, including: calculating the angle between the bone members encasing the CNS, neuraxial angle, clivo-axial angle and/or magnitude of neuraxial strain and stress, making a calculation as to where the physical stress due to biomechanical deformity should be lessened to alter gene expression and normalize cell membrane physiology to relieve the neurological deficit and concomitant alteration of behavior, determining the probability of whether the patient's neurological disorder may be substantially caused by or contributed to abnormal neuraxial deformation, recommending a course of treatment to correct the neuraxial
deformation, including specifying the angle of correction necessary to rectify the neuraxial deformation, providing visual displays showing the neuraxial deformation before and after a proposed corrective surgical procedure or any combination thereof. A surgeon may subsequently surgically correct the neuraxial deformation based on the information and calculations provided by the computer readable software medium and medical imaging computational device to correct to enable spinal stabilization and/or treat a neurological disorder. Specifically, the surgeon may stabilize craniospinal junction in a manner that normalizes the stresses of the CNS and returns to normal the cell membrane physiology and gene expression. The neuraxial deformation may be corrected using the spinal stabilization device of the present invention or any conventional spinal stabilization device. In an exemplary embodiment, the neuraxial deformation may be reduced by surgically correcting the clivo-axial angle such that is adjusted to about 145° to about 175°, more preferably about 150° to about 175°, and more preferably about 155° to about 175°, and most preferably, about 150° to about 170°.
[0272] In an exemplary embodiment, the computer readable medium and medical imaging computational device may computationally assess the strain or stress within the brainstem using an algorithm that determines the center line of the medulla, calculating the neuraxial angle, prompting surgical stabilization recommendations upon finding an abnormal neuraxial or clivo- axial angle, for example a clivo-axial angle of less than about 135°, computing the change in strain or stress that results from the abnormal neuraxial angle, associating the strain or stress with a probability of altered neurological function and/or behavioral change, recommend a surgical treatment means for stabilization of the craniospinal junction. In general, the method for treating neurological disorders may involve any combination of the any of the steps of any of the aforementioned embodiments.
[0273] Without wishing to be bound by theory, it is believed that particular neurological pheotypical behavior may be related to the particular neurons involved, the overall length of time of biomechanical neuronal deformity and the severity of deformity. Therefore, behavior phenotype is a function of the aggregate of anatomically specific neuronal dysfunction. The assessed or measured biomechanically induced stress across the CNS may mathematically relate in a non-linear manner to alteration of gene expression and cell membrane physiology. By correcting the aforementioned abnormal neuraxial strain and stress, the present invention may present a treatment for physical abnormalities resulting from changes in gene expression and altered cell membrane physiology, resulting in changes in neurological function and concomitant changes in behavior. Additionally, the stresses altering gene expression and membrane physiology may be maintained at a more normal level of functioning by the immobilization of the bone encasements around the CNS in a normal or close to normal relationship. By decreasing biomechanically induced stresses in the CNS, it may be possible to favorably alter neuronal gene expression and cell membrane physiology with the result that neurological function at the level of the brainstem and upper spinal cord may improve.

Claims

WHAT IS CLAIMED IS:
1. A cranial spinal stabilization system comprising:
a clamp adapted for surgical implantation comprising:
a first clamp member adapted for engaging an exterior surface of a cranial bone, wherein said first clamp member comprises:
a distal end; and
a drill guide region comprising a first hole positioned therein, wherein the drill guide region has a greater thickness than and tapers towards the distal end; and
a second clamp member adapted for engaging an interior surface of said cranial bone, wherein said clamp engages an edge of said cranial bone;
a fastener positioned through said first hole and anchors said clamp to the cranial bone, wherein said fastener comprises a second hole positioned through a width of the fastener; and
a rod positioned within said second hole for connecting said clamp to a
portion of a spine.
2. The system of claim 1, wherein the drill guide region has a greater thickness than and tapers towards a proximal end of said first clamp member.
3. The system of claim 1, wherein said drill guide region has a thickness of about 2 mm to about 7mm.
4. The system of claim 1, wherein the first clamp member has a radius of curvature defined by the angle subtending a proximal and the distal end of the first clamp member is about 0.5 to about 2.
5. The system of claim 1, wherein said second clamp member comprises a third hole aligned with said first hole and wherein said fastener is positioned through said third hole.
6. The system of claim 1, wherein said clamp comprises a third clamp member for engaging an edge of said cranial bone, wherein said third clamp member connects said first clamp member to said second clamp member forming a U shaped configuration, wherein said first clamp member, said second clamp member and said third clamp member have a continuous smooth exterior surface.
7. The system of claim 1, wherein said fastener is a triple screw member comprising:
a first portion comprising a first threaded surface for engaging cranial bone;
a second portion for engaging said clamp;
a third portion comprising a second threaded surface; and
a nut member secured to said third portion, whereby said nut member may be tightened in order to secure a second surgical instrument.
8. The system of claim 1, wherein said first clamp member further comprises a base member and one or more extension members connected to and protruding from said base member, wherein a third hole is defined in one of said extension members.
9. The system of claim 8, wherein said extension member is sufficiently malleable to bendably position said extension member to conform to a surface of the cranial bone.
10. The system of claim 1, wherein a longitudinal axis of said rod is aligned with a longitudinal axis of said clamp.
11. The system of claim 10, wherein the rod is bent at an angle that subtends a surface of about 1.5 radians to about 2.5 radians.
12. The system of claim 10, wherein the rod has a sinusoidal curve.
13. The system of claim 1, wherein the rod comprises at least two rod members connected by an articulating joint.
14. The system of claim 13, wherein the articulating joint is selected from the group consisting of: a swivel mechanism and a ball and socket coupling.
15. The system of claim 1, wherein the rod has a bifurcated configuration terminating in a first distal rod end and second distal rod end spaced apart from one another and wherein the system comprises a first clamp connected to the first distal rod end and a second clamp connected to a second rod end.
16. The system of claim 1, wherein the rod has a bifurcated configuration terminating in two proximal rod ends that are spaced apart from one another for spinal attachment.
17. The system of claim 1, wherein the rod comprises two or more branches terminating in two or more distal rod ends and wherein two clamps are connected to two of said two or more distal rod ends.
18. A cranial spinal stabilization system comprising:
a clamp adapted for surgical implantation comprising:
a first clamp member adapted for engaging an exterior surface of a cranial bone, wherein said first clamp member comprises a first hole;
a second clamp member adapted for engaging an interior surface of said cranial bone, wherein said second clamp member is spaced apart from and opposes said first clamp member; and
a fastener positioned through said first hole and anchors said clamp to the cranial bone; and
a rod for connecting said clamp to a portion of a spine, wherein the rod
comprises a distal end connected to a surface of said clamp selected from the group consisting of: said first clamp member, said second clamp member, said third clamp member, and combinations thereof.
19. The system of claim 18, wherein the first member further comprises a drill guide region comprising a first hole positioned therein, wherein the drill guide region has a greater thickness than and tapers towards a distal end of said first member.
20. The system of claim 19, wherein the drill guide region has a greater thickness than and tapers towards a proximal end of said first clamp member.
21. The system of claim 19, wherein said drill guide region has a thickness of about 2 mm to about 7mm.
22. The system of claim 20, wherein the first clamp member has a radius of curvature defined by the angle subtending a proximal and the distal end of the first clamp member is about 0.5 to about 2.
23. The system of claim 18, wherein second clamp member comprises a second hole aligned with said first hole and wherein said fastener is positioned through said second hole.
24. The system of claim 18, wherein said clamp comprises a third clamp member for engaging an edge of said cranial bone, wherein said third clamp member connects said first clamp member to said second clamp member forming a U shaped configuration, wherein said first clamp member, said second clamp member and said third clamp member have a continuous smooth exterior surface.
25. The system of claim 18, wherein said first clamp member further comprises a base member and one or more extension members connected to and protruding from said base member, wherein a second hole is defined in said extension member.
26. The system of claim 24, wherein said extension member is sufficiently malleable to bendably position said extension member to conform to a surface of the cranial bone.
27. The system of claim 18, wherein said fastener is a triple screw member comprising: a first portion comprises a first threaded surface for engaging cranial bone;
a second portion inserted within said first hole;
a third portion comprising a second threaded surface; and
a nut member secured to said third portion, whereby said nut member may be tightened in order to secure a second surgical instrument.
28. The system of claim 18, wherein a longitudinal axis of said rod is aligned with a longitudinal axis of said clamp.
29. The system of claim 28, wherein the rod is bent at an angle of about 90° to about 130°.
The system of claim 28, wherein the rod has a sinusoidal curve.
31. The system of claim 18, wherein the rod comprises at least two rod members connected by an articulating joint.
32. The system of claim 31, wherein the articulating joint is selected from the group consisting of: a swivel mechanism and a ball and socket coupling.
33. The system of claim 18, wherein the rod has a bifurcated configuration terminating in a first distal rod end and second distal rod end spaced apart from one another and wherein the system comprises a first clamp connected to the first distal rod end and a second clamp connected to a second rod end.
34. The system of claim 18, wherein the rod has a bifurcated configuration terminating in two proximal rod ends that are spaced apart from one another for spinal attachment.
35. The system of claim 18, wherein the rod comprises two or more branches terminating in two or more distal rod ends and wherein two clamps are connected to two of said two or more distal rod ends.
36. A cranial clamp apparatus adapted for surgical implantation in a cranium comprising:
a first clamp member adapted for engaging an exterior surface of a cranial bone, wherein said first clamp member comprises:
a distal first clamp member end; and
a drill guide region comprising a first hole positioned therein, wherein the drill guide region has a greater thickness than and tapers towards the distal first clamp member end; and
a second clamp member adapted for engaging an interior surface of said cranial bone, wherein said clamp engages an edge of said cranial bone; and
a fastener positioned through said first hole, wherein the fastener anchors said clamp to the cranial bone.
37. The cranial clamp of claim 36, wherein the drill guide region has a greater thickness than and tapers towards a proximal end of said first clamp member.
38. The cranial clamp of claim 36, wherein said drill guide region has a thickness of about 2 mm to about 7mm.
39. The cranial clamp of claim 36, wherein the first clamp member has a radius of curvature defined by the angle subtending a proximal and the distal end of the first clamp member is about 0.5 to about 2.
40. The cranial clamp of claim 36, wherein said fastener comprises a second hole positioned through a width of the fastener.
41. The cranial clamp of claim 36, wherein said second clamp member comprises a second hole aligned with said first hole and wherein said fastener is positioned through said second hole.
42. The cranial clamp of claim 36, wherein said clamp comprises a third clamp member for engaging an edge of said cranial bone, wherein said third clamp member connects said first clamp member to said second clamp member forming a U shaped configuration, wherein said first clamp member, said second clamp member and said third clamp member have a continuous smooth exterior surface.
43. The system of claim 36, wherein said first clamp member further comprises a second hole.
44. The system of claim 36, wherein said fastener is a triple screw member comprising:
a first portion comprising a first threaded surface for engaging cranial bone;
a second portion for engaging said clamp;
a third portion comprising a second threaded surface; and
a nut member secured to said third portion, whereby said nut member may be tightened in order to secure a second surgical instrument.
45. The system of claim 36, wherein said first clamp member further comprises a base member and one or more extension members connected to and protruding from said base member.
46. The system of claim 45, wherein a plurality of extension members are connected and protrude from said base member.
47. The system of claim 45, wherein a second hole is defined in said extension member.
48. The system of claim 45, wherein said extension member is sufficiently malleable to bendably position said extension member to conform to a surface of the cranial bone.
49. The system of claim 46, wherein said second clamp member comprises a base member and one or more extension members and wherein a hole is defined in said extension members corresponding to configuration of the first clamp member.
50. The system of claims 1 or 18, further comprising a vertebral clamp and vertebral plate adapted to be attached to a vertebra, wherein at least one of the vertebral clamp and the vertebral plate are connected to the rod with a vertebral fastener.
51. The system of claim 50, wherein the vertebral clamp comprises a first vertebral clamp member, a second vertebral clamp member and a third vertebral clamp member forming a U shaped configuration adapted for attaching to posterior arch of a vertebra.
52. The system of claims 1 or 18, further comprising a frame member attached to a porous mesh, wherein the frame member attached to the clamp.
53. The system of claims 1 or 18, further comprising a cranial plate attached to the clamp.
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